673 Compliance Monitoring Jobs - Page 3

Role Overview: As a SAP Security Consultant at our company, you will be responsible for managing user administration and role maintenance in SAP systems across various modules and landscapes. Your expertise in SAP security best practices will be crucial in designing, creating, and maintaining security roles and authorizations based on business requirements. Your role will also involve conducting security audits, risk analysis, and ensuring compliance with corporate policies and regulatory requirements. Key Responsibilities: - Manage user administration and role maintenance in SAP systems including EWM, ECC, S/4HANA, BW, Fiori, GRC, etc. - Design, create, and maintain SAP security roles and a...

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the Blackstone Insurance Structure. Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. Support onshore team by assisting them in post trade complia...

Greetings, If you are holding 1 year of Experience and looking for a (AML) process in Gurgaon. Telephonic Interviews are being conducted. Hiring open for AML Fraud and Investigation1 yrs experience compulsory Required Candidate Profile Min 2 year of AML/KYC/ Fraud Analyst experience. Other Requirements: - Strong Interpersonal, Communication and Listening Skills. - Must possess Excellent Verbal Communication. Salary: Upto 6 LPA plus allowances and incentives . Shift: 24x7 (Rotational) Work Days: 5 days working with Rotational Shifts Interested Candidates can Call or Whatsapp Resume Ayushi- 86022 79217 Aditi- 89826 89969 Zainab- 72229 03998 ## NO REGISTRATION CHARGES ## Not for candidates purs...

Key Responsibilities: Product Specification Management: Define and document product specifications for building materials. Ensure materials meet required quality standards and performance criteria. Verify compliance with building codes, regulations, and industry standards. Technical Support: Provide technical guidance to project teams, clients, and contractors regarding material usage. Review project drawings and specifications to ensure optimal application of products. Testing & Inspection: Conduct or oversee testing and inspection of materials and workmanship to ensure compliance with specifications. Project Coordination: Collaborate with internal teams such as sales, design, and productio...

As a Credit Paralegal Transaction Support at KIOPL Management Solutions India Private Limited, your primary role will involve providing support to various global KKR teams, particularly the Credit Legal Team, on transactional matters. Your responsibilities will include: - Supporting transaction execution for KKR Credits Global activities, such as loan and bond trade settlement. - Creating and maintaining fund and account KYC packets for transaction counterparties. - Tracking information and documentation related to KKR Credit portfolio company investments. - Managing files and information for KKR Credit funds, accounts, and deal-related special purpose vehicles. - Assisting in transaction ex...

Role Overview: As a Compliance Professional at Siemens Ltd, India in Mumbai, you will be a key player in implementing the Siemens Compliance Management Systems for various compliance activity fields. Reporting to the Regional Compliance Officer (RCO), you will collaborate with senior compliance team members and business stakeholders to ensure adherence to compliance standards. Key Responsibilities: - Provide advisory and guidance to business stakeholders, employees, and corporate teams on compliance topics and emerging risk areas. - Implement global compliance policies and procedures, customized to meet local laws and regulations. - Conduct periodic risk assessments to identify potential are...

Role Overview: As a Senior Legal Associate Paralegal, your primary responsibility will be to draft, review, negotiate, and finalize contracts, agreements, and other legal documents. You will utilize contract management tools such as DocuSign, ContractWorks, or Clio to streamline workflows, track contract lifecycles, and ensure compliance with organizational and legal standards. Additionally, you will be responsible for maintaining and updating contract databases, ensuring the accuracy and accessibility of all contract-related data. Your role will also involve identifying and mitigating risks in contract terms by collaborating with legal counsel and stakeholders. Key Responsibilities: - Condu...

Local Candidates will be preferred. We are looking for urgent joiners. The candidate will be responsible for the protection of the premises, assets, visitors and residents while maintaining a high visibility presence. Role & responsibilities Candidate must be able to represent the core values of integrity, vigilance, and excellence of the Company. Assume overall responsibility for the safety and security of designated area and over all campus. Brief about the security duties and responsibilities to the Guards and Supervisors. Patrol designated areas in accordance with outlined security procedures Identify potential security risks and respond accordingly Complete incident reports and required...

As an IT Coordinator, your role will involve maintaining and improving the company's IT infrastructure. You should have experience in technical support, system administration, and network management to be successful in this position. If you are passionate about resolving IT issues and optimizing system performance, we are interested in hearing from you! **Key Responsibilities:** - Install, configure, and maintain computer systems, networks, and software. - Provide technical support to employees and resolve IT-related issues. - Monitor system performance, troubleshoot errors, and optimize workflows. - Manage network security, firewalls, and data backup solutions. - Assist in IT policy impleme...

Role Overview: The purpose of your role is to support process delivery by ensuring the daily performance of the Production Specialists, resolving technical escalations, and developing technical capability within the Production Specialists. Key Responsibilities: - Oversee and support the process by reviewing daily transactions on performance parameters - Review performance dashboard and the scores for the team - Support the team in improving performance parameters by providing technical support and process guidance - Record, track, and document all queries received, problem-solving steps taken, and total successful and unsuccessful resolutions - Ensure standard processes and procedures are fo...

The Human Capital Management (HCM) Coordinator is responsible for providing integral administration and general support in HCM for Calderys in India. This role is responsible for performing the administrative duties in the HCM associated with employee transactions (hiring, journeys, terminations, transfers, demographic changes, benefits, etc.); performing functions that ensure data integrity; and accurate processing and reporting of HCM data. In additional, this role performs first level (Tier 1) support and testing for HCM and end users. The HCM Coordinator is responsible for ensuring continued adherence to Human Resource operations. Bachelor s Degree in Human Resources, Business, Managemen...

Conduct periodic internal reviews/ audits to proactivity flag the issues at functional level. Finalisation of review findings with user function and report closure. Coordinate internally with stakeholders for all internal review findings and drive action plan. Participate and collaborate during internal/external audits for smooth closure. Proactively identify issues and reports the same as Self-Identified Audit Issues (SIAI) to management Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts Internal policy/ process compliance Monitoring.

Job Title: Manager Agentic AI & Applied NLP Experience: 7 10 years Location: [Insert Location] | Type: Full-time Role Overview We are looking for a hands-on AI Manager with strong experience in NLP and GenAI to build intelligent, autonomous systems using LLM-powered agents. This role is ideal for someone with a builder mindset, who can lead the development of task-driven agentic workflows and coordinate across teams to deliver scalable AI solutions. Key Responsibilities Design and build multi-agent systems for real-world tasks such as document understanding, claims triage, compliance monitoring, and knowledge retrieval. Implement LLM-based agents that can plan, reason, interact with tools, a...

Conduct periodic internal reviews/ audits to proactivity flag the issues at functional level Finalisation of review findings with user function and report closure Coordinate internally with stakeholders for all internal review findings and drive action plan Participate and collaborate during internal/external audits for smooth closure Proactively identify issues and reports the same as Self-Identified Audit Issues (SIAI) to management Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts Internal policy/ process compliance Monitoring

Job Summary Will oversee and manage record retrieval legal team, ensuring smooth operations, compliance, and alignment with organizational objectives Key Responsibilities Subpoena and Authorization Drafting Support: Assist in drafting subpoenas and authorizations in compliance with jurisdictional requirements across all US 50 states Ensure legal templates are accurate, up-to-date, and meet client specifications Client and Opposing Counsel Communication: Act as a primary point of contact for client law firms and opposing counsel, providing support in managing inquiries and resolving procedural issues Facilitate effective communication to ensure clarity in legal processes Subpoena Serving and ...

Conduct periodic internal reviews/ audits to proactivity flag the issues at functional level Finalisation of review findings with user function and report closure Coordinate internally with stakeholders for all internal review findings and drive action plan Participate and collaborate during internal/external audits for smooth closure Proactively identify issues and reports the same as Self-Identified Audit Issues (SIAI) to managementProvide reports on a regular basis, and as directed or requested, to keep senior management informed of the operation and progress of compliance effortsInternal policy/ process compliance Monitoring

Job Title: Assistant Manager Job Type: Full-time Location: Bangalore Job Summary: The Notice Management resource is responsible for overseeing and coordinating the receipt, processing, and resolution of various notices, including legal, regulatory, and compliance-related communications This role ensures that all notices are managed efficiently, accurately, and in compliance with organizational policies and relevant regulations Key Responsibilities: Notice Processing: Receive, log in the Notice Management Tracker, and categorize incoming notices and assign to respective Team to ensure timely and appropriate action Analysis and Assessment: Evaluate the content and implications of notices to de...

Role & Responsibilities: Regulatory Compliance of Securities Act, Mutual Fund Regulations and other regulatory bodies Reporting to the Boards with quarterly and half yearly reports in accordance with SEBI (Mutual Funds) Regulations, 1996 and such other reports as are prescribed by the Regulator from time to time Monitoring SEBI restrictions on the Schemes of the Mutual Fund Monitoring of Schemes on the Limitations out of prospectuses Monitoring Contractual limitations on Funds managed Preparing and Vetting of all Offer Documents to review that they are in compliance with the SEBI Regulations including periodic updating of the Offer documents. Pre-clearance of all marketing materials and fili...

Role & responsibilities Job Title: Senior EUC / MacOS / iOS Engineer Location: Pune / Bangalore (Hybrid - 3days in a week at office, 2 days WFH) Shift Timings: US Hours - 6:30 PM to 3:30 AM (might change as per daylight saving) Contract Duration: 2 years Position: 1 Overall Senior 7+ years Relevant (5+ years) Considerable Notice Period: 30 days Contractor’s Role: The engineers role includes evaluation, installation, integration, and monitoring of Apple devices and related software in a multi-vendor environment, ensuring compliance with controls and standards, and delivering scalable end-user service solutions. Experience Level: Senior – 7+ years. Qualifications: BE or any bachelor’s degree w...

The Human Capital Management (HCM) Coordinator is responsible for providing integral administration and general support in HCM for Calderys in India. This role is responsible for performing the administrative duties in the HCM associated with employee transactions (hiring, journeys, terminations, transfers, demographic changes, benefits, etc.); performing functions that ensure data integrity; and accurate processing and reporting of HCM data. In additional, this role performs first level (Tier 1) support and testing for HCM and end users. The HCM Coordinator is responsible for ensuring continued adherence to Human Resource operations. Bachelor s Degree in Human Resources, Business, Managemen...

Role & responsibilities Designation: Assistant Manager - Surveillance Job Description: 1) To detect unethical trading practice including fraud, ML, Insider trading. 2) FATF & IRA reporting. 3) Analyzing exchanges \ DP \ Internal & screening alerts generated by reviewing call records, Ledger , Scrip, KYC, Financial Etc 4) STR Reporting & handling Trackwizz application. 5) Conducting AML training of employee periodically. 6) To drive innovation & continuous improvement in surveillance function. 7) Support \ Maintain surveillance & AML policy. Qualification required 1) Proficiency Microsoft Excel, Power Point & Word. 2) Working knowledge of verbal & written English communication. Experience: 1)...

Specialist- Cargo Training & Development A. Job Purpose:- To support the planning, delivery, and administration of cargo training programs in compliance with regulatory and organizational requirements. The role holder ensures smooth coordination of training schedules, effective record-keeping, compliance monitoring, and administrative support for all cargo training and certification activities. Key Accountabilities:- Assist in designing, developing strategy, updating training programs and plans in alignment with IATA, DGCA, and other regulatory standards. Identify training needs and propose development programmes for staff. Assist in designing and developing training materials and developmen...

Job Description, We are hiring a Compliance Analyst to join our Information Security & Compliance team at AM Infoweb. The ideal candidate will be responsible for maintaining and improving compliance with international security standards such as ISO 27001 and SOC 2 , while supporting GRC , Risk Management , and Third-Party Risk Management (TPRM) frameworks. Roles and Responsibilities: Implement and maintain ISO 27001:2022 controls, policies, and documentation. Support SOC 2 Type I & Type II readiness, evidence collection, and audit coordination. Conduct internal audits, risk assessments, and compliance documentation reviews. Track compliance gaps and work with cross-functional teams to ensure...

Responsibilities: Threat & Risk Analysis: Conduct comprehensive threat and risk analysis, assessing the business impact of new and existing systems and technologies to eliminate risk, performance, and capacity issues. Vulnerability Management: Implement vulnerability assessments and configure audits of operating systems, web servers, and databases. Detect patterns, insecure features, and malicious activities within the infrastructure. Security Technology Evaluation & Deployment: Perform research, testing, evaluation, and deployment of cutting-edge security technology and procedures. Breach Detection & Diagnostics: Run diagnostics on any changes to data to verify any undetected breaches and c...

As an HR Analyst at Finastra, you will play a crucial role in delivering a seamless onboarding experience for new hires across global locations. Your responsibilities will include: - Acting as the primary point of contact for candidates throughout their onboarding journey, ensuring clear communication and timely responses - Addressing candidate queries with empathy and providing necessary information regarding the onboarding process - Ensuring consistency in onboarding procedures and processes across all Finastra locations - Generating and issuing contracts and other hire documentation using approved templates - Analyzing HR data to identify trends, create reports, and offer actionable insig...