673 Compliance Monitoring Jobs - Page 4

Role Overview: You will be responsible for strategic sourcing of gas procurement, including market analysis, supplier evaluation, negotiation, risk management, contract management, relationship management, financial oversight, invoice processing, and discrepancy resolution. Key Responsibilities: - Conduct comprehensive market research to identify potential suppliers and assess market trends. - Evaluate suppliers based on criteria such as reliability, cost, and compliance with industry standards. - Negotiate contracts and terms with suppliers to secure the best possible prices and conditions. - Identify and mitigate risks associated with gas sourcing, including supply disruptions and price vo...

As a Compliance Officer in the pharmaceutical sector, your role will involve implementing the Compliance Governance Framework in India under the supervision of the India Compliance Lead. You will serve as a strategic business partner to Operations and R&D management in Ahmedabad, supporting stakeholders in adherence to compliance policies and fostering a strong compliance culture across all levels of the organization. Key Responsibilities: - Drive compliance awareness and strengthen compliance culture across all Operations locations in India. - Maintain compliance review and approval processes for HCP (Healthcare Professionals) and TPR (Third Party Representatives) activities. - Implement an...

SUMMARY Job Title: Pre delivery Incharge Key Responsibilities: Pre - Delivery Inspection (PDI): Supervise and execute all pre-delivery inspection processes as per OEM guidelines. Ensure vehicles are defect-free and comply with safety and quality standards. Team Management: Lead and guide the PDI and detailing team. Allocate daily tasks, monitor performance, and provide training when required. Process & Quality Control: Ensure proper fitment of accessories and adherence to standard operating procedures. Maintain cleanliness, polishing, and detailing standards before delivery. Implement quality checks and reduce repeat issues. Coordination: Coordinate with sales, service, and logistics teams f...

As a Capital Markets Operations New Associate at Accenture, you will be part of the Investment Compliance team responsible for ensuring compliance with various regulatory, client-directed, and internal investment restrictions for portfolios managed by clients. Your role will involve collaborating with investment personnel, attorneys, and client operations managers to onboard new accounts, oversee amendments to existing accounts, and program restrictions into the Charles River (CRD) investment compliance monitoring system. Additionally, you will participate in projects assigned by the Investment Compliance leadership team. Key Responsibilities: - On-boarding new accounts, amending existing cl...

As an Environmental Engineer at our company, your role will involve conducting environmental and social impact analyses, climate change assessments, and ensuring compliance with environmental management requirements throughout the project lifecycle. You will work closely with the Team Leader, Deputy Team Leader, and stakeholders to incorporate environmental considerations into project planning, design, and implementation. Your responsibilities will include preparing environmental reports, Information, Education & Communication (IEC) materials, and necessary documentation to meet national and international standards. Key Responsibilities: - Conduct Environmental and Social Impact Analysis (ES...

As a Risk Escalations analyst, your role will involve identifying, investigating, and resolving risk-related escalations. You should have hands-on experience in fraud detection, compliance monitoring, and dispute resolution to ensure timely risk mitigation and adherence to regulatory frameworks. Key Responsibilities: - Investigate high-risk transactions, fraud alerts, and compliance violations for swift resolution. - Monitor and assign cases across risk investigation workflows to ensure efficient tracking and escalation management. - Coordinate with financial institutions, compliance teams, and internal stakeholders to resolve escalated risk cases. - Ensure compliance with global financial r...

Role Overview: As the Head of Risk & Compliance for a leading NBFC, you will be a key member of the leadership team reporting directly to the Board/Designated Director. Your main responsibility will be to ensure end-to-end compliance with various regulatory requirements such as RBI, FIU-IND, PMLA, SEBI/IRDAI, and to oversee enterprise-wide risk management and governance in the digital financial services portfolio. You will also serve as the Principal Officer (PO) for the company and will be required to liaise with regulators and design/implement various compliance programs. Key Responsibilities: - Manage end-to-end compliance with regulatory requirements (RBI, FIU-IND, PMLA, SEBI/IRDAI) - Ov...

Role Overview: As the Manager Governance & Audit, your primary responsibility is to ensure the institutionalization of governance frameworks, monitor RACMs, track compliance status, and support the execution of the Risk-Audit-Compliance-Monitoring program across the organization. You will act as a coordinator between project sites, clusters, and corporate teams to ensure adherence to governance norms and risk mitigation protocols. Key Responsibilities: - Implement and monitor Governance & RACM framework across functions and projects. - Maintain a central tracker for risk identification, compliance checklists, and audit observation closures. - Conduct training sessions and awareness programs ...

As the Grant Manager at the Office of the Dean of Research, O.P. Jindal Global University in Sonipat, you will be responsible for overseeing all aspects of pre-award and post-award grant administration. Your role is crucial in ensuring compliance with university policies, funding agency regulations, and state laws, supporting research and programmatic funding. **Key Responsibilities:** - **Pre-Award Responsibilities:** - Assist faculty and researchers in identifying funding opportunities - Coordinate the preparation and submission of grant proposals with the help of grant writer - Review grant applications for compliance with agency and university guidelines - Develop proposal budgets and en...

Role Overview: As a Compliance Manager, you will be a crucial part of the Compliance team, working closely with the Global Head of Compliance to ensure the firm meets its regulatory obligations and maintains robust systems and controls. Your role will involve supporting various compliance and anti-money laundering matters across multiple jurisdictions. Key Responsibilities: - Coordinate with internal stakeholders to prepare and submit all required filings and notifications accurately and on time. - Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers. - Assist in the review and implementation of compliance policies, procedures, and WSPs. - Administer the Conflic...

As a competent candidate for the role in Risk and Compliance at a leading NBFC, you will be a key member of the leadership team reporting directly to the Board/Designated Director. Your primary responsibilities will include: - Serving as the Principal Officer (PO) for the company - Managing end-to-end compliance with regulatory requirements from RBI, FIU-IND, PMLA, SEBI/IRDAI - Overseeing enterprise-wide risk management and ensuring strong governance in the digital financial services portfolio - Maintaining effective communication and relationships with regulators such as RBI, FIU-IND, IRDAI, SEBI, and any other relevant authorities - Designing and implementing programs related to KYC/AML, t...

Support legal and compliance operations at Newton School by assisting in contract management, policy review, compliance monitoring, and tracking regulatory updates, while adapting to the needs of a fast-paced startup environment. Key Responsibilities Drafting, reviewing, and negotiating agreements. Supporting in dispute resolution and customer escalations. Maintaining and updating legal repositories. Conducting legal and compliance research. Reviewing and updating compliance policies and procedures. Assisting in operations monitoring for non compliance with internal standards. Monitoring regulatory updates and assessing business impact and keeping stakeholders informed about the same. Prepar...

As a Product Sales Manager for Trade Forex (TFX) and Foreign Exchange Services (FES), you will be responsible for driving business growth across a cluster of branches or a specific business segment such as Privy, Wealth, WCG, or Corporate Salary Your core objective will be to identify and capitalize on trade and forex opportunities, enhance product penetration, and ensure high service standards across channels This role demands a strategic mindset, strong analytical capabilities, and the ability to collaborate with multiple stakeholders You will be expected to support branches in achieving their TFX targets, provide market intelligence, and contribute to product development through feedback ...

Support legal and compliance operations at Newton School by assisting in contract management, policy review, compliance monitoring, and tracking regulatory updates, while adapting to the needs of a fast-paced startup environment. Key responsibilities: Drafting, reviewing, and negotiating agreements. Supporting in dispute resolution and customer escalations. Maintaining and updating legal repositories. Conducting legal and compliance research. Reviewing and updating compliance policies and procedures. Assisting in operations monitoring for non compliance with internal standards. Monitoring regulatory updates and assessing business impact and keeping stakeholders informed about the same. Prepa...

Manage legal entity accounting and control on a monthly basis, including overseeing the month-end close process, parent/child accounting, equity pick up, reviewing inter-entity breaks, and monitoring unnatural general ledger balances. Conduct month-end analytical reviews of legal entities to ensure completeness and accuracy of ficial statements, and prepare various reports, including contributions to the Monthly Controller s Book, legal entity and line of business ficial commentary, and regulatory reporting requirements. Investigate, analyze, and resolve issues, and respond promptly to ad-hoc queries. Assist in the Booking Model review and support ongoing Legal Entity Control Standard compli...

Assist in drafting, updating, and implementing compliance policies and procedures aligned with regulatory changes. Ensure smooth functioning of the Compliance Program in India, in line with applicable local laws. Develop and deliver compliance training, awareness campaigns, and communication collaterals for employees. Review, monitor, and approve HCP/HCC/TPR-related business activities to ensure compliance with policies. Implement and maintain internal controls to strengthen compliance goverce. Conduct quarterly compliance monitoring, identify risks, and recommend remediation measures. Drive compliance culture initiatives through employee engagement programs. Maintain compliance goverce cale...

Job Description: You will be working as an Information Risk Analyst at ACA, responsible for monitoring compliance with information security policies and programs. Your role will involve handling third party risk management, internal control, and data governance tasks. You will need to understand the security vision, apply new departmental ideas into daily work, and provide suggestions for broader security architecture improvements. Your tasks will include assisting in the development of information security governance requirements, ongoing compliance monitoring, vendor due diligence, data handling compliance, maintaining a data governance framework, staying updated on laws and regulations, p...

Role Overview: As a Credit Paralegal Transaction Support at KIOPL Management Solutions India Private Limited, your primary responsibility is to work closely with various global KKR teams, including the Credit Legal Team, to provide support on transactional matters. You will play a key role in transaction execution support for KKR Credits Global activities, manage KYC packets, track information related to KKR Credit portfolio company investments, and ensure smooth fund and account information management processes. Key Responsibilities: - Provide transaction execution support for KKR Credits Global activities, including loan and bond trade settlement. - Create and maintain fund and account KYC...

You will be responsible for overseeing the entire recruitment process, from job postings to interviews and selection. Additionally, you will manage the onboarding of new hires and offboarding of departing employees. Your role will include developing and implementing performance appraisal and management systems. You will also organize employee training and development programs to enhance skills and knowledge. Your focus will be on employee relations and engagement. As a liaison between employees and management, you will address grievances and workplace conflicts. You will foster a positive and safe workplace environment through open communication. Moreover, you will plan and execute employee ...

Responsibilities: Conduct compliance monitoring using ERP system. Ensure timely audit report submission within industry standards. Manage audits from planning to closure. Only staurday Working Flexi working

Role Overview: You will be part of the Gurugram office as a Credit Paralegal - Transaction Support, working closely with various global KKR teams, especially the Credit Legal Team. Your main responsibility will involve providing support on transactional matters such as loan and bond trade settlement, KYC clearance, portfolio company information management, and document and information management projects. Key Responsibilities: - Support KKR Credits Global transactional activities, including loan and bond trade settlement. - Create and maintain fund and account KYC packets for transaction counterparties. - Initiate loan trading counterparty KYC clearance process with administrative agents and...

The purpose of Atos is to help design the future of the information space. Its expertise and services support the development of knowledge, education and research in a multicultural approach and contribute to the development of scientific and technological excellence. Across the world, the Group enables its customers and employees, and members of societies at large to live, work and develop sustainably, in a safe and secure information space. Define and maintain enterprise data protection policies, standards, guidelines, and control frameworks. Lead efforts to uplift existing documentation for data classification, data loss prevention (DLP), encryption, access controls, and retention. Develo...

Lead internal audits for an automotive business covering sales, service, and operations. Manage risk, compliance, and reporting while driving process improvements and efficiency. CA/CMA/M.Com with 4–10 yrs experience preferred.

Job Title: Grant Manager Department: Office of the Dean of Research, O.P. Jindal Global University Location: Sonipat Employment Type: Full-time Position Summary: The Grant Manager is responsible for overseeing all aspects of pre-award and post-award grant administration at the university. This role ensures compliance with university policies, funding agency regulations, and state laws. The Grant Manager plays a key role in budgeting, reporting, and monitoring grants, working closely with faculty, researchers, and administrative staff to support research and programmatic funding. Key Responsibilities: Pre-Award Responsibilities: Assist faculty and researchers in identifying funding opportunit...

Key Responsibilities: Compliance Testing Execution: Develop and implement the annual compliance testing plan. Conduct compliance reviews across business units, branches, and new products. Perform control testing to assess adherence to regulatory and internal standards. Reporting & Documentation: Draft detailed testing reports with observations and management responses. Maintain MIS and dashboards for open issues, aging, and resolution timelines. Present findings to senior management and compliance committees. Stakeholder Engagement: Collaborate with business units to ensure timely closure of compliance gaps. Guide teams on remediation plans and monitor progress. Regulatory Monitoring: Stay u...