12238 Regulatory Compliance Jobs - Page 3

As an Operations Team Member at Policy Dekho, your role will involve supporting daily operations, maintaining and organizing insurance records, assisting with client interactions, coordinating policies, and ensuring compliance with quality and regulatory standards. You will be responsible for facilitating documentation and claim management processes, collaborating across teams, and addressing customer queries effectively. Key Responsibilities: - Support daily operations and maintain insurance records - Assist with client interactions and coordinate policies - Ensure compliance with quality and regulatory standards - Facilitate documentation and claim management processes - Collaborate across...

As a Pharmacy Manager at the leading Hospital group in Calicut, your role will involve overseeing pharmacy operations to ensure efficient and safe medication management. Your key responsibilities will include: - Developing and implementing pharmacy policies, procedures, and protocols - Managing pharmacy staff by providing guidance, training, and support - Monitoring and controlling medication inventory to minimize waste and ensure availability - Collaborating with healthcare professionals to optimize patient care and medication therapy - Ensuring compliance with regulatory requirements, accreditation standards, and hospital policies - Participating in quality improvement initiatives to promo...

As the Deputy Manager Finance, your role is crucial within the finance team. Your responsibilities include supporting financial planning, analysis, reporting, and ensuring compliance with financial regulations. Reporting to the Finance Manager or Senior Manager Finance, you will oversee accounting operations, budgeting, financial audits, and provide financial insights to support strategic decision-making. Key Responsibilities: - Prepare and review financial statements and reports, including monthly, quarterly, and annual financial results. - Monitor cash flow and fund flow to ensure optimal financial health. - Ensure adherence to financial regulations, accounting standards, and internal cont...

Company Description A K NANDWANI & ASSOCIATES Role Description This is a full-time on-site role for a Company Secretary Intern based in Delhi, India. The Company Secretary Intern will assist in corporate governance tasks, maintaining statutory books and registers, ensuring compliance with legal and regulatory requirements, and preparing and filing necessary legal documents. The role involves coordinating with various departments, preparing meeting documents, and supporting decision-making processes. The intern will also assist in drafting minutes of meetings and liaising with external stakeholders as required. Qualifications Basic knowledge of corporate governance and regulatory compliance r...

As an Assistant Vice President - Credit Risk at HSBC, you will play a crucial role in contributing to the credit approval process by delivering timely and well-balanced risk approvals/recommendations within the HBUS-GBLC portfolio. Your responsibilities will include fostering a sound common credit culture, avoiding undue risk concentrations, and ensuring a sustainable high-quality lending portfolio. You must understand and monitor the risk profile, escalate issues to management when necessary, and provide concise, clear, and pertinent decisions and recommendations. Your duties also involve following credit standards issued by internal credit policies and guidance, providing appropriate guida...

As a team manager, you will be responsible for effectively leading the team to provide resolutions to customer complaints. Your role will involve ensuring the productivity of the team, meeting SLAs of the department, and adhering to complaints resolution TAT. You will independently receive, document, investigate, and coordinate responses on complaints. Additionally, you will monitor IRDAI/Ombudsman complaints and ensure compliance with regulatory TAT. Your responsibilities will include coordinating with the Legal/Compliance team and providing necessary input for case handling. You will be focused on enhancing customer experience and reducing repeat complaints. It will be your duty to maintai...

Job Description: - Build and maintain strong relationships with existing and potential clients. - Understand client needs and provide tailored financial solutions. - Manage a portfolio of clients, ensuring their financial goals are met. - Conduct regular client meetings and provide financial advice. - Identify and pursue new business opportunities. - Stay informed about market trends and financial products. - Prepare and present financial reports and proposals. - Ensure compliance with regulatory requirements. Job Description: - Build and maintain strong relationships with existing and potential clients. - Understand client needs and provide tailored financial solutions. - Manage a portfolio...

As a Facility Manager at Sunrise Oncology Centre in Navi Mumbai, your role will be crucial in overseeing the maintenance, safety, and operational efficiency of the oncology center. It is essential to ensure that all facility operations maintain a hygienic, patient-focused, and regulatory-compliant healthcare environment. Key Responsibilities: - Manage day-to-day facility operations including housekeeping, security, engineering, and maintenance services. - Ensure compliance with healthcare safety standards, waste management protocols, and statutory regulations. - Coordinate infrastructure maintenance, medical equipment upkeep, and periodic preventive maintenance schedules. - Monitor vendor pe...

As Head of Planning in our engineering team, your role is crucial in overseeing all aspects of aircraft maintenance planning to ensure compliance with aviation safety and regulatory standards. Your proactive approach to team development, process optimization, and collaboration will be instrumental in the success of our operations. **Key Responsibilities:** - Lead the development and execution of maintenance schedules in alignment with regulatory timelines and operational requirements. - Coordinate planning activities across departments such as production, training, and technical services. - Ensure strict adherence to DGCA regulations and aviation safety standards. - Analyze operational risks...

As a candidate for the position at Standard Chartered, you will be responsible for leading the design and development of advanced quantitative and AI-driven models for market abuse detection across multiple asset classes and trading venues. You will drive the solutioning and delivery of large-scale surveillance systems in a global investment banking environment, ensuring alignment of technical solutions with business objectives and regulatory requirements. Your key responsibilities will include: - Collaborating with consultants, MAR monitoring teams, and technology stakeholders to gather requirements and co-create innovative solutions - Translating regulatory and business requirements into a...

Role Overview: As a Financial Crime Compliance Trainer at NIYEAHMA, you will be responsible for delivering high-quality AML/CFT training sessions in both virtual and in-person formats. Your role will involve breaking down regulatory requirements into clear, practical, and relatable guidance. You will use creative teaching methods, real-world examples, and interactive discussions to keep learners engaged. Additionally, you will develop training materials, adapt content for different audiences, conduct knowledge checks, gather feedback, and stay updated on global and local AML/CFT regulatory developments. Key Responsibilities: - Deliver high-quality AML/CFT training sessions in virtual and in-...

As an experienced Customs Agent with a valid CB/CHA Licence, your role will involve leading end-to-end customs clearance, classification, and compliance for high-value technology shipments such as AI/HPC servers, GPUs, depth cameras, robotics, and electronics. You will be responsible for owning Bill of Entry/Shipping Bill filings on ICEGATE, ensuring 100% regulatory compliance, and driving fast, predictable clearances across sea, air, CFS/ICD, SEZ/FTWZ, and courier modes. Key Responsibilities: - File Bill of Entry / Shipping Bill (ICEGATE/EDI) and manage RMS, assessment, examination, and OOC/LEO. - Prepare and validate HSN classification, valuation, notifications/exemptions, license usage (E...

Roles and Responsibilities Responsible for preparation & compilation of the dossiers in CTD/eCTD/ACTD and other formats as required for submission to different regulatory authorities. Review the documents i.e. Specifications, Batch Records, STP, Stability Protocol, Dissolution protocols & DMF documents etc. Preparation of pharmaceutical/quality part (all forms) of registration dossiers & variations/amendments/annual reports as applicable documents in CTD and eCTD format. Preparation of query response for submitted applications received from various regulatory authorities. Responsible for review of change controls and checking for regulatory compliance for all documents. Exposure of Dossier c...

Role & responsibilities Supervise daily pharmacy operations and staff. Ensure accurate dispensing of medicines as per prescriptions. Maintain inventory, check stock levels, and manage expiries. Monitor adherence to drug storage standards and regulatory guidelines. Coordinate with doctors and nursing teams for medication-related queries. Maintain documentation, billing accuracy, and audit readiness. Train and guide junior pharmacists and pharmacy assistants. Preferred candidate profile Must have 2-7 years of experience in a hospital pharmacy setup. Strong knowledge of drug dispensing , dosage calculations, and medication safety. Experience in inventory control, expiry management, and cold-cha...

This position is on contract, in the grade of President. The remuneration will be commensurate with qualifications and experience. Role Overview: The President (Infrastructure) will provide strategic leadership for the planning, development, execution, and operations of all infrastructure for GIFT City. The role is responsible for delivering world-class, smart, resilient, and sustainable infrastructure aligned to the Citys long-term growth vision. The role is on a fixed-term contract. Qualifications : Bachelors degree in Engineering is mandatory Experience: Minimum 25 years of experience in infrastructure planning and execution including at least 5 years in leadership roles, preferably in Sm...

Role : Mid-Senior Compliance Consultant (AML, Risk & Regulatory Support) Work From Home Company: UAE-based AML & Compliance Consulting Firm Work Mode: Permanent Work From Home (India-based candidates only) Open Positions: 3 Salary Range: Rs. 35,000 to 40,000 per month (4.2 to 4.8 LPA) Experience Required: 2+ years in Audit / Accounts / Risk / Compliance /Legal Qualification: Minimum B.Com (Higher qualifications welcome) Team Experience: Must have managed 2+ junior team members Language Requirement: Professional English (written & spoken) Industry: AML, Compliance, Regulatory Support, Governance (GCC Markets) About the Company: Our client is a UAE-based consulting firm specializing in AML, co...

Role : Senior Compliance Manager (AML & Regulatory Policy) - Work From Home Company: UAE-based AML & Compliance Consulting Firm Work Mode: Permanent WFH (India-based candidates only) Salary: Rs. 80,000 to 1,00,000 per month (10-12 LPA) Experience: 5+ years (Compliance, Legal Drafting, Policy/SOP Creation) Qualification: CA / CS / LLB (any one) Industry: AML, Regulatory Compliance, Risk Consulting (GCC) About the Company A UAE-based consulting firm specializing in AML, Compliance, Governance, and Risk Advisory. They support banks, DNFBPs, fintechs, payment firms, law practices, and regulators across the UAE & GCC. Work focuses on AML policy drafting, governance frameworks, risk reviews, and c...

Product Development Manager Formulation expert + R&D specialist who can create new nutraceutical products and manage outsourced manufacturing. Design the product scientifically + ensure it can be manufactured safely + guide it from idea to market.

As an AxiomSL Developer joining the Credit Risk Regulatory Reporting team, your role will involve designing, implementing, and maintaining reporting solutions on the AxiomSL ControllerView platform. Your primary focus will be on ensuring the accurate and timely delivery of credit risk regulatory reports to APRA and other regulatory bodies while aligning with internal risk and compliance standards. Key Responsibilities: - Develop, configure, and maintain AxiomSL ControllerView data models, workflows, and reports for credit risk regulatory submissions. - Design and implement data sourcing, transformation, and mapping logic for regulatory templates (e.g., ARF 223, ARF 220, ARF 112). - Collabora...

As an experienced Compliance Risk Management professional, your primary role will involve monitoring RBI and other Statutory guidelines on an ongoing basis. This includes intimating process owners on the requirements, clarifying dept/process owner queries, implementing directions in coordination with process owners, ensuring compliance within timelines, and periodic reporting of the status. Key Responsibilities: - Conduct Compliance Risk Management activities such as Compliance Risk Assessment, defining compliance controls, and implementing mitigation measures. - Assist the reporting manager in conducting Compliance Risk Assessment exercises, including Impact Assessment, Likelihood Assessmen...

Role Overview: As a PAM - commercial, your main focus will be on creating a strong culture of workplace safety. You will be responsible for developing and implementing safety management systems onsite. Daily walkthroughs around the facility will be part of your routine to ensure that corrective actions are promptly taken and reports are submitted for immediate action. In addition to workplace safety, you may also handle tasks related to environmental health and safety occasionally. Key Responsibilities: - Supervise vendors and ensure their compliance with MOM and local regulations during their operations. - Conduct in-house safety orientation and tool-box meetings for all vendors on-site. - ...

As a Senior Engineer in Operations & Maintenance at the undisclosed company, you will be a crucial part of the facilities services team, ensuring smooth operations and maintenance of facilities while focusing on delivering exceptional customer service and maintaining high safety and efficiency standards. **Key Responsibilities:** - Act as the Operations & Maintenance Lead. - Conduct regular inspections of various systems, equipment, and facilities to identify and rectify malfunctions or issues as per schedule. - Respond promptly to maintenance requests and emergencies to minimize disruptions to operations. - Troubleshoot and repair Mechanical, Electrical, Plumbing (MEP) systems including PHE...

Role Overview: As a Risk Governance and Strategy professional, you will be responsible for developing and implementing risk management policies, procedures, and frameworks aligned with the bank to its subsidiary's objectives, risk appetite, and regulatory requirements. You will define risk management strategies and ensure their integration into the overall business strategy. Additionally, you will provide guidance and direction to senior management and the board on significant risk issues. Key Responsibilities: - Identify, assess, and prioritize risks across all business units and activities, including Information security risk, operational risk, business continuity, and compliance risk. - I...

As an Investment Analyst at our financial firm in Jaipur, your role will be crucial in conducting thorough financial research, analyzing investment opportunities, and providing insightful recommendations to support informed investment decisions. You will collaborate with various teams to evaluate potential investments across different asset classes. **Key Responsibilities:** - **Financial Analysis:** Conduct comprehensive financial analysis of companies, industries, and market trends to identify potential investment opportunities and risks. - **Valuation:** Utilize various methods like discounted cash flow (DCF), comparable company analysis, and precedent transactions to estimate the intrins...

As the Accounting & Finance Manager for the Capital Markets desk and Lending Operations, your role involves the following responsibilities: - Lead and manage the accounting & finance functions for both the Capital Markets desk and Lending Operations, including overseeing books of account, general ledger, reconciliations, and month-end & year-end closing processes. - Ensure accurate and timely financial reporting for the capital markets and lending segments, covering P&L, balance sheet, and cash flow statements. - Implement and monitor accounting policies, internal controls, and regulatory compliance, such as SEBI and other applicable regulations for capital markets operations. - Supervise th...