1682 Regulatory Reporting Jobs - Page 10

Internal employees - Level 5, 6, 7 can applyExternal employees - CA with relevant experience of 4+ yearsKey accountabilityEnsuring complete accuracy and controls in all financial and regulatory reporting Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output Close co- ordination with other cross functional teams and stakeholders of the organization Management and support in financial forecasts and report variances CompetenciesProficient in MS Office, primarily in Excel & wordAn analytical mind and inclination for problem solvingString verbal and written communication skill

Responsibilities Ensure accurate preparation, review, and delivery of daily treasury reports before cut-off time. Prepare and review capital adequacy reports, including own funds, Tier 1 and Tier 2 capital, and capital ratios, ensuring accuracy and compliance with regulatory frameworks such as Basel III/3.1. Responsible for preparing and reviewing liquidity reports for the Group (with two banking entities), ensuring submission of regulatory returns such as PRA110, LCR, ALMM, and NSFR on a weekly, monthly, quarterly, and annual basis to relevant authorities (e.g., PRA, FCA, BOE). Perform and reconcile daily derivative movements and review month-end journals for treasury and derivative product...

Trade and/or Transaction Analyst, AS Position Overview Job Title: Trade and/or Transaction Analyst, AS Location: Mumbai, India Role Description The Jobholder report to VP - Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by them in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gend...

Trade and/or Transaction Analyst, AS Position Overview Job Title: Trade and/or Transaction Analyst, AS Location: Mumbai, India Role Description The Jobholder report to VP - Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by them in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gend...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express Join #TeamAmex and let's lead the way together. How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether you're findi...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Ame...

You are a strategic thinker passionate about driving solutions in Controllers. You have found the right team. As a Legal Entity Controllers Analyst in our Finance team, you will spend each day defining, refining and delivering set goals for our firm You will be responsible for financial oversight of their legal entity, and is tasked with ensuring that a strong control environment exists as it relates to all businesses, products, and operational areas that impact the Legal Entity financials and regulatory reporting of the firm. Job Responsibilities Manage legal entity accounting and control, including the month-end close process, parent/child accounting, and equity pick-up. Monitor the monthl...

Key Responsibilities Role: Senior Axiom Developer Experience: 7+ years Work Mode: Preferred: Hybrid (Gurgaon, Bangalore, Hyderabad, Pune). Essential/Desirable Skills and Experience: To be successful in this role, you will bring the following skill: Experienced in Axiom controller view v10 and Taxonomy. Good knowledge and experience in using Axiom components. Migration of Axiom components from one environment to another. Experience in operating systems (in development & deployment across Unix/Linux, & Windows platforms). Experience working with distributed teams. Financial experience Experienced in the regulatory reporting area. Roles and Responsibility: Develop and design regulatory reports ...

About the Team: The Compliance department has five areas of responsibilityidentification, prevention, monitoring, resolution, and advisory for the entity with respect to regulations/ laws. About the role: This role includes managing regulatory compliance for our Digital Lending Business. The role entails advising the Digital Lending business units of the relevant regulatory expectations and ensuring timely monitoring and detection of compliance-related issues. The successful candidate will be responsible for individually contributing and ensuring compliance with relevant laws, regulations, and guidelines related primarily to Digital Lending. The ideal candidate should have experience in rele...

Mizuho Global Services India Pvt. Ltd. Mizuho Global Services Pvt Ltd (MGS) is a subsidiary company of Mizuho Bank, Ltd, which is one of the largest banks or so called Mega Banks of Japan. MGS was established in the year 2020 as part of Mizuhos long-term strategy of creating a captive global processing center for remotely handling banking and IT related operations of Mizuho Bank’s domestic and overseas offices and Mizuho’s group companies across the globe. At Mizuho we are committed to a culture that is driven by ethical values and supports diversity in all its forms for its talent pool. Direction of MGS’s development is paved by its three key pillars, which are Mutual Respect, Discipline an...

Role Objective: To lead and strengthen the Customer Service & Grievance Redressal function by ensuring timely resolution of customer queries and complaints, adherence to regulatory guidelines (RBI/NHB), and enhancement of customer experience across branches and digital platforms in line with the companys service standards. Key Responsibilities: Customer Service Management Oversee customer service operations across branches, call centers, and digital channels. Develop and implement customer service standards, policies, and escalation protocols. Monitor customer satisfaction levels and initiate service improvement measures. Grievance Redressal & Regulatory Compliance Manage the end-to-end grie...

Key Deliverables Manage end-to-end settlement processes for cash and derivatives markets Oversee pledging/unpledging of securities and corporate action events Perform daily reconciliation, control checks, and regulatory reporting Test and implement enhancements in back-office systems Role Responsibilities Handle client, audit, and regulatory queries efficiently Escalate critical exceptions and ensure timely resolution Coordinate across teams to improve processes and reduce operational risk Support product rollouts and back-office automation initiatives

The Fund Accounting Manager is responsible for providing leadership and direction to a team of employees, overseeing fund valuation activities in coordination with the Operations - Transaction Services team. The Fund Accounting team plays a vital role in the investment process by ensuring accuracy of middle office clients cash & position data for various processes such as investment management, analytics, compliance, and regulatory requirements. The role involves actively managing risk and exposure for clients by reconciling the investment book of record with external record holders daily, understanding reconciliation processes, client service, troubleshooting, driving enhancements, data ana...

You are looking for candidates who are available to join immediately or within a maximum of 15 days. In this role, as a Finance Data Governance consultant supporting Regulatory Reporting Automation, you will be responsible for deploying Governance Policy and ensuring the appropriate accountability model and processes for data asset management, metadata management, data quality, and issue resolution. You will provide insight into the root-cause-analysis of data quality issues and assist in the remediation of Audit and Regulatory feedback. Additionally, you will be recommending strategic improvements to the data assessment process and making necessary enhancements to data analytical and data q...

Zinnia is the leading technology platform for accelerating life and annuities growth. With innovative enterprise solutions and data insights, Zinnia simplifies the experience of buying, selling, and administering insurance products. All of which enables more people to protect their financial futures. Zinnia has over $180 billion in assets under administration, serves 100+ carrier clients, 2500 distributors and partners, and over 2 million policyholders. Zinnia is looking for a skilled and experienced Privacy Program Manager to help develop and implement its data privacy initiatives. This role will be part of the legal and privacy team at Zinnia and play a critical part in maturing Zinnia's g...

The primary responsibility of this role is to prepare and review financial statements and regulatory reports, including Balance Sheet, P&L, SOI, and Notes to Financial Statements. You will also need to have a strong understanding of regulatory disclosures such as form PF. Acting as a subject matter expert for the team, you will be required to follow US GAAPs, IFRS, Lux GAAPs, and IRISH GAAPs. Identifying opportunities for process improvement, recommending system enhancements, and efficiency gains will be key aspects of your role. Collaboration with business and onshore teams to ensure alignment with key stakeholders in Business, Ops, and Technology is essential. During Confluence migration, ...

SucSEED Indovation Fund is an early-stage focused SEBI Registered Cat-1 Fund with a corpus of INR 300Cr and over 60 portfolio companies across various sectors. The organization has also launched a Growth Fund at GIFT City under the IFSCA regime. As a Founders Office Executive - Financial & Program Management at SucSEED, you will be responsible for supporting the two funds (SEBI Regulated and IFSCA regulated) by utilizing your excellent Finance & Accounting skills. Working closely with the CFO, Compliance Officer, and Partners of the Fund, you will play a key role in ensuring the smooth functioning of financial operations. This role will require you to work from the Hyderabad office with peri...

We are seeking a exp. Senior Data Reconciliation Analyst with deep expertise in the Duco platform,strong Exp. in data reconciliation Duco configuration& reporting & a solid Exp in Finance IT and Regulatory IT Reg IT within the capital markets domain Required Candidate profile E2E data reconciliation processes using Duco Configure & maintain reconciliation rules workflows& exception management in Duco Design & generate reports & dashboards for stakeholders Ducos reporting

Job Description : Reporting to the Head of Governance and Regulatory Reporting, this varied role will be responsible for the following areas: Collation of Financial modelling which will feed into the ICARA Collation of all FCA financial reporting Obtaining sufficient MI to appropriately track risks around the Pensions business. This will be used to understand and monitor the impacts on the regulated capital and liquidity requirements. Collation of Financial and non-financial KPI information to produce quality MI to inform the Managing Director of progress against strategy. Assisting with writing Board Papers Managing the schedule of reporting requirements across the Pensions Business which f...

Internal employees - Level 5, 6, 7 can applyExternal employees - CA with relevant experience of 4+ yearsKey accountabilityEnsuring complete accuracy and controls in all financial and regulatory reporting Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output Close co-ordination with other cross functional teams and stakeholders of the organization Management and support in financial forecasts and report variances CompetenciesProficient in MS Office, primarily in Excel & wordAn analytical mind and inclination for problem solvingString verbal and written communication skills

Our vision is to make Amazon Pay as the most trusted, convenient and rewarding Payment Experience. Given the highly sensitive nature of Payments business, it is imperative to have robust Risk and Compliance function, to ensure adherence to regulatory compliance and risk management and thats where Risk and Compliance Solutions (RCS) fits in. Risk and Compliance Solutions (RCS) is responsible for operational and compliance risk management for all functions within Amazon Pay. The function is responsible for setting strong operational risk management framework, risk identification, assessment and continuous monitoring framework. In addition, the function also manages key regulatory compliance fu...

Join our team as a Regulatory Reporting Analyst within AM Operations, India, where youll play a vital role in ensuring the accuracy and compliance of our regulatory reports. Youll have the opportunity to develop relationships across the firm and contribute to strategic initiatives, enhancing processes and managing team activities. As a Regulatory Reporting Analyst within the reporting team, you will be responsible for preparing daily, monthly, and quarterly summary reports for key stakeholders. You will oversee team activities to ensure adequate coverage and effective escalation processes Job Responsibilities Prepare daily, monthly, and quarterly summary reports for key regulators, exchanges...

Are you inclined for a career as Corporate Secretary and have interest in furthering your career in corporate and legal entity board governanceAre you looking for an opportunity to join a dynamic and collaborative team providing company secretarial administrative support to senior and experienced executives We re looking for some like this to: act as point of entry for corporate secretarial matters and legal entity board corporate governance issues in respect of UBS Group entities in India and Asia Pacific, including assisting in organization and holding of regular and ad-hoc directors meetings and attendance to ancillary matters, annual general meetings, preparation of board and shareholder...

About The Role We are looking for Team Member- Financial Inclusion Location Mumbai Grade M2/M3 Experience- 4-6 years About The Role : He/ She will be responsible for: Manage end to end Aadhaar Seva Kendra"™s (ASK) or Aadhaar Enrolment Centres or Aadhaar on Wheels( AOW) through Branch channel and Vendors. Ensuring profitability of ASK/AOW by driving cross sell and enrolment transactions Liaise with various teams / stake holders to improvise process and technological solutions Conducting Vendor audit, ensuring proper governance, periodic vendor reviews and ensuring compliance. Proper maintenance of documents and records. Conducting VendorAgreement reviews and closures Responsible for managing ...

We seek an experienced Business Analyst with expertise in regulatory reporting for Banking/Financial Services or IT, liaising between business, compliance, and IT to ensure accurate, timely submissions to regulators/Central Banks.