12238 Regulatory Compliance Jobs - Page 10

Role Overview: The Privacy Manager will lead the integration of privacy-by-design into customer-facing products and services across telecom, SaaS, CPaaS, and cloud solutions. The ideal candidate will possess deep technical expertise in application architecture, information security, and access control protocols, enabling proactive privacy risk management and regulatory compliance throughout the product lifecycle. Key Responsibilities: Review and embed privacy-by-design and privacy engineering principles into product architecture, development, and deployment. Collaborate with product and engineering teams to define and implement privacy controls. Conduct Privacy Impact Assessments (PIAs) and ...

Finance Controller -We are looking to hire a qualified Chartered Accountant with 67 years of experience in manufacturing operations. -Candidate must be fluent in both Tamil and English - Location: Coimbatore - Job Type : Full-time About the Role : The Financial Controller is a key leadership position reporting directly to the CEO. The role oversees the company's complete finance and accounting functions, ensuring accuracy, compliance, and control across operations. It involves driving financial planning, cash flow, costing, ERP, and process improvements, while providing strategic insights that support business growth and sound decision-making. Key Responsibilities 1. Financial Operations, Re...

Company Description BEEZAASAN EXPLOTECH LTD., a leading explosive manufacturer in Gujarat, specializes in delivering high-quality explosives and accessories for mining and extraction industries. As part of the Asawara Group, the company is committed to providing reliable products designed to meet industry standards. With expertise rooted in safety and efficiency, BEEZAASAN EXPLOTECH LTD. ensures unparalleled service for its clients. The company's operations prioritize innovation and sustainable practices in the explosive manufacturing sector. Role Description This is a full-time, on-site CA (Chartered Accountant) role located in Gandhinagar. The CA will oversee financial reporting, auditing,...

As a Regional Finance Lead at Tesla, your role involves ensuring statutory and regulatory compliance, managing board and general meetings, corporate governance, and liaising with regulatory authorities. You will be responsible for monitoring daily accounting operations, planning and implementing business processes, preparing financial reports, conducting accounting audits, and maintaining financial records in an organized manner. Your ability to analyze accounting trends, oversee compliance with local tax regulations, and support the Tesla International Corporate Legal team will be crucial in this role. Key Responsibilities: - Monitor daily accounting operations and manage full set of accoun...

Job Role: Area Manager - Affluent Locations - Bangalore Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch Job Requirements: Must have had Sales experience and exposure, preferably of Liabilities products Qualifications- MBA / CA/ CAIB Good Leadership skills (though more tactical than strategic) Thinker: Doer 40:60 In-depth understanding of financial instruments, markets and macro micro e...

Company Description EUGENICS MEDI SCIENCES PRIVATE LIMITED is a reputed organization in the distribution business in North india. Based in Lucknow, Uttar Pradesh, India, the company operates from its headquarters at Lucknow. Focused on delivering high-quality solutions, EUGENICS MEDI SCIENCES has established a strong presence in its sector. The organization values professionalism and provides opportunities for growth and contribution. Role Description This is a part-time, on-site role for a Company Secretary for atleast 50 hours on site at EUGENICS MEDI SCIENCES PRIVATE LIMITED, located in Lucknow. The role involves ensuring compliance with statutory and regulatory requirements, maintaining ...

Exp in compliance testing with adherence to regulatory requirements. Control testing for Anti-Bribery and Anti-Corruption (ABAC). 2+ years of experience in Compliance or Internal audit roles within financial services industry. Required Candidate profile Experience in compliance testing with adherence to regulatory requirements. Experience of control testing for Anti-Bribery and Anti-Corruption (ABAC) Policies and coming up with internal control gaps.

Primary Role: Periodic reporting as a SEBI registered Stock Broker and Depository Participant and tracking of amendments: Regulating Authorities: SEBI, CDSL, NSDL, NSE, BSE, ICCL Periodic reporting as a PFRDA registered Point of Person for NPS and tracking ofamendments: Regulating Authority: PFRDA To coordinate with the finance, operations and IT department for obtaining relevant information and details for preparation of the certificates and reports to be submitted with the various regulators/SRO/MIIs. Dealing and coordinate with the Internal Auditors/ External Auditors Ensure timely intimation to the regulators with respect to incidental compliance i.e. updation of DP service centers, upda...

About this role: Wells Fargo is seeking a Lead Commercial Valuations Coordinator. In this role, you will: Support performance and overall effectiveness of team, as well as cross-group administrative operations Provide feedback and present ideas for improving or implementing processes and tools within Commercial Valuations Review all daily reports and borrower collateral activity, and follow borrower monitoring procedures as prescribed by bank guidelines and credit agreement Perform or guide others on complex tasks or initiatives that require planning, evaluation, and interpretation Independently prioritize work and provide day-to-day-work leadership and mentorship to Commercial Valuations Le...

About this role: Wells Fargo is seeking a Senior Commercial Banking Portfolio Coordinator In this role, you will: Review complex credit information of loans for companies and industries Provide support to the Commercial Banking Portfolio Management team and more experienced individuals in the credit approval process Perform complex credit investigations on companies and industries Utilize knowledge and interpretation of procedures to direct less experienced individuals Interact with immediate team and Commercial Banking Portfolio Management functional area to review process of companies for providing credits Required Qualifications: 4+ years of financial analysis experience, or equivalent de...

About this role: Wells Fargo is seeking a Commercial Loan Closing Representative. In this role, you will: Support pre-close documents for moderately complex to complex commercial loans Seek ways to improve aspects of loan closing and process's Perform moderately complex legal activities for loan documentation that may include Documents purchased from third party sources, internal staff and corporate legal groups Review and prepare complex loan documents Receive direction from supervisor and escalate non-routine questions Review and negotiate complex legal documentation, evaluate risks, devise strategies to mitigate documentation risk and identify procedural modifications Interact with immedi...

About this role: Wells Fargo is seeking a Senior Loan Servicing Representative. In this role, you will: Support performance of less experienced Loan Servicing staff and overall effectiveness of team Provide lending support service in operations, documentation, and customer service to Credit teams Provide feedback and present ideas for improving or implementing processes and tools within Loan Servicing functional area Perform administrative, transactional, operational, or customer support tasks Resolve complex client problems and inquiries Analyze issues, business requirements, standards, procedures, and call trends to identify opportunities for improvement and help develop innovative plans w...

About this role: Wells Fargo is seeking a Senior Business Execution Administrator. In this role, you will: Support the operations of a specific business line Administer programs, projects, or processes specific to the business Manage requests for community relations events, sponsorships, company funding, volunteer activities, and special programs Perform business operations that are administrative in nature Facilitate efficiency, quality, cost effectiveness of solutions, and escalate concerns related to the assigned operation Provide subject matter knowledge and interpretation of procedures to key business partners Coordinate and monitor implementation and maintenance of processes, procedure...

About this role: Wells Fargo is seeking a Senior Lead Operational Risk Officer In this role, you will: Provide companywide oversight and governance of an integrated operational risk program or initiative Develop and drive innovative operational risk approaches and solutions companywide through an influence model Identify potential business operational risks Develop and drive innovative operational risk approaches and solutions companywide through an influence model Constructively and independently challenge existing risk management fundamentals or assumptions and develop alternative approaches and solutions Evaluate long term implications and consequences of strategic business decisions and ...

About this role: Wells Fargo is seeking a Quantitative Analytics Specialist. For Model monitoring Quant MPAM. This role will conduct routine market and counterparty risk models performance monitoring. Market and Counterparty Risk Analytics (MCRA) is responsible for developing models for MCRMs Corporate Market Risk Group, Enterprise Counterparty Risk Management, and Market and Counterparty Capital. MCRA also includes a model governance and quality assurance function, as well as a model management function that manages ongoing modeling activities for the supported business groups. In this role, you will: Develop, implement, and calibrate various analytical models Perform highly complex activit...

As a Project Engineer Construction at Datwyler, you will be responsible for supporting the execution of construction and infrastructure projects at the manufacturing facilities in India. Your role will involve close coordination with internal and external stakeholders to ensure seamless project delivery while maintaining compliance with safety, quality, and regulatory standards. **Key Responsibilities:** - Assist in planning and executing construction projects including buildings, utilities, and production infrastructure. - Coordinate with internal teams (engineering, operations, safety, procurement) and external contractors to ensure project alignment. - Support the development and tracking...

Key Resposibilities Internal Audit Serve as the primary point of contact and coordinator for external internal auditors appointed by the company. Facilitate efficient information flow and documentation exchange between company departments and the audit teams. Assist audit teams in understanding company operations, policies, and internal controls relevant to their audit scope Work closely with departments to ensure timely and effective implementation of audit recommendations and corrective actions stemming from internal and external audit findings. Track the status of audit action items and report progress to relevant stakeholders Secretarial Activities Ensure strict adherence to all statutor...

Role & responsibilities Develop and implement the company's information security strategy and roadmap by building a robust security architecture and policies based on business needs, risk assessments, and regulatory requirements. Define security policies, standards, and procedures aligned with business objectives and industry best practices. Assess emerging threats and trends, and adjust security strategies accordingly. Identify, evaluate, and prioritize security risks across the organization. Develop and maintain a risk management framework to mitigate risks effectively. Manage the risk management program through planning, developing, coordinating, and implementing information technology di...

About this role: Wells Fargo is seeking a... In this role, you will: Support Due Diligence group Seek ways to improve client onboarding process, on-going periodic client reviews and quality control activities Conduct complex comprehensive research or background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate associated sanctions, financial crime, and reputational risks Receive direction from supervisor and escalate non-routine questions Interact with immediate team and Due Diligence area on wide range of information Engage with clients indirectly through relationship managers to support meeting policy and regulatory requirements Requ...

About this role: Wells Fargo is seeking a Lead Data Management Analyst within our Corporate and Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. Data Management: Covers jobs that drive oversight, governance, and management of critical data to support business needs, initiatives, and strategies. Con...

About this role: Wells Fargo is seeking a Securities operations Associate In this role, you will: Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures Provide information to, collaborate, and consult with peers, col...

About this role: Wells Fargo is seeking a Commercial Banking Portfolio Manager. In this role, you will: Research complex credit investigations and diverse credit information for loans Identify opportunity for process improvements within scope of responsibilities or functional area Review and identify basic operational assignments that require research, evaluation, and selection of alternatives while exercising independent judgement to guide medium risk deliverables Present recommendations for resolving complex situations and exercise independent judgement while developing expertise in the function, policies, procedures, and compliance requirements Collaborate and consult with functional coll...

About this role: Wells Fargo is seeking for a Lending Operations Manager In this role, you will: Manage the activities of a Loan Production, Loan Servicing, and Commercial or Real Estate Construction Loan team responsible for loan processing, documentation, pre-closing or closing tasks, loan monitoring, loan servicing, or underwriting activities Engage stakeholders and internal partners associated with the Lending Operations functional area Identify and recommend opportunities for process improvement and risk control development within Lending Operations functional area Participate in the formulation and implementation of new and revised systems, policies, and guidelines Oversee implementati...

About this role: Wells Fargo is seeking a Senior Analytics Consultant In this role, you will: Consult, review and research moderately complex business, operational, and technical challenges that require an in-depth evaluation of variable data factors Perform moderately complex data analysis to support and drive strategic initiatives and business needs Develop a deep understanding of technical systems and business processes to extract data driven insights while identifying opportunities for engineering enhancements Lead or participate on large cross group projects Mentor less experienced staff Collaborate and consult with peers, colleagues, external contractors, and mid-level managers to reso...

About this role: Wells Fargo is seeking a Lead Operational Risk Officer In this role, you will: Develop, implement, and monitor risk-based programs to identify, assess, and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems, or external events Maintain a balance between risk mitigation and operational efficiency Evaluate the adequacy and effectiveness of policies, procedures, processes, systems, and internal controls Analyze extremely complex business and system changes to determine impact, identify operational risk issues and participate in the development of risk ratings Provide operational risk expertise and consulting to complex busine...