Compliance Manager

Role Overview: As a Compliance Manager, you will be a crucial part of the Compliance team, working closely with the Global Head of Compliance to ensure the firm meets its regulatory obligations and maintains robust systems and controls. Your role will involve supporting various compliance and anti-money laundering matters across multiple jurisdictions. Key Responsibilities: - Coordinate with internal stakeholders to prepare and submit all required filings and notifications accurately and on time. - Maintain the Global Regulatory Licensing and Global Regulatory Reporting registers. - Assist in the review and implementation of compliance policies, procedures, and WSPs. - Administer the Conflicts of Interest processes and monitor adherence to internal conduct rules. - Support the execution of AML/KYC controls and client due diligence checks. - Execute the Compliance Monitoring and Testing program and conduct ongoing surveillance of trading and conduct matters. - Coordinate the annual compliance training program and support ad-hoc compliance awareness initiatives. - Maintain the Regulatory Change Management Register and assist in impact assessment and implementation of required changes. - Provide support for regulatory inspections, audits, and internal reviews and undertake other compliance-related tasks and projects as directed. Qualifications Required: - 3 to 5 years of demonstrable experience in Compliance and AML matters within the asset management/private markets space. - Experience with client onboarding, AML/KYC checks, conflicts management, and reviewing marketing materials. - Degree level education with professional qualifications in Compliance/AML strongly desirable. - Exposure to UK/US/European and Asian markets with good familiarity with their regulatory regimes. Additional Company Details: Omit this section as no additional details of the company are provided in the job description.,