Head - Compliance & Legal

Dhruv Corporate (HR) Solutions Pvt. Ltd.

5 - 10 years

25 - 30 Lacs

mumbai

Posted:2 days ago| Platform:

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Skills Required

sebi laws pms regulations aif regulations corporate governance anti-money laundering regulatory compliance risk management

Work Mode

Work from Office

Job Type

Full Time

Job Description

We are seeking a highly qualified Head Compliance & Legal to join our firm
The position reports directly to the Managing Director and Director Operations
The ideal candidate should be a Company Secretary (CS) rank holder with 510 years of experience, possessing a strong command over SEBI laws, PMS, and AIF regulations
The candidate will be responsible for ensuring full regulatory compliance across all business operations, preparing and submitting reports to regulators and the board, and maintaining up-to-date knowledge of evolving SEBI, PMS, and AIF frameworks
The role also involves liaising with SEBI and international regulatory authorities, ensuring adherence to AML (Anti-Money Laundering) and FATCA compliance standards, and monitoring regulatory requirements for both domestic and international entities
A CA (rank holder/first attempt) with a Law degree will be an added advantage
The position demands strong analytical, legal, and communication skills, along with a proactive approach to managing complex compliance functions

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