12238 Regulatory Compliance Jobs - Page 8

Description We are seeking a highly experienced professional to Who are intrested to get WORK PERMIT or VISIT VISA for any country . Responsibilities Our responsibility to process WORK PERMIT VISA AND VISITOR Visas for employees for differenet countries. Ensure compliance with local and international immigration laws and regulations. Coordinate with government agencies and embassies to facilitate visa approvals. Provide guidance and support to employees regarding visa processes and requirements. Maintain accurate records of visa applications and updates for reporting purposes. Stay updated on changes in immigration policies and procedures. Assist in resolving any issues or challenges related...

Ensure secretarial and regulatory compliance as per applicable laws and guidelines (RBI, SEBI, Companies Act,etc). Monitor & ensure organization wide compliances.Maintain and update statutory registers and records as per the Companies Act. Required Candidate profile Qualified CS with 10+ yrs exp in leading companies/financial sector Job location - Chennai, TN

Manage budgeting, AOP, MIS, financial statements, treasury, working capital, investments, financial modelling, compliance, audits, banking, and support promoters with insights and financial analysis

Job Summary: The New Business Specialist is responsible for handling end-to-end processing of new business applications within the insurance domain. This role ensures timely and accurate verification, coordination, and issuance of policies in compliance with organizational and regulatory standards. The ideal candidate will have strong attention to detail, excellent communication skills, and the ability to collaborate effectively with multiple teams to ensure seamless policy onboarding and customer satisfaction. Key Responsibilities: Manage and process new business applications efficiently and accurately within defined timelines. Review and verify policy documents, forms, and applications as ...

We are looking for a skilled professional with 10 to 14 years of relevant experience to lead our Credit and Operations team in Gurgaon. The ideal candidate will have a strong background in credit practices and products, as well as excellent leadership skills. Roles and Responsibility Build and manage the Credit and Operations functions, including underwriting, transaction documentation, disbursements, banking operations, regulatory compliance, and reporting. Lead a team of Credit and Operations Officers to achieve business objectives. Manage quality and delivery turnaround of loan proposals to ensure timely and accurate processing. Provide regular inputs for creating or refining the Credit p...

We are looking for a skilled Finance Manager with 2 to 9 years of experience to join our team in Sector 63, Noida. The ideal candidate will have a strong background in finance and accounting, with expertise in financial statement preparation, legal compliance, and budget oversight. Roles and Responsibility Manage purchase orders and GRN management for efficient financial operations. Oversee GST and TDS management to ensure regulatory compliance. Prepare and analyze financial statements to inform business decisions. Ensure legal compliance with relevant laws and regulations. Conduct data analysis and reporting to support business growth. Develop and implement budgets to drive business outcome...

We are looking for a skilled Product Development Manager with 5-10 years of experience to lead our team in developing new line of commercial & industrial safety products. The ideal candidate will have excellent speaking and writing skills, knowledge of C & C++ language, and experience in product development. Roles and Responsibility Manage a team of hardware and firmware engineers to develop new products. Plan and guide the development efforts of internal and external engineering teams. Drive component selections to ensure best-in-class performance, quality, and cost. Manage feature life cycle of HW related features. Translate selected requirements into RD deliverables and release planning d...

We are looking for a skilled finance professional with 4 to 10 years of experience to join our team as an Assistant General Manager (AGM) or Deputy General Manager (DGM) in the accounting department. The ideal candidate will have a strong background in financial accounting, auditing, and taxation. Roles and Responsibility Oversee end-to-end financial accounting, including account payable, ledger books, and bank reconciliations. Ensure timely preparation of monthly, quarterly, and annual financial reports in adherence to accounting standards. Manage statutory legal/regulatory compliance related to finance and accounts, including taxation, GST, ROC, PF, and ESI. Supervise real estate accountin...

Role & responsibilities -Handling of the back-office operations of Loans and Transfer for Foreign Office clients which includes Loans and transfer processing of transactions. Regulatory compliance of Overseas Countries. Following Activities will be handled by Loans and Transfer Team- Handling Buyers Credit Transactions - disbursement and repayment which includes raising the request to credit team , coordinating with Trade Team India for processing transactions in Core System. Managing Processing of Term Loans and other loans for Overseas Customers after scrutiny of documents. Tracking of Loans and SBLC for closure, raising the outstanding details to respective RMs. In Case of funds Transfer,...

About the Role: This is an in-person position that involves working closely with IT, security, and risk teams to ensure compliance excellence. The role is pivotal in conducting audits, reporting compliance metrics, and aligning compliance efforts with organizational objectives. Key Responsibilities: Manage ISO/PCI compliance processes end-to-end. Collaborate with IT, security, and risk teams to ensure adherence to standards. Conduct audits and provide actionable compliance reports. Monitor and maintain compliance with regulatory and internal standards. What Were Looking For: Proven experience in ISO and PCI compliance processes. Strong understanding of IT and security protocols. Excellent au...

Role Purpose Head - Project is responsible for overseeing the successful execution of SVCT Project. The role involves leading cross-functional project teams, ensuring compliance with project budgets, timelines, and quality standards, and delivering project that align with the strategic goals of the Mundra Master plan. The role requires a strong focus on project management, stakeholder coordination, risk management, sustainability, and regulatory compliance. Roles & Responsibilities Strategic Project Planning & Execution: Lead the strategic planning, development, and execution of project, ensuring alignment with the Mundra Infrastructure master plan and business objectives. Identify and imple...

Location : Supa-Parner Industrial Park, Ahilyanagar (Ahmednagar), Maharashtra, India Department : Quality Assurance & Control Reporting To : Plant Manager Chief Operating Officer (COO) Industry : Beverage Packaging & Filling Role Position Overview The Quality Manager will be responsible for establishing, implementing, and maintaining robust Quality Management Systems (QMS) across PET and Can filling operations. The role ensures that all products meet stringent quality, safety, and regulatory standards, in line with both domestic and international beverage industry requirements. The position requires a strong technical background, leadership skills, and the ability to drive continuous improve...

Roles and Responsibility Design and implement comprehensive compensation architectures for clients. Develop and maintain complex compensation models using SF tools. Collaborate with cross-functional teams to ensure seamless integration of compensation solutions. Provide expert guidance on compensation best practices and industry trends. Analyze market data and benchmarking trends to inform compensation decisions. Ensure compliance with regulatory requirements and company policies. Job Requirements Proven experience as an SF Compensation Architect with a strong track record of success. In-depth knowledge of SF tools and technologies, including S/4 Hana. Excellent analytical and problem-solvin...

About this role: Wells Fargo is seeking a Senior Business Execution Administrator. In this role, you will: Support the operations of a specific business line Administer programs, projects, or processes specific to the business Manage requests for community relations events, sponsorships, company funding, volunteer activities, and special programs Perform business operations that are administrative in nature Facilitate efficiency, quality, cost effectiveness of solutions, and escalate concerns related to the assigned operation Provide subject matter knowledge and interpretation of procedures to key business partners Coordinate and monitor implementation and maintenance of processes, procedure...

About this role: Wells Fargo is seeking a Securities Operations Associate In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, col...

About this role: Wells Fargo is seeking a Quantitative Analytics Specialist. In this role, you will: Develop, implement, and calibrate various analytical models Perform highly complex activities related to financial products, business analysis and modeling Perform basic statistical and mathematical models using Python, R, SAS, C++ and SQL Perform analytical support and provide insights regarding a wide array of business initiatives Provide solutions to business needs and analyze workflow processes to make recommendations for process improvement in risk management Collaborate and consult with peers, colleagues, managers, and regulators to resolve issues and achieve goals Required Qualificatio...

About this role: Wells Fargo is seeking a Senior Quality Assurance Administrator In this role, you will: Provide support and scoring guidance quality assurance staff by answering questions on regulations or compliance, procedures, policies and First Call Resolution Escalate key maintenance errors identified during scoring process and ensure resolution of same, reviewing programs, processes, documentation, to ensure compliance with internal company requirements or government regulations Review systems to ensure company standards are met, exceptions are notated, and issues escalated as necessary Assist in development and design of product specific databases Review and score work Prepare calibr...

About this role: Wells Fargo is seeking a Business Execution Consultant. In this role, you will: Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics Determine areas of strength or Business Execution opportunity within defined scope of work Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations Utilize independent judgment to guide moderate risk deliverables Present recommendations to develop, implement, and monitor st...

About this role: Wells Fargo is seeking a Senior Securities Operations Specialist In this role, you will: Lead or participate in moderately complex lifecycle initiatives and support tasks and act as a participant in large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations Review and analyze moderately complex operational tasks or challenges that require an in-depth evaluation of variable factors Independently resolve moderately complex issues on a full process within a trade environment while leveraging solid understanding of the function, policies, procedures, and compliance requirements; may lead team to meet deliverables Collaborate...

About this role: Wells Fargo is seeking a Lead Operational Risk Officer In this role, you will: Develop, implement, and monitor risk-based programs to identify, assess, and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems, or external events Maintain a balance between risk mitigation and operational efficiency Evaluate the adequacy and effectiveness of policies, procedures, processes, systems, and internal controls Analyze extremely complex business and system changes to determine impact, identify operational risk issues and participate in the development of risk ratings Provide operational risk expertise and consulting to complex busine...

About this role: Wells Fargo is seeking a Commercial Loan Servicing Representative In this role, you will: Support internal and external customers with inquiries and complaints regarding loan servicing needs Monitor loan system and resolve customer issues, and process complex transactions online Perform moderately complex administrative, transactional, operational and customer support tasks Act as primary loan servicing contact that involve construction monitoring and disbursements Monitor collateral and preparing payoff letters, releasing collateral Audit loan systems of record for new loan setups, modifications and data input, and customer research and billing Receive direction from superv...

As an Enterprise Risk Management and Compliance Specialist at SKH Group, you will play a crucial role in conducting business process reviews and ensuring compliance with internal policies and regulatory standards. Your responsibilities will include implementing and managing enterprise-wide risk management frameworks, conducting thorough risk analyses, and developing strategies to mitigate potential threats. You will also be tasked with evaluating current business processes, conducting in-depth analysis, collaborating with various teams to identify improvement opportunities, and implementing optimized workflows and better internal controls while ensuring alignment with organizational goals. E...

You will be joining eQomply, a compliance management platform dedicated to simplifying compliance processes for businesses. Your role as a Compliance Coordinator will involve overseeing compliance processes, ensuring regulatory adherence, conducting audits, providing compliance training, monitoring policy implementation, and facilitating effective communication of compliance updates. Key Responsibilities: - Oversee compliance processes and ensure adherence to regulatory requirements - Conduct audits to assess compliance levels - Provide training on compliance standards to employees - Monitor policy implementation within the organization - Facilitate effective communication of compliance upda...

Quality management system: Establish, maintain, and improve the overall quality management system, including processes for change control, deviations, and incidents. Regulatory compliance: Ensure the plant operates in compliance with all relevant regulations and standards, such as ISO and Good Manufacturing Practices (GMP). Documentation control: Prepare, review, and manage all IMS-related documentation, Quality regulations, Quality manual including SOPs, test methods, and production records, ensuring they are up-to-date. Process oversight: Monitor and audit manufacturing processes to ensure quality is built in at every stage. This includes supplier qualification and internal audits. on-site...

As a Senior Consultant / Assistant Manager / Manager in the FAAS Financial Services team at EY, you will play a crucial role in contributing to Finance Transformation and Accounting Advisory engagements. Your responsibilities will include collaborating with team members, providing coaching and support to junior and senior team members, maintaining communication within the team, preparing for client meetings, participating in these meetings, and assisting in preparing reports and schedules for clients and other parties. Additionally, you will support clients with broader finance-related matters such as finance transformations, accounting advisory, and financial and regulatory reporting improv...