882 Compliance Monitoring Jobs

JD for SM Corporate Credit Compliance Job Description Interpretation of RBI regulations pertaining to corporate borrowers. Monitor implementation of RBI guidelines, product & process reviews. Conduct periodic audits and reviews of corporate credit portfolios, transactions, and documentation to identify gaps. Coordinate with business units (credit, underwriting, risk, legal, operations) for compliance monitoring across credit processes. Prepare and present compliance oversight reports, including policy exception trends, to senior management and the board. Serve as liaison with external auditors and regulators during examinations and audit exercises. Conduct training and awareness sessions for...

Role Overview: Responsible for ensuring compliance with regulatory requirements and internal policy frameworks-covering origination, underwriting, monitoring, reporting, and recovery of loans for corporate borrowers. Key Responsibilities: Interpretation of RBI regulations pertaining to corporate borrowers. Monitor implementation of RBI guidelines, product & process reviews. Conduct periodic audits and reviews of corporate credit portfolios, transactions, and documentation to identify gaps. Coordinate with business units (credit, underwriting, risk, legal, operations) for compliance monitoring across credit processes. Prepare and present compliance oversight reports, including policy exceptio...

Job Summary: The Trade Compliance Analyst will be part of a team of customs and export compliance professionals responsible for Trade Compliance (GTC) program. Among other responsibilities, GTC oversees performing all customer or transaction screenings, such as restricted party list reviews, Enhanced Proliferation Controls Initiatives, and ensuring compliance with export licensing of products and technical data. With a focus on export screening, the Trade Compliance Analyst will support procedures that ensure compliance with export regulations and trade compliance laws. The primary role of the position is to conduct a thorough screening of customers, partners, and transactions to identify ri...

Job Description Job Title: Sr. Analyst ,Analyst Location: Bangalore , India Job Description: Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the Blackstone Insurance Structure. Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations...

Compliance Manager Insurance (Corporate Agency) Location: - Mumbai Experience Required: - 7- 12 years in Insurance Compliance (Life, General & Health) Role Overview Looking for a seasoned Compliance Manager Insurance to oversee regulatory compliance for its life, general, and health insurance distribution business. The role is pivotal in ensuring full adherence to IRDAI regulations, maintaining compliance hygiene across internal processes, and managing regulatory engagement. Key Responsibilities Product & Communication Compliance Evaluate all insurance products (life, general, and health) being launched or modified, ensuring alignment with IRDAI Corporate Agency Guidelines and applicable ins...

Key Responsibilities Conduct sample audits of customer support advisors as per defined coverage criteria Perform hygiene audits for new processes, updates, and TCDs as required Execute ad hoc audits for critical or high-risk processes Carry out dip checks to assess real-time floor quality Conduct TM audits and internal calibration sessions with Advisors and Team Managers Perform competency assessments for new recruits and existing teams Define and track KPIs for advisors and team managers to monitor performance Promote continuous improvement and innovation through structured feedback mechanisms Gather insights from agents and customers to support process enhancements Set quality standards fo...

Responsible for developing Mustard Breeding strategy for the crop in coordination with RD Head. Provide required inputs for planning of Mustard breeding program. Organize yield trials in different locations to speed up development of hybrids inbreeds. Incorporate desired traits in new products through back cross breeding or other breeding methods using speed to market tools. Lead a breeding program that delivers inbred lines and other germplasm. Establish robust hybrid testing plans to identify superior hybrid products for the Indian market and sets goals in alignment with business unit growth goals. Assist in identifying competitive hybrids based on product objectives for relevant market se...

Compliance Monitoring & Testing (CMT) Location: Pune Experience: 5 to 12 Years Industry: Leading Bank / NBFC We are hiring a Compliance Monitoring & Testing (CMT) professional for one of our clients, a leading Bank / NBFC , to strengthen its compliance assurance and regulatory oversight framework. Role Overview The incumbent will be responsible for executing compliance monitoring and testing activities to assess adherence to regulatory requirements, internal policies, and control standards, with a strong focus on retail asset businesses. Key Responsibilities Conduct risk-based compliance monitoring and testing as per the approved annual plan. Develop testing frameworks, sampling methodologie...

JSW One Platform is looking for anHR Compliance professionalto manage end-to-end statutory compliances and payroll-related obligations for on-roll and off-roll employees. The role will ensure100% statutory adherence, accurate record-keeping, and timely filings across applicable labour laws. This role requires strong hands-on experience withPF, ESIC, payroll compliance, and statutory audits, with high attention to detail and ownership. Key Responsibilities: Statutory & Payroll Compliance ManageProvident Fund (PF)processes including monthly filings, challans, returns, and reconciliations. HandleESICregistrations, contributions, filings, and employee queries. Ensure compliance related topayroll...

As a Company Secretary Trainee, your role will involve drafting and maintaining statutory records such as registers of members and directors, along with other corporate secretarial documents. You will be responsible for preparing and filing Annual Filing documents, handling dematerialisation of shares, and liaising with the Registrar and transfer agent for resolving queries. Key Responsibilities: - Drafting and maintaining statutory records - Preparation and filing of Annual Filing documents - Coordinating with Registrar and transfer agent for share related tasks - Providing legal counsel and preparing legal opinions - Monitoring changes in company law and ensuring compliance - Communicating...

As a Governance, Risk and Compliance Associate at Weaver and Tidwell India, L.L.P., your role will involve executing audit procedures and completing engagement objectives. You will be responsible for taking ownership of small projects under the guidance of experienced team members, while documenting and delivering client outcomes. Your curiosity, enthusiasm, and commitment to continuous learning will be key traits in this position. The projects you will be involved in include Sarbanes-Oxley (SOX) Compliance Monitoring and internal audits. Key Responsibilities: - Execute audit procedures and complete engagement objectives - Take ownership of small projects under supervision - Document and iss...

Role Overview: As a Risk and Compliance Consultant at Capgemini Invent, you will be expected to have a minimum experience of 5-6 years for B2 roles and 7-8 years for C1 roles in the risk and compliance services space. Your role will involve exposure to risk management, regulatory compliance, and financial crime. It is essential to have a strong domain and business understanding of risk management, KYC, CDD, AML, transaction monitoring, sanctions screening, and compliance monitoring and reporting. Additionally, having good experience in credit risk, compliance, or financial crime projects/systems within a technology project or function is required. Key Responsibilities: - Possess excellent ve...

As an Internal Audit & Risk Analyst, you will be responsible for supporting audits, control testing, risk management, and IT compliance. Your role will involve evaluating business and IT processes to ensure effective controls and meet financial and regulatory requirements. Key Responsibilities: - Draft and update SOPs and Internal Financial Controls (IFC). - Perform internal audit fieldwork and report findings to management. - Test the design and effectiveness of IFC controls. - Follow up on audit findings and management action plans (ATRs). - Document workflows, process flows, and update Risk & Control Matrices (RCMs). - Conduct regular risk assessments and update risk registers/matrices. -...

The Head of Cybersecurity Compliance (Global) will lead the design, implementation, and governance of cybersecurity compliance programs across all global manufacturing sites, R&D centers, and corporate offices. This role ensures adherence to international regulations, industry standards, and internal security policies, covering both IT and OT environments critical to EMS & Semiconductor manufacturing. The position requires strategic leadership, global regulatory expertise, and strong collaboration with regional teams. Key responsibilities 1. Global Compliance Leadership a. Develop and maintain a global cybersecurity compliance framework aligned with ISO 27001, NIST CSF, IEC 62443 (for OT), G...

Coordinate statutory vessel surveys & compliance, liaise with port/flag authorities and class, ensure IMO/SOLAS/MARPOL adherence, prepare reports. Must have seagoing experience (2nd/3rd Officer), regulatory compliance & marine ops knowledge Provident fund Annual bonus

Amgens Worldwide Compliance and Business Ethics Department has built a highly qualified and motivated team of professionals who bring high levels of integrity, respect, experience, talent, perseverance, intelligence, creativity, energy, and passion to work as effective contributors within the company. Reporting to the Associate Vice-President of Compliance for Global Functions, the Compliance Director will join the Amgen India site leadership team supporting all aspects of Amgens Worldwide Compliance and Business Ethics (WC&BE) Program at Amgen India. This compliance leader will ultimately assume leadership responsibility for all Amgen compliance capabilities established and the Amgen India ...

Role Overview: We are seeking a highly motivated and detail-oriented Data Governance Specialist to join our Data Strategy & Governance team. This role will be pivotal in ensuring that data privacy policies and controls defined by the Central Data Team (CDT) and Data Privacy Office are effectively implemented and enforced across our data hubs and platforms. The ideal candidate will have a strong understanding of data governance frameworks, privacy regulations, and enterprise data management practices. Key Responsibilities: Policy Enforcement: Ensure that privacy policies, data handling standards, and control mechanisms published by CDT and Data Privacy teams are consistently applied across al...

The Senior Pharmacist will be responsible for reviewing and executing prescriptions, organizing pharmacy operations, managing medicines and products, and providing customer support and basic medical services. The role ensures safe, efficient, and compliant pharmacy practices. Key Responsibilities: Prescription Review: Review and execute physician prescriptions, ensuring appropriateness and compliance with legal standards. Pharmacy Organization: Maintain an organized pharmacy layout to facilitate quick and accurate identification of products. Inventory Management: Control delivery, stocking, and labeling of medicines and products, monitoring for expiration or deterioration. Customer Assistanc...

As a Tax Compliance Specialist, your role will involve managing various tax-related tasks to ensure compliance and efficiency in the organization's tax operations. Your responsibilities will include: - **Tax Certificate Management:** - Review, validate, and maintain tax exemption certificates to meet regulatory standards. - Keep certificate records updated in Avalara and internal databases. - Proactively monitor certificate expiration dates and manage renewals to avoid compliance lapses. - **Tax Refunds & Credit Memo Processing:** - Coordinate and process tax refunds and credit memos accurately and timely, reconciling with the accounting team. - Maintain detailed records of tax refunds and c...

As a Training Specialist at our company, your role will involve identifying and assessing the future and current training needs at Collection Contact center and Field Agencies. You will be responsible for drawing up an overall or individualized training and development plan that addresses collection deliverables for the contact centre and field agencies. Your duties will include delivering training to the telecollections team across the Contact center and field agencies. It will be your responsibility to monitor and evaluate the effectiveness, success, and ROI of training programs periodically and report on them. You will need to deploy a wide variety of training methods for training collect...

About the Role We are seeking an experienced Compliance Officer to support and enhance the organisation's regulatory compliance and governance framework across our financial services and marketplace business lines. The role requires a strong grounding in financial regulations, hands-on experience in compliance operations, and the ability to work with cross-functional teams in a dynamic, tech-driven environment. Exposure to South-East Asia regulatory regimes is preferred. Key Responsibilities Governance & Secretarial Support Conduct and manage Board Meetings, Audit Committee Meetings, and Nomination & Remuneration Committee (NRC) Meetings, including agenda setting, preparation of minutes, cir...

Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Introduction This role is responsible for providing comprehensive oversight and governance across a range of critical operational and compliance areas for IWPB Contact Centre. The successful candidate will ensure robust control frameworks are in place, drive continuous improvement, and support the organization's commitment to regulatory compliance and operati...

You will be working as a Safety Officer at Manastu Space, a Space Safety and Logistics Company dedicated to using technology to protect the Trillion $ Space industry from Debris Pollution in Space. The company aims to develop an Agile, Safe, Efficient, and Affordable Green Propulsion System with a new fuel, engine, and catalyst to prevent satellite collisions and Debris Pollution in space. **Key Responsibilities:** - Conduct routine safety assessments and inspections to identify safety, health, and environmental risks. - Develop and implement safety policies, procedures, and programs. - Perform HAZOP analysis to assess and mitigate potential risks in operations. - Investigate accidents, dete...

As a Construction Site Safety Officer at our company, your role will be crucial in ensuring the safety of construction workers by implementing and monitoring safety protocols. You will be responsible for conducting regular inspections of equipment, investigating incidents on the construction site, and developing safety policies and procedures to promote a culture of safety within the organization. Key Responsibilities: - Develop and implement safety policies, procedures, and training programs - Conduct regular risk assessments and hazard identification - Ensure compliance with safety regulations, standards, and company policies - Investigate accidents, near misses, and safety incidents - Pro...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. International Wealth and Premier Banking (IWPB) provides a leading premium proposition through Premier Banking and, together with our Private Bank, are present across the world's most important markets, booking centres, and corridors most valued by our clients. Our wealth offering is further enhanced through our best-in-class manufacturing capabilities in Asset M...