Job Description: Global Standards ISO 27001,22301 and Control Testing (ITGC) Understand Compliance Assessment requirements inline to global security standards. Ability to validate effectiveness of controls implemented. Regulatory Compliance and Reporting Exposure Understand Regulatory and Business requirement and drive the Information security compliance requirements in line to the same. Eg. RBI, CERT-IN, IRDAI , Global Regulations 3rd Party Vendor Risk Assessment Understand Business requirement and drive the Information security compliance requirements in line to the same Training & Development Skills for managing training implementation w.r.t InfoSec, Aadhar to bank employees. Security KPI`s and KRI`s Identify the KPIs for different various Information security deliverables and document matrices for effectiveness measurement. Understanding of Security Technologies Understanding of Security Tools and Devices such as Firewall, IDS, DDoS , SIEM etc. Project Management Skills Skills for managing complex project implementation, stakeholder and senior management briefings. Soft Skills Candidate should be able to understand the questions & express their answers/thoughts precisely with confidence. Other desirable Skills Documentation, Managing Auditors, Lead by Example Qualification: B.Tech., B.E, MCA or equivalent from a Recognized university Experience performing information security audits or risk assessments Familiarity with security auditing processes Must be familiar with dashboard creation

To Approve schedule the reports in Argus database to the respective health authorities as applicable Submission of cases to Health Authorities, Business partners and Affiliates as applicable Adherence to internal and external timelines for case processing to maintain regulatory reporting compliance To schedule and approval of regulatory reports based on reporting obligations. Job Requirements: Years of Experience: 4-6 years of relevant experience in Pharmacovigilance (PV), specifically in ICSR Quality Review and Regulatory Report Submissions. Hands-on experience with the Argus Database is essential. Educational Qualification: B.Pharm, M.Pharm. Skills and Competencies: Strong knowledge of PV regulations and guidelines for health authority submissions. Expertise in quality assurance and compliance. Excellent attention to detail and analytical skills. Effective communication and time management abilities

Join us as a AVP- Whistleblowing Investigations Support at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with Whistleblowing Support, as well as job-specific skillsets. To be a successful AVP- Whistleblowing Investigations Support, you should have experience with : 1. Accountabilities 2. Decision making Problem Solving 3. Governance, Risk Control. 4. Stakeholder Management. Essential Skills: Experience of working in the financial services industry, with a major company in another sector or in an investigative public body or an investigative function. Excellent written, communication and presentation skills. Excellent analytical and logical reasoning skills. Computer literate with knowledge and experience of using Microsoft Windows packages (Word, Excel, PowerPoint). Ability to work well under pressure with demanding multiple deliverables, working alone or as part of a team. Excellent organizational skills and an ability to prioritize and be flexible. Ability to probe and ask questions to understand difficult subject areas. Proactive approach with a passion for continuous improvement. Desirable Skills: Relevant experience of undertaking investigations in a corporate, regulatory or investigative body. Knowledge of financial products across retail, investment and corporate is desirable. Experienced at conducting e-communications reviews and using platforms, including Relativity or similar and/or Brainspace. Ability to communicate effectively and with confidence at all levels, including with senior stakeholders. Experienced at giving evidence in criminal and/or civil, tribunal and/or disciplinary contexts. The location is based out of Pune. Purpose of the role To conduct investigations into various aspects of the bank s operations and/or conduct of individuals to identify and address potential instances of non-compliance, fraud, misconduct, or other unethical behaviour, that harms or is likely to harm the reputation or financial well-being of the firm or may lead to legal and/or regulatory censure. Accountabilities Identification and evaluation of potential risks associated with non-compliance or unethical conduct and implement risk mitigation strategies. Leading the investigations into alleged violations of policies, regulations, or laws. Provision of training programs to enhance awareness of compliance issues and ethical conduct among colleagues. Documentation of investigation processes and provision of recommendations for corrective actions and improvements based on investigation findings. Utilisation of advanced technology and data analytics tools to enhance the efficiency and effectiveness of investigations. Utilisation and assessment of relevant internal and external information and intelligence in furtherance of the investigation. Where applicable, fulfilment of any necessary external legal and/or regulatory reporting obligations. Assistant Vice President Expectations Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues. Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy. Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively. Communicate complex information. Complex information could include sensitive information or information that is difficult to communicate because of its content or its audience. Influence or convince stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship - our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset - to Empower, Challenge and Drive - the operating manual for how we behave.

SAP ATTP Functional Consultant Roles and Responsibilities Experience with Pharma industry Global Track and Trace Serialization system and deployments, including hands on experience implementing SAP ATTP. Minimum 3 years of working Exposure in SAP ATTP configurations, Master Data management, Supply Chain Notification, Regulatory Reporting and ECC Integration. Business process Knowledge Pharmaceutical products packaging, aggregation, Barcode printing, and verification. Working experience on CMO & MAH onboardings. Integration Knowledge from ECC to ATTP system (Master Data, Batch & Transaction Data integration). Knowledge in GS1 standards (GTIN, SGTIN, GLN, SGLN, SSCC, GCP). Good understanding of ECC modules SD & WM. Good understanding of the generic reporting functionality in ATTP system. Perform detailed analysis of complex business process requirements and provide appropriate system solutions; identify, interpret, validate and document customer requirements. Map client business requirements, processes and objectives; develops necessary product modifications to satisfy clients' needs. Documentation of functional designs, test cases and results Design, customize, configure and testing of the module. Handle changes or emergency transports as needed for high priority issues. Working Exposure in BAU Support project/understanding SLA process and Ticket handling Skill Requirement Minimum of 3 years exp in SAP ATTP module working experience and key integration points between the other SAP modules (SD and WM experience is an asset). Experience with one implementation project will add an asset. Integration Knowledge with middleware systems SAP ICH & SAP PO Tools Veeva, ALM, Solman, Service Now Good Understanding of ITIL concepts (Incident, Change, Problem, Request Management) Pharmaceutical Experience is preferred. Good Communication Skills Handling Customer Escalations Good Collaboration with external stakeholders

- Lead the AtR team, overseeing all accounting and reporting activities to ensure compliance with IFRS/GAAP and internal policies; - Develop and implement strategies to enhance the efficiency and accuracy of financial reporting. Required Candidate profile A minimum of 20 years of experience in finance and accounting, with at least 5 years in a senior leadership role within. Extensive experience with IFRS/GAAP, financial reporting.

Role Title- Associate To provide consistently a high level of operational tax support to the firm and its clients in administering jurisdictional tax laws of the countries within which Apex operates. You will be responsible for processing and recording of all Common Reporting Standard (CRS) and FATCA Tax documentation. You will help assess the client data and documents to identify the potentially reportable clients across jurisdictions and will liaise with clients or relationship managers to update the reportable details from time to time, before submitting the final reports to the regulatory portals. Key duties and responsibilities Act as a tax / information reporting specialist to execute the FATCA, CRS advisory systems Execute the tax information reporting processes to products issued by business Migration of work into our centralized hub Be change agent and assist changing the processes or developing the new ones Participate in Robotic Process Automation initiatives IRS Tax form for FATCA and CRS self certification validation covering FATCA CRS reporting. Identify and participate in process reengineering & redesign to achieve better controls, compliance and efficiency Support audits with IRS and Internal Audit, special audits Support Technology projects from a technical tax perspective Review, validate and process IRS forms and self certification form along with related documentation according to IRS and FATCA regulations Perform reviews of written tax policy and procedures, research and respond to inquiries from operational areas . Qualification and Experience Prior FATCA CRS/Transfer Agency processing experience is required Bachelors Degree in Commerce is desires 1-5 years of relevant experience Skills Required Working knowledge of FATCA & CRS and the regulated regulations. Understanding and review of US tax forms i.e., W9, W8-BEN, W8-IMY, W8-BEN-E, Chapter 3 status, With holding statements etc along with self cert forms (CRS) Work in co-ordination with other team members to ensure effective delivery for all services offered to internal and external clients Ability to understand XML schema to be able to prepare and review reports before submission To understand and adapt to changes, ensure that processes and procedures are continually updated to reflect changes in FATCA/CRS regulatory compliance requirements Should be familiar with FATCA CRS XML upload procedures Well versed with Microsoft applications. Expert excel and presentation skills is an added advantage. Good written and verbal communication skills Desired to be challenged and learn Self-management - Adaptability and resilience, learning behaviour, integrity and ethics and relationship build. Motivational skills - Performance standards, achieving results and persistence. Innovative thinking - Creative thinking decision making, input seeking, logical thinking and solution finding. Attention to detail and ability to work on multiple tasks. Flexible enough to work in any shift as per business needs.

Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them. Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself. The Lead Analyst Actuarial Modeling will work with MG-ALFA and GGY AXIS systems actuarial valuation models to generate financial results and analysis. The Lead Analyst will bring actuarial valuation/modeling/experience studies technical and systems expertise. The successful candidate will be a highly motivated, organized, and demonstrated expertise with applicable systems and data. ESSENTIAL FUNCTIONS: • Builds, maintains, and runs complex actuarial models. • Ensures compliance with department policies, actuarial standards, and applicable regulations. • Executes and documents support for key management internal controls. • Prepares GGY-AXIS / MG-ALFA results reports and financial analyses in support of financial and regulatory reporting. • Required to support or take lead on the experience studies projects. • Tools/Solution/Analysis development using Alteryx, SQL, and Excel VBA. • Subject matter expert (SME) in GGY AXIS and MG-ALFA valuation/modeling/experience studies. • Contribute towards team’s skill development. QUALIFICATIONS: • Bachelor's/master’s degree in actuarial science, statistics, math’s or equivalent is required. • At least 5 actuarial exam credits. • Good actuarial exam progress. Required skills and competencies: • Has conceptual knowledge of actuarial systems and transferring skills to processes. • Working knowledge of internal controls and model documentation • Can design solutions for actuarial model or data process issues. • Advanced proficiency in MS Office including Excel, Access, and VBA. • Strong communication skills. • Ability to produce complex results and provide initial analyses. • Identifies and participates in implementing improvements. • Demonstrates strong work ethic and personal accountability • Builds collaborative and cooperative relationships. • Adjusts to changing events and priorities; displays a positive approach; focuses energy on determining possibilities. • Makes decisions within guidelines, controls, and policies that impact priorities and allocation of time to meet deadlines. • Manages costs (time) related to work. Required Experience: • 5-8 years of actuarial services experience. • Experience of working on risk/financial/actuarial Modeling using any actuarial software such as GGY-AXIS and MG-ALFA. Working knowledge of Alteryx workflow and Excel VBA will be an added advantage. • Work shift timing is 1:30 PM TO 10:30 PM, Indian Standard Time. We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age, race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.

Note - Diversity (Female candidates only) Job Description: Define and manage large-scale fraud prevention initiatives from scoping to implementation and continuous improvement. Set up mechanisms to track performance metrics, identify trends, and define mitigation plans as required Lead and mentor a team of fraud risk management professionals, fostering a collaborative, high-performance culture. Communicate effectively with executive-level stakeholders, regulatory bodies, and external partners Build and maintain strong partner relationships to support fraud management initiatives Oversee timely and accurate submission of regulatory returns pertaining to fraud and data to RBI and other authorities. Maintain oversight of regulatory and internal reporting, ensuring risk-related MIS and risk metrics are updated. Deep understanding of payment systems, fraud detection technologies, and risk management tools. Experience with developing and implementing fraud controls, policies, and solutions. Develop Fraud Detection Models: Design and deploy predictive analytics models and machine learning algorithms to identify suspicious activities and patterns. Enhance Systems: Continuously optimize fraud monitoring systems to improve detection accuracy and reduce false positives. Data-Driven Insights: Analyse internal and external data sources to identify vulnerabilities and recommend proactive measures. Performance Metrics: Define and track key performance indicators (KPIs) to measure the effectiveness of fraud detection strategies. Industry Monitoring: Stay updated on emerging fraud tactics, industry benchmarks, and regulatory changes. Competitor Analysis: Analyse competitors risk management strategies to identify opportunities for improvement. Market Trends: Provide actionable insights from market intelligence to inform strategic decision-making. Experience • 10+ years of experience in fraud, risk management, or least 3 years in a leadership role. Technical Skills • Expertise in data analytics tools (e.g., Python, R, SQL, SAS). • Familiarity with machine learning platforms and fraud detection software. • Knowledge of industry-specific regulations and compliance standards. Key Competencies Strong analytical and problem-solving skills. Excellent leadership and team-building abilities. Strategic thinker with strong business acumen. Effective communicator with the ability to convey complex data insights to non-technical stakeholders

Some careers open more doors than others. If you re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Key Responsibilities Regulatory and Market data layer Leverage India market data layer to automate regulatory reports and commercialise the data for analytical gains Own enterprise risk dashboard for India CEO Collaborate with finance and operations teams to map improvement opportunities in regulatory reporting or indent fulfilment Literacy Support the India DAO Head in sharing data best practices with cluster markets Help develop content and training materials for basic data foundational trainings Participate and moderate India data enablement forums Cascade best practices to cluster countries Monetization Participate in country initiatives on data monetization Be an SME for ensuring the right tooling cascade Is done across HSBC India data practioners Develop report based on operational metrics and efficiency at entity level Key skills sought Technical Knowledge , past experience in handling data, data sets along with familiarity with data tools will be good to have Past background into BI / Reporting / Visualization / business analytics Exposure to programming languages like python, R or data tools like Alteryx as well as Qliksense will be needed. Core competency Critical thinking, problem solving Eye for detail Business analytics, proven experience of hands on working with Data Ability to spot and execute improvement opportunities in data domain Program management, ability to influence key stakeholders Drive collaboration in a matrixed organisation Requirements Minimum Graduation or as required for the role, whichever is higher

JD : Testing Framework • Lead and prepare annual compliance testing plan for senior management • Review and Track monthly & quarterly plans/scope and update senior compliance leadership on progress • Provide detailed report to Compliance senior management on a regular basis of the review conducted in a month and critical gaps identified during the review along with status - Regulatory Compliance • Review the testing checklists required for the review for each regulated business • Review loan book, regulatory returns and other information submitted to RBI / NHB • Develop solutions to address specific challenges faced by the business units in regulatory compliance matters including impact assessments - Business, Policies & Processes • Develop a comprehensive understanding of Companys business, systems, Policies and processes. • Acquire in-depth process understanding for planned audits, including processes, systems involved, data flow, and datasets. • Formulate queries, lead process walkthroughs with key business stakeholders and document the outcome with thorough identification of risks and controls. • Drives and understand root cause of the observations and ensure implantation of corrective actions. • Co-ordinate/Collaborate with various verticals such as Compliance, Credit, CX, Ops, Product and tech teams for ensuring overall compliance framework - Systems/Journeys • Assess the loan journeys, internal tech journeys and developments to ensure adherence to regulatory guidelines and internal policies/processes - Identification, Reporting and Mitigation of Compliance Risks • Carry out Annual Compliance Risk assessment and mitigation actions • Advise the Compliance leadership in providing updates to senior management on the critical compliance issues for immediate attention and escalations - Regulatory Inspections/Audits • Provide constant support during regulatory inspections • To act as a bridge between Internal Audit/Regulators and Business to follow up on IA recommended action closures by business units

Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are currently looking for a seasoned Liquidity Reporting Professional to join their Regulatory Reporting team in Bangalore. Please contact Malavika or email your cv directly in word format with Job ID: 14607 to Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 7 business days, we regret to inform you that your application for this position was unsuccessful . Apply for this Job Key responsibilities Provide analysis and advisory on liquidity risk measures to senior management. Monitor and report key liquidity returns, identifying trends and risk triggers. Ensure compliance with Basel Reporting, Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR). Establish governance and controls around liquidity risk management processes. Role requirements Chartered Accountant (CA), MBA (Finance), or equivalent qualification. 8+ years of experience in liquidity management, Basel reporting, and financial regulatory compliance. Strong understanding of Funds Transfer Pricing, ALM, IRRBB, and regulatory frameworks. Expertise in SQL, Python and BI tools for regulatory reporting. Excellent analytical, communication and stakeholder management skills.

Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are currently looking for a seasoned Capital Regulatory Reporting Professional to join their Regulatory Reporting team in Chennai. Please contact Malavika or email your cv directly in word format with Job ID: 14603 to Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 7 business days, we regret to inform you that your application for this position was unsuccessful . Apply for this Job Key responsibilities Ensure compliance with country-specific regulatory requirements and financial reporting standards. Prepare and review regulatory returns, including MAS (Singapore), RBI (India) and HKMA (Hong Kong) reporting. Apply IFRS financial accounting principles to banking operations. Work closely with stakeholders across Finance, Treasury, Risk, IT and Business to ensure regulatory compliance. Utilize BI tools (SQL, Python, Axiom) for regulatory reporting and data analysis. Role requirements Chartered Accountant (CA), Cost Accountant (CMA), MBA (Finance) or equivalent. Minimum 8 years of experience in Financial Regulatory Reporting within the banking industry. Strong analytical skills with expertise in financial accounting, balance sheet management, and product control functions. Understanding of banking products, with specialization in Financial Markets (FM), Corporate Investment Banking (CIB) or Treasury products. Knowledge of regulatory frameworks and taxonomy in financial reporting.

Senior Manager Liquidity Reporting Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are currently looking for a seasoned Liquidity Reporting Professional to join their Regulatory Reporting team in Bangalore. Please contact Malavika or email your cv directly in word format with Job ID: 14607 to Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 7 business days, we regret to inform you that your application for this position was unsuccessful . Key responsibilities Provide analysis and advisory on liquidity risk measures to senior management. Monitor and report key liquidity returns, identifying trends and risk triggers. Ensure compliance with Basel Reporting, Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR). Establish governance and controls around liquidity risk management processes. Role requirements Chartered Accountant (CA), MBA (Finance), or equivalent qualification. 8+ years of experience in liquidity management, Basel reporting, and financial regulatory compliance. Strong understanding of Funds Transfer Pricing, ALM, IRRBB, and regulatory frameworks. Expertise in SQL, Python and BI tools for regulatory reporting. Excellent analytical, communication and stakeholder management skills.

Senior Manager Capital Regulatory Reporting Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are currently looking for a seasoned Capital Regulatory Reporting Professional to join their Regulatory Reporting team in Chennai. Please contact Malavika or email your cv directly in word format with Job ID: 14603 to Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 7 business days, we regret to inform you that your application for this position was unsuccessful . Key responsibilities Ensure compliance with country-specific regulatory requirements and financial reporting standards. Prepare and review regulatory returns, including MAS (Singapore), RBI (India) and HKMA (Hong Kong) reporting. Apply IFRS financial accounting principles to banking operations. Work closely with stakeholders across Finance, Treasury, Risk, IT and Business to ensure regulatory compliance. Utilize BI tools (SQL, Python, Axiom) for regulatory reporting and data analysis. Role requirements Chartered Accountant (CA), Cost Accountant (CMA), MBA (Finance) or equivalent. Minimum 8 years of experience in Financial Regulatory Reporting within the banking industry. Strong analytical skills with expertise in financial accounting, balance sheet management, and product control functions. Understanding of banking products, with specialization in Financial Markets (FM), Corporate Investment Banking (CIB) or Treasury products. Knowledge of regulatory frameworks and taxonomy in financial reporting.

As a Regulatory Reporting Associate within the AM Operations team, you will be responsible for the preparation of daily, monthly, and quarterly summary reports for key regulators, exchanges, and stakeholders. You will have the opportunity to develop solid working relationships with various areas of the firm, provide team-level project management support, and participate in strategic initiatives. This role requires a strong understanding of financial products, regulatory framework, and excellent communication skills. You will also need advanced computer skills and knowledge of Python, Alteryx, Tableau, etc. Job Responsibilities Prepare daily, monthly, and quarterly summary reports for key Americas/EMEA/Asia regulators, exchanges, and other stakeholders (internal/external). Supervise the daily work in the team, ensuring the functions have proper coverage, and escalate any concerns to management. Champion an effective escalation process and practice within the team, including thorough analysis of issues, preparation of incident reports, and recommendation of corrective and preventive actions. Review and enhance processes, procedures, checklists, and reports to ensure they are current and accurate. Develop solid working relationships with many other areas of the firm, including front office, technology, legal, compliance, and ops teams. Provide team-level project management leadership/support to all initiatives. Work to help centralize relevant regulatory reporting activities across operations, demonstrating a willingness to learn and perform tasks. Manage training and handover of production responsibilities, including BCP arrangements and oversight control. Participate in other initiatives from the AM Ops perspective to achieve overall AM Ops strategic goals. Required qualifications, skills and capabilities Strong understanding of financial products (FI, currency, SWAPs, and/or Equities products) Good understanding of regulatory framework and practice, regulators, SROs and financial products A detailed orientation with an ability to connect with the regulatory risk concerns of the AM Ops Ability to work quickly and accurately in fast passed environment Excellent verbal and written communication skills, with the ability to provide concise team communication and management updates Excellent computer skills - Advanced Excel, Access, power-point, word etc. Knowledge of Python, Alteryx, Tableau, etc.

As a Fund Accounting Operations Analyst within our dynamic team, you will ensure accurate and timely processing of deliverables, adhere to procedures and controls, and maintain financial market knowledge. You will have the opportunity to participate in process improvements, compile departmental KPIs, support managers in projects, and facilitate client and regulatory reporting. This role provides a unique opportunity to enhance your skills and grow within our organization. Job Responsibilities Ensure accurate and timely processing of all deliverables on the Depositary Records to the highest individual and team standards and in accordance with the applicable procedures, policies, checklists Escalate with urgency any instructions that are unclear or cannot be processed in a timely manner to the appropriate party for clarification. Adhere to internal procedures & controls to ensure 4-eyes principle is applied at all times. Receive, investigate and respond to internal queries in a timely and accurate manner. Demonstrate and apply thorough awareness and knowledge of financial markets. Actively participate in the creation and maintenance of procedures and process improvements. Contribute towards the timely and accurate compilation of departmental KPIs on a daily basis. Support the Managers by engaging in internal projects and testing as required. Facilitate the completion of regular and ad-hoc client, investor and regulatory reporting requirements in a timely, accurate and professional manner for submission to Manager. Support Manager through investigation / analysis and provision of relevant data, to resolve client queries as required. Required qualifications, capabilities and skills At least 1 year of experience in recon, fund accounting, financial reporting, or financial statement audit, with a focus on quality-driven processes. Self-starter with the ability to work independently and learn quickly. Proactive in identifying and escalating potential risks, with strong problem-solving skills. Capable of working under pressure in a high-volume environment, while being flexible and meeting tight deadlines. Able to work accurately and efficiently with minimal supervision, adhering to control procedures. Strong team player with excellent communication and interpersonal skills, able to build relationships across locations. Highly proficient in Microsoft Office, including Word, Excel, Access, and Outlook, with fluency in written and spoken English.

We are looking for CA qualified professionals with experience in Financial compliances and regulatory reporting. Key Responsibilities: a. Timely and accurate preparation of various periodic supervisory returns that need to be submitted with the NHB/RBI; b. Timely and accurate preparation of various returns and data requirements with respect to NHB Refinance Facilities; c. Maintaining/updating tracker of due dates and filing dates of all the regulatory returns; d. Timely and accurate preparation of replies/data/information/analysis to be submitted to regulators at the time of inspection; e. Timely and accurate preparation of ad-hoc data/information requested by the regulators; f. Liaison with multiple cross functional teams to ensure appropriate alignment with the regulatory requirements; g. Analysis of various NHB/RBI guidelines (old/new) to assess impact on the business and financial statements; h. Work closely with Financial Reporting team to provide disclosures in quarterly results and Annual Notes to Accounts; i. Process improvement and SOP updation - identify and implement improvements in the existing processes and update SOPs accordingly; j. Ensuring data readiness for sharing with various stakeholders - internal and external; and k. Liasioning with Auditors (i.e. Statutory Audit, Internal Auditors, etc.) for getting the returns audited, workings validated etc Key Requirements: a. Qualified Chartered Accountants having minimum experience of 3-5 years; b. Preferably from the NBFC, HFC industry;

Job Purpose : To comply with the regulatory reporting under the GST laws as laid down by the government authorities from time to time, update the GST registration numbers of the customers in the bank records. address the queries raised by the customers as well as the GST authorities. Job Responsibilities(JR) : 6 -8 Areas Actionable (4-6) Preparation of working sheet computing the GST liability to be discharged for each of the 128 GST registration numbers of the bank. Addressing the queries regarding the payment amount as raised by our GST partners, PwC. Logging into Enet and creation of challan for discharge of the GST liability of the bank. This is done for all 128 GST registration numbers wherever payment is required to be done.Preparation and submission of GST returns onthe GSTN portal. Capturing the data pertaining to ITC on the GSTN portal. Pushing the data pertaining to GSTR-1 so that the final submission can be done. Preparation of data pertaining to GSTR-9. Carrying out amendments on the GSTN portal basis the data received from the customers. Getting the returns data reviewed by PwC and addressing their queries before submission on the GSTN portal. Offsetting the data post review of the same on the GSTN portal. Updation of GST number of the customers Xelerate. Consolidating the GST number details received on a daily basis from enet FTS email etc. Uploading the data in Cygnet for verification of GST No. from GSTN portal

Department Overview Wholesale Financial Crimes Control Operations caters to Onboarding of New to Bank Customers in Wholesale banking domain. Team also has Periodic Review, Data Quality Exceptions and Quality Check Capabilities in Wells Fargo India Financial Crimes Control operations. About the Role Wells Fargo is seeking a Due Diligence Coordinator... In this role, you will: Investigate and assess alerts generated by AML systems for appropriate clearance or for further escalation, ensuring compliance with applicable internal policies and procedures and external regulations; Review and analyze transactional activity for suspicious/unusual patterns of activity utilizing various internal systems, reports and external data sources; Conclude whether further investigation is warranted based on a reasonable assessment of information obtained; Review, collect and transmit supporting details to the next level of Operations upon conclusion of review; Adhere strictly to compliance and operational risk controls in accordance with Company and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events; Provide a supporting role to on-shore business partners. Assist in reviewing alerts and provide support on all AML and KYC monitoring functions performed by Global CDD; Maintain program and procedures, making updates as needed. Assist as needed with examinations and/or audits. Sound analytical, critical thinking and problem-solving skills Experience with decision making and report writing Required Qualifications: 0-2 years of Due Diligence experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Good Verbal And Written Communication Skill Ability To Interpret data Analytical skills Quick learner Domain knowledge within banking Job Expectations: Conducts reviews of bank customers (individuals/entities), related parties (owners, board of directors, executives) and/or transactions that present a moderate degree of complexity and risk to determine appropriateness for Wells Fargo. Conducts comprehensive research and/or background investigations on individuals, entities, organizations, or locations to identify and mitigate associated sanctions, credit, financial crime, and reputational risks and thoroughly documenting findings. Reviews and analyzes due diligence data from a variety of sources to determine overall risk. Screens customers, prospects and/or transactions against various regulatory reporting lists and regionally based sanctions watch lists. Evaluates risks to determine permissibility under sanctions, regulations and/or BSA/AML regulations. Works with high-risk customers (e.g. casinos, MSBs, payment processors) to understand controls and activities. Provides appropriate direction to the line of business. Escalates confirmed sanctions alerts, PEP matches and other risks appropriately. Performs non-documentary Customer Identification Program on domestic customers in accordance with regulations and bank policy. Ensures compliance with guidelines set forth in federal/state anti-money laundering laws and regulations including the Bank Secrecy Act and various sanctions regulations, and in accordance with policy/procedures set by the bank. Prepares and submits regulatory reporting and requests. Consults with peers, line of business managers and other external parties regarding due diligence findings. Participates in moderate to complex project initiatives as the primary subject matter expert. Develops/delivers procedures or training; or mentors Associates with less experience. Effectively manages work requests to meet performance expectations

About Paytm : Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytms mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the Team: The Compliance department has five areas of responsibility—identification, prevention, monitoring and detection, resolution, and advisory for the entity with respect to regulations/ laws, and is part of the enterprise compliance group at Paytm. About the role: This role will focus on advising business and overseeing compliance-related matters in the company. The role entails advising in terms of the relevant regulatory expectations to the respective business units and ensuring timely monitoring and detection of compliance-related issues. Expectations/ Requirements : 1) Oversee and monitor adherence to applicable laws and regulations in the domains of digital lending, offline payments aggregators, BBPS, and UPI TPAP segments. 2) Provide informed compliance opinions to the internal stakeholders on the applicability of regulatory laws and guidelines. 3) Assess compliance and regulatory risks associated with business activities and ensure effective risk management strategies are in place. 4) Collaborate closely and creatively with cross-functional teams to guide the seamless implementation of regulatory guidelines and compliance requirements. 5) Manage audits and ensure timely, accurate responses to regulatory/ third-party inquiries and inspections. 6) Interpret policies, procedures, and compliance requirements while influencing and collaborating with professionals across all organizational levels. Lead and mentor the compliance team to achieve organizational compliance objectives effectively. 7) Ensure effective assessment of control design and maintenance of compliance framework, training on the regulatory guidelines/ laws and conduct risks, and effective communication of compliance expectations across the organization. 8) Prepare and present clear, concise compliance reports to the management, report to various committees of the board, ensure timely escalations to the Leadership team on incidents of compliance breaches and recommend corrective actions. Superpowers/ Skills that will help you succeed in this role: 1) 10+ years’ experience in the Compliance team of any NBFC/ Bank/ FinTech organizations. 2) Effective interpersonal skills to communicate and coordinate complex issues and projects with diverse levels of management. 3) Conversant with NPCI and RBI regulations and compliances apart from in depth knowledge of management of compliance function. 4) Knowledge of RBI rules and regulations for digital loan disbursement, repayments, offline payment products, operational knowledge of UPI TPAP and BBPS would be an added advantage. 5) Ability and willingness to independently manage all compliance-related functions and activities. Proactive and strategic approach in addressing compliance challenges, ensuring seamless alignment with regulatory expectations and organizational objectives. Education : Must be a Qualified CA/ CS /MBA Graduate or an LLB/ LLM is highly preferred. Why join us? : A collaborative output-driven program that brings cohesiveness across businesses through technology Improve the average revenue per use by increasing the cross-sell opportunities. A solid 360 feedback from your peer teams on your support of their goals. Respect, that is earned, not demanded from your peers and manager Compensation : If you are the right fit, we believe in creating wealth for you. With enviable 500 mn+ registered users, 21 mn+ merchants and depth of data in our ecosystem, we are in a unique position to democratize credit for deserving consumers & merchants – and we are committed to it. India’s largest digital lending story is brewing here. It’s your opportunity to be a part of the story!

About IREP Credit Capital: IREP Credit Capital (IREP) is a retail lending NBFC offering secured business loans to MSMEs in tier 3 & 4 towns in South India. IREPs business model comprises of a mix of retail loan products sourced through proprietary means along with strategic partnerships with marquee Banks and NBFCs. The company is focused on achieving Financial Inclusion through its 70 branches catering to over 7,000+ borrowers, with a mission to propel the economic wellbeing of small business entrepreneurs. IREPs vision is to empower these MSMEs and help them achieve their lifelong dreams through sustainable credit solutions thereby making them Atmanirbhar. IREP was founded by Naresh Naik in 2012, who is a seasoned professional in the financial services and real estate private equity space having led the asset management funds at Morgan Stanley and Lehman Brothers Roles and Responsibilities: Manage all matters relating to finance, accounts, taxation & statutory compliances. Manage financial statements / reporting and periodic closings and ensure accurate and timely closure of accounting activities Responsible for year-end financial statements and statutory audit completion within timelines. Ensure robust accounting procedures to ensure IGAAP / Ind-AS compliance, accurate and timely financial reporting. Monitor revenue (interest, fees, NPAs etc.) accounting and ensure correct reporting Responsible for independently managing internal and external audits and ensuring compliance with operational and financial policies Manage regulatory reporting and compliances Manage taxation (direct and indirect) timely payments and filing of periodic returns and ensure proper tax compliances and reporting Supervise the accounts payable process Ensure timely reconciliations (bank, key balance sheet accounts etc.) Develop MIS for key business lines for senior management and Board Interact with business / treasury teams and respond to their requirement as per timelines Assist in preparation of budgets and relevant tracking Candidate Profile: Should have experience in IND-AS implementation and RBI reporting Should have exposure to retail banking products Well versed with accounting principles, taxation and statutory compliances Ability to work independently with minimum support Good verbal and written communication Good knowledge of key legislations like Companies Act, RBI, Income Tax and GST regulations Position Reporting: Chief Financial Officer. Educational Qualification: Chartered Accountant. Work Experience: 4-5 years relevant experience in a similar capacity in financial services background (NBFCs or Banks) Position Type: Full time Employment Work Location: Mumbai Kindly Note: Interviews will be in person This position requires the incumbent to report 5 days a week physically at the work place Office Reporting Timing- 9:00 am

Monthly book closures, cash flow preparation, consolidated financials and MIS reports Regulatory reporting to RBI. Direct and Indirect tax compliance Supporting Internal audits, Tax Audit and Statutory audits. Inputs to LMS and UAT. Requirements: CA Intermediate is mandatory. Minimum 4-8 years of relevant professional experience in Finance. Experience should be from NBFC only Proficiency in Microsoft Excel, with a preference for candidates with accounting knowledge. Familiarity with tech implementations is a plus.

Our client is one of the global banking firms which provides industry-focused services for clients across geographies. We are currently looking for a seasoned Capital Regulatory Reporting Professional to join their Regulatory Reporting team in Chennai. Some of the key responsibilities will include: Ensure compliance with country-specific regulatory requirements and financial reporting standards. Prepare and review regulatory returns, including MAS (Singapore), RBI (India) and HKMA (Hong Kong) reporting. Apply IFRS financial accounting principles to banking operations. Work closely with stakeholders across Finance, Treasury, Risk, IT and Business to ensure regulatory compliance. Utilize BI tools (SQL, Python, Axiom) for regulatory reporting and data analysis. To be eligible for this role you will require: Chartered Accountant (CA), Cost Accountant (CMA), MBA (Finance) or equivalent. Minimum 8 years of experience in Financial Regulatory Reporting within the banking industry. Strong analytical skills with expertise in financial accounting, balance sheet management, and product control functions. Understanding of banking products, with specialization in Financial Markets (FM), Corporate & Investment Banking (CIB) or Treasury products. Knowledge of regulatory frameworks and taxonomy in financial reporting.

We are seeking an Associate to manage and improve our complex regulatory reporting needs, providing an opportunity to gain extensive exposure across the Asset and Wealth Management function. This role involves executing both Run the Bank and Change the Bank functions, partnering with various business lines and departments. The candidate will independently promote change management projects, ensure timely and accurate resolutions of queries, and maintain up-to-date supporting documents, offering a chance to creatively problem solve on a broad scale. As an Operations Center Expert in our Regulatory Operations team, you will be responsible for executing Run the Bank and Change the Bank functions. You will have the opportunity to work across various functions and businesses, creatively problem-solving on a broad scale. This role will provide you with extensive exposure and the chance to promote significant improvements in our regulatory reporting infrastructure. Job Responsibilities Prepare, validate, and submit reports Oversee and manage regulatory inquiries Monitor RTB service deliveries (e.g., metrics dashboards) Govern reporting of RTB production metrics Own the E2E incident management process Execute data, process, and report quality reviews to ensure quality, accuracy, completeness, and timeliness Continuously improve by identifying common problems and fixing them sustainably Sustain RegOps service to efficiently and effectively meet future demand Proactively position RegOps service to help drive the regulatory agenda in the marketplace Foster an inclusive culture that enables all employees, colleagues, and partners to be their true selves in the working environment Required qualifications, capabilities and skills Minimum 6 years financial services experience with exposure / involvement in one or more of the following areas Private Banking, reporting, intelligent automation, process improvement Working knowledge of various IA tool such as Alteryx, Python, UIPath, Tableau, etc and Financial services / Business consultancy background Builds a strong control framework and operates within that framework to ensure successful delivery of all our regulatory requirements Identifies, monitors, manages with metrics that matter Understands regulatory domain and functions like credit, client onboarding etc. and continuously strives to improve, innovate, leverage Tech solutions fit for the future Developing policies, procedures, performance outcomes and standards that are aligned to meet all regulatory and controls standards. Supports, drives and influences the goals and strategies of business by taking initiative, engaging others, expressing ideas and challenging the status quo and effectively representing the Business function. Demonstrates leadership, influencing and change management behaviors

Dear Candidates,We are looking for CA freshers who have cleared CA final in total 4 attempts (Batch May2024 Nov2024) Below is JD for multiple openings in Finance -1 Business Planning -Role PurposeEnsure Board KPI is driven in each channel / Zone through Chief of salesEnsure expense management in channels / zones Ensure profitability of the channel / zoneDevelop Business plan and commercial evaluation for any new ventures partnerships Reporting to Board on various aspects pertaining to business Monitoring of commission expense at partner level and channel levelKey AccountabilityAlignment and delivery of Board KPIs relevant for the zone / channelMeeting expense targets by driving projects for productivity improvementManage product mix to ensure channel profitability Manage commercial transactions for the channelsReporting to Board about business performance and status against KPI set in the beginning of the yearManage compliance to Board approved commission and reward policyTracking KPIs and suggest corrective action on timely basisMonthly Quarterly business updates to Board/Senior management Finance Regulatory Shareholder reporting -Key AccountabilityResponsible for financial and regulatory reporting to the Board and external stakeholders with respect to related party transactions in compliance to IRDAI, SEBI, Companies Act and Accounting standards Formulating and monitoring the Policies pertaining to Related party transactions Preparation of financial statements as per the Holding Company s requirements along with reconciliation with the financials prepared as per the requirements of IRDAI Liaison with multiple stakeholders within the Group and the Company to ensure effective and timely reporting Preparation, Analysis and Filing of Financial and business Reports on various frequencies to IRDAI, SEBI, RBI Life council Close co-ordination with Compliance and other cross functional teams, stakeholders of the organization Interpretation of requirements from the guidelines/ circulars received from regulator or statutory agencies and development of reports Ensuring 100% accuracy and controls in all financial and regulatory reporting Management and support in financial forecasts and report variances End to End automation of all manual reports - Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output