1682 Regulatory Reporting Jobs - Page 8

The KYC Operations Analyst 2 role at Citi is focused on Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting tasks in collaboration with the Compliance and Control team. The key objective of this position is to establish and oversee an internal KYC (Know Your Client) program within Citi. Responsibilities: - Conduct reviews of client profiles for customer accounts - Ensure compliance of all information and documentation with local regulations and Citi standards - Update KYC forms and client profiles as per policy requirements - Engage with clients to ensure timely submission of required information - Perform various KYC tasks such as monitoring and tracking ...

You are a strategic thinker passionate about driving solutions in external reporting. You have found the right team. As a Global Finance and Business Management professional within the Firmwide Regulatory Reporting & Analysis (FRRA) team, you will apply up-to-date product/industry/market knowledge in specialty areas of reporting, consolidate, review, and analyze quarterly financial data for accuracy and completeness, and coordinate data collection and quarterly business results with various lines of business, Regulatory Controllers, and reporting teams. Your responsibilities will include applying up-to-date product/industry/market knowledge in specialty areas of reporting, consolidating, rev...

The Compliance AML KYC Intermediate Analyst is responsible for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities within the Compliance and Control team. Your main objective will be to develop and manage an internal KYC (Know Your Client) program at Citi. Your responsibilities will include analyzing risks and controls related to Information Security, Continuation of Business, and Records Management. You will conduct root cause analysis of risk, collaborate with peers and management to provide solutions to mitigate risk/control issues, and handle UAT testing, Functional testing, and incident tickets related to KYC or AML systems. You will also i...

As a Finance Business Advisor, VP within the Infrastructure CFO organization at Deutsche Bank in Pune, India, you will play a crucial role in partnering with key stakeholders to provide insights into the drivers of the cost base. Your responsibilities will include targeted analytics, reporting, cost transparency, and future view projections to ensure transparency on overall Provider Costs and client allocations towards business divisions. You will be responsible for managing financials for the division, including month-end compilation, prediction, commentary, forecasting, quarterly software Balance Sheet substantiation, and budgeting. Your role will require a strong knowledge of key finance ...

As a member of the Group Audit team at DBS Group, you will play a crucial role in assisting the Board and Executive Management in achieving the strategic and operational objectives of the organization. Your primary responsibility will involve conducting independent checks to ensure the adequacy and effectiveness of the Groups risk and control processes. You will be a trusted advisor to clients, providing valuable insights on all matters related to a company's internal controls. Your role will focus on overseeing the audit coverage of the Consumer Banking Group Business and control functions, including Finance, Compliance, Financial Crime, and Regulatory Reporting. You will be responsible for...

Job Summary The prospect candidate would be primary responsible for managing custody services offering (including conventional custody) comprising of client service management, transaction processing, systems maintenance, and monitoring, reporting and operational risk reporting. An experienced operations professional in the banking or financial sector with Securities Services and minimum 5+ years of experience, across digital asset and conventional asset services (client onboarding, securities trade/clear/settlement/corporate actions, billing, payments, regulatory reporting, reconciliation, exception handling and business continuity management) project management, business enablement, busine...

Enterprise Risk & Regulatory Expertise – RBI regulations, governance frameworks, and compliance. Credit & Operational Risk – Expertise in credit policy, portfolio, fraud, and process controls. Leadership & Stakeholder Management . Required Candidate profile The ideal candidate is a CA with 10+ years of experience in enterprise risk management, regulatory compliance, and governance. Proven expertise in working with Risk Committees, Boards, and RBI.

Role & responsibilities : Should be well conversant with IRAC, Exposure, Large exposure norms, Resolution Plan Implementation, Sensitive sector monitoring, etc. Exposure in preparation of DSB, CRILC, PSL, MSME, SLBC, Defaulter, NPA, Bureau reporting (CIBIL), NeSL submission, Quarterly disclosure preparation, Risk Based Supervision submission, Potential NPA tracking, Exception reports, SCOD tracking, etc. Facilitate Half yearly review of all process notes and QC checklists to align with extant circulars. Excellent oral and written communication. Excellent project management skills to manage multiple automation projects with circular implementations. To be able to provide assistance in evaluat...

Job Description: Job Title: Regulatory reporting team, NCT Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as M II. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and F responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in support terms of building out reports, macros etc. What well offer you 100% reimbursement under child care assistance benefit (gender neutral) Sponsorship for In...

Job Description: Job Title: Invoice Operations Expert Corporate Title: Associate Location: Jaipur, India Role Description Within Global Procurement, Invoice Operations and Customer Support (IOCS) is part of Deutsche Banks Procurement & Travel Operations (PTO) organization. We support the end-to-end Procurement process, and are directly responsible for ensuring seamless end-to-end invoice to pay. As the Invoice Operations Expert, you will work on the AI-based invoice processing, supporting a seamless transition from manual invoice processes to AI-driven systems. Your key responsibilities Responsible for ensuring timely, complete and accurate processing of Invoicing transactions (including per...

Job Description: Job Title: Branch Operation Analyst Location: Mumbai, India Role Description This specialized position involves daily deal processing, confirmation, exchange settlements, and regulatory reporting for the operations team of Deutsche Equities India Private Limited. Your key responsibilities Ensuring compliance with all regulation applicable aspects as a clearing member (TM-CM) Managing the day-to-day operations of the listed derivatives desk. Ensure transparency across all program activities, risks, issues tracking, and status reporting Manage and effectively resolve all incoming queries from clients within a pre-agreed time frame. Familiarity with existing/upcoming Exchange/S...

Job Description: Job Title: Business Finance Senior Analyst, AS Corporate Title: Associate Location: Mumbai, India Your key responsibilities Support the IB business with regards to the production, validation and reporting and analysis of daily Risk and P&L including attribution Stakeholder management: extensive day-to-day contact with stakeholders and establishing structures, processes and tools to handle, escalate and resolve queries and exercise judgment to resolve issues. Business Solutions: entails the development of existing or new services and manage the delivery of Finance capabilities to stakeholders including new product approvals and implementation, clarify the scope, schedule and ...

Job Description: Job Title: Associate Regulatory Reporting Team Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as Markets in Financial Directive MiFID II. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. Your key respo...

Job Description: Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). Your key responsibilities Understanding and defining the Transaction Reporting logic which exist front to back, and how new rules and regulation...

Internal employees - Level 5, 6, 7 can applyExternal employees - CA with relevant experience of 4+ years Key accountabilityEnsuring complete accuracy and controls in all financial and regulatory reporting.Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output.Close co-ordination with other cross functional teams and stakeholders of the organization. Management and support in financial forecasts and report variances. CompetenciesProficient in MS Office, primarily in Excel & wordAn analytical mind and inclination for problem solvingString verbal and written communication skills

POSITION / DESIGNATION :- Deputy Manager Grade:- L2 Department:- Operations (CPC-BAAT) KEY RESPONSIBILITIES, Preparation of Regulatory reports and statements to be submitted to IRDAI. Preparation of reports and statements to be submitted to Senior Management. Assisting in design and preparation of dashboards, highlights, presentations to the senior management of the company. Participate and contribute for projects as needed also drive automation of various reports and MIS through tools like macro and applications like SQL, Access, Excel, SAS etc. Liaise with functional departments for logical modification in reporting. Timely submission of senior management MIS and reports. Error-free report...

Mandatory Skills : Minimum 4 years of working experience in Capital Markets as QA with back office experience Hands on Front office / middle office trading applications - Equity, Options, Convertible Bonds Good understanding of Trade Life Cycle, FIX protocol Excellent written and verbal communication - Ability to present test plans / Issues / Demos to mixed audiences - Client, development & business stakeholders Able to write Functional, Integration and Regression test plans for complex requirements Test Automation: experience in developing and maintaining test frameworks using Java / Springboot Basic Linux commands Hands-on database querying skills; Experience with relational database (Syba...

4-6 Year Work ex. and already playing a BA role. Mandatory Capital market (Trading) experience. Trade Regulatory reporting is good to have. Have Requirement gathering and documentation experience. Open for Hybrid working mode (3 Day WFO) Stakeholder management and team player attitude and proactive. Mandatory Competencies BA - Business Knowledge BA - Client Interaction BA - Communication - Verbal, Written BA - Business Analyst - Requirement Gathering Domain Areas - FS Domain - Capital Markets Soft Skills / Leadership skills - Soft Skills / Leadership skills - Stakeholder Management At Iris Software, we offer world-class benefits designed to support the financial, health and well-being needs ...

Business Function: Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Banks operational processes and inspire to delight our business partners through our multiple banking delivery channels. Key Requirements Key Accountabilities Define and measure process improvements Regulatory reporting & adherence to guidelines issued by RBI Manage process risks Management awareness of incidents Ensure staffing at all times Ensure systems are geared as per business requirements. Ensure...

The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and internal teams, and providing expert input regarding Trade & Transaction regulations. The role is for an experienced lead in reporting, competent at analyzing and interpreting reporting requirements and prioritizing a demanding and diverse workload. Key Responsibilities Produce daily reporting to agreed timescales for regulatory Trade & Tr...

Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as Markets in Financial Directive MiFID II. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. Your key responsibilities Performing and/or managing various exception management functions across report...

This Director Strategic Initiatives, Corporate Treasury role based in Gurgaon, India is a high impact role that will lead strategic transformation of companys global banking infrastructure. It will also collaborate with multiple stakeholders in driving optimization of banking administration processes, and consulting on Treasury Technology Transformation. Key Responsibilities: Banking Partners & Bank Account Rationalisation Lead strategic initiative to optimise the companys banking footprint and reduce redundancy. Design and execute a multi-year roadmap for this initiative in partnership with all key stakeholders across Finance, Legal and Business Units. Liquidity Management and Treasury Tech...

Project description We are seeking experienced AI Agents to support the design and deployment of an AI-driven Regulatory Horizon Scanning solution. These roles focus on leveraging Artificial Intelligence (AI), Natural Language Processing (NLP), and advanced analytics to automatically monitor, interpret, and analyse regulatory updates across multiple jurisdictions. Successful candidates will help the bank anticipate regulatory change, assess downstream reporting impacts, and provide actionable insights for Compliance, Risk, and Finance functions. Responsibilities Regulatory Horizon Scanning Continuously monitor global and regional regulatory bodies for new and updated regulations, consultatio...

Project description Client is one of the well-established UK based financial service provider. They are in the process of implementing Axiom as strategic regulatory reporting solution for their Global Expansion We are looking for a strong to support our regulatory change management and horizon scanning efforts. This role will focus on proactively identifying, analyzing, and interpreting upcoming regulatory changes that impact financial reporting and compliance obligations across jurisdictions. The ideal candidate will have strong business analysis skills, a deep understanding of regulatory frameworks (e.g., Basel, MiFID, EMIR, Dodd-Frank), and experience in regulatory reporting. Experience o...

Project description We've been engaged by a large Australian financial institution to assist in the build-out of their Financial Markets Regulatory reporting software to support additional functionality required for Mifid 2 and G20 reporting (Dodd-Frank, ASIC, EMIR ) This engagement is part of a multi-year project to expand the capabilities of the existing software to support the ongoing stream of new regulations impacting financial markets derivatives (FX, FXD, IRD, FI, ..) We require an experienced Business Analyst with strong knowledge of Regulatory Reporting and broad exposure to financial markets (Including derivative trades). You will be working as a subject matter expert in a team of ...