Capital Markets Operations New Associate

2 - 6 years

0 Lacs

Posted:20 hours ago| Platform: Shine logo

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On-site

Job Type

Full Time

Job Description

As a Capital Markets Operations New Associate at Accenture, you will be part of the Investment Compliance team responsible for ensuring compliance with various regulatory, client-directed, and internal investment restrictions for portfolios managed by clients. Your role will involve collaborating with investment personnel, attorneys, and client operations managers to onboard new accounts, oversee amendments to existing accounts, and program restrictions into the Charles River (CRD) investment compliance monitoring system. Additionally, you will participate in projects assigned by the Investment Compliance leadership team. Key Responsibilities: - On-boarding new accounts, amending existing client documentation, and coding using CRD - Liaising with client operations and product teams to provide compliance feedback, manage priorities, and meet deadlines - Reviewing investment restrictions in new account documentation and guideline amendment language to ensure accurate coding in the compliance system - Programming logic-based rules in CRD to monitor client and regulatory requirements effectively - Collaborating with investment staff to ensure alignment between client/regulatory requirements and investment strategy - Performing quality assurance testing and review of rules programmed by team members - Assessing compliance system functionality and data elements to capture restrictions effectively - Providing creative coding solutions and alternatives for complex requirements - Testing restrictions to ensure they function as intended and escalating any operational roadblocks to management Qualifications Required: - Bachelor's degree or equivalent combination of education and relevant experience - 2-4 years of total relevant work experience - Experience with Trading/IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable platform - Practical understanding of investment security types such as stocks, bonds, derivatives - Proven analytical skills in investment compliance or related field - Strong attention to detail and commitment to quality - Customer service orientation and strong interpersonal skills - Ability to adapt in a dynamic environment with evolving priorities - Strong organizational, research, and problem-solving skills - Ability to handle multiple tasks simultaneously and collaborate on projects - Ability to drive process improvement, automation, and innovation within the compliance monitoring process - Proficiency in developing clear and comprehensive documentation for process controls and procedures In this role at Accenture, you will have the opportunity to contribute to impactful outcomes by ensuring compliance with investment restrictions and driving process improvements within the Monitoring team.,

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Accenture in India

Business Consulting and Services

Dublin 2 San Francisco

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