Compliance Associate

About Artha Group:

Artha Group is a distinguished player in the global investment landscape, managing over ₹1,500 crores in assets under management (AUM). Our diverse portfolio spans 130+ startups, with 32+ successful exits, and 10+ renewable energy projects. As both a General Partner (GP) and a Limited Partner (LP) in various micro-VC funds, we operate a unique self-sustaining investment model that reinvests returns from high-yielding renewable energy assets into high-potential startups. With a focus on sectors such as B2B SaaS, FinTech, and space tech, we are actively expanding our global footprint, leveraging offshore structures to explore new opportunities worldwide.

Role Overview:

Associate - Compliance

Company Secretary (CS)

Key Responsibilities:

1. Compliance Management for Venture Capital Fund:

• Ensure full compliance with SEBI (Securities and Exchange Board of India) regulations governing the operations of an AIF (Alternative Investment Fund), including investment compliance.
• Maintain and update compliance procedures for all investment activities—both incoming (capital raised) and outgoing (investments made).
• Review, manage, and maintain statutory documentation related to the fund, ensuring all records are accurate and up to date.

2. Compliance Calendar and Regulatory Filings:

• Develop and manage a

  comprehensive compliance calendar

  that tracks all regulatory filing deadlines (annual, quarterly, monthly, and weekly).
• Prepare and submit all mandatory reports, including those related to fund performance, investor communication, financial reporting, and compliance disclosures.
• Ensure timely filing of statutory forms, SEBI filings, and other regulatory submissions as required by law.

3. Internal Coordination and Audit Support:

• Collaborate with internal teams, including legal, finance, and operations, to ensure all processes align with regulatory requirements.
• Assist in preparing for internal and external audits by providing all necessary documentation and supporting materials.
• Conduct periodic internal reviews to ensure all compliance policies are properly implemented and followed by all teams.

4. Compliance Reporting and Documentation:

• Provide regular updates to senior management on compliance activities and report any potential compliance risks or issues.
• Maintain comprehensive records of all compliance activities, including regulatory filings, approvals, and other essential documents.
• Ensure that all compliance policies are documented, communicated, and adhered to within the organization.

5. Risk Management:

• Identify potential regulatory or compliance risks associated with investments, transactions, and fund operations, and suggest appropriate mitigating actions.
• Proactively monitor changes in SEBI and other regulatory frameworks that may impact the venture capital fund, and ensure timely adaptation to new regulations.

Requirements:

• Must be a

  Company Secretary (CS)

  with experience in managing compliance for a venture capital fund or financial institution.
• 3-5 years of experience in

  compliance management

  , preferably within the venture capital, private equity, or investment management sectors.
• Strong understanding of SEBI regulations and compliance frameworks applicable to AIFs (Alternative Investment Funds).
• Demonstrated ability to manage and maintain a compliance calendar, ensuring the timely filing of all regulatory reports and disclosures.
• Excellent organizational and communication skills, with the ability to collaborate effectively across teams.
• Proficiency in compliance software and familiarity with the legal aspects of fund management.

Compensation:

• Total annual salary - ₹21,00,000
• Fixed annual salary - ₹18,00,000
• Retention bonus - ₹3,00,000