673 Compliance Monitoring Jobs - Page 8

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. **Role Overview:** You will be responsible for managing and administering the Proactis P2P system to ensure smooth day-to-day operations. Your role will involve ensuring all data within the system is accurate, updated, and aligned with business requirements. Additionally, you will generate, validate, and analyze system reports to provide vis...

As a Senior Associate Data Privacy at EY, you will have the opportunity to join a fast-growing team in the GCO Enablement team in GDS India. Your role as a meticulous and knowledgeable Records of Processing Activities (ROPA) Specialist will involve ensuring compliance with the General Data Protection Regulation (GDPR) by maintaining accurate and comprehensive records of processing activities. Your work will be crucial in supporting the organization's commitment to data protection and privacy, requiring sound experience in data privacy (GDPR), data protection, and related areas. Your Key Responsibilities: - Maintain ROPA Documentation: - Develop, implement, and maintain the Records of Process...

Role Overview: As a Production Support Specialist, your main responsibility is to ensure the daily performance of the Production Specialists, resolve technical escalations, and develop technical capability within the team. You will be overseeing and supporting processes, reviewing performance dashboards, providing technical support, and ensuring that all client queries are resolved efficiently and within the defined SLAs. Key Responsibilities: - Oversee and support processes by reviewing daily transactions on performance parameters - Review performance dashboard and scores for the team - Support the team in improving performance parameters by providing technical support and process guidance ...

Job Title: Executive Fraud Prevention (Falcon) - Hindi language mandatory. Location: Chennai - Poonamallee High Road, Porur About the Company: A leading financial services organization, recognized as one of Indias top credit card issuers. We are committed to innovation, customer convenience, and fostering an inclusive workplace where employees thrive. Role Purpose: To ensure timely and accurate fraud alert decisioning to prevent and detect frauds, ensure adherence to regulatory compliance and deliver appropriate customer experience. Key Responsibilities: Analyze applications/transactions for patterns to unearth frauds & make decisions to approve/decline applications or block/unblock cards. C...

As a Plant Operator, your role involves operating and monitoring various equipment such as pumps, control panels, dosing systems, decanters, WAS pumps, air blowers, and reactors. You will be responsible for accurately logging operational data like decant time and flow rate in the logbook. Regular tasks include removing floating debris such as FOG, plastics, and other waste materials, and reporting any operational issues or abnormalities to the Process Supervisor/Engineer. Additionally, you will control the operation of plant systems and machinery, identify causes of equipment or process malfunctions, and take corrective actions. Key Responsibilities: - Conduct daily checks of the wastewater ...

Executive Store & Planning Department shall have responsibility as enumerated below: To Ensure the Quality System in store. To follow up & compliance of all internal inspections and final inspections Regulatory Authority. To involve internal audits/self-inspection periodically, to follow strict quality standards. To ensure timely available the raw and packing materials according to manufacturing plan. To ensure timely done the sampling of raw and packing materials. To maintain the Quality Standards of raw and packing materials. Ensures thorough communication with all internal and external merchant teams, construction managers, consultants and agencies. Monitors and facilitates the completion...

Responsibilities: Manage financial operations, prepare GST/ITR/TDS returns, ensure compliance with tax laws. Conduct audits, oversee accounting processes, monitor budgets & costs. Handle vendor payments, project costing, and statutory filings. Office cab/shuttle Provident fund Food allowance Annual bonus

Job Description: You will be involved in trade surveillance and compliance monitoring during your internship with us. Your responsibilities will include: - Handling queries received from the Exchanges and Depositories and submitting responses to the Regulators. - Coordinating with various business groups to gather rationale and supporting documents. - Preparing daily Management Information Systems (MIS) reports. - Coordinating, developing, testing, and implementing new initiatives aimed at process improvement. Qualifications Required: - Currently pursuing a bachelor's degree in a relevant field. - Strong analytical and problem-solving skills. - Good communication and interpersonal skills. In...

Mizuho Global Services Pvt Ltd (MGS) is a subsidiary company of Mizuho Bank, Ltd, which is one of the largest banks or so called Mega Banks of Japan. MGS was established in the year 2020 as part of Mizuho's long-term strategy of creating a captive global processing centre for remotely handling banking and IT related operations of Mizuho Bank's domestic and overseas offices and Mizuho's group companies across the globe. At Mizuho we are committed to a culture that is driven by ethical values and supports diversity in all its forms for its talent pool. Direction of MGS's development is paved by its three key pillars, which are Mutual Respect, Discipline and Transparency, which are set as the b...

Neo San | Clean tech Responsibilities: * Conduct regular compliance tests * Ensure regulatory compliance * Prepare compliance reports * Monitor regulatory risks * Report non-compliances * Regularly doing site visits

Lead and manage internal audit function by Assessing the effectiveness of the Internal Policies and operational Internal controls across all functions of Compliance and Business processes. Preparing the audit scope and detailed test plans. Perform full audit activities on entities and processes as directed while under the supervision of the Audit Committee of the Board. Ensure compliance with regulatory requirements. Drive continuous improvement and risk management. Mentor and lead a high-performing Internal Audit team. Collaborate with cross-functional teams and management for implementing effective Internal Controls. Presents summarised findings of Internal audit with action taken report t...

Job Title: Compliance Surveillance (MACM) Location: Kurla Department: Compliance Surveillance About the Role We are seeking a highly motivated Compliance Surveillance professional to join our team. The role involves end-to-end monitoring of trading activities, identifying suspicious transactions, ensuring regulatory compliance, and supporting risk control frameworks. This is an excellent opportunity for candidates with 1–2 years of compliance/surveillance experience in broking or capital markets who are looking to grow their career with a reputed financial services organization. Key Responsibilities: Monitor client trading activities across order book, trade data, and other market data sourc...

Monitor and evaluate the quality of US travel-related sales and service interactions. Ensure adherence to company quality standards and compliance requirements. Provide feedback and coaching to sales and customer service teams for continuous improvement. Analyze call recordings and reports to identify areas of improvement. Collaborate with teams to implement quality enhancement measures.

Role Overview: You will be part of a global team at AECOM, a trusted infrastructure consulting firm, delivering projects that create a positive impact worldwide. As a valued member, you will play a crucial role in ensuring adherence to company policies, procedures, and compliance with relevant SOX narratives and controls. Key Responsibilities: - Manage AR/AP and Other Asset category, Technical Accounting, and Financial Reporting duties - Supervise the monthly reconciliation process to guarantee accuracy in financial statements - Oversee reconciliation of employee advances and liaise with S2P for discrepancy resolution - Manage reconciliation of Employee expense/P-card accounts and resolve di...

As a Financial Analyst, your role involves ensuring the accuracy of financial documents and compliance with relevant laws and regulations. You will be responsible for preparing and maintaining important financial and MIS reports, as well as tax returns. Your expertise in evaluating financial operations will help recommend best practices, identify issues, and strategize solutions for efficient organizational operations. Additionally, you will provide guidance on cost reduction, revenue enhancement, and profit maximization. Key responsibilities include: - Conducting forecasting and risk analysis assessments - Offering advice on best internal control practices - Preparation of asset register - ...

1. Lead the implementation of Prisma Cloud security solutions for securing containerized applications, focussing on runtime protection, vulnerability scanning, compliance monitoring and network security 2. Design and architect secure container environments using Prisma cloud to protect container registries, Kubernetes clusters & microservices 3. Configure and manage Prisma Kubernetes security to monitor and enforce security policies in Kubernetes clusters, focusing on threats like misconfigurations, network vulnerabilities and un-authorized access. 4. Integrate Prisma security products into continuous integration pipeline to automatically scan container images, manage vulnerabilities. 5. Con...

Confirm legal licenses & compliance with all relevant laws, regulations, and internal policies. License Verification and Management: Liaison to maintain a comprehensive database of all active licenses, including expiration dates and renewal requirements. Liaison to develop and implement a system for timely license renewals, ensuring no lapse in professional licensure. Research and stay informed of specific licensing requirements for various legal specializations within the organization. Compliance Monitoring: Develop and maintain a compliance calendar to track deadlines for legal and regulatory filings. Monitor relevant legal and regulatory changes that may impact the organization's operatio...

Roles & Responsibilities - Store Manager Oversee day-to-day operations of the store. Ensure smooth functioning of production, display, sales, and customer service. Monitor hygiene and food safety standards as per FSSAI guidelines. Manage inventory & Ensure customer satisfaction Drive sales targets and achieve daily, weekly, and monthly revenue goals. Implement upselling and cross-selling techniques (cakes, breads, beverages, etc.). Recruit, train, and supervise bakery staff (bakers, sales executives, helpers). Prepare staff schedules and manage shift planning. Motivate the team to meet productivity, sales, and quality standards. Conduct regular performance reviews and training sessions. Moni...

Architect / Technical Manager | 9 to 15 Years | Pune As a Technical Architect / Technical Lead, you will be responsible for defining and guiding the technical strategy and architecture for our projects. You will work closely with development teams to ensure the successful design, deployment, and maintenance of scalable microservices and cloud-based applications. Your role will include leading technical discussions, driving best practices, and ensuring alignment with overall business objectives. Key Responsibilities: Architectural Design Design and implement scalable and high-performance architectures using Spring Boot for APIs and microservices. Define and document architectural patterns and...

Responsibilities: Oversee financial operations, budgetary control, taxation. Ensure compliance, monitor financial risks. Manage finances, prepare budgets, maintain books. Donor & Fund Management Audit Systems, Capacity Building

Product reliability compliance monitoring Consistent Incoming Goods Quality, Support to CPD functional with functional, dimensional and application related testing Calibration system management & execution FG audit for NPD products Required Candidate profile Responsible for driving & follow PDCA process to ensure continual improvement & drive use from inspection to preventive module Understanding of Deming Cycle for PDCA, TQM, Green belt in Six sigma, AQL

As a Human Resource & Admin Assistant at BigMuscles Nutrition in Faridabad, your role involves managing HR tasks, HRIS, benefits administration, and training activities to support the HR team. Your experience in handling manufacturing units is preferred for this full-time on-site position. Key Responsibilities: - Conduct compliance audits to ensure adherence to relevant laws and regulations. - Develop HR policies to maintain compliance within the organization. - Handle hirings for both white-collar and labor positions and communicate daily with labor for administrative purposes. - Actively participate in the HR team and train staff on compliance matters. - Maintain records to ensure complian...

Key Responsibilities Delivery • Lead the broader Investment Compliance Operations team in India, providing management oversight and support to the team in India. • Provide hands-on oversight and guidance to the team in ensuring that all applicable regulatory and/or IMA restrictions and guidelines, applicable to various FIL managed portfolios, are accurately set-up in the Portfolio Compliance Monitoring system. • Evaluate investment restrictions for compliance testing and provide expert level guidance and support to the team members on end of day testing and related queries. • Develop and maintain effective management information, KPIs and reporting metrices for the GIC function. • Work close...

As an HR Intern at our Client's Human Resources team, you will have the opportunity to gain hands-on exposure to various core HR functions. You will be responsible for assisting in end-to-end recruitment processes, including sourcing, screening, scheduling, and onboarding. Additionally, you will support HR documentation tasks such as maintaining employee records, verifications, and conducting file audits. Your role will also involve coordinating employee engagement initiatives and internal communications. Key Responsibilities: - Assist in end-to-end recruitment processes - Support HR documentation tasks - Coordinate employee engagement initiatives and internal communications - Play a crucial...

About This Role Your Team: ? ? Fundamental Equities (FE) sits within BlackRock's Portfolio Management Group (PMG), which encompasses Fundamental and Systematic investing across Fixed Income, Equities and Multi-Asset Strategies.?? The FE business is a key division at BlackRock with over $260bn of assets under management, across 90+ strategies and over 200+ investment professionals. FE teams use traditional analytics to pick stocks and assemble coherent, deliberate and diversified portfolios. Through cutting edge technology, sophisticated models and embedded research, our investment management approach provides outstanding performance for our clients and is an important part of the BlackRock b...