673 Compliance Monitoring Jobs - Page 7

Role Overview: As a Training Specialist at the company, you will play a crucial role in identifying and addressing the training needs of the Collection Contact Center and Field Agencies. Your responsibilities will include: Key Responsibilities: - Identifying and assessing current and future training requirements for both the contact center and field agencies - Developing personalized training and development plans to enhance collection deliverables - Conducting training sessions for the telecollections team in both the contact center and field agencies - Monitoring and evaluating the effectiveness and success of training programs, ensuring a positive ROI - Utilizing a variety of training met...

Key Responsibilities: The objective of the Director Compliance Testing is to identify, assess, mitigate, and report on Compliance / Regulatory Risk within the multiple processes for American Express Banking Corp. (AEBC) to ensure adherence to regulatory standards, internal policy and enhance the Bank’s resilience through managing a clear methodology of inherent and residual risk. To lead a diverse team of high-performing professionals focused on Compliance testing. This will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Director will: Providing 2nd line credible challenge to protect American Express Banking Corp....

Role Overview: As a Governance, Risk, and Compliance Lead specializing in SOX and Internal Audit, you will be responsible for ensuring the integrity of financial reporting and compliance with regulatory requirements. Your role will involve designing, implementing, and monitoring governance frameworks, risk management processes, compliance protocols, and internal control systems in alignment with Sarbanes-Oxley Act (SOX) guidelines. Key Responsibilities: - Develop and maintain robust governance frameworks to ensure compliance with regulatory standards and organizational policies. - Identify, assess, and mitigate risks associated with financial reporting, operational processes, and regulatory ...

As a Construction Site Safety Officer at our company, your role will involve ensuring that construction workers adhere to safety protocols, conducting regular inspections of equipment, and investigating incidents on the construction site. You will be responsible for the following key responsibilities: - **Policy and Procedure Development:** Develop and implement safety policies, procedures, and training programs to cultivate a culture of safety within the organization. - **Risk Assessment and Hazard Identification:** Conduct regular inspections and risk assessments to identify potential hazards and implement preventive measures. - **Compliance Monitoring:** Ensure compliance with relevant sa...

Job Description About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-e...

Job Description: GST Returns Filing: Timely and accurate preparation, reconciliation, and filing of GSTR-1, GSTR-3B, GSTR-9, and other applicable returns. GST Compliance & Audits: Ensure full compliance with GST laws, handle GST audits, maintain documentation, and manage departmental queries and assessments. GST Payments & ITC Management: Compute GST liabilities, ensure timely tax payments, and manage Input Tax Credit (ITC) reconciliation with GSTR-2B. Income Tax Returns: Prepare and file income tax returns for the company and related entities, ensuring accurate tax computation and compliance. Income Tax Audits: Support tax audit processes, including preparing audit reports (Form 3CD) and co...

Role & responsibilities The Role: Procurement Analytics and Reporting Analyst The Impact: The Procurement Analytics Analyst is responsible for collecting, analyzing, and interpreting data related to the procurement function. This role involves creating reports, dashboards, and providing actionable insights to enhance decision-making within the procurement department. The Analyst collaborates with cross-functional teams to drive efficiency, cost savings, and compliance in procurement processes. What's in it for you: Join our team and contribute to our organization's success by harnessing the power of data and analytics to drive strategic procurement decisions. If you're passionate about trans...

You are a strategic thinker passionate about driving solutions in Legal Entity Control. You have found the right team. As a LEC Associate in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. You will be accountable for oversight of control issue identification, escalation, evaluation and remediation, and play an instrumental role in promoting consistency of approach across both Corporate and Line of Business Finance teams. Job Responsibilities : Oversee legal entity accounting and control on a monthly basis, including the month-end close process, parent/child accounting, equity pick-up, review of inter-entity breaks, and monitoring of unnatur...

Role Overview: As a Project Manager, your role will involve conceptualizing and developing long-term strategies for integrated project execution across the cluster. You will lead pre-construction activities, align development planning with various objectives, and ensure timely initiation, monitoring, and closure of all projects. Your responsibilities will also include overseeing budgeting, cost management, quality control, compliance, technology integration, team development, and leadership within the organization. Key Responsibilities: - Conceptualize and develop long-term strategies for integrated project execution. - Lead pre-construction activities, including feasibility studies, design ...

As an experienced professional in regulatory compliance, your role at FIS will involve monitoring and communicating regulatory changes that impact FIS products, services, and business activities. You will need to maintain knowledge of applicable laws and regulations, offer guidance on implementing regulatory changes, and communicate detailed requirements to the Line of Business (LOB). Additionally, you will provide compliance reviews and direction for new and expanding products and services, respond to issues related to regulatory compliance, and conduct periodic reviews and evaluations to ensure compliance with laws and regulations. Key Responsibilities: - Monitor and communicate regulatory...

Role Overview: As a Risk & Compliance Analytics and Monitoring Senior Analyst at BD, you will play a crucial role in implementing and maintaining an effective Ethics and Compliance monitoring program. Your responsibilities will include assessing if BD is operating in line with Ethics and Compliance policies, driving data analytics efforts for continuous auditing, and supporting Internal Audit and Monitoring functions. Your work will contribute to ensuring the effectiveness of the company's compliance program. Key Responsibilities: - Contribute to implementing and executing BD's compliance monitoring and audit programs, focusing on data-driven monitoring tools with large and complex data sets...

About the Ethics & Independence Function: The Ethics & Independence (E&I) team plays a pivotal role in safeguarding the firms reputation and regulatory compliance by proactively managing internal risks related to client acceptance, engagement continuance, and conflict of interest assessments. The team ensures the firms adherence to internal policies and global independence standards applicable to both audit and non-audit services. The opportunity: As a Manager Ethics & Independence, you will take a role in ensuring compliance with the firms independence and conflict management policies. This role demands advanced subject matter expertise in ethics, regulatory compliance, and risk mitigation ...

As the Head Secretarial at our company located in Kurla, you will be responsible for a variety of secretarial and compliance tasks. Your primary duties will include: - Board/Committee Meeting Related Work: - Administrative Arrangements - Agenda Preparation - Minutes Drafting - Action Points Circulation/Tracking - Signing of Minutes/Digitalisation - General Meeting related work: - Agenda/Notice Preparation - Minutes Drafting - Signing of Minutes/Digitalisation - Executive Committees BR Issuance/Minutes Drafting - Statutory Registers updation In terms of Compliance Responsibilities, you will handle tasks related to ROC, SEBI, and other regulatory bodies. Your duties will include: - ROC e-Forms...

Job Purpose We are seeking a highly qualified and strategic Internal Auditor to lead our internal audit function for the organization. This role demands extensive experience in internal auditing, risk management, and compliance, especially within the EPC, MEP, T&D, construction engineering and oil and gas sectors. Roles & Responsibilities Key Responsibility Areas Objective Key Responsibilities (OKRs) Develop and implement a robust internal audit strategy to ensure effective risk management and compliance with relevant regulations. Lead the internal audit team to enhance operational efficiency and safeguard the organization's assets. Strategic Leadership: Formulate and execute an internal aud...

About Groww: We are a passionate group of people focused on making financial services accessible to every Indian through a multi-product platform. Each day, we help millions of customers take charge of their financial journey. Customer obsession is in our DNA. Every product, every design, every algorithm down to the tiniest detail is executed keeping the customers needs and convenience in mind. Our people are our greatest strength. Everyone at Groww is driven by ownership, customer-centricity, integrity and the passion to constantly challenge the status quo. Are you as passionate about defying conventions and creating something extraordinary as we areLet s chat. Our Vision Every individual d...

Education Qualification : Engineer - B.E / B.Tech / MCA Skills : Primary -> Technology | Risk Management Methodologies and Framework | Level 4 Support | 4 - Advanced Primary -> Technology | Policy Development and Management | Level 4 Support | 4 - Advanced Secondary -> Technology | Project Management Skills | Level 4 Support | 4 - Advanced Secondary -> Technology | Int and Ext Audit processes and assurance methodologies | Level 4 Support | 4 - Advanced Tertiary -> Technology | Compliance Monitoring and Reporting | Level 2 Support | 2 - Knowledgeable Certification : Technology | CGEIT/CISA/CRISC/PMI-RMP/ISO 31000 Risk Manager/Certified Regulatory Compliance Manager/Certified Compliance and Et...

This is regarding opening with a leading Investment Advisory Firm as an AVP/VP- Compliance category 3 Designation: AVP/VP- Compliance category III Experience: 6 to 15 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment Location: Mumbai/Gurgaon/Any where in India Job Role: Finance & Accounts (Indian Entity) Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors. Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage. Compliance & Governance (Indian Entity) Ensure timely completion of statutory compliances, board resolutions,...

Opening available for a qualified Company Secretary from ICSI with experience in handling secretarial work relating to Companies Act with with regard to filing of various eforms with MCA Preparation of Notice, Directors Report, Agenda, Minutes as required under Companies Act. CS with experience in RBI compliances with regard to filing of various supervisory returns, dealing with various circulars issued by RBI preferable.

Job Description: We are looking for experienced professionals for the role of Field Audit Manager . The position involves dealership audits, fraud investigation, compliance checks, and stakeholder engagement. Key Responsibilities: Conduct field/dealer audits as per the monthly travel plan. Ensure adherence to company policies, processes & compliance standards. Meet field executives / BDMs to check awareness of products & schemes. Conduct customer/vendor visits in case of fraud investigations or complaints. Submit timely field audit reports and maintain ethical standards. Build and maintain strong relationships with internal teams, dealers, and vendors. Education & Experience: Graduate (manda...

As an Environmental Health and Safety (EHS) Head, your role will involve ensuring workplace safety, occupational health & hygiene, and environmental protection. You will be responsible for creating and enforcing EHS policies and procedures to ensure compliance with local, state, and federal regulations. Additionally, you will lead sustainability drives, monitor statutory reports submission, conduct impact assessments to identify and mitigate EHS risks, and implement measures to prevent occupational health hazards. Your responsibilities will include: - Environment protection & managing waste disposal activities - Operating and troubleshooting zero liquid discharge wastewater treatment plant &...

Job Description Risk / Compliance Manager Company: Autope Payment Solution Limited Location: Gurugram Experience Required: Minimum 5 Years Position Overview The Risk / Compliance Manager will be responsible for developing, implementing, and maintaining the company’s compliance and risk management framework. The role requires a deep understanding of regulatory requirements in the financial services and payments industry, with a strong focus on RBI, NPCI, AML, and data security guidelines . Key Responsibilities Risk Management Develop and implement risk management policies, frameworks, and strategies across the organization. Identify, assess, monitor, and mitigate operational, financial, and c...

Role & responsibilities System Maintenance & Coordination - Ensure implementation and continual improvement of ISO standards within the organization. - Maintain the Integrated Management System (IMS) documentation, procedures, and records. - Facilitate cross-functional compliance with all ISO and legal requirements. Internal Audits - Plan and coordinate internal audits across all departments. - Maintain the internal audit schedule and follow up on audit findings and corrective actions. - Liaise with external certification bodies and support during external audits. Document Control - Manage the creation, review, revision, and distribution of controlled documents. - Maintain a central document...

You are an experienced Software Asset Management Consultant with a strong background in IT Asset Management (ITAM) tool implementation, primarily FlexeraOne, FlexNet, and discovery tools. Your expertise lies in data modeling, license optimization, SaaS discovery, and end-to-end ITAM delivery. Your key responsibilities include: - Implementing and configuring ITAM tools such as FlexeraOne, FlexNet, and Discovery tools - Designing architecture diagrams for agent-based and agentless scanning - Driving SaaS-based discovery and lifecycle management processes - Developing project plans and implementation roadmaps for ITAM solutions - Leading entitlement gathering, agreement analysis, compliance mon...

As a Compliance Manager at our organization, you will be responsible for identifying, assessing, monitoring, managing, and reporting on compliance throughout the bank. Your role will involve ensuring that the organization's activities align with applicable laws, regulatory requirements, policies, and procedures. You will play a key role in apprising the Board and senior management on regulations, rules, standards, and developments, providing clarification on any compliance-related issues. Key Responsibilities: - Develop a risk-oriented activity plan for compliance assessment and ensure its execution at least once a year. - Submit the activity plan to the Audit Committee of the Board (ACB) fo...

As an Intern in the Compliance function, you will be responsible for: - Conducting Compliance Risk Assessment and Testing. - Supporting the team in leading compliance gap assessment projects and assisting in developing action plans to address identified gaps. - Overseeing regulatory reporting processes to ensure compliance with reporting requirements and timely submission of reports. - Supporting the implementation of compliance monitoring tools and technologies. - Assisting in audits and other administrative functions as required. - Preparing a gist of regulatory circulars. - Assisting in other compliance-related activities. Qualification Required: - Company Secretary/MBA (Note: No addition...