439 Compliance Monitoring Jobs - Page 6

Driving,promoting& enhancing the compliance culture within the businesses &developing strong partnerships at all levels of the organization Serving SME for assigned Commercial Compliance SMA with the overall responsibility for continuous improvement Required Candidate profile Leadership exp in driving organizational change&development,coaching,mentoring Exp US Customs Harmonized Tariff Schedule,Government Agency import/export regulations (OFAC,ITAR &sanctioned parties)

ABOUT US: Amicorp Group is an independent leading global provider of asset management, fund administration, trust fiduciary and corporate services to mostly corporate but also high-net-worth clients (www.amicorp.com). We are a Hong Kong based Group with an international network of 40+ offices in over 30 countries. Our private ownership further allows us to be fully committed to our client`s long-term financial needs and goals. We aim to provide a safe and stable working environment for our employees, we promote environmental consciousness and contribute positively to the communities in which we are active; we are also soundly profitable. We are proud to have our global team of 700+ specialists who contribute their individual talents to Amicorps broad range of expertise and experience. We are international, independent, entrepreneurial and growing fast. We have a fast paced, dynamic, international work environment. Our people possess a strong entrepreneurial and solution driven mindset, and we value people with initiative, creativity, ambition and drive, and we offer market competitive compensation. SUMMARY The role holder is primarily accountable for all client and operational matters and solving all issues managing risks, ensuring operational efficiency and addressing all client delivery matters relation to the Company&aposs Bangalore Central office ("Office"). The role holder is responsible for seamless operational delivery and financial performance (billing) for the Legal and Corporate Services, Accounting Services, Compliance, Tax and Fund Administration Services. They shall also implement, define and document operational procedures relating to execution and be responsible for daily deliverables to all countries supported by the Bangalore office. PRIMARY DUTIES AND RESPONSIBILITIES: OPERATIONAL STRATEGY Develop and execute an operational strategy that supports the companys legal and corporate, accounting and fund administration service lines. Oversee all operational functions, ensuring efficiency, compliance, and client service excellence. Implement best practices in operational management, digital transformation, and risk mitigation. Align operational workflows with business growth, technological innovation, and regulatory changes. OPERATIONS MANAGEMENT Primarily accountable for all client and operational matters and solving all issues managing risks, ensuring operational efficiency and addressing all client delivery matters. Ensure smooth operational execution within the set timelines and provide client deliverables ahead of the deadline. Oversee client onboarding, KYC/AML processes, and regulatory reporting across multiple jurisdictions. Ensure accurate and timely execution of NAV calculations, financial statements, investor reporting, and compliance monitoring. Defining operational execution plans for new billable projects and new client onboardings. Implement, define and document operational procedures relating to execution. Drive standardization and automation to improve fund administration efficiency and reduce errors. Lead and optimize fund administration processes, trust and fiduciary services, and investor services delivered from the central office. Build standard, transparent, and repeatable production and service processes to provide stable, consistent, and quality products and services that both internal and external clients expect. Drive discipline of daily deliverables to clients and local offices and daily timesheets and billing, Manage client relationships, operational risk, service level agreements and coordination of client deliverables. Develop, maintain and expand contact with Sales team and the country management teams and Account Managers, clients and the intermediaries and ensure that all stakeholders are serviced well. Facilitate enforcing policies, procedures and work-instructions with operational staff in order to achieve a standardized way of working towards the clients. Responsible for implementing appropriate and best of breed systems and operating procedures Leverage the central office delivery capabilities in Bangalore to reach profitability targets Support the delivery of the financial and operational priorities and budget, within the defined financial targets and objectives. Responsible for the review of existing processes, mapping key processes, identifying gaps and creating the path to a more efficient operations model. Facilitate enforcing policies, procedures and work-instructions to achieve a standardized way of working towards the clients. Ensure the smooth onboarding and off boarding of clients via appropriate systems and internal systems, and ensure proper communication across functions during the process Provide feedback and reports to internal stakeholders. Ensure accurate client time recording and control of client profitability targets. Analyzing all operations and actively driving operational efficiencies. Assist in growing the overall fiduciary and find administration service line. Assess and plan operational capacity and report back to the sales officers to ensure timely delivery. Help define operational processes and assist with the implementation of these process and procedures. Planning and managing projects and contributing to product development and innovation. Promoting operational efficiencies by implementing and optimizing operational produces and actively driving digitization in the service delivery. Control of the capacity planning and key role in the business continuity planning to ensure 100% delivery. Maximize utilization of resources and drive cost control measures across operations. Travel to offices / client visits as appropriate to support business requirements and manage deliverables. Help build a high performing operational team to grow the Amicorp business. Maintain high operational standards in trust and corporate services, accounting and Globalization Service and fund administration, and investor services. REGULATORY COMPLIANCE & RISK MANAGEMENT Ensure all operations comply with global and regional financial regulations (e.g., AIFMD, FATCA, CRS, GDPR, DFSA regulations). Work closely with risk, legal, and compliance teams to maintain regulatory adherence and mitigate risks. Implement a robust risk management framework that covers operational risk, cybersecurity, and client data protection. Lead audits, manage relationships with regulators, and ensure timely reporting of regulatory obligations. CLIENT RELATIONSHIP & SERVICE EXCELLENCE Ensure high-quality service delivery to institutional clients, fund managers, family offices, and high-net-worth individuals (HNWIs). Act as an escalation point for client concerns related to operational efficiency and service performance. Foster long-term client relationships by ensuring service excellence in fund administration, trust management, and corporate services. Collaborate with business development teams to support client acquisition and retention efforts. FINANCIAL OVERSIGHT & RESOURCE MANAGEMENT Manage operational budgets, ensuring cost-effectiveness while maintaining service quality. Optimize resource allocation across teams and geographies to maximize efficiency. Identify and implement cost-saving measures through process improvements and automation. Develop a high-performing workforce through discipline in billing, training and mentoring; as well as manage poor performance quickly and efficiently. Foster a culture of accountability, excellence, and innovation within the operations team. Set and monitor KPIs, performance benchmarks, and operational targets. Candidate Profile: Bachelor&aposs or master&aposs degree in law, Accounting, Tax or another business-related field, additional relevant qualification would be desirable. At least 15 years of experience inclusive of at least 5 years in senior management positions in financial services industry (preferably with international exposure). Good understanding of key financial services and industry related legislation. Familiar with international requirements - e.g. CRS, FATCA, BEPS, GAAR, ESR, that affects the clients and entities in target markets. Strong commercial mindset, takes initiative, positive and proactive, dedicated, focused and revenue and target driven. Excellent leadership, organizational, interpersonal and communication skills. Successful team management experience including performance management and employee development. Excellent client facing skills. Well-developed spoken and written communication skills and the ability to tailor style to relevant audiences and successfully liaise with people at different levels. Excellent English language fluency: additional languages preferred. Strong analytical and problem-solving skills, solution driven, highly organized and detail-orientated with good decision making and time management skills. Independent, hands-on and takes accountability to deliver solutions and results. Ability to adapt and work in a smaller, dynamic local team environment; along with being part of a bigger matrix organization. Proven leadership and team player skills, with ambition to excel in the role. Demonstrated knowledge and understanding of operational efficiency issues and quality management Show more Show less

Key Responsibilities- To support the Global Investment Compliance colleagues in review and evaluation of Investment Restrictions and recommend and implement such investment restrictions for compliance testing. Liaison with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted; this may require discussions with Client Services, Relationship Directors, Legal and Product teams. Identify, track, resolve and report compliance breaches in-line with internal policy and regulatory requirements. To assist with ongoing review of relevant processes and procedures to ensure best practice by bringing efficiency and streaming manual controls. Preparing compliance reports, certifications and responding to compliance questionnaires. Ensuring detail documentation of end to end procedures, maintenance of procedures repository including change notification in various systems. Develop effective working relationships with other functional areas for timely receipt of information required for the completion of tasks Provide a high quality timely service to customers Assist in a range of FIL-wide projects or tasks About you The ideal candidate will: Criticalthinking, analytical skills, and sound judgement are required given the responsibilities for problem solving in operational and project work Experience in compliance, trade/portfolio compliance monitoring (preferred) and/or operations functions, ideally within asset management industry 3-5 years' experience in working in the investment management industry (preferably buy side) and of investment products Good understanding of portfolio monitoring processes (preferred), including the interpretation of client investment management agreements Good IT skills including Microsoft Office, particularly Word, Excel and Outlook; Bloomberg, basic Macro and knowledge of Charles River systems (or similar compliance monitoring tools) would be an advantage. Good instrument knowledge of equities, fixed income and derivatives Business-level verbal and written English communication / presentation skills Positive team player as well as the ability to work on their own initiative Investigative and questioning nature Strong self-motivation, organisation, prioritisation, time management, used to adapting to unforeseen changes Excellent inter-personal skills Ability to learn quickly and make decisions that are reasonable and logical

The Compliance Intern (GRC - Cyber security) will support key compliance activities, including monitoring and audit preparation. Your role involves maintaining records, assisting with documentation, and collaborating across departments to help ensure regulatory adherence and support ongoing compliance projects. Support the implementation of compliance training programs and help maintain training materials. Participate in compliance monitoring activities and assist in preparing reports for management. Provide support during internal and external audits, including documentation and responses. Maintain organized compliance records and manage a centralized document repository. Collaborate with other departments on compliance efforts and support various projects as needed. Qualifications & Skills: - Bachelors/Masters degree in Computer Science, Information Technology, or related field. - Strong interest in compliance and regulatory affairs. - Excellent research and analytical skills. - Detail-oriented with strong organizational abilities. - Effective communication skills, both written and verbal. - Ability to work independently and collaboratively in a team environment. - Proficient in Microsoft Office applications.,

As a key member of the team at Kitchens@, you will play a crucial role in ensuring that our infrastructure remains robust, secure, and efficient to support our mission of simplifying food entrepreneurship. Your expertise in system and network administration will be instrumental in driving our growth and success in the dynamic food tech industry. Your responsibilities will include developing and maintaining our infrastructure strategy and planning, recommending and implementing upgrades for performance and security, and managing infrastructure budgets and cost optimization initiatives. You will oversee the installation, configuration, and maintenance of Windows, Linux, and Mac OS systems, as well as enterprise applications, virtualization platforms, and cloud integrations. Ensuring regular backups, disaster recovery, and failover testing will be essential aspects of your role. In addition, you will be responsible for managing LAN, WAN, VPN, Wi-Fi, and hybrid cloud networks, administering network devices, and ensuring network uptime, performance optimization, and proactive issue resolution. Your expertise in Mac OS management will be crucial as you oversee the deployment, configuration, and maintenance of Mac OS devices in a mixed-OS environment, implement security controls, and provide technical guidance for compatibility and troubleshooting. Furthermore, you will be tasked with implementing and monitoring cybersecurity measures, conducting security audits and risk assessments, and ensuring compliance with relevant IT policies and regulations. Your role will also involve leading and mentoring a team of system and network engineers/administrators, managing vendor relationships and service contracts, and planning and executing IT infrastructure projects on time and within budget. To excel in this role, you should possess a Bachelor's degree in Computer Science, IT, or a related field (Masters preferred), along with 8+ years of experience in system and network administration, with at least 3 years in a managerial role. Strong experience with Windows, Linux, and Mac OS administration, knowledge of MDM solutions for Mac OS device management, expertise in networking technologies and protocols, and strong cybersecurity knowledge are essential qualifications. Excellent leadership, communication, and project management skills will also be crucial for success in this position.,

As the Global Demand Planning EM for the US & Canada markets, your primary responsibility is to oversee the forecasting, supply chain planning, and inventory optimization processes. You will play a crucial role in ensuring the timely delivery of products across all markets by effectively managing capacity planning, coordinating with cross-functional teams, and ensuring compliance with regulatory and quality standards. Your role will involve active involvement in demand forecasting, stock management, and facilitating smooth order processing to meet the business objectives. Your key responsibilities include: Demand & Supply Planning: - Develop and implement demand planning strategies to meet delivery timelines for all markets. - Coordinate with internal stakeholders to align capacity planning and production schedules effectively. Order Management & Compliance: - Monitor and resolve issues related to regulatory, F&D, and QA compliance for new orders. - Take timely actions for API change and site transfers to ensure supply adherence and avoid capacity issues. Inventory & Stock Management: - Manage stock liquidation for Work-in-Progress (WIP) and Finished Goods (FG) to align with orders and ensure timely dispatch. - Oversee the closure of old orders to maintain efficient MRP operations at the plant. Cross-Functional Coordination: - Collaborate with country heads to update regular supply timelines and align with market demands. - Partner with logistics and BSR teams to ensure on-time dispatch for different regions. Pricing & Financial Coordination: - Ensure order compliance with customer agreements and General Conditions (GC). - Work with customers and finance teams to update product rates, especially for pricing revisions in SAP. SAP IBP Implementation & Training: - Lead the effective implementation of SAP IBP systems and provide necessary training to maintain operational accuracy. Performance Monitoring & Improvement: - Monitor key performance indicators (KPIs) to identify areas for improvement in the supply chain planning process. - Develop a culture of continuous improvement by streamlining processes and adopting best practices. In this role, you will be pivotal in driving operational efficiency and ensuring seamless supply chain operations to meet business objectives effectively.,

You are looking for a Senior Manager/AVP position in Credit Compliance at a bank in Mumbai. With 3-9 years of experience, you will be responsible for various key tasks related to regulatory compliance within the credit department. Your role will involve reviewing credit proposals presented to the Credit Committee, ensuring regulatory consistency, and highlighting any discrepancies. You will also evaluate credit policies, processes, and notes to provide feedback and advice for comprehensive and compliant bank operations. In this position, you will support the bank's business and credit functions by offering guidance on credit and lending matters from a compliance perspective. This includes advising on credit monitoring, CRILC reporting, LDS, regulatory returns, EWS parameters, fraud monitoring, and fraud reporting. Additionally, you will conduct testing and monitoring of regulatory risk areas in credit to align with RBI guidelines. You will actively participate in the implementation of new circulars at the bank level concerning credit and lending matters. During RBI audits, you will assist the team by coordinating with stakeholders to provide requested information and address any regulatory concerns raised in inspection reports. This may involve conducting root cause analysis for any violations and engaging with regulators as necessary to ensure compliance with regulations. Key responsibilities in this role include Credit Compliance, Regulatory Guidelines, RBI Guidelines, Policy Review, Compliance Advisory, Credit Monitoring, Fraud Monitoring, Regulatory Risk Management, RBI Audit Coordination, Compliance Testing, Regulatory Reporting, CRILC, LDS, EWS, Fraud Reporting, Regulatory Compliance, Credit Risk Management, Audit Coordination, Regulatory Inspection, Risk Management, Compliance Monitoring, Policy Compliance, Lending Compliance, and Root Cause Analysis.,

As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that company products adhere to relevant regulatory requirements, including those stipulated by USFDA, FDA, EMA, and local regulatory bodies. You will be tasked with preparing and submitting regulatory documents such as INDs, NDAs, and MAAs to regulatory agencies. Additionally, you will play a pivotal role in developing and executing regulatory strategies that support product development and commercialization efforts. Your role will also involve staying abreast of evolving regulatory standards and providing guidance to internal stakeholders based on regulatory intelligence. You will coordinate and oversee regulatory audits and inspections, as well as review and approve product labeling and advertising materials to ensure compliance with regulations. Regular communication with regulatory agencies, such as the FDA, to address inquiries and issues will be part of your duties. Furthermore, you will be responsible for managing regulatory documentation, including submissions, approvals, and correspondence. Providing regulatory training and guidance to internal teams and monitoring company activities for compliance with regulatory requirements are also integral aspects of this role. This is a full-time, permanent position with a day shift schedule and a yearly bonus. The work location for this role is in-person.,

As a Compliance Professional at Siemens Ltd, India, located in Mumbai, you will be instrumental in shaping the future of industrial technology and software. Your role within the compliance function will involve implementing the Siemens Compliance Management Systems across various compliance activity fields such as Anti-Corruption, Anti-Money Laundering, Anti-Trust, Data Privacy, Export Control, and Human Rights. Reporting to the Regional Compliance Officer (RCO), you will collaborate closely with senior compliance team members and business stakeholders from different divisions and entities in the region. Your responsibilities will revolve around supporting the RCO and Division Compliance Officers in business partnering and enablement. By assisting in the implementation and management of an effective compliance program that covers defined risk areas, you will play a vital role in ensuring adherence to global compliance policies and procedures while aligning them with local laws and regulations. Key Responsibilities: - Engage with business stakeholders, employees, and corporate teams to provide guidance on compliance topics and emerging risk areas. - Implement global compliance policies and procedures, customized to meet local regulatory requirements. - Conduct regular risk assessments to proactively identify potential areas of non-compliance and collaborate with stakeholders to implement mitigation strategies. - Provide support to the independent investigation team by performing plausibility checks on ongoing cases and assisting in the implementation of decisions made by the local disciplinary committee. - Monitor and track the implementation of remedial actions resulting from investigations, compliance monitoring, and checks for defined activity fields. Report outcomes to local/global management and define remedial actions. - Develop and deliver tailored training and awareness programs to promote an ethical decision-making culture and compliance. Qualifications and Skills Required: - Demonstrated high integrity, ethical awareness, value orientation, and trustworthiness. - Master's degree in law, economics, finance, accounting, business management, or related fields. - Minimum of 10 years of experience in compliance or related areas such as audit, legal, risk, or investigations. - Knowledge of laws pertaining to Data Privacy and/or Export Control compliance fields is advantageous. - Proficiency in Data Analytics & Visualization and familiarity with emerging technologies like AI and Machine Learning is a plus. - Strong communication and interpersonal skills with the ability to build and maintain effective relationships with internal and external stakeholders. Fluency in English is essential. - Willingness to travel as needed to fulfill job requirements.,

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! Your Team The position is part of the Anti-Money Laundering (AML) team, which operates within the larger Investment & Distribution Services function. The role oversees all AML, KYC, PEP, and sanction screening related policies, systems, processes, and operations across all business lines and APAC locations while maintaining a close partnership with location MLROs and Compliance functions. The role is responsible for supporting Invesco's APAC AML strategy and day-to-day operations ensuring strict adherence to the relevant AML regulation. The individual will have broad responsibility for continuous improvement of processes and world-class execution (within the location and coordinating the same across regional counterparts) that drives a robust experience for our external clients and internal business partners. This individual will work closely with Invesco's client relations, client onboarding, and corporate functions (e.g., compliance and legal). Your Role - Designing, managing, and overseeing efficient and effective systems and controls related to AML (which includes through this document PEP and sanction screening), ensuring compliance with Anti-Money Laundering and related regulations always. - Managing end-to-end Client lifecycle/KYC operations with proven knowledge of the CDD concepts and the regulations/requirements of CDD/EDD. Perform AML remediation exercises where necessary. - Oversee and support the identification, mitigation, and management of AML related risks; reporting and escalation of such risks as needed; mitigating AML improvements identified by internal and external auditors as well as compliance monitoring. - Overseeing third parties handling outsourced AML activities for Invesco in APAC; implementing, managing, and overseeing controls to ensure adequate AML quality and adherence to Key Performance Indicators. - Perform oversight of appointed distributors and intermediaries. - Support and oversee the completion of Business as usual (BAU) activities including ongoing transaction monitoring, management of Enhanced Due Diligence, High risk, and PEP clients. - Closely work with Compliance / MLROs across APAC on BAU and new AML requirements and assessing and communicating implications on and application to Invesco to staff and management. - Ensuring delivery of appropriate AML related MI and reports to internal stakeholders and external authorities as appropriate. - Support any internal audits, Compliance Monitoring, and other reviews as required. Assist with complex anti-money laundering matters and complex client cases. - Ensure all activities are in line with Invesco's Conduct principles. The Experience You Bring Relevant experience of AML-related responsibilities for at least 2 to 5 years within the Financial Services industry, preferably in asset management. Basic knowledge of financial industry fundamentals and asset classes, mutual fund framework, investment life cycle, and market participants. Organizational skills and ability to work in teams. Excellent verbal and written communication skills. Team player, passion for collaboration. Strong organizational skills and detail orientation. Open-minded, flexible, and willing to listen to other people's opinions. Academic Requirements Education to the degree level, or equivalent qualifications, Masters degree a plus. Full Time / Part Time Full time Worker Type Employee Job Exempt (Yes / No) No Workplace Model At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office.,

At EY, you will have the opportunity to shape your future with confidence in a globally connected powerhouse of diverse teams. We are committed to helping you succeed and take your career to new heights. By joining EY, you will contribute to building a better working world. As an Assistant Manager in the Risk Management Services team, you will play a crucial role in executing global processes related to compliance monitoring of engagements across Service Lines on Legal & Regulatory requirements as well as EY Policy requirements. This role requires working in an unstructured and complex environment, where out-of-the-box thinking, logical reasoning, and effective communication skills are essential. The Global Compliance Engagement Testing (GCET) program supports the Global Risk Management in conducting compliance testing across Service Lines. As an Assistant Manager, you will be responsible for timely execution of compliance testing processes, including conducting research and analysis to identify potential non-compliance with policies or regulatory requirements. You will also assist in other process-related requirements. Key Responsibilities: - Conduct research using systematic and intuitive techniques - Draw inferences and conclusions based on research findings - Utilize analytical and project management tools - Complete projects within stipulated timelines - Facilitate and drive processes to completion - Review team deliverables for completeness and accuracy - Identify opportunities for process improvement - Provide feedback to team members for professional development - Lead business development conversations with stakeholders - Manage team performance and address conflicts - Coordinate training schedules and mentor team members - Ensure adherence to workflow protocols and tools Skills and Attributes: - Strong project management skills - Excellent interpersonal and leadership skills - Ability to manage administrative issues and communicate effectively - Proficiency in MS Office suites and business analytics tools - Well-developed analytical, interpersonal, and communication skills - Experience working in a fast-paced, client-driven environment - Flexibility to work during business seasons Qualifications: - MBA or equivalent post-graduate degree - 6-8 years of professional experience, including compliance or research functions - Experience managing mid-size teams - Exposure to international customer interactions - Knowledge of artificial intelligence for process automation Technologies and Tools: - Proficiency in MS Office suites (Microsoft 365, Excel, PowerPoint) - Experience with business analytics tools like Power-BI Join EY and be part of a dynamic and global delivery network that offers fulfilling career opportunities across various disciplines. We provide continuous learning, tools for success, transformative leadership, and a diverse and inclusive culture where you can make a meaningful impact. EY is committed to building a better working world by creating value for clients, people, society, and the planet through data, AI, and advanced technology.,

You are looking for a highly skilled and experienced Individual Tax Deputy Manager/Manager to join the Tax Services team. With 8-10 years of relevant experience in U.S. individual tax preparation and compliance, proficiency in CCH, ProSeries, and UltraTax software is required. Your role involves leadership, attention to detail, and a focus on outstanding client service. Responsibilities include overseeing tax preparation and compliance, building client relationships, utilizing tax software effectively, leading and mentoring a team, assisting with tax planning and strategy, ensuring compliance with tax laws, maintaining quality control, preparing documentation, and contributing to process improvements. Requirements for this role include 6-8 years of U.S. individual tax experience, proficiency in CCH, ProSeries, and UltraTax software, strong technical skills, excellent communication, leadership abilities, attention to detail, commitment to client service, analytical skills, and a degree in Accounting, Finance, or a related field. The designation for this role is Deputy Manager, and the experience required is 6-8 years.,

As a Data Governance Policy Compliance Manager, you will be responsible for conducting gaps assessment and developing a compliance monitoring and testing framework. Your key role will involve collaborating with internal audit, GRC, risk, and technology teams to align and define controls and metrics for the adoption of policies and standards within the Banking and Financial services industry. To excel in this role, you should have a strong background in policy governance within Data Management & Governance. Your excellent communication and interpersonal skills will be pivotal in identifying and assessing gaps, developing compliance monitoring and testing frameworks, and acting as a focal point for collaboration with internal audit, GRC, risk, and technology teams to ensure alignment and definition of controls and metrics for the adoption of Data Governance Policies and procedures. Key Requirements: - Bachelor's degree in Technology, Computer Science, Finance, or a related field. Master's degree preferred. - Minimum of 12 years of experience in Data management & Governance within compliance and regulatory reporting in the Banking & financial services industry. - Proficiency in English. - Strong understanding of banking processes, systems, and regulatory requirements, with a background in Internal Audit and Technology Governance. - Proficiency in Data Governance tools and technologies, preferably Informatica DEQ, EDC, AXON, etc. - Experience collaborating between internal audit, risk, and technology teams to understand requirements and execute testing framework. - Strong experience in conducting gap assessment, impact analysis, solution design, and implementation within the Data Management framework. - Successful execution of minimum 2-3 large engagements with good project oversight and decision-making skills. - Hands-on experience in implementing Data Strategy roadmap across the Organization. - Proficient in Data Management and Data Governance concepts, particularly within the Banking industry. - Strong analytical and problem-solving abilities. - Self-starter with the ability to take initiatives and maintain strong relationships with stakeholders. In summary, this role requires a highly skilled individual with extensive experience in Data Governance policy compliance, strong technical knowledge, and the ability to effectively communicate with various stakeholders in the Banking and Financial services industry.,

As a Procurement Analyst in our Sourcing & Procurement Department, you will play a crucial role in various key responsibilities. You will be responsible for tracking savings, creating scorecards and dashboards to evaluate supplier performance, conducting sourcing scenario analytics, and contributing to the development of negotiation strategies. Your insights gleaned from data will be instrumental in building effective negotiation tactics. Additionally, you will oversee spend management across categories, analyze spend trends over time, conduct root cause analysis for spend variances, and ensure compliance monitoring. Your primary responsibilities will include data extraction from structured and unstructured sources, ensuring data accuracy, categorizing and enriching data for easy review, and presenting information through a clear taxonomy for a comprehensive understanding of global spending insights. You will be tasked with analyzing and reporting on purchasing KPIs, metrics, and trends to facilitate informed decision-making, supplier sourcing, on-time delivery, and cost-saving opportunities. You will take ownership of all sourcing analytics within the Sourcing & Procurement team, contribute to the development of negotiation strategies, identify critical tactics for sourcing events, manage procurement performance processes, create dashboards and scorecards for suppliers, track spend across categories, offer root-cause analysis for spend variances, monitor supplier compliance, and provide data analysis on initiative progression and performance. Key Expertise Areas: - Bachelor's degree in Supply Chain Analytics, Finance, Accounting, Economics, Computer Science, or related field, or equivalent work experience - 5 years of purchasing/sourcing experience - 5 years of data/supply chain analytics preferred - Experience in the Technology Industry is preferred - Training in supply chain analytics preferred - Proficiency in Excel is a must - Experience in procurement/sourcing tools is preferred - Strong communication, interpersonal, and influencing skills - Strong analytical skills with demonstrated problem-solving abilities This position offers the opportunity to lead the design and development of processes and controls for analytics in a growing department. If you are a detail-oriented individual with a strong analytical mindset and a passion for procurement and sourcing analytics, we encourage you to apply for this exciting opportunity.,

PolicyBazaar.com is India's leading digital insurance marketplace and one of the most valuable insur-tech companies globally. The journey started in 2008; in 2018, the company became just the third Unicorn in India and went public in 2021. As a data and technology company, Policybazaar has revolutionized the insurance market in India by deploying cutting-edge technology, advanced data analytics, and leveraging AI/ML to offer customer-centric products, optimize customer journeys, and ensure superior customer experience across the insurance value chain. The company has significantly influenced how protection insurance products are bought in the country and is responsible for sourcing a notable portion of the market in Term and Health insurance. With over 23.5K Crores of Premium sourced in FY25 and a growth rate of ~44% CAGR for the last five years, Policybazaar boasts 10cr+ registered users and has provided insurance to 2cr+ people, holding an industry-leading 93% market share of the online aggregator market. **Role:** Team Leader / Assistant Manager (Legal & Compliance) **Qualifications:** LL.B mandatory, CS (added advantage) **Experience:** Candidates should possess 4-6 years of experience working in the legal & compliance department of regulated entities. Exceptional communication skills, self-starter attitude, and ability to meet deadlines in a competitive environment are essential. **Role and Responsibilities:** - End-to-end contract management involving vetting, negotiating, and executing agreements, including strategic agreements. - Maintenance and regular review of all executed agreements with renewal follow-ups with business. - Design, implement, and lead a compliance framework for the organization. - Keep track of regulatory developments impacting the organization and ensure all requirements are duly implemented. - Ensure compliance status is duly captured in the compliance monitoring tool of the organization. - Provide advice to internal stakeholders on various queries/clarifications on regulatory matters. - Coordinate with internal and external auditors on compliance queries. - Assist business teams in regulatory reviews of various documents/policies. - Coordinate and ensure all regulatory filings are completed on time. - Understand and analyze new business initiatives from legal and regulatory perspectives, hold discussions with business regarding the same, and provide assistance in implementing new business initiatives. - Keep senior management informed of regulatory, legislative, and best practice changes and their obligations under these changes and how they impact the Group. - Provide regular reports to management and other relevant bodies detailing any current issues or information as required. - Assist business teams in vetting advertisements/website content/other content.,

The Senior QA Executive plays a crucial role in overseeing various aspects of quality management within the organization. This includes but is not limited to document control, compliance monitoring, internal audits, quality metrics tracking, and non-conformance management. The position also involves contributing to change control, supplier evaluation, risk management, product and process validation, complaint handling, CAPA support, and quality improvement projects. A key part of the role is to engage in data entry, analysis, and report preparation to ensure alignment with quality and compliance objectives. Responsibilities of the role include: - Document Control: Assisting in the organization and maintenance of quality documentation such as the Quality Manual, Documented Procedures, Standard Operating Procedures (SOPs), and forms. - Internal Audits: Participating in internal audits across various departments to evaluate compliance with the Quality Management System (QMS) and providing reports to senior QA staff. - Non-Conformance Management: Supporting the investigation of non-conformities or deviations, including root cause analysis and the development of corrective and preventive actions (CAPAs). - Change Control Support: Aiding in the change control process by reviewing change requests and assessing their impact on quality and compliance. - Risk Management Assistance: Collaborating with senior QA staff to conduct risk assessments and implement risk management strategies. - Product and Process Validation Support: Participating in activities related to product and process validation to ensure they meet specified requirements. - Complaint Handling Support: Assisting in the review and resolution of customer complaints pertaining to product quality. - Corrective and Preventive Action (CAPA) Support: Supporting CAPA processes by collecting data and monitoring the progress of corrective actions. Candidates for this role are expected to have a Bachelor's or Master's degree in a life science background and ideally possess 2 to 4 years of relevant experience in a similar role within the IVD industry. Interested candidates are encouraged to share their CVs with hr2@athenesedx.com to be considered for this position.,

The SCM Expert in Material Compliance at Hitachi Energy is responsible for overseeing and ensuring compliance with product material regulations and conflict minerals requirements. This role involves strategic planning, policy adherence, and stakeholder engagement. You will be required to collect and analyze data related to material compliance, assist in conducting supplier audits and risk assessments, support the implementation of compliance programs, prepare compliance documentation and reports, communicate with suppliers to gather compliance information, provide administrative support to the compliance team, and maintain accurate records of compliance activities and findings. Additionally, you will be involved in assisting in the development of training materials and sessions for internal teams and suppliers, monitoring compliance metrics and generating regular reports, supporting the resolution of compliance issues, and following up on corrective actions. You will also be responsible for ensuring compliance with applicable external and internal regulations, procedures, and guidelines, all while embodying Hitachi Energy's core values of safety and integrity. To be successful in this role, you should have a Bachelor's degree in supply chain management, Business Administration, or a related field, along with 3-5 years of experience in supply chain management focusing on material compliance. Basic knowledge of product material regulations and conflict minerals compliance requirements, strong data analysis and reporting skills, good communication and organizational abilities, experience in Microsoft Tools, and proficiency in both spoken and written English language are essential requirements. Qualified individuals with a disability may request a reasonable accommodation by completing a general inquiry form on the Hitachi Energy website if they are unable or limited in their ability to use or access the career site due to their disability. This accommodation is specifically for job seekers with disabilities requiring accessibility assistance or support during the job application process.,

As an experienced Procurement Analyst in the Sourcing & Procurement Department, you will have a pivotal role in our dynamic team. Your responsibilities will include tracking savings, developing scorecards and dashboards to evaluate supplier performance, conducting sourcing scenario analytics, and contributing to the creation of negotiation strategies based on data insights. You will be instrumental in managing spend across various categories, monitoring spend trends over time, conducting root cause analysis for spend discrepancies, and ensuring compliance with procurement policies. This is a new position within a growing department where you will lead the design and implementation of processes and controls for analytics. Your primary duties will involve data extraction from multiple sources, both structured and unstructured, followed by compilation and normalization using artificial intelligence algorithms. You will be responsible for ensuring the accuracy of information obtained from different data sources. Additionally, you will spearhead sourcing analytics initiatives, assist in the development of negotiation strategies, and identify key tactics for sourcing events. Creating and managing procurement performance management processes, generating dashboards and scorecards for suppliers, and monitoring spend across categories are among your key responsibilities. Your expertise in data categorization and enrichment will be crucial in classifying cleansed data into specific categories, allowing for easy review and management. You will be involved in deep taxonomy creation to provide comprehensive insights into global spending patterns. Analysis and reporting will also be a significant part of your role, as you will utilize spend analysis to showcase purchasing KPIs, metrics, and trends through dashboards. This will enable the organization to make informed supplier sourcing decisions, ensure timely delivery, and identify opportunities for cost savings. Key Expertise Areas: - Bachelor's degree in Supply Chain Analytics, Finance, Accounting, Economics, Computer Science, or a related field, or equivalent work experience - 5 years of purchasing/sourcing experience - 5 years of data/supply chain analytics experience preferred - Experience in the Technology Industry is preferred - Training in supply chain analytics, such as optimization, scenario analysis, and forecasting, is preferred - Proficiency in Excel is a must - Experience with procurement/sourcing tools is preferred - Strong communication, interpersonal, and influencing skills - Strong analytical skills with a demonstrated ability in numerical problem-solving If you are passionate about utilizing data-driven insights to optimize procurement processes, driving strategic sourcing initiatives, and contributing to the growth of a dynamic department, we invite you to apply for this exciting opportunity as a Procurement Analyst with us.,

The purpose of this role is to provide legal support for the development of large-scale renewable projects in India, including all associated legal activities. Reporting to the GC-India, your key accountabilities will include assisting in preparing documentation for partnerships with third parties, negotiating and preparing legal documents for bid submissions, participating in the negotiation of partnership agreements, project agreements, and EPC contracts, providing legal support for project financing, advising on contracts and legal matters throughout project phases, monitoring trends in construction and infrastructure law, managing project contracts, facilitating the setting-up of companies in India, contributing to document management, ensuring compliance with Engie Group policies and procedures, reporting ethical and human rights issues, and controlling the use of external legal counsel. To qualify for this role, you should have a legal qualification and/or a master's degree from a reputable university, along with at least 3 years of legal or compliance practice, preferably in corporate law. Excellent command of English is required, along with strong professionalism, writing, drafting, conciliation, practical legal advice, complexity management, organizational, teamwork, cultural sensitivity, drive, and attention to detail skills. Additionally, you should have an understanding of the group's strategy, governance, ethical rules, and energy regulatory framework. This position is based in the Pune office, India, with flexibility for travel throughout the country.,

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! Your Team: The EMEA compliance team takes care of EMEA (UK, LUX, FRT, Ireland, Paris) domiciled accounts governed by UCITS guidelines. The team is responsible for compliance monitoring of prospectus rules, regulatory rules, and other manual tasks as required by the guidelines. Additionally, the team is involved in rule coding, rule testing, fund launches, and other reconciliation activities relevant for maintaining account/test details. Your Role: As an analyst, you will be responsible for addressing day-to-day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology-related or manual controls created and applied during this process. Your responsibilities will include: - Monitoring investment guidelines of client portfolios and addressing violations in a timely manner - Identifying and analyzing investment restrictions to ensure compliance with various criteria - Onboarding new clients for investment compliance and reporting exceptions - Updating restricted securities lists and conducting various checks at holding and transaction levels - Conducting periodic and transactional testing to ensure compliance with regulatory requirements - Interacting with regional and global compliance teams for various compliance monitoring activities - Responding to queries and escalating when necessary - Assisting in Compliance-related projects and initiatives The Experience You Bring: You should have 2 to 4 years of work experience in investment compliance with an investment advisor or mutual fund group. A good understanding of capital markets, financial products, and the asset management industry is required. Full Time / Part Time: Full-time Worker Type: Employee Job Exempt: No Workplace Model: At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office. Why Invesco: In Invesco, we act with integrity and do meaningful work to create an impact for our stakeholders. We believe in a diverse, inclusive, and supportive workplace where everyone feels equally valued. Our benefits include competitive compensation, flexible work options, extensive leave policies, insurance coverage, career development programs, mentoring opportunities, and much more. To Know More About Us: - About Invesco: https://www.invesco.com/corporate/en/home.html - About our Culture: https://www.invesco.com/corporate/en/about-us/our-culture.html - About our D&I policy: https://www.invesco.com/corporate/en/our-commitments/diversity-and-inclusion.html - About our CR program: https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html Apply for the role @ Invesco Careers: https://careers.invesco.com/india/,

As a member of the Creative team at Walmart Connect, your role is crucial in ensuring that all creative processes, designed content, and deliverables align with Walmart's creative standards, regulations, and internal policies. You will play a significant part in maintaining design integrity, brand consistency, and adherence to industry best practices across our Canvas in collaboration with Lightbox Creative. In this role, you will be responsible for executing various creative concepts and design solutions under the guidance of Senior Designers/Art Directors/Producers & Copywriters to effectively translate business requirements into innovative solutions. Your support to cross-functional teams will be essential in maintaining design integrity and ensuring production excellence. It will be imperative for you to develop and uphold a thorough understanding of Walmart Connect's creative compliance guidelines and requirements. Monitoring design processes, workflows, and deliverables to guarantee compliance with relevant guidelines, campaigns, and standards will be part of your responsibilities. Continuous awareness and knowledge of industry design standards, creative best practices, and emerging trends will be necessary to excel in this role. Collaboration with cross-functional teams, including sales, design, marketing, and stakeholders, will be crucial to ensure the proper status and reporting of design activities, fostering accountability throughout the process. Identifying opportunities for enhancing design compliance practices and processes will be encouraged to drive continuous improvement. Your qualifications should include a Bachelor's degree in Graphic Design, Visual Communication, or a related field, or equivalent experience. A strong grasp of graphic design principles, typography, color theory, and layout composition is essential. Knowledge of relevant regulations, standards, and industry guidelines related to graphic design compliance will be beneficial. Experience in compliance monitoring, auditing, or quality assurance within the graphic design of regulated industries will be an advantage. Proficiency in graphic design software such as Adobe Creative Suite (Photoshop, Illustrator, InDesign), Figma, or equivalent tools is required. Motion design skills are considered an added advantage. Attention to detail, analytical skills for complex design compliance requirements, and excellent communication skills to collaborate effectively with cross-functional teams and stakeholders are necessary qualities for this role. Your ability to prioritize tasks, meet deadlines, and manage multiple projects simultaneously will be tested. Strong problem-solving and critical-thinking abilities, along with proficiency in using project management tools and documentation systems such as Workfront, Jira, and Confluence, will be beneficial. Solid organizational skills and the capability to work on multiple projects concurrently in a fast-paced environment will be essential for success in this role. Joining Walmart Global Tech presents an opportunity to contribute to impactful innovations in the retail industry, working alongside a diverse team of experts. The flexible, hybrid work model offers a balance between in-office and virtual presence, enabling collaboration and flexibility. In addition to competitive compensation, benefits such as incentive awards, maternity and parental leave, health benefits, and more are provided. Walmart, Inc. is committed to being an Equal Opportunity Employer, valuing diversity and inclusivity. By understanding, respecting, and embracing unique styles, experiences, identities, and opinions, Walmart aims to create a better environment for associates, customers, and communities.,

As an Oracle Specialist with expertise in Oracle Risk Management Cloud (ORMC) and system administration, you will be responsible for managing ORMC applications, user accounts, roles, compliance, and various administrative tasks such as user provisioning, role assignments, and system security management. Your role as a Subject Matter Expert will involve collaborating with a global Finance team and technical team to integrate Oracle Fusion technologies effectively for significant business impact. This will require close coordination with the Finance Team and IT counterparts, as well as maintaining effective communication with internal stakeholders and external partners. Your responsibilities will include: - Providing functional and technical support for ORMC, including risk identification, compliance monitoring, and audit reporting. - Configuring and customizing ORMC solutions according to business needs. - Monitoring, maintaining, and troubleshooting ORMC functionalities. - Offering technical expertise to optimize risk management modules and Segregation of Duties (SoD). - Ensuring compliance with internal controls and regulatory standards like SOX and GDPR. - Supporting testing, deployment, and performance optimization of ORMC updates and patches. - Developing and delivering training sessions for end-users on effective usage of Oracle Risk Management Cloud applications. - Managing user creation, role assignments, and data access requests in Oracle Cloud. - Overseeing system security, access control policies, and ensuring appropriate role-based access. - Administering Oracle Cloud infrastructure and systems for optimal performance, security, and uptime. - Monitoring system performance and resolving technical issues like system crashes, slowdowns, etc. - Coordinating regression testing of new patches before moving them to production. Additionally, you will be responsible for managing a team of around 10 Oracle professionals, providing guidance, and being accountable for their deliverables. To qualify for this role, you must have: - 10+ years of experience supporting and administering Oracle Cloud applications, particularly ORMC. - Strong knowledge of Oracle Cloud architecture, configuration, and system administration. - Familiarity with Oracle Risk Management processes, including risk assessment, control management, and audit workflows. - Experience with Oracle Cloud security, user management, and troubleshooting. - Strong problem-solving and analytical skills. - The ability to lead a team effectively. Moreover, you should have the personal attribute of being able to work flexible hours to accommodate various time zones based on requirements.,

The role of Nextthink Admin_CBO at Viraaj HR Solutions involves managing and administering Nextthink software environments and systems. You will be responsible for conducting data analysis to drive operational improvements and efficiency, as well as providing technical support and troubleshooting for Nextthink-related issues. Monitoring system performance and implementing necessary upgrades will be part of your daily tasks. It is crucial to develop and maintain documentation for system processes and procedures while training users on Nextthink functionalities and best practices. Collaborating with IT teams to enhance software integration and managing user access and security protocols within the platform are essential responsibilities. Additionally, you will assist in project planning and execution for Nextthink implementations, analyzing and reporting on usage metrics and system effectiveness. Keeping up-to-date knowledge of Nextthink features and industry trends is vital for this role. Coordinating with stakeholders to assess needs and provide solutions, implementing and monitoring compliance with company policies and guidelines, and facilitating communication between departments regarding system usage are also key responsibilities. Regular audits of system performance and user feedback participation will be required. To qualify for this position, you should hold a Bachelor's degree in Computer Science or have equivalent experience with at least 3 years in Nextthink administration or related fields. Strong analytical and problem-solving skills, experience with data analysis tools and methodologies, and proven technical support experience are essential. Excellent documentation and communication skills, along with experience in training users and providing support, are required. Familiarity with remote access tools and system monitoring, project management certification, ability to work independently and as part of a team, strong attention to detail and organizational skills, proficiency in Microsoft Office Suite and reporting tools, and ability to adapt to changing priorities and technologies are desired qualifications. Understanding security protocols and user access management, as well as a commitment to ongoing professional development, are also necessary for this role. Key Skills for this role include communication skills, technical support, user access management, Nextthink administration, documentation, project planning and execution, software integration, system monitoring, security protocols, user training, analytical skills, project management, reporting tools, Microsoft Office Suite, data analysis, system performance monitoring, compliance monitoring, problem-solving, and Nextthink admin.,

As a Legal Research Officer, you will play a crucial role in supporting our Legal & Compliance division within a rapidly changing regulatory landscape. Your responsibilities will include conducting thorough legal research, aiding in the drafting and review of legal documents, and assisting in regulatory compliance activities in both Indian and international jurisdictions. This position is ideal for final-year law students, recent graduates, or early-career legal professionals who possess a solid academic background and a keen interest in corporate, financial, and international law. Your primary duties will involve conducting detailed legal research on statutory frameworks, regulatory guidelines, and case law across various jurisdictions, with a specific focus on entities such as SEBI, RBI, IFSCA, MCA, and related authorities. Additionally, you will be responsible for drafting, reviewing, and ensuring the quality of legal documents such as contracts, policies, board resolutions, and regulatory submissions. Keeping track of regulatory updates, maintaining compliance logs and risk trackers, preparing legal opinions, regulatory matrices, compliance checklists, and supporting document management will also be part of your role. Furthermore, you will collaborate with external legal advisors, consultants, and internal teams to streamline legal workflows and ensure effective communication. Your ability to prepare concise briefing notes, regulatory summaries, and legal updates for internal stakeholders and leadership will be critical in keeping all parties informed and aligned. To excel in this position, you should hold a Bachelor's degree in Law (LL.B.) from a recognized institution, with a strong academic background and a demonstrated aptitude for legal research and drafting. A foundational knowledge of Indian corporate, financial, and commercial law frameworks is essential, along with exceptional research, writing, and organizational skills. Attention to detail, discretion, professional integrity, and the ability to work efficiently under time-sensitive conditions are key attributes that will contribute to your success in this role. Ideally, candidates with internship or work experience in law firms, NBFCs, fintech entities, or IFSC-registered institutions will be preferred. Exposure to international financial services regulations or familiarity with legal databases such as Manupatra, SCC, LexisNexis, and Westlaw would be advantageous in navigating the complexities of the legal landscape effectively.,

As an MSP Coordinator at NES Fircroft in Bangalore, India, you will play a crucial role in ensuring seamless workforce management across various industries such as Oil & Gas, Power, and IT. Your responsibilities will include overseeing worker order management, monitoring compliance with labor laws and internal policies, liaising with clients regarding timesheets and expenses, generating and analyzing reports using Field Glass, troubleshooting issues, and contributing to special projects to enhance MSP services. To excel in this role, you should possess excellent communication skills, be proficient in using Field Glass and related platforms, demonstrate a keen attention to detail, have prior experience with MSP contracts, and exhibit strong problem-solving abilities. NES Fircroft offers attractive benefits including local medical and accident insurance, annual health check-ups, and vacation allowance. You will also enjoy work-life balance through flexible work options, fun culture with dress-down days and wellness sessions, and opportunities for career growth with access to training programs and advancement paths. NES Fircroft is a global leader in delivering exceptional talent and services with a team of over 2,000 professionals across 58 offices. Join us in our sustainable energy mission where your skills will be valued, growth supported, and success celebrated. Embrace this opportunity to be the hero driving efficient and compliant staffing operations.,