12238 Regulatory Compliance Jobs

Requisition Id: 1660055 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Senior Consultant-FS-Business Consulting PI-CNS - BC - Mark...

As an Audit Compliance Manager at RS Wealth Management Pvt. Ltd., your role will involve overseeing adherence to regulatory and internal compliance procedures, conducting quality audits, and facilitating IT audit processes. Your responsibilities will include analyzing processes to identify risks, implementing compliance measures, and ensuring organizational standards are maintained. You will collaborate across departments to manage compliance frameworks and improve operational effectiveness. Key Responsibilities: - Oversee adherence to regulatory and internal compliance procedures - Conduct quality audits to assess the effectiveness of internal processes - Facilitate IT audit processes to en...

As a Compliance Officer, your role involves overseeing regulatory compliance, particularly focusing on KYC/AML programs in accordance with RBI and FIU-IND guidelines. Your key responsibilities include: - Managing and continuously improving KYC/AML programs by conducting customer due diligence (CDD), enhanced due diligence (EDD), and periodic reviews. - Implementing and monitoring transaction monitoring systems to identify and report suspicious transactions (STRs) to the FIU. In addition, you will be responsible for drafting, updating, and enforcing compliance policies, Standard Operating Procedures (SOPs), and internal controls. Your role also includes ensuring that all departments and teams...

You will be responsible for leading academics and operations for a K-12 school, managing teachers, curriculum, parent relations, compliance, and school performance. Your key responsibilities will include: - Providing academic leadership and supporting teacher development - Overseeing school operations and administration - Facilitating parent communication and school branding - Assisting in admissions and retention processes - Ensuring compliance and smooth functioning of the school To qualify for this role, you should have: - 3-5+ years of experience as a Principal - Strong communication and leadership skills - Mandatory experience in K-12 education - Immediate availability for joining About...

As an Executive - Finance Operations at HSBC, your role will involve the following responsibilities: - Experienced in Banking & related portfolio accounting & reconciliations. - Responsible for all Service Delivery deliverables in a timely and accurate manner. - Ensure compliance with HSBC standards and Statutory requirements. - Acquire and update knowledge on procedures related to relevant process. - Work well independently and complete assigned tasks within established timeframes. - Proactively identify issues, escalate them, and demonstrate ways to improve customer service and increase productivity. - Participate in team activities, sustain team spirit, and support peers when needed. - De...

Job Description You will be working as a Quality Assurance Incharge at ATLAS PHARMACHEM INDUSTRIES PRIVATE LIMITED, located in Nadiad. Your main responsibility will be to ensure the quality and compliance of products by overseeing quality control processes and maintaining standard operating procedures (SOPs). You will conduct inspections, audits, and testing to ensure adherence to industry standards and regulations. Key Responsibilities - Ensure the quality and compliance of products - Oversee quality control processes - Maintain standard operating procedures (SOPs) - Conduct inspections, audits, and testing - Ensure adherence to industry standards and regulations Qualifications - Possess Qu...

You will be joining Northern Trust as a Manager Technology Resilience & Automation, where your primary responsibility will be to lead the automation, orchestration, and continuous improvement of the Technology and Infrastructure Resilience Process. Your expertise in disaster recovery planning, automation frameworks, IT Infrastructure, on-premise and cloud-based recovery solutions, and regulatory compliance requirements will be crucial in identifying potential risks and developing strategies to mitigate the impact of disasters. Your collaborative work with cross-functional teams will ensure the business remains secure and resilient during unforeseen disruptions. **Key Responsibilities:** - De...

As the Head of COO Risk and Controls Management at HSBC, you will be leading the FS&GEC (Finance, Sustainability and Group External Communications) COO Risk and Controls Management team, supporting Finance FS&GEC by covering Audit, Workforce Enablement, TPRO/BIRO (Third Party Risk Oversight / Business Information Risk Oversight), Regulatory Compliance, and other areas on a global scale. Your responsibilities will include engaging with FS&GEC leadership team members, acting as the primary and/or escalation point of contact, and managing the team across Gurgaon, Hyderabad, Chennai, and Bangalore. **Principal Responsibilities:** - Manage the Audit team, including engagement with external audito...

Role Overview: You will be joining the Technology Legal team at Goldman Sachs in either Singapore or Hong Kong office as a Legal, Data, Cyber & Privacy Law Attorney. Your main responsibility will be to provide legal advice on privacy, data governance, and cybersecurity issues in the APAC region. You will work closely with a global team of lawyers to ensure the firm's compliance with data protection laws and regulations. Key Responsibilities: - Provide legal advice to company affiliates in APAC and globally on privacy, data governance, and cybersecurity issues. - Review cyber and data exposure incidents and determine the need for regulatory notifications. Draft and submit notifications as req...

As an Associate Legal at our company, you will play a crucial role in managing our electricity regulatory affairs team. Your responsibilities will include: - Assisting in drafting matters for APTEL, CERC, and MERC. - Conducting conferences and daily coordination with the client team, as well as briefings with engaged arguing counsels. - Performing legal research, preparing case summaries, memos, and briefing notes. - Supporting regulatory compliance by tracking relevant laws, policies, and amendments. - Coordinating with external counsels and assisting in litigation or dispute resolution matters. - Maintaining and updating legal documentation, files, and case databases. - Providing legal inp...

As a Plant Operations Manager, your role involves leading and managing plant operations to meet production, safety, and quality targets. You will be responsible for ensuring compliance with all environmental, health, and safety regulations. Your key responsibilities include developing and implementing operational policies, maintenance schedules, and process improvements. Additionally, you will supervise and train plant personnel, promoting a culture of safety and accountability. Managing budgets, inventory, and resource allocation effectively is a crucial part of your role. Collaboration with engineering, R&D, and supply chain teams for production optimization is also expected. Qualification...

As a Waste Management and Sanitation Professional at KPMG India in Vijayawada, your role will involve developing, implementing, and monitoring waste management strategies. You will be responsible for ensuring compliance with environmental regulations, conducting waste audits, and promoting sanitation best practices. Additionally, you will collaborate with local authorities, prepare reports, and implement sustainable waste management solutions tailored to client needs. Key Responsibilities: - Develop, implement, and monitor waste management strategies - Ensure compliance with environmental regulations - Conduct waste audits and promote sanitation best practices - Prepare reports and collabora...

Role Overview: At Amgen, you will be part of a mission to serve patients living with serious illnesses, driving all activities towards this shared goal. Since 1980, Amgen has been a pioneer in the world of biotech, focusing on Oncology, Inflammation, General Medicine, and Rare Disease therapeutic areas. As a member of the Amgen team, you will contribute to researching, manufacturing, and delivering innovative medicines to improve patients" lives. Key Responsibilities: - Lead the establishment and management of a centralized VAT compliance function serving multiple regions. - Develop best practices, policies, and frameworks for VAT reporting, filings, and reconciliations. - Implement automati...

Role Overview: As a Category Manager, Mergers and Acquisitions at Zimmer Biomet, your primary responsibility is to drive total cost of ownership reductions for a defined portfolio of strategic spend categories. You will be a process leader, portfolio manager, and potentially a people leader, ensuring strategic procurement effectiveness for a specific bundle of categories. Key Responsibilities: - Lead procurement activities for new mergers and acquisitions within multiple areas of spend to achieve significant initial cost reductions followed by year-over-year productivity improvements while maintaining or improving quality and service levels. - Collaborate closely with key stakeholders and cr...

As a Regulatory Compliance professional at RSM, you will play a crucial role in managing and delivering assessments covering regulatory compliance for various financial institutions. Your expertise in internal audits, anti-money laundering, lending, and deposit compliance reviews will be key in identifying areas of non-compliance with banking laws and regulations, providing actionable recommendations to clients, and ensuring high-quality client service. **Key Responsibilities:** - Manage and deliver assessments covering regulatory compliance for banks, credit unions, broker dealers, and other financial institutions. - Perform BSA/AML/OFAC independent testing for community-based financial ins...

As an intern at EFC Limited, your day-to-day responsibilities will include: - Assisting in recording day-to-day financial transactions and maintaining ledgers. - Supporting in preparing financial reports, statements, and reconciliations. - Verifying and organizing bills, vouchers, and supporting documents. - Coordinating with internal teams for data collection and ensuring accuracy in entries. - Assisting in preparing and filing GST, TDS, and income tax returns. - Maintaining and organizing tax-related records and supporting documentation. - Researching updates on tax laws and regulatory compliance requirements. About Company: EFC Limited is a leading real estate and co-working, managed offi...

As a Quality Assurance / Compliance Manager Global Standards (ISO / GMP / AS/NZS) in this full-time on-site role based in Canada & Australia, your responsibilities will include: - Overseeing and maintaining compliance with regulatory requirements - Implementing quality management systems in alignment with global standards - Conducting quality audits and managing quality assurance processes - Developing quality control plans and monitoring performance metrics - Ensuring continual improvement within the organization To excel in this role, you should have the following qualifications: - Demonstrated expertise in Regulatory Compliance and a thorough understanding of global standards such as ISO,...

Role Overview: You are being offered a position as an Instrumentation Manager at Reliance BP Mobility Ltd. in Bangalore. As a Senior Manager, your role will require you to have a strong background in Petroleum & Gaseous Fuel Retail operations. You should possess 5 to 10 years of hands-on experience in managing instrumentation systems, ensuring their efficient operation, and providing technical support to optimize performance. Teamwork, leadership skills, technical expertise, and a deep understanding of petroleum retail environments are essential for this role. Key Responsibilities: - Oversee the overall execution of instrumentation projects, including engineering support, drawing layout vali...

Role Overview: As a Consultant in the TMT-Business Consulting Risk-CNS - RISK team at EY in New Delhi, you will have the opportunity to work with Technology, Media & Entertainment, and Telecommunications organizations. Your role will involve helping TMT companies create compelling employee and customer experiences, achieve operational excellence, protect data and reputation, and pursue value-creating M&A strategies. You will play a key part in building a better working world by transforming businesses through the power of people, technology, and innovation. Key Responsibilities: - Assess and analyze digital risk frameworks within technology and media sectors - Develop risk mitigation strateg...

**Job Description** As an Article Assistant in Pune, you will be responsible for assisting with day-to-day accounting and auditing tasks, preparing and analyzing financial reports, and ensuring compliance with regulatory laws. Your key responsibilities will include: - Managing documentation effectively - Conducting research to support the team - Assisting with tax filings - Providing necessary support to senior team members on client projects **Qualifications** - Proficiency in Accounting, Financial Analysis, and Bookkeeping - Knowledge of Taxation, Auditing, and Regulatory Compliance - Attention to detail, strong organizational skills - Proficiency in Microsoft Office and accounting softwar...

Role Overview: As a Senior Project Manager, you will be responsible for leading and managing projects, teams, and day-to-day plant operations. Your strong background in project management, team leadership, and operational excellence will be key in driving projects forward, ensuring timely completion, and maintaining high-quality standards. This role requires a strategic thinker who can effectively manage teams and operations to achieve organizational goals. Key Responsibilities: - Lead and manage a team of project coordinators, engineers, and operations personnel. - Foster a culture of collaboration, innovation, and continuous improvement within the team. - Develop and implement performance ...

Company Description Vivek Mani and Associates is a professional accounting firm located in Tamil Nadu, India. Based at Annai Complex on Old Salem Road, the firm provides reliable and expert financial and accounting services. With a focus on client satisfaction and accuracy, the company supports individual and business clients in achieving their financial objectives. Vivek Mani and Associates is dedicated to delivering high-quality services tailored to clients specific needs. Role Description This is a full-time on-site role for a Senior Accountant, located in Namakkal. The Senior Accountant will manage day-to-day financial operations, including preparing reports, monitoring budgets, and reco...

Our Company Oaktree is a leader among global investment managers specializing in alternative investments, with over $200 billion in assets under management. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1400 employees and offices in 24 cities worldwide. We are committed to cultivating an environment that is collaborative, curious, inclusive and honors diversity of thought. Providing training and career development opportunities and emphasizing strong support for our local communities through philanthropic initiatives are essential to our culture. For additional inf...

Overview The Team Leader (Real Estate) plays a critical role in guiding and managing a team of real estate professionals to achieve collective organizational goals. This leadership position involves not only overseeing day-to-day operations but also providing strategic direction to enhance team performance and drive business growth. The Team Leader is responsible for cultivating a supportive team environment, facilitating professional development opportunities, and ensuring that all team members are aligned with the company's vision and objectives. As a key figure in the organization, the Team Leader must stay abreast of market trends, property values, and client needs to effectively mentor ...

Summary Of Responsibilities Follow applicable departmental Standard Operating Procedures and Work Instructions. Complete required trainings according to required timelines. Administer controlled documents ensuring availability to the end user. Track and report metrics as determined by management according to required timelines. Assist with implementation of new/revised processes and procedures. Demonstrated ability to communicate effectively. Perform checks to ensure quality of work completed. Ensure timely escalation and resolution management of issues impacting controlled document release. Ensure Regulatory Compliance and Quality Assurance (RC and QA) responsibilities, as indicated in appl...