892 Regulatory Reporting Jobs

The GPC Lead for Financial Reporting, Fund Services is a senior management position reporting to the Global Head of Financial Reporting, Fund Services with a matrix reporting line to local management. You will oversee the production of financial statements, tax, regulatory reporting, and associated workings for offshore locations including North America, Ireland, Luxembourg, and the UK. With a current headcount of approximately 130, you will be responsible for strategic planning, team leadership, and ensuring compliance with Citi policies. Your responsibilities will include being the primary point of escalation for Financial Reporting for Fund Services, collaborating with onshore partners and the Global Head of Financial Reporting to optimize operating models, and leading the team through business and operational changes. You will communicate the vision and goals to all locations, set annual goals aligned with the strategic vision, and provide necessary training and planning frameworks for team support and compliance. As the GPC Lead, you will monitor service level standards, provide compliance reporting to senior management, and oversee regulatory, audit, and compliance matters. Attending client meetings, including board meetings and ad hoc Requests for Proposals (RFPs) presentations, will be part of your duties. You will assess risks in business decisions, ensure compliance with laws and regulations, and uphold Citi's reputation and client assets. Qualifications for this role include 15+ years of relevant experience with 8-10+ years of managerial experience, proven financial reporting expertise in Fund Services, and operational process management skills. A solid understanding of the financial services industry, global financial markets, and talent assessment and development is required. A Bachelor's degree or equivalent experience is necessary, with Chartered Accountancy qualifications and/or a Master's degree preferred. This position falls within the Operations - Transaction Services job family, specifically in Fund Accounting. It is a full-time role that requires strong organizational and people management skills, the ability to resolve operational issues, and make business trade-offs. If you require a reasonable accommodation due to a disability, please review Accessibility at Citi before applying. Citi is an equal opportunity employer.,

To be successful in this role, you should have experience in Financial Reporting, Control, Group reporting, and Analytics. Possess a strong knowledge and understanding of key accounting principles under IFRS and IB products. You should be a highly motivated self-starter with strong planning and organizational skills. Proficiency in Excel and presentation skills is essential for analyzing and producing different sets of MI/decks on financials/disclosures. This would require knowledge of PowerPoint and an analytical mindset. Additionally, you should have strong control awareness, analytical and problem-solving skills, and excellent verbal and written communication abilities as the role demands frequent interaction with senior management. Being a Qualified Accountant (ACA, CIMA, ACCA) is a requirement. Other highly valued skills may include a confident and assertive manner, ability to develop relationships and manage stakeholders" expectations professionally. You should display integrity, initiative, commitment, and credibility through interactions with colleagues and clients. An eye for detail, an exceptional track record in managing and resolving conflict situations, and the ability to work well in a team while maintaining good relations with team members are also important qualities. Enthusiasm, diligence, and ensuring team motivation is optimized are additional traits that are valued. You may be assessed on critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. Purpose of the role: To manage the financial operations of the organization, ensuring the accuracy, integrity, and reliability of financial reporting. Accountabilities: - Management of the preparation and presentation of accurate and timely financial statements and other accounting records according to relevant accounting standards, rules, and regulations. - Support in the identification, assessment, and mitigation of financial risks and reporting on these risks to senior colleagues. - Development and maintenance of a robust system of internal controls to safeguard assets, prevent fraudulent misreporting, and ensure the accuracy of financial data. - Development and implementation of up-to-date financial policies and procedures to ensure consistent and effective financial practices across the organization. - Management of the selection, implementation, and maintenance of financial systems and software applications, including collaboration with IT colleagues for integration. - Preparation and submission of statutory and regulatory reports to authorities, and providing support to other departments in their preparation and review of regulatory reports. - Coordination with external auditors and regulatory authorities in support of audits and examinations. Assistant Vice President Expectations: To advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. Collaborate closely with other functions/business divisions. Lead a team performing complex tasks, using well-developed professional knowledge and skills to impact the whole business function. Set objectives, coach employees, appraise performance, and determine reward outcomes. If the position includes leadership responsibilities, People Leaders are expected to demonstrate clear leadership behaviors to create an environment for colleagues to thrive and deliver excellently. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship our moral compass guiding us to do what we believe is right. Additionally, they should embody the Barclays Mindset to Empower, Challenge, and Drive the operating manual for our behavior.,

The Fund Accounting Group Manager role is a senior management position where you will lead a team responsible for managing fund valuation activities in coordination with the Operations - Transaction Services team. Your main objective will be to ensure the seamless delivery of activities related to Net Asset Valuations (NAV's). You will oversee a dedicated team of professionals who play a crucial role in the investment process by ensuring accurate cash & position data for middle office clients. This data is essential for activities such as investment management, analytics, compliance, and regulatory reporting, covering various cash types including equities, fixed income, OTC derivative positions, and collateral. Your responsibilities will involve end-to-end oversight of the function, actively managing risk and exposure for clients, ensuring the accuracy and timely delivery of the investment book of record. Key Responsibilities: - Manage fund accounting operations at a site or functional level, collaborating with people managers and other departments to develop cost-effective solutions meeting client needs - Evaluate new business opportunities and recommend necessary enhancements - Identify process improvements and recommend system enhancements, leading system testing - Support employee career progression through defined paths, training, and development plans - Evaluate risk, ensure compliance, lead strategic planning, and monitor P&L - Set and achieve department goals, act as an escalation point for complex issues, and manage resolutions In Process Management, you will ensure timely and accurate delivery of team functions, design SLAs, collaborate with global teams, and oversee governance forums and escalation metrics. Qualifications: - 12+ years of relevant experience - Chartered Accountant / CFA / MBA - Experience in financial markets, fund accounting, financial services, client management, project and operational management - Proficiency in accounting concepts, financial services, and global financial markets - Strong client management skills, leadership abilities, talent assessment skills, and clear communication skills Education: - Bachelor's degree/University degree or equivalent experience - Master's degree preferred This is a full-time role in the Operations - Transaction Services group under the Fund Accounting family. If you require accommodation due to a disability, refer to Citigroup's Accessibility policy. Please review Citi's EEO Policy Statement and the Know Your Rights poster for further information.,

The role involves overseeing the financial aspects of trading activities to ensure accuracy and integrity of the bank's trading book, compliance with regulatory requirements, and providing insights into trading performance. Responsibilities include reconciling daily profit and loss figures, supporting identification and mitigation of trading risks, maintaining and analyzing trading data, preparing regulatory reports, and communicating complex financial information to various stakeholders. Collaboration with different functions is essential to ensure a coordinated approach to trading activities. As an Assistant Vice President, you are expected to advise on decision making, contribute to policy development, and ensure operational effectiveness. Leading a team, setting objectives, coaching employees, and demonstrating leadership behaviors are key responsibilities. For individual contributors, leading collaborative assignments, guiding team members, consulting on complex issues, identifying risk mitigation strategies, and developing new policies and procedures are crucial tasks. It is important to take ownership of managing risk and strengthening controls in relation to the work done. The Additional Job Description is for the position of Assistant Vice President - Macro Product Control, focusing on driving innovation and excellence in the digital landscape. The role involves developing and maintaining valuation methodologies, managing the valuation process for the bank's trading portfolio, analyzing market data, preparing valuation reports, and providing insights to stakeholders. Experience with valuation methodologies, financial instruments, market data analysis, and regulatory filings is essential for success in this role.,

As a Legal Research Officer, you will play a crucial role in supporting our Legal & Compliance division within a rapidly changing regulatory landscape. Your responsibilities will include conducting thorough legal research, aiding in the drafting and review of legal documents, and assisting in regulatory compliance activities in both Indian and international jurisdictions. This position is ideal for final-year law students, recent graduates, or early-career legal professionals who possess a solid academic background and a keen interest in corporate, financial, and international law. Your primary duties will involve conducting detailed legal research on statutory frameworks, regulatory guidelines, and case law across various jurisdictions, with a specific focus on entities such as SEBI, RBI, IFSCA, MCA, and related authorities. Additionally, you will be responsible for drafting, reviewing, and ensuring the quality of legal documents such as contracts, policies, board resolutions, and regulatory submissions. Keeping track of regulatory updates, maintaining compliance logs and risk trackers, preparing legal opinions, regulatory matrices, compliance checklists, and supporting document management will also be part of your role. Furthermore, you will collaborate with external legal advisors, consultants, and internal teams to streamline legal workflows and ensure effective communication. Your ability to prepare concise briefing notes, regulatory summaries, and legal updates for internal stakeholders and leadership will be critical in keeping all parties informed and aligned. To excel in this position, you should hold a Bachelor's degree in Law (LL.B.) from a recognized institution, with a strong academic background and a demonstrated aptitude for legal research and drafting. A foundational knowledge of Indian corporate, financial, and commercial law frameworks is essential, along with exceptional research, writing, and organizational skills. Attention to detail, discretion, professional integrity, and the ability to work efficiently under time-sensitive conditions are key attributes that will contribute to your success in this role. Ideally, candidates with internship or work experience in law firms, NBFCs, fintech entities, or IFSC-registered institutions will be preferred. Exposure to international financial services regulations or familiarity with legal databases such as Manupatra, SCC, LexisNexis, and Westlaw would be advantageous in navigating the complexities of the legal landscape effectively.,

The Macquarie Apprenticeship Program offers you an opportunity to kickstart your career in the finance sector. During this 6-12 month paid apprenticeship, you will enhance your technical skills and gain valuable insights into creating real value with Macquarie, a global financial services group with 54 years of continuous profitability. Being part of our team means being part of a supportive environment where every individual's ideas matter and contribute to driving positive outcomes. As an apprentice, you will participate in a structured program that combines hands-on experience with formal training to help you develop both soft and technical skills. Throughout the program, you will receive guidance and support from a dedicated buddy and mentor. The program offers opportunities in various areas, including Finance, Operations, Technology, Data, and Risk. In Finance, you will assist global teams in financial management, regulatory reporting, and business advisory services. In Operations, your responsibilities will involve providing trade support services to different business groups. If you choose the Technology track, you will work on data, platforms, projects, and transformation, learning to analyze and report data effectively. The Data track will see you collaborating with experts to ensure data quality and governance based on the Enterprise Data Management framework. As part of the Risk track, you will gain insights into risk management principles and contribute to the Risk Management Group's activities. We welcome applications from students without prior work experience in fixed-term or permanent roles. Strong academic performance, along with exceptional verbal and written communication skills, are essential. Analytical thinking, problem-solving abilities, motivation, and self-initiative are qualities we value in potential candidates. If you are passionate about building a better future and excited about the opportunity to work at Macquarie, we encourage you to apply. Join us in fostering Diversity, Equity, and Inclusion in our workplace and beyond.,

Line of Service Advisory Industry/Sector FS X-Sector Specialism Risk Management Level Senior Associate Job Description & Summary Candidate must have good communication skills, and have worked as a Data Analysts/ Data Quality Analysts in area of Investment Banking or Capital Markets. Good exposure to data analysis and must be able to handle large volumes of data coming from multiple systems as Vendors (e.g., Bloomberg, Reuters etc.), Exchanges and internal systems. Must understand data quality concepts such as accuracy, completeness, validity etc. Good data analysis skills using SQL for data cleaning, data quality checks, data profiling etc. Knowledge of Data Governance concepts is good to have. (Note: Please pay attention to domain. We would appreciate candidates coming from Capital Market or IB background - No domestic bank/NBFCs. Must be familiar with data quality check rules of Derivatives, Fixed Income, Equity, Mutual fund, Hedge funds etc. People from Reference data background, and good in DQ checks using SQL will be ideal) Why PWC At PwC, you will be part of a vibrant community of solvers that leads with trust and creates distinctive outcomes for our clients and communities. This purpose-led and values-driven work, powered by technology in an environment that drives innovation, will enable you to make a tangible impact in the real world. We reward your contributions, support your wellbeing, and offer inclusive benefits, flexibility programmes and mentorship that will help you thrive in work and life. Together, we grow, learn, care, collaborate, and create a future of infinite experiences for each other. Learn more about us.At PwC, we believe in providing equal employment opportunities, without any discrimination on the grounds of gender, ethnic background, age, disability, marital status, sexual orientation, pregnancy, gender identity or expression, religion or other beliefs, perceived differences and status protected by law. We strive to create an environment where each one of our people can bring their true selves and contribute to their personal growth and the firms growth. To enable this, we have zero tolerance for any discrimination and harassment based on the above considerations. " Job Description & Summary: PwC India is seeking a highly skilled professional to join our team. The Professional will be responsible for developing and implementing effective risk management strategies for our clients. Responsibilities Collaborate with stakeholders to translate business needs into functional specifications while managing expectations and ensuring effective communication across teams. Stay abreast of industry trends, regulations, and best practices relevant to risk management. Demonstrate expertise in risk transformation techniques such as change management, stakeholder management, and business analysis. Familiarity with essential artifacts like Business Requirements Documents (BRD), Functional Specifications Documents (FSD), Gantt Chart, RACI Matrix, and Requirements Traceability Matrix (RTM) is desired. Experienced in Agile methodologies and Scrum teams, with familiarity in tools like JIRA, Confluence, Rally, and Azure DevOps. Possess practical experience in financial products such as derivatives, fixed income, foreign exchange (FX), equities, etc. Display a strong understanding of trade lifecycles, global regulations, and trading/investment banking processes. Operate proficiently within both agile and waterfall project methodologies, comprehending the specific deliverables required for each methodology. Conduct thorough market risk assessments for clients and develop robust risk management strategies. Exhibit exceptional attention to detail and maintain high-quality standards in documentation, processes, and control environments. Ability risk metrics such as Current Exposure (CE), Potential Future Exposure (PFE), Expected Exposure (EE), EEPE, etc. Strong understanding alue at Risk (VaR), Stress VaR (historical full revaluation, Taylor var approximation (delta gamma method), Monte Carlo) for linear instruments and derivative products, VaR mapping, back-testing VaR, Expected Shortfall, Market risk Stress testing Loss estimation, RWA calculation, Sensitivity & Scenario analysis. Bring experience working as a Senior Business Analyst/Lead Business Analyst on projects involving climate risk, cloud migration, IFRS9, CVA, risk calculation, back-testing methodologies, FRTB, and regulatory reporting (e.g., EMIR, CFTC, MIFID, SFTR). Contribute to regulatory transformation projects focused on Basel 2.5/3/4. Possess outstanding communication and stakeholder management skills. Requirements: Hold a bachelors or masters degree in a relevant field. Demonstrate proficiency in data analysis, data migration, data validation, and data manipulation. Exhibit strong soft skills, including effective communication, team collaboration, and client engagement. Possession of FRM certification would be advantageous. Mandatory Skill Sets Market Risk BA Preferred Skill Sets Strong BA, with experience in requirement lifecycle management, BRD, Gap analysis, UAT - Agile and Waterfall' Years Of Experience Required 3 to 6 Years Education Qualification Graduation/Post Graduation Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required: Master Degree, Bachelor Degree Degrees/Field Of Study Preferred Certifications (if blank, certifications not specified) Required Skills Marketing Optional Skills Tableau (Software) Desired Languages (If blank, desired languages not specified) Travel Requirements Not Specified Available for Work Visa Sponsorship No Government Clearance Required No Job Posting End Date Show more Show less

What you'll do In your new role, you'll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, making sure that controls are adhered to and that everything is compliant with our regulatory obligations. As you develop into your role, you'll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people. Day-to-day, you'll be: Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions Raising and escalating any breaches in regulatory reporting in a timely manner Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business The skills you'll need We're looking for someone with an understanding of relevant asset classes rates, credit, equity, FX, futures markets and structured trading businesses. Ideally, you'll have gained this from working in a middle office or operations environment. And you'll need to have the ability to build and maintain good working relationships with stakeholders. Additionally, you'll need: Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment An understanding of regulatory reporting requirements An awareness of risk and control frameworks, including process documentation, control documentation and supervisory frameworks The ability to maintain a focus on control and attention to detail

As a Financial and Regulatory Reporting Associate at Deutsche Bank, your role will be crucial in ensuring the bank understands the profitability of each business activity and the resource commitment made to clients and transactions. You will be a part of the Liquidity Data and Controls function, responsible for tasks such as data completeness, product-level analysis, stress testing, and LCR impact explanation. You will collaborate with the Liquidity Manager and Product cluster to perform daily data input control and balance sheet reconciliation. Your responsibilities will include establishing monthly business processes, supporting risk and governance for liquidity data analysis, identifying routine adjustments, liaising with the wider Liquidity Treasury Reporting Analysis team, preparing and validating data for reporting, investigating data and reporting issues, preparing reconciliations, and documenting assumptions and operating procedures. To excel in this role, you should possess strong data analysis skills, attention to detail, and excellent communication skills. Previous experience in data validation and control, analysis, and providing business commentary will be beneficial. An understanding of liquidity risk metrics, asset liability management, interest rate risk management, or treasury functions is desirable. An educational background in Finance (BA, BBA, PGDM, MBA) is required. Deutsche Bank offers a supportive environment with training and development opportunities, coaching from experts, and a culture of continuous learning. You will enjoy benefits such as a best-in-class leave policy, gender-neutral parental leaves, reimbursement under childcare assistance benefit, sponsorship for industry certifications, and comprehensive insurance coverage for you and your dependents. Join us at Deutsche Bank, where we strive for a culture of empowerment, responsibility, commercial thinking, and collaboration. Celebrate successes together and be part of a positive, fair, and inclusive work environment. Visit our company website for more information on our values and teams.,

As the Financial Operations Manager at our organisation, your primary responsibility is to oversee the financial operations to ensure the accuracy, integrity, and reliability of financial reporting. You will play a crucial role in managing the preparation and presentation of accurate financial statements in compliance with accounting standards. Additionally, you will assist in identifying, assessing, and mitigating financial risks while reporting these risks to senior management. Your duties will include developing and maintaining internal controls to safeguard assets, prevent fraudulent misreporting, and ensure the accuracy of financial data. You will also be responsible for creating and implementing financial policies and procedures to promote consistency and effectiveness across the organisation. Collaborating with IT colleagues, you will manage financial systems and software applications to enhance integration with enterprise systems. Furthermore, you will be tasked with preparing and submitting statutory and regulatory reports, supporting other departments in their reporting obligations, and coordinating with external auditors and regulatory authorities during audits and examinations. In this role, you are expected to impact related teams, partner with other functions, and take ownership of operational processing activities. It is essential to escalate policy breaches, embed new risk mitigation policies and procedures, and provide guidance on decision-making within your area of expertise. You will be responsible for managing risks, strengthening controls, and ensuring compliance with relevant regulations and codes of conduct. Moreover, you are required to maintain a deep understanding of your sub-function's integration with the broader function, as well as the organisation's products, services, and processes. By resolving problems, guiding team members, and communicating complex information effectively, you will contribute to achieving the organisation's objectives. Building a network of external contacts and acting as a liaison for stakeholders will be key aspects of your role. Above all, you are expected to uphold the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as embody the Barclays Mindset of Empower, Challenge, and Drive. Your commitment to these values and mindset will serve as a moral compass and guide your actions in fulfilling your responsibilities effectively.,

About Citco Citco has been the market leader, premier provider, and the best in the business since its inception in 1948. The company has been at the forefront of the asset servicing sector, continuously innovating, expanding, and shaping the future of the industry. From initially working with hedge funds to now serving all alternatives, corporations, and private clients across asset classes and geographies, Citco has witnessed immense growth. This pattern of progress is something that Citco aims to maintain as it moves forward, always prioritizing performance. Citco invites individuals who aspire to excel in their profession and lead in their field to join the organization. About The Team & Business Line Fund Administration is the core business of Citco, and its alternative asset and accounting service is highly respected in the industry. Continuous investment in learning and technology solutions ensures that Citco's people are well-equipped to deliver a seamless client experience. Responsibilities Your Role: - Prepare annual, semi-annual, and quarterly financial statements under direct supervision. - Draft financial statement footnote disclosures in compliance with the financial reporting standards of the fund. - Prepare financial highlight disclosures, total returns calculations, per share tables, expense ratio analysis, etc. - Analyze financial statements to ensure accuracy to accounting records. - Maintain audit support schedules throughout the year. - Compile and advise on monthly, quarterly, and annual regulatory reports such as Form PF, Form SLT, and others. - Foster strong regulatory reporting relationships through interactions with internal parties, clients, regulators (SEC), and audit firm personnel. - Develop a working knowledge of the CFS proprietary systems. - Exchange information internally and participate in group meetings to share status and data. - Respond to moderately complex inquiries, relay information between employees, outside offices, and clients. - Develop training programs and agendas. - Maintain effective contact/communication within the office and other CFS offices at various levels. - Initiate building external client contacts, when necessary, and ensure responsiveness to their needs. - Compose, format, and edit routine correspondence and documentation. - Ensure quality in work to avoid errors with significant impact; recommend solutions independently. - Suggest methods and procedures for new work assignments, reviewing with the supervisor for input or approval. - Be willing to work overtime when necessary. Qualifications About You: - Relevant accounting internship experience in Audit Firms, Hedge Funds, Hedge Fund Administrators, Mutual Funds, or other financial institutions. - Previous experience in Financial Statement Preparation. - Bachelor's degree in Accounting, Finance, or Economics with a minimum of 9 accounting credits. - Good communication skills. - Working knowledge of Excel and Word is essential. Our Benefits Citco values the wellbeing of its employees and offers a range of benefits, training, education support, and flexible working arrangements to help individuals succeed in their careers while maintaining a balance with personal needs. Specific benefits available in your location can be discussed with us. Citco is committed to diversity and prioritizes hiring individuals from diverse backgrounds. The inclusive culture at Citco fosters innovation, mutual respect, and is a source of pride and strength for the organization. Citco encourages and welcomes applications from individuals with disabilities. Accommodations are available upon request for candidates participating in all aspects of the selection process.,

As a Senior Assessor - Calculation Compliance at HSBC, you will play a crucial role in ensuring adherence to regulatory rules and HSBC Policy determinations. Your responsibilities will include reviewing complex calculation logic, defining test data scenarios, and analyzing test results to ensure compliance. You will collaborate with policy Subject Matter Experts (SMEs) and provide direction to Analysts for reviewing calculation documentation readiness. Your keen eye for detail will be essential in identifying any discrepancies where regulatory rules or HSBC Policy determinations are not met. Your findings will be documented in formal Assessment Reports with clear ownership assigned for remediation. Leading a team of Assessors, you will contribute to the ongoing refinement of the business operating model, enhancing existing procedures, assessments, and stakeholder engagement methods. Your strong communication skills will be vital in conveying complex technical issues to a wide audience, including senior stakeholders. In this role, you will work closely with various business functions such as Regulatory Reporting and Group Policy. Your ability to provide direction and support to team members on reporting deliverables will be key to ensuring effective and timely assessments. To excel in this position, you should have a demonstrable understanding of regulatory rule areas, working knowledge of HSBC businesses and products, and experience in a large financial services organization. Additionally, the ability to thrive in a dynamic team environment and experience in Audit, Controls, or Regulatory Reporting will be advantageous. At HSBC, your contribution will be highly valued as you work towards enabling businesses to thrive, economies to prosper, and individuals to achieve their aspirations. Join us to make a real impact and realize your career potential. Personal data shared during the application process will be handled in accordance with our Privacy Statement, available on our website.,

As an AML Transaction Monitoring Team Leader/ Team Member, you will be responsible for managing a team of analysts who monitor and analyze transactions to detect potential money laundering activities. Your primary objective will be to oversee the AML Transaction Monitoring and Suspicious Transaction Reporting functions. This will involve reviewing customer profiles, transaction patterns, financials, and ancillary information to identify possible money laundering patterns. You will also be involved in drafting or reviewing Grounds of Suspicion and filing Suspicious Transaction Reports (STRs) with the FIU-IND. In this role, you will ensure high reporting standards to the FIU India, including the identification and submission of P1 STRs and typology reports. Compliance with processes, internal controls, and product coverage from an AML/CFT perspective will be a key focus. Additionally, you will work closely with product/business teams to facilitate smooth operations and provide inputs for process improvements. Key responsibilities include collaborating with internal and external stakeholders, managing team workload, staying updated on global AML trends, and adhering to regulatory requirements. You will also be expected to investigate unusual matters, manage audits or inspections related to AML, and address any other tasks assigned by superiors. The ideal candidate for this position will have sound knowledge of PMLA and RBI regulations, with at least 5-6 years of relevant experience. Team management experience is essential. Strong communication, problem-solving, and initiative-taking abilities are required to succeed in this role.,

About Citco At Citco, we have been the market leader, the premier provider, and the best in the business since our incorporation in 1948. Our pioneering spirit continues to guide us as we innovate, expand, and shape the future of the asset servicing sector. From initially working exclusively with hedge funds to now serving all alternatives, corporations, and private clients across various asset classes and geographies, our organization has experienced immense growth. We are committed to maintaining this progress by always prioritizing performance. If you are someone who aspires to play at the top of your game and be at the vanguard of your space, we welcome you to Citco. About The Team & Business Line Fund Administration is Citco's core business, and our alternative asset and accounting service is highly respected in the industry. Our continuous investment in learning and technology solutions ensures that our people are well-equipped to deliver a seamless client experience. Responsibilities Your role will involve: - Preparing and reviewing annual, semi-annual, and quarterly financial statements in accordance with GAAP or IFRS - Compiling and reviewing balance sheets, income statements, statements of changes, cash flows, footnotes, and additional schedules as required - Compiling and advising on monthly, quarterly, and annual regulatory reports - Contributing to strong regulatory reporting relationships through interactions with internal parties, clients, regulators, and audit firm personnel - Writing and/or reviewing various reports related to engagements and preparing adhoc reports for clients - Troubleshooting Fund Accounting and client issues, attending meetings and training sessions - Ensuring accuracy of footnote disclosures via review of legal documents governing the fund - Presenting information internally, with clients, and outside auditors, as well as coordinating the year-end financial statement process - Identifying errors or problems, independently investigating, and recommending solutions - Planning own work, suggesting methods and procedures for new work assignments, and assisting in the development of training programs for accountants Qualifications About You: - Four to six years of asset management accounting experience - Previous experience in Financial Statement Preparation - Bachelor's degree in Accounting, Finance, or Economics with a minimum of 9 Accounting credits - Excellent communication skills Our Benefits We prioritize your wellbeing and success by providing a range of benefits, training, education support, and flexible working arrangements. We embrace diversity and encourage applications from people with disabilities. Accommodations are available upon request for candidates participating in all aspects of the selection process.,

As an Actuarial Analyst at MetLife, you will be responsible for timely and accurate analysis of actuarial balances on existing business for Regulatory Reporting, SII, ORSA, and VNB. You will also be analyzing business and capital plans, explaining variances between reported results and previous plans, and liaising with Financial Controllers to ensure suitable and consistent reserving and accounting practices. Furthermore, you will provide assistance to the Chief Actuary and senior management team in continuously monitoring the adequacy of capital resources. This includes analyzing the solvency balance sheet, new business premium rates, and propositions. Your role will involve interpreting and analyzing experience studies, determining best estimate assumptions, and provisions for adverse deviation (PADs) for reserving purposes. Additionally, you will be responsible for error-free and clear communication of results via reporting templates, memos, reports, or presentations. This role requires attention to detail, strong analytical skills, and effective communication abilities to ensure accurate and transparent reporting. MetLife is a globally recognized financial services company, listed on Fortune magazine's "World's Most Admired Companies." With operations in over 40 markets, MetLife provides insurance, annuities, employee benefits, and asset management services to individual and institutional customers worldwide. At MetLife, our purpose is to help create a more confident future for our colleagues, customers, communities, and the world. We are united by purpose and guided by empathy, striving to transform the next century in financial services. If you are passionate about making a difference and are inspired by the prospect of contributing to a more confident future, join us at MetLife where #AllTogetherPossible.,

As a financial expert at Siemens Gamesa, you will play a crucial role in providing guidance and advice to managers to assist them in budget development, interpreting financial reports, and managing their financial obligations. Your responsibilities will include communicating key findings and recommendations to top executives, preparing various financial reports such as auditor reports, financial analyst reports, profit and loss statements, balance sheets, and regulatory filings. It will also be essential for you to ensure the timely and accurate submission of all tax returns, declarations, and other necessary reports. With over 7 years of relevant experience, you will be tasked with overseeing cost center controlling and reporting in Nellore, participating in negotiations with LM, acting as a Key Account Manager for LM, managing logistic costs based on project site destinations, preparing MIS reports on Tool Rental, allowable storage days, and coordinating with NewCo for cost audits. Your role will involve selecting and managing relationships with consultants and advisors to uphold high service standards. Siemens Gamesa, a part of Siemens Energy, is a key player in the wind industry and a leading manufacturer of wind turbines. Together with Siemens Energy, we are dedicated to advancing sustainable, reliable, and affordable energy solutions to meet the global energy demand. We are committed to fostering a diverse and inclusive workplace where individuals from over 130 nationalities contribute their unique strengths and talents. At Siemens Gamesa, we value diversity and do not discriminate based on ethnic background, gender, age, religion, identity, or disability. As an employee at Siemens Gamesa, you will be provided with comprehensive medical insurance coverage, including a family floater cover for yourself, spouse, and two dependent children up to 25 years of age. Additionally, you will have the option to opt for a Meal Card as part of your CTC, following the company policy guidelines for tax-saving benefits. Join us at Siemens Gamesa and be part of our mission to drive the energy transition and create innovative solutions that shape the future of energy production. We are always seeking dedicated individuals to join our team and support our commitment to energy transformation.,

This role focuses on ensuring the accuracy, compliance, and integrity of the Sundry GLs and Internal Accounts from a financial reporting perspective. You will perform monthly variance analysis, manage escalation and exception processes, critically review Sundry Accounts to minimize financial risks, and oversee key financial and internal control functions. Key Performance Indicators (KPIs): - Accuracy: - Timely and accurate completion of monthly variance analysis and Sundry Account reports. - Risk Management: - Effective identification, escalation, and resolution of exceptions or anomalies. - Reduction of financial risks or discrepancies in Sundry GLs and Internal Accounts. - Compliance: - Adherence to IFRS, internal control standards, and relevant guidelines. - Process Efficiency: - Implementation of process improvements leading to enhanced control and reporting accuracy. - Sundry GLs and Internal Accounts Management: - Conduct periodic reviews of Sundry GLs and Internal Accounts, ensuring accuracy, completeness, and compliance with accounting standards and internal policies. - Critically analyze account balances to detect and address discrepancies, anomalies, or exceptions. - Proactively escalate unresolved exceptions and risks to senior management with actionable solutions. - Prepare and submit periodic Sundry Account reports, providing detailed insights, variance explanations, and recommendations for improvement. - Develop and implement frameworks to minimize financial risks or potential losses related to Sundry Accounts. - Monthly Variance Analysis, Escalation, and Exception Management: - Perform comprehensive monthly variance analysis for Sundry GLs and Internal Accounts, ensuring timely identification of deviations from expected performance. - Prepare detailed variance reports for internal use and regulatory reporting, highlighting key observations and trends. - Manage the end-to-end escalation process for exceptions, ensuring prompt resolution and clear communication with stakeholders. - Financial and Internal Controls Management: - Oversee critical financial control functions, including monitoring and rectification of reverse balances, abnormal balances, and mismatch balances. - Reconciliation and review of GL subsidiary accounts to maintain data accuracy. - Ensuring adherence to internal controls over financial reporting (ICFR). - Conduct periodic reviews of internal controls to ensure compliance with IFRS, regulatory guidelines, and organizational policies. Stakeholder Collaboration and Coordination: - Liaise with external auditors to ensure timely resolution of audit queries and effective communication of financial information. - Collaborate with internal teams, including operations and business to gather data, address variances, and support disclosures. - Act as the primary point of contact for financial reporting issues related to Sundry GLs and Internal Accounts. Governance and Continuous Improvement: - Develop, document, and maintain policies, procedures, and controls for managing Sundry GLs and Internal Accounts. - Stay informed of regulatory and industry developments affecting financial reporting and implement necessary changes. - Drive process improvements to enhance the efficiency and accuracy of Sundry GL management and reporting. Education: Chartered Accountant (CA), ACCA, CPA, or equivalent qualification is required. Experience: Minimum 7 to 8 years of experience in financial reporting, accounting, or internal controls, with a preference for experience in the banking or financial services sector. Proven track record in managing General Ledger accounts, variance analysis, and financial controls in a large organization. Technical Skills: - Strong knowledge of IFRS and regulatory reporting standards applicable to the banking sector. - Expertise in financial analysis, reconciliations, and exception management. - Proficiency in using core banking systems, accounting software, and advanced Excel tools. - Knowledge of internal controls over financial reporting (ICFR).,

The primary role of this position involves drafting manuals and policies, legal documents and agreements, as well as generating and closing PMLA alerts. The responsibilities also include regulatory reporting, drafting agendas and minutes, preparing content for compliance training, tracking circulars, and liaising with auditors and regulators. The ideal candidate should have 48 months of experience in Mutual Funds Compliances, specifically in areas such as AMFI and SEBI. The qualification required for this role is CS (Company Secretary). This position is based in Mumbai and falls under the function of AMC - Compliance. The preferred gender for this role is male. Please note that there is no specific information provided regarding an audio/video profile for this position.,

Location: Mumbai Experience: 05 Years (including articleship/industry experience in insurance) Position Type: Full-time About the Role We are looking for a qualified Chartered Accountant with an interest or prior exposure to the insurance domain (Life, General, or Reinsurance). This role involves working closely on financial reporting, regulatory filings, and audits while ensuring compliance with IND AS and IRDAI regulations. It is a great opportunity to gain hands-on experience and build expertise in insurance accounting and compliance. Key Responsibilities Preparation and finalisation of financial statements in line with IND AS and IRDAI regulations. Regulatory reporting and IRDAI compliance filings . Coordination and management of internal and statutory audits , including addressing audit queries. Ensuring adherence to timelines and managing multiple deliverables independently. Required Skills & Qualifications Qualified Chartered Accountant (mandatory). Prior experience or exposure to the insurance domain preferred (including during articleship). Strong understanding of accounting standards, regulatory requirements, and audit processes. Ability to manage deadlines and work independently with minimal supervision. Excellent analytical, problem-solving, and communication skills. Industry Insurance (Life / General / Reinsurance) Why Join Us Exposure to niche insurance accounting and regulatory work. Opportunity to grow with a reputed Chartered Accountancy firm. Collaborative and professional work culture with learning opportunities. How to Apply Send your updated resume to [HIDDEN TEXT] with the subject line: Application Chartered Accountant (Insurance Domain) Show more Show less

For a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfill their hopes and realize their ambitions. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Traded Risk Assurance. **Principal Responsibilities:** - Support in the definition and scoping of the Traded Credit Risk Assurance function, promoting and implementing synergies and efficiencies while securing an optimal and best-in-class control environment. - Challenge the first line control and risk owners to ensure that risk management activities are working effectively for Traded Credit Risk. - Provide subject matter expertise, advice, guidance, and effective challenge to the Risk and Control Owners. - Monitor compliance of the minimum requirements applicable to the management of Traded Credit Risk, as set out in relevant policies. - Report on the risk and control profile, including impacts of external environment changes, emerging risks, and changes to the business strategy. - Work with the business to understand the impact of emerging risks that require changes to controls, resources, and business operations to ensure they remain within appetite. - Support the definition of the Risk and Control Library, including minimum control standards, specifying key risks and key controls, and providing guidance on continuous monitoring expectations. - Recommend Risk and Control Assessment (RCA) scoping, and challenge where this is not appropriately applied in the Risk and Control Assessment; and challenge Risk and Control Owners on risk and control management. - Work closely with Internal Audit (INA) to understand the outcomes of their reviews and how this affects the control environment. **Requirements:** - CA / MBA in Finance or Masters in a similar and relevant field. - At least 5 years of work experience in a Big4 / Financial services firm in the area of internal audit, assurance, or traded risk management. - Good working knowledge of counterparty credit risk reporting requirements and regulations. - Practical experience of counterparty credit risk management & control within a financial institution. - Ability to provide independent and effective review and challenge of key counterparty credit risk processes including regulatory reporting. - Good understanding of assurance techniques obtained in a Big 4 accounting firm or internal audit department of a financial institution. - Ability to challenge stakeholders at various levels and build relationships with a diverse range of stakeholders. Join HSBC and be part of a culture where all employees are valued, respected, and opinions count. HSBC is committed to providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. **Issued by HSBC Electronic Data Processing (India) Private LTD**,

As an NCT - LTRA at Deutsche Bank in Pune, India, you will play a crucial role in the Finance team. Your primary responsibility will be to produce and distribute LCR/NSFR reports for local entities within Deutsche Bank, ensuring accurate and timely delivery. You will be analyzing variances, providing commentary, and engaging positively with stakeholders to communicate results effectively. To excel in this role, you will need strong data analysis skills, attention to detail, and good communication skills. A fair understanding of various banking products, along with hands-on experience in reporting and analytical tools like Axiom, Tableau, SQL, Python, or Alteryx will be beneficial. Previous experience in production and review of BAU reports, validation, and control, as well as analysis and provision of business commentary, will be valuable. A background in an Investment bank and an understanding of regulatory reporting within a Banking environment or Treasury function will be preferred. Experience in liquidity reporting is desirable but not mandatory. A Bachelor's degree or equivalent qualification is required for this role. Deutsche Bank offers a range of benefits including a best-in-class leave policy, gender-neutral parental leaves, childcare assistance benefit, sponsorship for industry relevant certifications, and education. You will also have access to an Employee Assistance Program, comprehensive hospitalization insurance, accident and term life insurance, and complementary health screening. You will receive training, development, coaching, and support to excel in your career. The company promotes a culture of continuous learning and offers a range of flexible benefits to suit your needs. At Deutsche Bank, we strive for a culture of empowerment, responsibility, commercial thinking, initiative, and collaboration. We celebrate the successes of our people and aim to excel together every day. Join us in creating a positive, fair, and inclusive work environment by applying for this role. Visit our company website for further information: https://www.db.com/company/company.htm.,

As a KYC/AML Compliance Officer, your primary responsibility will be to implement and oversee Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures to ensure that customer onboarding and transactions are in compliance with the latest legal requirements. You will also be required to prepare and submit regulatory reports to governing bodies such as the RBI, manage internal and external audits related to compliance, and conduct regular risk assessments to identify potential compliance gaps or areas of risk. It will be crucial for you to stay updated on changes in the regulatory landscape and communicate any updates or necessary actions to internal teams. In the event of non-compliance incidents, your role will involve investigating and reporting such incidents, as well as recommending corrective actions to prevent future occurrences. You will also be responsible for conducting internal audits to verify adherence to established compliance policies and procedures. To excel in this role, you should possess strong analytical and problem-solving skills, with the ability to conduct risk assessments and propose solutions to compliance issues. Being detail-oriented is essential, as you will need to review processes and products with a keen eye for regulatory compliance, identifying potential risks or areas for improvement. Excellent communication skills, both verbal and written, are also required to clearly explain complex regulatory requirements to cross-functional teams. Ideally, you should have a Bachelor's degree in Law, Finance, Business Administration, or a related field. A professional certification in compliance, such as Certified Anti-Money Laundering Specialist (CAMS), would be a valuable asset.,

As a member of the Corporate and Investment Banking team at DBS, your role will involve providing a full range of commercial banking products and services to corporate customers. This includes managing cash flow, time deposits, trade finance, working capital finance, term loans, and foreign exchange transactions. By maintaining strong relationships with customers in the region, you will play a key role in account management, service differentiation, product development, and adherence to rigorous credit standards. Your primary responsibility will be to support Relationship Management teams by assisting in various activities such as preparing and submitting Credit Memos, completing documentation formalities, assisting in client onboarding and KYC reviews, and following up on overdue accounts. You will also be required to provide client servicing, identify early warning signs in the portfolio, manage existing client portfolios, and explore cross-selling opportunities for other banking products. Key responsibilities will include preparing accurate credit proposals, maintaining close relationships with the Business Unit to ensure deliverables are met, conducting need-based customer meetings to understand business risks, cross-selling additional banking products, monitoring portfolio irregularities, ensuring regulatory compliance, managing customer satisfaction levels, controlling portfolio quality, and communicating key messages to customers. To excel in this role, you should possess good written and oral communication skills, a strong academic background, self-motivation, adaptability, a creative mindset, and strategic thinking abilities. Your ability to collaborate with internal teams, adhere to risk management guidelines, and maintain high standards of customer service will be crucial in achieving success in this position.,

The Fund Accounting Manager position is an intermediate management role where you will be responsible for leading and providing direction to a team of employees. Your main focus will be on overseeing a variety of fund valuation activities in collaboration with the Operations - Transaction Services team. The Fund Accounting team plays a crucial role in the investment process by ensuring accuracy in middle office clients" cash and position data, which is essential for investment management, analytics, compliance, and regulatory purposes. You will be actively involved in managing risk and exposure for clients by ensuring daily reconciliation of the investment book of record with external record holders. This role requires a deep understanding of the reconciliation process, client service, exception management, data analysis, process improvement, and maintaining documentation. You will also be responsible for leading the team, setting SMART goals, conducting performance evaluations, and handling personnel duties. Key responsibilities include managing and controlling exceptions arising from cash, securities, and unit reconciliations, ensuring accuracy of published cash figures, collaborating with stakeholders, onboarding new clients, overseeing regulatory reporting, identifying and implementing corrective action plans, and serving as the primary point of escalation for internal and external queries. You will also play a vital role in process management by ensuring timely and accurate delivery of all functions, designing and implementing Service Level Agreements, and working closely with global Fund Accounting teams. Additionally, you will be involved in risk and control oversight, continuous improvement, business management, resource planning, MIS, and business change/transformation management. To be successful in this role, you should have 6-8 years of experience in the Investment Banking domain, with a minimum of 4+ years in Fund Accounting Operations and 3+ years in reconciliation systems and processes. Strong communication, planning, and management skills are essential, along with knowledge of the asset management industry. A flexible approach, self-motivation, attention to detail, ability to work under pressure, and willingness to work in night shifts are also required. Desirable qualifications include a Bachelor's degree in accountancy or finance, relevant certifications, good working knowledge of Office applications, and Fund Accounting expertise. If you are a qualified individual with a disability, Citi encourages you to apply for career opportunities and provides reasonable accommodations for the application process.,

The Corporate and Investment Banking division offers corporate clients a wide range of commercial banking products and services, including cash management, current accounts, time deposits, trade finance, working capital finance, term loans, and foreign exchange. DBS has built enduring relationships with its customers in the region through account relationship management, service differentiation, product innovation, and strict credit standards. As a member of the team supporting Relationship Managers, your responsibilities will include preparing and submitting Credit Memos to CCG, handling documentation formalities in collaboration with clients and CCU, assisting with client onboarding and KYC reviews, managing overdues, coordinating client servicing with internal units, identifying early warning signs in portfolios, managing existing client portfolios, and exploring cross-selling opportunities for banking products. Key responsibilities also entail crafting accurate credit proposals, maintaining close relationships with Business Units to ensure IBG deliverables are achieved, conducting need-based customer meetings to understand business risks, cross-selling various products, monitoring portfolios for irregularities, ensuring regulatory compliance, assisting with recoveries and minimizing bad debts, enhancing customer satisfaction levels through detailed MIS and complaint tracking, controlling portfolio quality in line with risk management guidelines, monitoring complaint levels and quality of handling, and effectively communicating key messages to customers. The ideal candidate will possess strong written and oral communication skills, a solid academic background, self-motivation, adaptability, creativity, and strategic thinking abilities.,