Compliance Manager

As an experienced Compliance Risk Management professional, your primary role will involve monitoring RBI and other Statutory guidelines on an ongoing basis. This includes intimating process owners on the requirements, clarifying dept/process owner queries, implementing directions in coordination with process owners, ensuring compliance within timelines, and periodic reporting of the status. Key Responsibilities: - Conduct Compliance Risk Management activities such as Compliance Risk Assessment, defining compliance controls, and implementing mitigation measures. - Assist the reporting manager in conducting Compliance Risk Assessment exercises, including Impact Assessment, Likelihood Assessment, Inherent Risk Assessment, Control mapping, and Residual Risk Assessment for all regulatory and statutory directions across all product verticals and process owners. - Provide advisory support across business verticals on new product approvals, new partnership arrangements, policy rollout or amendment to policies, and handling customer complaints. - Support the reporting manager in mapping compliance obligations in the Compliance Monitoring tool to process owners on an ongoing basis. - Drive compliance awareness across the organization periodically, focusing on areas such as KYC/AML, FPC, Fraud Reporting, and Corporate Governance. - Assist the reporting manager in handling RBI inspections, finalizing responses, managing day-to-day RBI Correspondences, returns filing, and circulation of Compliance MIS. Qualifications Required: - Minimum 3 years of experience in Compliance Risk Management - Qualification: CA/ ICWA Join a leading NBFC organization and contribute to ensuring compliance with regulatory and statutory guidelines while supporting the business in managing compliance risks effectively. As an experienced Compliance Risk Management professional, your primary role will involve monitoring RBI and other Statutory guidelines on an ongoing basis. This includes intimating process owners on the requirements, clarifying dept/process owner queries, implementing directions in coordination with process owners, ensuring compliance within timelines, and periodic reporting of the status. Key Responsibilities: - Conduct Compliance Risk Management activities such as Compliance Risk Assessment, defining compliance controls, and implementing mitigation measures. - Assist the reporting manager in conducting Compliance Risk Assessment exercises, including Impact Assessment, Likelihood Assessment, Inherent Risk Assessment, Control mapping, and Residual Risk Assessment for all regulatory and statutory directions across all product verticals and process owners. - Provide advisory support across business verticals on new product approvals, new partnership arrangements, policy rollout or amendment to policies, and handling customer complaints. - Support the reporting manager in mapping compliance obligations in the Compliance Monitoring tool to process owners on an ongoing basis. - Drive compliance awareness across the organization periodically, focusing on areas such as KYC/AML, FPC, Fraud Reporting, and Corporate Governance. - Assist the reporting manager in handling RBI inspections, finalizing responses, managing day-to-day RBI Correspondences, returns filing, and circulation of Compliance MIS. Qualifications Required: - Minimum 3 years of experience in Compliance Risk Management - Qualification: CA/ ICWA Join a leading NBFC organization and contribute to ensuring compliance with regulatory and statutory guidelines while supporting the business in managing compliance risks effectively.