8247 Regulatory Compliance Jobs - Page 4

As a candidate for the position in the CAG department with 6-10 years of experience and a CA education background, you will be responsible for the following key tasks: - Reviewing Financial Statements of an Insurance Company on a monthly basis - Ensuring regulatory compliance in accordance with the regulator and other statutes - Overseeing quarterly and annual audits, including interactions with statutory/internal auditors - Implementing ERP systems - Conducting GL reviews - Leading various new business initiatives within the company - Coordinating and managing cross-department activities - Delivering reports with the highest quality and accuracy, including business analysis - Driving automa...

As a Vice President of Taxation at our organization, you will be responsible for leading and managing the complete tax function. Your role will involve overseeing both Direct and Indirect Taxation, ensuring compliance, and driving value through effective tax planning and risk management in the Insurance / Services industry. Key Responsibilities: - Oversee all aspects of Direct Tax such as Corporate Tax, MAT, TDS, Transfer Pricing, and International Taxation. - Lead Indirect Tax management including GST, Service Tax, Customs, and Excise where applicable. - Ensure accurate and timely compliance with tax filings, assessments, and audits. - Develop and implement tax-efficient structures, policie...

You are invited to join Sberbank as a Market Risk Manager in Delhi, where you will play a crucial role in identifying, assessing, and managing market risks to support the organization's strategic objectives. **Key Responsibilities:** - Analyze market trends and assess risk exposure across various asset classes and products. - Develop and implement risk management strategies and policies for products in the organization. - Monitor and report on market risk metrics and limit breaches. - Collaborate with cross-functional teams to enhance risk assessment frameworks. - Prepare and present risk reports to senior management. - Conduct assessment and calculation of Mark to market. - Evaluate the req...

As a Branch Manager in the field of freight forwarding, your role will involve managing branch-level sales & operations for both Air and Sea freight. You will be responsible for driving business development by acquiring new clients and nurturing existing ones. Your duties will include handling export/import documentation, customs clearance, and ensuring regulatory compliance. Additionally, you will supervise a team to ensure smooth operations, including warehousing and transport. Your ultimate goal will be to achieve sales targets and support the company's growth in international and domestic logistics. Key Responsibilities: - Manage branch-level sales & operations for freight forwarding (Ai...

As an Associate in the Client Onboarding Regulatory And Data Services department at Morgan Stanley, you will be a part of the Client Onboarding & Regulatory Data Services (CORSD) team, an Operations function within Shared Services and Banking Operations (SSBO). Your role will involve regulatory client onboarding, refresh, and screening to ensure compliance with regulatory requirements specified by local/global regulators. You will be responsible for verifying and validating customers" identities and businesses through a rigorous investigation process. **Key Responsibilities:** - Stay current with all regulatory changes and requirements related to client KYC, Suitability, and Documentation - ...

Role Overview: As a Production Supervisor in Pharmaceutical Manufacturing at Makshi, Madhya Pradesh, your role will involve supervising daily production operations to ensure compliance with Good Manufacturing Practices (GMP). You will be responsible for overseeing the production of tablets, capsules, liquids, or injectables, ensuring adherence to Batch Manufacturing Records (BMR), Batch Packing Records (BPR), and Standard Operating Procedures (SOPs). Additionally, you will monitor equipment readiness, coordinate with Quality Assurance/Quality Control (QA/QC) for in-process checks, maintain shop floor hygiene and discipline, and train staff on GMP, Good Distribution Practices (GDP), and safet...

As a Business Solution Specialist at Prudential Health India (PHI), you will be part of a mission to make Indians healthier and bridge the health protection gap. You will be working in a greenfield health insurance deployment in India, focused on creating customer-centric Claims Management functions powered by Data & Technology. Your responsibilities will include: - Collaborating and co-creating with cross-functional workstreams for new products, processes, testing, and implementation. - Implementing, launching, and managing a customer-centric Claims Management function/workflow with a focus on automation, scalability, and productivity. - Developing a deep understanding of business processes...

As an Operations Manager at our hotel in Murshidabad, you will be responsible for overseeing the daily operations to ensure the highest quality of service for our guests. Your role will involve staff management, guest services, and maintaining the overall standards of the hotel facilities. Your key responsibilities will include: - Coordinating with various departments to streamline operations - Managing budgets and ensuring cost control measures are in place - Improving operational systems to enhance efficiency - Ensuring compliance with regulatory standards - Focusing on delivering exceptional customer service and increasing guest satisfaction levels To excel in this role, you should posses...

In this role at Wells Fargo as a Senior Compliance Specialist, you will be responsible for establishing, implementing, and maintaining risk standards and programs to ensure compliance with various legal and regulatory requirements. Your key responsibilities will include: - Overseeing the Front Line's execution and appropriately addressing compliance-related challenges - Providing oversight and monitoring of risk-based compliance programs - Developing and overseeing standards in compliance risk management - Offering subject matter expertise with a comprehensive knowledge of the business and functional area - Providing compliance risk expertise and consulting for projects and initiatives with ...

Role Overview: As a highly skilled Trade Surveillance Engineering Lead, you will be responsible for designing, building, and managing next-generation trade surveillance systems. Leading a team of engineers, you will develop scalable, high-performance solutions to detect and monitor market abuse, insider trading, and regulatory breaches across asset classes. Your deep knowledge of trade surveillance platforms and strong engineering leadership will be instrumental in delivering innovative, compliant, and efficient solutions. Key Responsibilities: - Lead the design, development, and maintenance of trade surveillance systems and workflows. - Collaborate with compliance, risk, and business stakeh...

You will be working as a TE- Oracle at KPMG in India, where the Oracle practice delivers Oracle ERP suite of integrated banking risk and finance analytical applications to comply with regulations of regulators and management. Your role will involve providing end-to-end implementation services to clients, serving leading Indian and international banking clients who are seeking to automate their regulatory and management reporting. Implementing Oracle-based solutions such as Enterprise Resource Planning (ERP), Human Capital Management (HCM), Enterprise Performance Management (EPM), or Oracle Financial Services Analytical Applications (OFSAA) requires strategic planning, implementation, and ong...

As an Assistant Vice President (AVP) Treasury Finance at Barclays, your role will involve supporting the delivery of technology finance solutions. Your experience in Technology and/or Finance related Transformation is critical for success in this role. Barclays is a forward-thinking organization that is actively shaping the future. Key Responsibilities: - Develop and implement stress testing methodologies to assess the bank's resilience under various economic scenarios - Manage the bank's financial risks and communicate financial risks to relevant stakeholders - Analyze the bank's capital position and develop capital management strategies - Orchestrate process cycles for Planning and Stress ...

As a TE- Oracle at KPMG in India, you will be part of the Oracle practice delivering Oracle ERP suite of integrated banking risk and finance analytical applications to comply with regulations of regulators and management. Your responsibilities will include providing end-to-end implementation services to clients, particularly leading Indian and international banking clients aiming to automate their regulatory and management reporting. Implementing Oracle-based solutions such as Enterprise Resource Planning (ERP), Human Capital Management (HCM), Enterprise Performance Management (EPM), or Oracle Financial Services Analytical Applications (OFSAA) involves strategic planning, implementation, and...

As a Senior Executive Quality Assurance (QA), your role involves ensuring compliance with regulatory requirements and maintaining quality standards in the medical device industry. Here is a breakdown of your key responsibilities: - Device Master File Compliance: - Draft the Device Master File to align with Indian Medical Device Rule 2017 requirements, ensuring full compliance for regulatory submissions and audits. - Clinical Data Collection and Compilation: - Collect and compile data related to device safety and performance from scientific journals and databases, including EMBASE, PubMed, and Cochrane, to support regulatory submissions and product evaluations. - Technical Documentation and R...

As an Assistant Manager - Engineering & Facilities at JW Marriott Hotel Pune, your role involves assisting in the management of all engineering and maintenance operations with a focus on safety, security, and asset protection. You will be responsible for managing the physical plant, ensuring regulatory compliance, controlling energy consumption, and overseeing preventative maintenance activities. Your contribution will be crucial in leading the emergency response team for facility issues. **Key Responsibilities:** - Assist in managing the physical plant including equipment, HVAC, plumbing, and electrical systems. - Ensure compliance with facility regulations and safety standards. - Control h...

As a Head of Audit and Assurance at our organization, you will be responsible for leading the Audit department and managing the Audit and Risk functions of the Bank. Your role will involve ensuring that the Banks" operations comply with all relevant laws, regulations, internal policies, and accounting standards. Your key responsibilities will include: - Acting as the primary point of contact for all regulatory agencies, including the RBI, in matters related to the audit function. - Developing and implementing Risk and Control Matrices (RCMs) aligned with the bank's overall strategy and objectives, benchmarked to industry best practices. - Leading and managing the audit team to ensure efficie...

As a Senior Commercial Loan Closing Representative at Wells Fargo, your role involves supporting the performance of less experienced staff and the overall effectiveness of the team. You will have the opportunity to provide feedback and present ideas for improving or implementing processes and tools within Commercial Loan Closing. Your responsibilities will include evaluating and uploading data into the systems of record to ensure compliance with all bank policies, procedures, and regulatory requirements. Additionally, you will perform complex legal activities for loan documentation, which may involve documentation purchased from third-party sources, internal staff, and the Corporate Legal Gr...

Role-Digital Acquisition Manager-CA-Digital 811 Short Description for Internal Candidates Description for Internal Candidates Job Role: . Enhancement of Deposit pool from Customers . Establishing standards and delivery of service . Sale of non-deposit products. Cross selling targets progressively . Sale of MF and Insurance products . Fee Income . Branch Administration . Regulatory Compliance . Manage productivity and overall morale of branch team members . Overall responsible for break-even and P&L of branch Job Requirements: . Overall 6yrs of Banking experience out of which 3-4yrs in Retail Liabilities . Must have had Sales experience and exposure, preferably of Liabilities products . Quali...

Role-Digital Acquisition Manager-CA-Digital 811 Short Description for Internal Candidates Description for Internal Candidates Job Role: . Enhancement of Deposit pool from Customers . Establishing standards and delivery of service . Sale of non-deposit products. Cross selling targets progressively . Sale of MF and Insurance products . Fee Income . Branch Administration . Regulatory Compliance . Manage productivity and overall morale of branch team members . Overall responsible for break-even and P&L of branch Job Requirements: . Overall 6yrs of Banking experience out of which 3-4yrs in Retail Liabilities . Must have had Sales experience and exposure, preferably of Liabilities products . Quali...

Role-Digital Acquisition Manager-CA-Digital 811 Short Description for Internal Candidates Description for Internal Candidates Job Role: . Enhancement of Deposit pool from Customers . Establishing standards and delivery of service . Sale of non-deposit products. Cross selling targets progressively . Sale of MF and Insurance products . Fee Income . Branch Administration . Regulatory Compliance . Manage productivity and overall morale of branch team members . Overall responsible for break-even and P&L of branch Job Requirements: . Overall 6yrs of Banking experience out of which 3-4yrs in Retail Liabilities . Must have had Sales experience and exposure, preferably of Liabilities products . Quali...

Achieving Business Objectives for the Branch in terms of Value, Productivity, & Volume Metrics. Revenue Generation through Sales of CASA, Assets, TPP of MF / LI / GT etc. through varied Bank Channels. Mentor Sales & Operations Teams. Responsible for YoY Deliverables & Growth of Fee & Non-Fee Income based Products. Enhancements of Standards of Service Delivery / Customer Service. Manage Complete Branch Administration & Regulatory Compliance. Enhance Overall Product Sales by ways of Basket Growth. Ensuring Quality Parameters across Service Span and Other Deliverables. Manage Overall Productivity & Moral of Branch Personnel. Graduation is Mandatory, Preferred PG / MBA. Relevant Experience of in...

Job Description: You will be responsible for understanding and internalizing the cost and revenue aspects of the card program as provided by Network partners. Your role will involve negotiation with Program managers on various aspects of card launch, designing and developing end-to-end prepaid forex card products aligning with business objectives, and managing the launch process including coordination with banking partners and networks (Visa/MasterCard). Additionally, you will oversee operations of the prepaid card program to ensure smooth processing, issue resolution, and customer satisfaction. Collaborating closely with compliance, risk, finance, and technology teams is essential to ensure...

Acquisition Manager-RL SALES-Sales JOB DESCRIPTION Job Role: . Enhancement of Deposit pool from Customers . Establishing standards and delivery of service . Sale of non-deposit products. Cross selling targets progressively . Sale of MF and Insurance products . Fee Income . Branch Administration . Regulatory Compliance . Manage productivity and overall morale of branch team members . Overall responsible for break-even and P&L of branch Job Requirements: . Overall 6yrs of Banking experience out of which 3-4yrs in Retail Liabilities . Must have had Sales experience and exposure, preferably of Liabilities products . Qualifications- MBA / CA/ CAIB . Good Leadership skills (though more tactical th...

As a Senior Audit Lead-Information Technology at the bank, your role involves actively leading internal audits. You will be responsible for creating checklists, conducting audits within defined timelines, publishing audit reports, and preparing for quarterly presentations. Adhering to the bank's guidelines for audit reports is crucial to make the audit process more efficient and contribute to the bank's larger objectives. Your key responsibilities will include: - Planning and delivering audits for the IT & Cyber Security Audit Unit - Partnering with the audit delivery team to ensure audit delivery aligns with the agreed plan - Identifying risks related to technology, evaluating controls, and...

Sr.Sales Excecutive-Tractors and Farm Equipments (TFE)-Marketing Branches Operations JOB DESCRIPTION Job Role: .Enhancement of Deposit pool from Customers .Establishing standards and delivery of service .Sale of non-deposit products. Cross selling targets progressively .Sale of MF and Insurance products .Fee Income .Branch Administration .Regulatory Compliance .Manage productivity and overall morale of branch team members .Overall responsible for break-even and P&L of branch Job Requirements: .Overall 6yrs of Banking experience out of which 3-4yrs in Retail Liabilities .Must have had Sales experience and exposure, preferably of Liabilities products .Qualifications- MBA / CA/ CAIB .Good Leade...