673 Compliance Monitoring Jobs - Page 9

T&E Analyst Responsibilities: Oversee and manage the end-to-end T&E process, including expense reporting, reimbursements, and audits Conduct regular audits of expense reports to ensure compliance with company policies and identify potential violations or misuse Generate detailed T&E reports and provide actionable insights to Finance leadership Monitor and analyze T&E trends to identify cost-saving opportunities and recommend strategies for optimization Maintain and update T&E policies to reflect changes in regulations, industry standards, or company requirements Identify areas for process improvement, assist in the implementation and integration of new T&E software or tools, including testin...

We are Allvue Systems, the leading provider of software solutions for the Private Capital and Credit markets. Whether a client wants an end-to-end technology suite, or independently focused modules, Allvue helps eliminate the boundaries between systems, information, and people. We re looking for ambitious, smart, and creative individuals to join our team and help our clients achieve their goals. Working at Allvue Systems means working with pioneers in the fintech industry. Our efforts are powered by innovative thinking and a desire to build adaptable financial software solutions that help our clients achieve even more. With our common goals of growth and innovation, whether you re collaborat...

About the company: BDO India LLP is the India member firm of BDO International. We provide strategic, operational, accounting, tax, and regulatory advisory services to both domestic and international clients across diverse industries. With over 300 Partners & Directors and a team of more than 8500 professionals across 12 cities, we take pride in offering client-centric, knowledge-driven solutions that emphasize quality and efficiency. Our partner-led approach ensures tailored advisory, regulatory compliance, and business transformation services aligned with evolving global standards. About the Ethics & Independence Function: The Ethics & Independence (E&I) team plays a pivotal role in safegu...

Key Responsibilities: Operate, monitor, and control ETP units including primary, secondary, and tertiary treatment systems. Ensure efficient functioning of mechanical, chemical, and biological processes. Perform daily analysis of inlet and outlet effluent parameters (pH, BOD, COD, TSS, TDS, etc.). Maintain proper records of effluent analysis, chemical consumption, maintenance, and operational logs. Ensure all discharges meet environmental compliance standards set by CPCB/SPCB. Schedule and conduct preventive maintenance of ETP equipment such as pumps, blowers, clarifiers, aerators, filters, etc. Troubleshoot operational issues and implement corrective measures to avoid downtime or regulatory...

Job Description Compliance (TReDS) Location: Noida Experience: 3-5 Years More than a mission, C2FO is a better financial system changing the way every business gains access to the working capital they need to thrive. At C2FO, everyone is an employee-owner which means we’re all invested in our work and team members. We’re a company of team players and self-starters finding new and innovative ways to get things done. If you’re excited to learn, grow, and leave your mark on our fast-growing organization, C2FO may be the place for you. About C2FO Headquartered in Kansas City, USA, C2FO has more than 500 employees worldwide, with operations throughout North America, Europe, India, Asia Pacific, a...

Assistant Compliance Business Partner Senior Analyst Location: Vikhroli (iThink) Shift: Day Rotational (6:30 AM 3:30 PM / 1:30 PM 10:30 PM) - Hybrid Experience : 6+ Years Business Unit: Office of the General Counsel Job Description: We are hiring a Senior Analyst – Compliance to support the Compliance Business Partner (CBP) in implementing and monitoring compliance policies, procedures, and regulatory requirements. The role involves risk assessment, compliance monitoring, training, reporting, and ensuring adherence to company and regulatory standards. Key Responsibilities: Assist in implementing WTW compliance policies (AML, Anti-Bribery & Corruption, Sanctions, Conflicts of Interest, Compla...

About Company: At Gintaa, we are redefining how India orders food. With our focus on affordability, exclusive restaurant partnerships, and hyperlocal logistics, we aim to scale across India's Tier 1 and Tier 2 cities. We're backed by a mission-driven team and expanding rapidly now's the time to join the core tech leadership and build something impactful from the ground up. Key Responsibilities Operations Management Oversee daily operations to ensure seamless execution of business processes. Develop, implement, and optimize operational policies and procedures. Monitor performance metrics and identify areas for process improvement. Coordinate with internal departments to ensure alignment of op...

As a Compliance Associate reporting to the Global Head of Internal Controls within the Compliance function of DBRSM, your main responsibilities will include: - Monitoring emails and MS Teams messages to ensure compliance with the Electronic Communications Global Policy. - Executing general monitoring activities and documenting monitoring results. - Communicating results within Compliance and with key stakeholders. - Completing follow-ups resulting from monitoring activities. - Identifying opportunities for improvement and automation to enhance program efficiency. Qualifications required for this role: - Bachelor's degree, with a preference for a degree in finance, accounting, or economics. -...

Role Overview: As a skilled professional in civil engineering and surveying, you will be responsible for planning, reviewing, designing, and certifying drawings for roadways, streets, and drainage systems. Your role will also involve conducting field inspections of projects, including engineering plans, reports, specifications, and contract documents. Managing various aspects of design projects and engineering-related programs, preparing preliminary and final cost estimates, construction plans, contract documents, material specifications, and acquisition of right of way and easements will be crucial. Supervision of assigned site managers, task prioritization, project assignment, and performa...

As the selected candidate, you will be required to support an APAC-based investment management firm with the following responsibilities: **LBU Oversight Responsibilities:** - Serve as the Relationship Manager and oversee the compliance functions of the Local Business Units (LBU) assigned to you. - Ensure that the LBU compliance teams adhere to the required compliance standards set by stakeholders and implement industry best practices, considering commercial needs and local regulatory nuances. - Collaborate with LBU Heads of Compliance to establish an Annual Compliance Monitoring Plan (ACMP) for the LBUs and critically assess the plan to ensure proper regulatory risk assessment and control mo...

As an IT Infrastructure and Support Specialist, you will be responsible for managing various aspects of the company's IT infrastructure and providing efficient technical support to employees. **Key Responsibilities:** - **IT Infrastructure Management:** - Setting up, maintaining, and troubleshooting network systems including LAN, Wi-Fi, VPN, and firewalls. - Managing server infrastructure, data storage, and backups, whether on-premise or in the cloud. - Ensuring system uptime and performance for offices and remote teams. - **User Support & Helpdesk:** - Providing technical support for hardware, software, and peripherals used by employees. - Handling onboarding/offboarding processes for emplo...

As an HR Intern at our Client's Human Resources team, you will have the chance to gain hands-on experience in various core HR functions. You will be involved in end-to-end recruitment activities, including sourcing, screening, scheduling, and onboarding. Additionally, you will assist in HR documentation tasks such as managing employee records, verification, and file audits. Your role will also encompass coordinating employee engagement initiatives and internal communication efforts. Key Responsibilities: - Assist in end-to-end recruitment activities, including sourcing, screening, scheduling, and onboarding - Support HR documentation tasks related to employee records, verification, and file ...

Role Overview: As a detail-oriented and proactive product counsel at Chargebee, you will be a crucial member of the Legal team, working closely with the Product team to ensure compliance with legal, regulatory, and industry standards. Your role will involve collaborating with various cross-functional teams, such as product development, marketing, and quality assurance, to establish effective strategies for compliance. Key Responsibilities: - Research and Analysis: Conduct thorough research to assess the relevance of laws, regulations, and standards to Chargebee products. - Compliance Monitoring: Continuously monitor and analyze applicable legal frameworks to maintain ongoing compliance. - Ga...

Role Overview: As an Associate Company Secretary at Deutsche Brse India Private Limited, you will be responsible for supporting the board of directors in their governance and legal duties. Your role will involve independently managing board meetings, ensuring compliance with statutory and regulatory obligations, and providing administrative support to directors. Key Responsibilities: - Schedule, organize, and execute all Board of Director meetings, including committee meetings, by strategically planning agendas, inviting attendees, and handling logistical arrangements. - Manage processes related to annual and extraordinary shareholder meetings, including the preparation and distribution of m...

The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure, PayPal empowers consumers and businesses in approximately 200 markets to join and thrive in the global economy. We operate a global, two-sided network at scale that connects hundreds of millions of merchants and consumers. We help merchants and consumers connect, transact, and complete payments, whether they are online or in person. PayPal is more than a connection to third-party payment networks. We provide proprietary payment solutions accepted by merchants that enable the completion of payments...

Responsibilities Timely execution of fieldwork & testing of a core responsibility across all areas of laws AML, Privacy, Anti - corruption, Consumer Protection & Fairness, etc. Exhibit strong and independent risk assessment skills is designing the overall testing program as well as during alignment stages (issue classification & reporting) Regular and timely dialogue and communication on the progress of the work and potential findings to the Manager Compliance Testing Team Independently lead conversations with senior stakeholders (Directors, VPs etc) during kick offs, testing and issue alignment discussions with minimal managerial support. Train and mentor other colleagues in upskilling them...

Target Industry: BFSI 3+ years of experience in Compliance or Internal audit roles within financial services industry Experience in compliance testing with adherence to regulatory requirements Qualification: CA, CS or Full time MBA

There are over 7 billion people on this planet And by 2050, there will be 2 billion more, many moving into urban centers at an unprecedented rate Making sure there is enough food, fiber and infrastructure for our rapidly growing world is what we're all about at John Deere And it's why we're investing in our people and our technology like never before! Here the world's brightest minds are tackling the world's biggest challenges If you believe one person can make the world a better place, we'll put you to work RIGHT NOW, John Deere is an equal opportunity employer All qualified applicants will receive consideration for employment without regards to, among other things, race, religion, color, n...

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients around the world. If you are seeking challenging work, smart colleagues, and a global employer with a social conscience, explore your potential at Invesco and make a difference every day. Your Role: - Daily Monitoring of investment restrictions and guidelines. - Learn and practice rule coding and testing in Order Management System (OMS). - Responsible for identifying any unusual or potential breaches...

Job Summary: We are seeking a highly qualified and experienced Principal Officer for our broking entity in Gift city to lead and oversee compliance, regulatory, and operational functions at our Capital Market Intermediary. The Principal Officer will act as a key point of contact with regulatory authorities and ensure adherence to all applicable financial services regulations. The ideal candidate will possess strong financial services market experience and relevant professional qualifications. Role & responsibilities Act as the designated Principal Officer for broking entity based out of GIFT City IFSC for the capital market intermediary. Ensure compliance with all applicable regulations and ...

About The Role : In Scope of Position based Promotions (INTERNAL only) Job TitleCompliance Advisor, AVP LocationPune, India Role Description The position is a part of Deutsche India Compliance advisory team which is part of larger DB India Compliance team. The role has fair mix of advisory, review and monitoring and reporting components and requires dealing with varied stakeholders ranging from Deutsche India service lines (primarily Technology and Operations), Infra functions at group and legal entity level, and Compliance leadership across group entities. What well offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy Best in class leave policy Gende...

JOB Title: Process Executive Performance & SOP Job Type: Full Time | Reporting to: Head Human Capital & Admin Location: Ahmedabad / Rajkot Department: Human Capital Management Experience: 0.51.5 Years Job Descriptions: Dsoft is looking for an enthusiastic Process Executive Performance & SOP to support our Human Capital team in strengthening performance management and standardizing processes across the organization. This role is ideal for junior professionals who are detail-oriented, eager to learn, and interested in process documentation, HR operations and organizational development. As a Process Executive, you will assist in managing the Performance Scorecard (PS) process for entire organiz...

Compliance Manager Compliance Manager Key Responsibilities: Compliance Management: Develop and implement compliance programs in line with applicable laws, regulations, and industry standards (e.g., ISO 27001, ISO 27701, ISO 22301, ISO 31000, ISO 20000-1, GDPR, DPDP Act, ITGC, NIST, CIS, MITRE). Conduct internal compliance audits and risk assessments to identify gaps and areas of improvement. Monitor and interpret regulatory changes and assess their impact on business operations. Ensure alignment of compliance policies with corporate governance frameworks. Regulatory and Legal Compliance: Stay up-to-date with local, national, and international regulatory requirements. Collaborate with legal t...

Job Description Dear Job Seekers, Greetings of the day. We are recruiting for Civil Engineer Fresher can apply. only interested candidate send your resume or call to contact person. We have *2 department (Structure Engineer, Site Engineer & Project Engineer) Structural Engineer Responsibilities The role of the structural engineer is a key component in the construction process. Part of the wider discipline of civil engineering, structural engineering is concerned with the design and physical integrity of buildings and other large structures, like tunnels and bridges Site Engineer Responsibilities A site engineer offers advice in the planning, co-ordination and supervision of technical aspects...

Role Overview: As an Information Risk Analyst at ACA, you will be responsible for monitoring compliance with information security policies and programs. You will handle tasks related to third-party risk management, internal control, data governance, and incident response. Your role will involve understanding the security vision, implementing new ideas, and improving the security architecture. You will collaborate with team members to ensure timely and quality execution of assigned tasks. Key Responsibilities: - Assist in developing and maintaining Information Security governance requirements such as policies and standards. - Design and execute ongoing compliance monitoring controls. - Evalua...