12238 Regulatory Compliance Jobs - Page 4

Job Description: As the Team Lead of Distribution Operations team, you will oversee a team responsible for managing AML/KYC and distributor due diligence processes for wholesale and institutional clients of our EMEA-based asset management business. You will work in close partnership with the EMEA Client Management team and act as a key liaison between internal stakeholders and clients, ensuring client-driven activities, processes and outcomes result in an excellent service and experience for our clients. Your primary responsibility will be to ensure we have sufficient information and controls relating to investors in and distributors of our EMEA-based products and strategies, to allow us pro...

As a Risk Regulatory Oversight - VP CCR at Barclays, you will play a crucial role in evolving the digital landscape and ensuring unparalleled customer experiences by leveraging cutting-edge technology. Your key responsibilities will include: - Understanding Counterparty Credit Risk (CCR) models and associated risk management frameworks. - Knowledge of Basel 3.1 CVA methods - Standardized Approach for CVA (SACVA) and Basic Approach for CVA (BACVA), including regulatory implications and implementation aspects. - Assisting in the interpretation and application of Basel IV requirements, particularly in the context of CCR and CVA. In addition to the above responsibilities, you will need to meet t...

You will have the opportunity to build a unique career at EY, leveraging their global scale, support, inclusive culture, and technology to become the best version of yourself. Your voice and perspective are crucial in helping EY improve and create a better working world for all. In the role of Aladdin BA- Aladdin Accounting, your key responsibilities will include: - Guiding the team in performing daily cash and position reconciliations to ensure accuracy and completeness of fund records. - Overseeing validation of daily accruals and PNL, ensuring all income, expenses, and valuations are appropriately captured and reported. - Applying in-depth knowledge of multiple asset classes including equ...

Description We are seeking an experienced Portfolio Manager to join our team in India. The ideal candidate will have a proven track record in managing investment portfolios, conducting market analysis, and delivering exceptional client service. Responsibilities Develop and manage investment portfolios to achieve specific financial objectives. Conduct thorough market research and analysis to identify investment opportunities. Monitor and analyze portfolio performance, making adjustments as needed to optimize returns. Communicate with clients to understand their financial goals and provide regular updates on portfolio performance. Prepare and present detailed reports on portfolio performance a...

Description We are seeking a Relationship Manager for our Insurance division within the Banca channel. The ideal candidate will be responsible for building and nurturing relationships with bank partners and clients, promoting our insurance products, and achieving sales targets. This role requires a proactive approach to understanding client needs and delivering tailored insurance solutions. Responsibilities Develop and maintain strong relationships with bank partners to promote insurance products. Assist clients in understanding their insurance needs and provide appropriate solutions. Achieve sales targets by executing sales strategies and initiatives. Conduct regular meetings with clients t...

As a Business Counsel at our company, you will play a crucial role in navigating the dynamic intersection of innovation and regulation. You are expected to embody the discipline of a regulator, the clarity of a lawyer, and the agility of a business professional. If you view the role of a lawyer as an enabler rather than a mere support function, this opportunity is tailored for you. Key Responsibilities: - Contracting, Product Terms, and Documentation - Review and maintain Product Terms & Conditions, Privacy Policy, and Terms of Service to ensure alignment with evolving product features, user consent frameworks, and data protection regulations. - Develop and uphold contract playbooks, define ...

Role Overview: As an SDS Associate based in Hyderabad, you play a crucial role in ensuring the safe and compliant communication of chemical hazards to protect workers, consumers, and the environment. Your strong understanding of chemical safety regulations is essential for accurately assessing and communicating hazards through well-prepared Safety Data Sheets (SDSs). Key Responsibilities: - Develop and write comprehensive SDSs for chemical products, ensuring accuracy, completeness, and compliance with relevant regulations and standards. - Regularly update SDSs to reflect new information, regulatory changes, or product modifications. - Participate in workflow and system development projects t...

As a Flight Operations Specialist at KAGIU AVIATION PVT LTD based in Pune, your role will involve supporting flight operations to ensure safety, efficiency, and high-quality aviation solutions. You will work closely with other team members to maintain operational documentation, coordinate with pilots and ground staff, and ensure compliance with safety protocols and regulatory requirements. Key Responsibilities: - Maintain documentation of flight plans, manifest, Crew Briefing Sheet, NOTAMS, etc. for audit purposes. - Coordinate with the Training Centre for crew training slot. - Timely coordination with AAI, CISF, ALU, FRRO Airline, Immigration customs for regulatory permissions and Helipad l...

As the Health & Safety Manager at L'Oral, you will play a crucial role in ensuring the safety and well-being of the employees at the Pune Plant. Your responsibilities will include: - Directing EH&S activities to ensure safety and financial objectives are met - Developing short and long-term EH&S objectives and recommending goals - Ensuring corrective actions are taken for health and safety hazards - Collaborating with management to implement EH&S programs and ensure compliance with regulations - Representing the site as a primary contact person with various stakeholders - Promoting workplace safety and managing EH&S programs - Completing all regulatory reporting requirements and ensuring com...

As a GeoSpatial Sr. Analyst MAP with 8 to 10 years of experience, your role will involve developing and implementing geospatial analysis solutions, collaborating with teams to integrate geospatial data, and analyzing complex datasets to inform decision-making. Your expertise in Drupal will be crucial in enhancing the functionality of geospatial applications and ensuring data accuracy through regular audits. Key Responsibilities: - Develop and implement geospatial analysis solutions using advanced tools and methodologies. - Collaborate with cross-functional teams to integrate geospatial data into existing systems and workflows. - Analyze complex datasets to identify trends and patterns for st...

You have an exciting opportunity to join Ameriprise Financial Services LLC as a Legal Affairs Manager in the General Counsel's Office (GCO) Advice and Wealth Management Practice Group. In this role, you will be supporting the company's advisory products and services for retail customers, working on cutting-edge and innovative products that drive the core value proposition of the business. Specifically, you will be providing legal support for managed account offerings, including discretionary and non-discretionary accounts, as well as delivering goal-based advice through Comprehensive Advice or Foundational Advice. **Key Responsibilities:** - Issue spotting and application of federal securiti...

Role Overview: As a General Manager at a spinning mill in Coimbatore, you will be responsible for overseeing day-to-day operations, managing administrative tasks, and ensuring optimal plant performance. Your role will involve tasks such as production planning, quality control, staff management, and compliance with safety and industry regulations. In addition, you will need to develop and implement strategies to enhance efficiency, reduce costs, and maintain high-quality output to achieve organizational goals. Key Responsibilities: - Oversee day-to-day operations at the spinning mill - Manage administrative tasks effectively - Ensure optimal plant performance - Plan production schedules and q...

As a Cybersecurity Awareness Manager, your role is crucial in leading the development and execution of security awareness initiatives to build a strong security culture and drive behavioral change across the organization. Your responsibilities will include: - Designing and implementing a comprehensive cybersecurity awareness strategy tailored to the organization's needs. - Developing training content and campaigns focusing on areas such as secure coding, phishing prevention, data protection, and regulatory compliance (e.g., GDPR, HIPAA, other cyber compliances). - Conducting regular phishing simulations and analyzing user behavior to identify areas for improvement. - Collaborating with vario...

You will be responsible for overseeing all aspects of the export process for Cocopeat Products as an Export Manager based in Thoothukudi. Your key responsibilities will include: - Building and maintaining relationships with international clients - Developing strategies to expand business into overseas markets - Managing international trade documentation - Coordinating with internal teams for timely order fulfillment - Achieving sales targets through effective planning and execution - Ensuring regulatory compliance - Exploring opportunities to penetrate new markets To be successful in this role, you should possess: - Experience in Export operations and International Trade Management - Skills ...

Role Overview: As a Mechanical Architect at Philips healthcare, you will be responsible for interpreting complex engineering requirements to devise and deliver optimal design solutions for sophisticated medical device components. You will showcase advanced technical expertise and work under limited supervision. Your role will involve guiding the development of robust test plans, procedures, and protocols to validate engineering designs, ensuring compliance with high-quality and regulatory standards. Additionally, you will resolve advanced technical issues across various components and minimize production downtime by employing sophisticated problem-solving skills. Key Responsibilities: - Inte...

Job Description: You will be responsible for managing all financial aspects of the company, including Accounting, Financial Analysis, Budgeting, Tax Filings, Auditing, and ensuring regulatory compliance. Your role will involve supervising and mentoring accounting staff, utilizing Accounting Software and Tools, and maintaining proficiency with ERP systems. Your strong attention to detail, analytical skills, and organizational abilities will be crucial in this role. Key Responsibilities: - Manage all financial aspects of the company, including Accounting, Financial Analysis, and Budgeting - Oversee Tax Filings, Auditing, and ensure regulatory compliance - Supervise and mentor accounting staff ...

As an Asset Manager at SunEncore, your role will be crucial in overseeing the installation, maintenance, and monitoring of solar energy systems. You will be responsible for managing and optimizing the performance of solar assets to ensure maximum energy generation and uptime. Your key responsibilities will include: - Conducting regular site inspections and audits to identify maintenance or repair needs. - Developing and implementing operational strategies to enhance efficiency and reduce costs. - Analyzing data from solar monitoring systems to evaluate performance and identify improvement opportunities. - Managing contracts with vendors, suppliers, and service providers, ensuring timely exec...

Job Description: As a Freelance Accounting Instructor in Bangalore, your role will involve teaching students the fundamentals of financial accounting, cost accounting, and managerial accounting. You will also mentor students in financial reporting, reconciliation, and regulatory compliance. Your responsibilities will include evaluating student progress through assignments, practical exercises, and assessments. Key Responsibilities: - Teach students fundamentals of financial accounting, cost accounting, and managerial accounting. - Mentor students in financial reporting, reconciliation, and regulatory compliance. - Evaluate student progress through assignments, practical exercises, and assess...

As a Packaging Development Manager at Amneal, you will be responsible for developing and implementing packaging strategies for new and existing products. Your key responsibilities will include: - Selecting and validating packaging materials in accordance with regulatory and stability requirements. - Coordinating with vendors for sourcing, trials, and cost negotiations. - Conducting packaging line trials and ensuring compatibility with filling equipment. - Preparing and reviewing packaging specifications, SOPs, and technical documentation. - Ensuring compliance with cGMP, USFDA, EU, and other global regulatory norms. - Driving packaging innovation for sustainability and cost optimization. - C...

Role Overview: As a Senior Auditor, you will lead and manage financial statement audits for clients, ensuring compliance with applicable accounting frameworks and firm methodologies. You will supervise and guide junior associates and interns, providing training and constructive feedback to enhance team performance. Managing client relationships and acting as the primary point of contact for audit-related inquiries will be a key part of your role. Key Responsibilities: - Evaluate and assess internal controls and business processes to identify risks, improve operational efficiencies, and suggest control enhancements. - Review and evaluate financial statements, disclosures, and ensure complianc...

As a Pharma Recruiter, you will be responsible for managing the end-to-end recruitment process for pharmaceutical roles. Your key responsibilities will include: - Managing the full cycle of pharmaceutical recruitment, including sourcing, screening, interviewing, and on-boarding candidates - Partnering with hiring managers and department heads to understand position requirements and develop targeted search strategies - Using a range of sourcing channels including job boards, social media, and networking events to identify and attract top pharmaceutical talent - Evaluating resumes, interviewing candidates, and assessing fit for various positions in research, development, sales, regulatory, and...

As the Head of Treasury at Aimlay, your main responsibility will be to oversee and manage the company's treasury operations in Delhi. This will involve managing cash flow, financial planning, and implementing hedging strategies to optimize liquidity and enhance financial stability. Your day-to-day tasks will include monitoring cash flow, analyzing financial data, coordinating with financial institutions, and ensuring compliance with regulatory requirements. Key Responsibilities: - Oversee and manage the company's treasury operations - Manage cash flow and financial planning - Implement hedging strategies to optimize liquidity and manage risks - Analyze financial data and ensure compliance wi...

Role Overview: As a Medical Billing Specialist, you will be responsible for managing insurance claims, analyzing and resolving insurance denials, and ensuring accurate Accounts Receivable. Your role will require strong knowledge of Medical Terminology and proficiency in ICD-10 coding. You must be able to work efficiently in a fast-paced environment with excellent attention to detail and organizational skills. Communication with insurance providers and patients will be a key aspect of your responsibilities. Key Responsibilities: - Manage insurance claims efficiently - Analyze and resolve insurance denials and Accounts Receivable discrepancies - Utilize strong knowledge of Medical Terminology ...

As an Analyst in the Regulatory Conduct AI & Analytics team at HSBC, your role will involve supporting the Trade Surveillance domain by validating and analyzing Market Monitoring models using advanced analytical skills and emerging technology. You will be responsible for developing proactive solutions to improve existing processes, utilizing a combination of applied mathematics, statistics, advanced computing, visualization, and data engineering. Your ability to work with large, complex data sets and generate insights will be crucial in this role. Additionally, you will be writing code for the application of advanced analytics in regulatory compliance and must effectively interpret and analy...

You will be responsible for overseeing the end-to-end operations of granite mining, including planning, resource allocation, and operational execution. Your key responsibilities will include: - Ensuring compliance with industry regulations - Managing teams and optimizing mining processes - Driving productivity and efficiency - Formulating strategies for growth - Managing budgets and coordinating with stakeholders to meet business objectives To qualify for this role, you should have: - Expertise in mining operations management, resource planning, and production optimization - Strong leadership, team management, and strategic planning skills - Knowledge of regulatory compliance, safety standar...