12238 Regulatory Compliance Jobs - Page 7

Compliance Manager Job Summary: We are seeking a highly skilled Compliance Manager with 5-8 years of experience in the Operations department. The ideal candidate will be responsible for ensuring our company adheres to legal standards and regulations, as well as implementing policies and procedures to mitigate risk. Roles and Responsibilities: Develop and implement compliance policies and procedures. Monitor and enforce compliance with regulatory requirements. Conduct regular audits to identify potential compliance issues. Provide training and guidance to staff on compliance matters. Collaborate with internal teams to address compliance concerns. Qualifications: Bachelors degree in Business, ...

Position: Senior Accessibility Compliance Specialist Location: Technopark, Thiruvananthapuram Welcome to HAS - Where Innovation Meets Impact! At HAS, we don t just build software - we create seamless digital experiences that make life easier, smarter, and more efficient. Our team is driven by innovation, collaboration, and a passion for solving complex challenges. Here, your work matters, your ideas are valued, and your growth is limitless. If you re looking for a place where excellence is a mindset and impact is guaranteed, welcome to HAS. What You ll Be Doing > Evaluate applications for accessibility compliance under WCAG, AODA, and related standards. > Perform functional and non functiona...

*LCM of approved drug products by the USFDA to ensure that drug product(s) & process remain in compliance as per the Agency’s requirements *Submission of supplement/variation to different territories by complying with regulatory requirements.

Relationship Manager-Tractors and Farm Equipments (TFE)-Retail Sales JOB DESCRIPTION Job Role: Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch Job Requirements: Overall 6yrs of Banking experience; out of which 3-4yrs in Retail Liabilities Must have had Sales experience and exposure, preferably of Liabilities products Qualifications- MBA / CA/ CAIB Good Leadership skills (though more ta...

Relationship Manager-Tractors and Farm Equipments (TFE)-Retail Sales JOB DESCRIPTION Job Role: Enhancement of Deposit pool from Customers Establishing standards and delivery of service Sale of non-deposit products. Cross selling targets progressively Sale of MF and Insurance products Fee Income Branch Administration Regulatory Compliance Manage productivity and overall morale of branch team members Overall responsible for break-even and P&L of branch Job Requirements: Overall 6yrs of Banking experience; out of which 3-4yrs in Retail Liabilities Must have had Sales experience and exposure, preferably of Liabilities products Qualifications- MBA / CA/ CAIB Good Leadership skills (though more ta...

Collaborate closely with the various business units to ensure smooth handling of AML/KYC tasks Conduct end to endCustomer Due Diligence (CDD) and KYC refresh (Periodic reviews) on clients in line with AML and Counter Terrorist Financing (CTF) policies Analyse and assess client s information and documents validity according to internal policies, raising questions to clarify open issues promptly, conduct outreach with PM for documents and details pertaining to cases Complete workflow tasks in the Customer Due Diligence Repository (CDDR) system during periodic reviews. Review, challenge, and contribute to enhancing the configuration of the KYC journeys in our CDDR tool (Fen-X) Conduct data cons...

PRIMARY: Reviewing and interpreting new laws and regulations and advising Units regarding legal and regulatory requirements impacting Bank including Gold Loans, Co-lending, FEMA Outsourcing Risk Review for Regulatory requirements Handling of RBI Inspection and RBI Liasioning Provide Compliance opinion for New Product Approvals Job Duties & Responsibilities Assist in the conduct of RBI Audit and resolution of regulatory issues. Ensure best practices are adopted and guidelines complied with and that all activities comply with applicable laws, rules and regulations in case of Outsourcing and New products approvals. Liaise with the Regulators and establish a cordial rapport. Correspond with the ...

Support the implementation of GRC frameworks (ISO 27001, NIST, COBIT) across various functions. Assist in drafting and updating cybersecurity policies, procedures, and control documentation. Conduct and document basic IT/cybersecurity risk assessments and internal control reviews. Maintain portions of the risk register and support the tracking of mitigation plans and KRIs. Assist in internal/external audit activities, including control testing and evidence collection. Perform initial third-party risk reviews and support due diligence documentation. Track audit findings and help monitor remediation efforts to closure. Contribute to compliance with global cybersecurity regulations (SOX, GDPR, ...

Summary of roleThe role is responsible for driving processefficiency, regulatory compliance, financial control, and risk governancethrough automation, data analysis, vendor performance management, and adherenceto IIB and SOX requirements Key responsibilitiesEnsure process, system integration, and end to end compliance with the bureau (IIB) regulatory requirements Drive automation and process enhancement initiatives to minimize manual intervention and improve efficiency Manage monthly departmental provisions, PIPS submission to Finance, and annual expense planning with effective cost control Control investigation related expenses by utilizing vendor services efficiently Ensure SOX compliance ...

We are seeking a highly qualified Head Compliance & Legal to join our firm The position reports directly to the Managing Director and Director Operations The ideal candidate should be a Company Secretary (CS) rank holder with 510 years of experience, possessing a strong command over SEBI laws, PMS, and AIF regulations The candidate will be responsible for ensuring full regulatory compliance across all business operations, preparing and submitting reports to regulators and the board, and maintaining up-to-date knowledge of evolving SEBI, PMS, and AIF frameworks The role also involves liaising with SEBI and international regulatory authorities, ensuring adherence to AML (Anti-Money Laundering)...

We are looking for an experienced Chartered Accountant to handle SEZ accounting, compliance,advisory work. The role involves managing SEZ operations, documentation, audits, client coordination. Prepare and review financial statements and reports.

About The Role Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications, acting as the primary point of contact. Must have skills : Anti-Money Laundering (AML) Good to have skills : NA Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Lead, you will lead the effort to design, build, and configure applications, acting as the primary point of contact. Your typical day will involve collaborating with various teams to ensure that application development aligns with business objectives, overseeing project timelines, and facilitating communication among stakeh...

About The Role Project Role : Technology Consulting Practitioner Project Role Description : Advises, leads and works on high impact activities within the systems development lifecycle, and provides advisory work for the IT function itself. Must have skills : Oracle HCM Cloud Compensation Good to have skills : NA Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As a Technology Consulting Practitioner, you will engage in high-impact activities throughout the systems development lifecycle. Your typical day will involve advising and leading teams, collaborating with various stakeholders, and providing strategic insights to enhance the ...

About The Role Project Role : Enterprise Technology Architect Project Role Description : Architect complex end-to-end IT solutions across the enterprise. Apply the latest technology and industry expertise to create better products and experiences. Must have skills : Oil and Gas Upstream Good to have skills : NA Minimum 12 year(s) of experience is required Educational Qualification : 15 years full time education Summary :This role is for a seasoned Oil & Gas industry expert with deep domain knowledge and a strong specialization in simulation technologies. You will lead client-facing engagements to address complex challenges across upstream, midstream, and downstream operations using advanced ...

What you will do In this vital role, you will shape and drive the strategic roadmap for Amgens Configuration Management Database (CMDB), IT Asset Management (ITAM), and related IT Service Management (ITSM) processes within the ServiceNow platform. The Senior Manager will partner with multi-functional IS and business customers, service owners, handled service providers, and platform teams to ensure robust governance, audit readiness, and continuous improvement in service delivery and process maturity. Lead the strategy, execution, and governance of Asset & Configuration Management and supporting ITIL processes (including Incident, Problem, Change, and Release) using ServiceNow. Define and mai...

What you will do In this vital role, you will support the qualification, validation, and compliance processes for SAP ERP solutions and related platforms. You will work closely with senior team members, Quality, and business partners to ensure validation deliverables are executed to meet industry standards and regulatory requirements in a Life Sciences environment. Roles & Responsibilities: Execute validation deliverables for SAP ERP systems (ECC, S/4HANA, BTP, GRC, and related platforms) in alignment with Amgens procedures and regulatory expectations. Support the creation, execution, and review of validation documentation (e.g., Validation Plan, Requirements, IQ, OQ, PQ/UAT test scripts, Tr...

Key Responsibilities Design, develop, and deliver training programs on wealth management processes, including client onboarding, investment products, portfolio management, and compliance. Prepare and maintain training materials, manuals, and SOPs tailored for wealth management operations. Conduct workshops, hands-on sessions, and e-learning modules for relationship managers, operations staff, and support teams. Assess training effectiveness via tests, feedback, and performance monitoring. Maintain up-to-date knowledge of investment products, regulatory requirements, compliance standards, and internal processes . Collaborate with process owners to update SOPs, policies, and best practices in ...

Join Barclays as Market Risk Analyst role, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we dont just anticipate the future - were creating it. To be successful in this role, you should have: Internal Control Procedures. Regulatory Reporting. Regulatory Process. Basel 1, BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corep Reporting, Regulatory control matrix, large exposure, Leverage Ratio. Some other highly valued skills may include below: Regulatory Compliance. Regulatory Techniques. You may be assessed on the ...

At Mace, our purpose is to redefine the boundaries of ambition. We believe in creating places that are responsible, bringing transformative impact to our people, communities and societies across the globe. To learn more about or purpose, culture, and priorities, visit our strategy site . Within our consult business we harness our unique combination of leading-edge practical expertise and project delivery consultancy to unlock the potential in every project. The project: Aviation project with focus on airport structures such as terminal buildings, ATC towers, cargo terminal, hangars, metro stations, ancillary buildings, non-aeronautical buildings etc. in Ahmedabad. Our values shape the way we...

Responsible for regulatory activities specifically related to chemistry, manufacturing, and control (CMC). Activities such as the preparation & publication of REG CMC documentation for submissions to Health Authorities. In addition interact with HAs on REG CMC questions to support new product or post marketed launches. About the Role Key responsibilities Formulate and lead global CMC regulatory strategy with a focus on innovation, maximizing the business benefit balanced with regulatory compliance -Lead and implement all global CMC submission activities (planning, authoring, reviewing, coordination, submission) for assigned projects/products. Identify the required documentation and any conte...

Your role and responsibilities: In this role, you will have the opportunity to lead defined service lines in the design and development of end-to-end lifecycle roadmaps and effective and efficient delivery of services together with a team of dedicated internal and external suppliers. Each day, you will be responsible to design, implement, and maintain the framework to deliver the services in scope, on time, within budget, and in line with the customers expectations. You will also showcase your expertise by managing multiple third-party global vendor contracts to assure high service quality and optimizing the cost. Position specific responsibilities: Responsible to design, implement and maint...

What you will do The Associate Vice President, Clinical Data Management is a member of the Global Development Operations (GDO) leadership team and is a strategic partner to the R&D organization. The AVP will lead Amgens Clinical Data Management function within GDO, ensuring the highest quality of clinical data collection, processing, and analysis to support regulatory submissions and clinical development programs. This role is responsible for the strategic direction, leadership, and operational oversight of data management processes supporting clinical trials across all therapeutic areas and phases. This AVP will collaborate closely with cross-functional teams including clinical operations, ...

What you will do In this vital leadership role, you will manage and drive the qualification, validation, and compliance activities for Amgens SAP ERP systems and platforms. You will ensure that enterprise-wide ERP solutions meet regulatory requirements, industry standards, and Amgens IT-QMS policies, while building strong validation capabilities and fostering a culture of continuous compliance. Roles & Responsibilities: Lead and manage a team of validation and compliance professionals responsible for SAP ERP systems (ECC, S/4HANA, BTP, GRC, Boundary systems and related platforms). Define, oversee, and continuously improve validation and compliance strategies, aligning with CSA (Computer Soft...

JOB OVERVIEW: Regulatory Advisory: Incumbent will be responsible for providing regulatory advisory/clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies. EXPERIENCE: Proven and rich experience of 5+ years in compliance with Banks / NBFCs. Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. Strong analytical skills with the ability to interpret regulations. Team Leader. Excellent communication and interpersonal skills. KEY RESPONSIBILITIES: Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP. To revie...

We are currently hiring for the position of Chartered Accountant (CA) Compliance with one of our reputed clients based in Mumbai . Please find the details below: Position : Chartered Accountant Compliance Location : Mumbai Experience : 3 to 6 Years (Post Qualification) Qualification : Mandatory CA from ICAI Salary Range: 12 to 25 LPA Industry Preference: Financial Services / NBFC / Large Corporate Key Responsibilities: Ensure adherence to regulatory, statutory, and internal compliance frameworks. Handle RBI, ROC, and FEMA compliance and reporting requirements. Prepare and file statutory returns, GST, TDS, and Income Tax filings. Support internal audits, statutory audits, and ensure closure o...