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Abans Finance
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Principal Officer- Gift City, Gujarat

Principal Officer- Gift City, Gujarat

Abans Finance

8 - 12 years

6 - 10 Lacs

gandhinagar ahmedabad

Posted:-1 days ago| Platform:

Apply

Skills Required

capital market regulatory reporting risk management compliance monitoring regulatory compliance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Job Summary:

Principal Officer

Role & responsibilities

Act as the designated Principal Officer for broking entity based out of GIFT City IFSC for the capital market intermediary.
Ensure compliance with all applicable regulations and guidelines issued by regulatory authorities for entities operating within the IFSC.
Oversee the
regulatory reporting, risk management, and compliance frameworks
.
Coordinate with internal teams and external stakeholders to implement and monitor best practices in financial services operations.
Liaise with the Authority and other regulators for
inspections, audits, and compliance-related communications.
Provide strategic advice on regulatory developments and operational improvements.
Lead internal compliance training and awareness programs.
Maintain up-to-date knowledge of
financial markets, regulatory changes, and industry trends
.

Preferred candidate profile

Graduation and PG degree in any discipline from a recognized university/institution.
Minimum
10 years
of relevant work experience in the financial services market, demonstrating deep domain expertise and leadership capabilities.

Job Location

Desired Skills & Attributes:

Strong understanding of capital markets, financial regulations, and compliance requirements.
Excellent communication and interpersonal skills.
Ability to lead and manage regulatory relationships effectively.
Analytical mindset with problem-solving capabilities.
High degree of integrity and professionalism.
Ability to work independently and take ownership of responsibilities.

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