2 - 4 years
3 - 6 Lacs
Posted:22 hours ago|
Platform:
Work from Office
Full Time
Dear Applicants,
A line Professional Operations Specialist executes Operations processes and/or supports process
management and project efforts.
• There is also a requirement to centrally coordinate, manage and control this process across vendor and
other geographical locations to ensure regulatory reporting exceptions are managed effectively on a
daily basis.
• Given the ever changing regulatory landscape; technology priorities are aligned to areas of maximum
exposure and Operations are receiving the necessary rule guidance and interpretation from
Compliance to support new and existing requirements effectively.
• Be responsible for the accurate and timely reporting of trade and transactions; highlighting analyzing
and remediating regulatory reporting issues.
• Be responsible for coordinating across multiple stakeholders such as Technology, Client Relationship
Managers, Trade Support Groups (TSG) and Compliance, to undertake the appropriate remediation
steps to resolve reporting issues.
• Analyses and exposes ambiguous or complex issues, identifies root causes and proposes future
actions.
• Ensure timely escalation of any issues to Operations Management, Compliance and IT where
appropriate.
• Take ownership for and follow through to conclusion on any issues or questions submitted by
Operations teams seeking guidance from Compliance where required.
• Work towards improving efficiency, controls and overall reporting framework.
• Demonstrates a detailed knowledge of the processes, projects, systems, markets and instruments that
influence their team.
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