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Compliance Associate

Compliance Associate

Morningstar

2 - 6 years

0 Lacs

navi mumbai maharashtra

Posted:2 days ago| Platform: Shine logo

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Skills Required

compliance monitoring internal communications analytical skills critical thinking interpersonal skills integrity drafting procedures performing compliance reviews performing compliance testing investigative skills sound judgment professionalism credit ratings business knowledge

Work Mode

On-site

Job Type

Full Time

Job Description

As a Compliance Associate reporting to the Global Head of Internal Controls within the Compliance function of DBRSM, your main responsibilities will include: - Monitoring emails and MS Teams messages to ensure compliance with the Electronic Communications Global Policy. - Executing general monitoring activities and documenting monitoring results. - Communicating results within Compliance and with key stakeholders. - Completing follow-ups resulting from monitoring activities. - Identifying opportunities for improvement and automation to enhance program efficiency. Qualifications required for this role: - Bachelor's degree, with a preference for a degree in finance, accounting, or economics. - Advanced degrees and compliance-related professional certifications are recommended. Preferred qualifications include: - Experience in compliance monitoring or testing programs. - Drafting procedures and internal communications. - Performing compliance reviews or testing. - Specialized knowledge in products and processes related to the credit ratings business. The ideal candidate for this position will possess: - Strong analytical and investigative skills. - Critical thinking and sound judgment. - Interpersonal skills and professionalism. - Integrity and the ability to handle confidential matters effectively. Morningstar is an equal opportunity employer that offers a hybrid work environment allowing for remote work and in-person collaboration. Various benefits are available to enhance flexibility, ensuring that employees have the tools and resources to engage meaningfully with colleagues globally.,

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Compliance Associate