Position Overview ABOUT APOLLO Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three decades, our investing expertise across our fully integrated platform has served the financial return needs of our clients and provided businesses with innovative capital solutions for growth. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions. Our patient, creative, and knowledgeable approach to investing aligns our clients, businesses we invest in, our employees, and the communities we impact, to expand opportunity and achieve positive outcomes. OUR PURPOSE AND CORE VALUES Our clients rely on our investment acumen to help secure their future. We must never lose our focus and determination to be the best investors and most trusted partners on their behalf. We strive to be: The leading provider of retirement income solutions to institutions, companies, and individuals. The leading provider of capital solutions to companies. Our breadth and scale enable us to deliver capital for even the largest projects - and our small firm mindset ensures we will be a thoughtful and dedicated partner to these organizations. We are committed to helping them build stronger businesses. A leading contributor to addressing some of the biggest issues facing the world today - such as energy transition, accelerating the adoption of new technologies, and social impact - where innovative approaches to investing can make a positive difference. We are building a unique firm of extraordinary colleagues who: Outperform expectations Challenge Convention Champion Opportunity Lead responsibly Drive collaboration As One Apollo team, we believe that doing great work and having fun go hand in hand, and we are proud of what we can achieve together. OUR BENEFITS Apollo relies on its people to keep it a leader in alternative investment management, and the firm s benefit programs are crafted to offer meaningful coverage for both you and your family. Please reach out to your Human Capital Business Partner for more detailed information on specific benefits. PRIMARY RESPONSIBILITIES: Assisting the team with monthly reporting and fund accounting for the Private Equity & Real Estate Funds Maintenance of full accounting records on Apollo system to reconcile back to administrator records NAV calculation, books finalization, Cash reconciliation, managing credit facility Calculation of management fees and carried interest Assisting in the quarterly valuation process and LP reporting Calculation of monthly fund performance and return calculations. Liaison with external auditors with regards to statutory fund audits Fund budgeting and expense analysis Review, allocation and approval of invoices and expenses Assisting with the preparation of various regulatory reporting Working with Apollo colleagues across New York, India and London Ad Hoc Projects Qualifications & Experience 2 - 3 years of experience Qualified Accountant Exhibit strong interpersonal, verbal and written skills Strong attention to detail Moderate with Excel Experience with general ledger accounting software a plus Individual must be diligent and work well in a team environment Strong organizational skills including the ability to manage multiple tasks simultaneously Apollo provides equal employment opportunities regardless of age, disability, gender reassignment, marital or civil partner status, pregnancy or maternity, race, colour, nationality, ethnic or national origin, religion or belief, veteran status, gender/sex or sexual orientation, or any other criterion or circumstance protected by applicable law, ordinance, or regulation. The above criteria are intended to be used as a guide only - candidates who do not meet all the above criteria may still be considered if they are deemed to have relevant experience/ equivalent levels of skill or knowledge to fulfil the requirements of the role. Any job offer will be conditional upon and subject to satisfactory reference and background screening checks, all necessary corporate and regulatory approvals or certifications as required from time to time, and entering into definitive contractual documentation satisfactory to Apollo.

Job Description: Investment Bank and Cross Product Operations (IBCPO) is fully integrated, front-to-back aligned delivery model providing transaction, reporting and cash management services to Deutsche Bank s multi-asset global businesses including IB - FIC Sales and Trading, Corporate Bank and Capital Release Unit. Operational services include core trade date middle offices, controls and regulatory reporting, margin, liquidity as well as tax and asset servicing. Corporate Bank Operations (CB Operations) is an integrated delivery model, in a continuous process of front-to-back alignment providing transaction, reporting and cash management services to Deutsche Bank s multi-asset global businesses including CB Business - Cash Management, Trust and Agency Services, Trade Finance and Lending, as well as Security Services . Deutsche Bank is going through a significant transformation of its front-to-back operations including IBCPO, marked as one of the banks top 3 transformation agendas. The role will report to the India Head of Investment Bank and Cross Product F2B Operations. We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

What are we looking out for : Graduates/Post-Graduates with good hands-on experience in I RR (DQ, Data Governance, Reg Reporting, Regulatory knowledge of Basel, SAS & Python). Proven experience in Credit Risk Management, with a focus on wholesale and/or retail portfolios. Strong understanding of Basel guidelines and regulatory reporting requirements. Proficiency in SAS and Python, with experience using SAS Macros and creating functions in Python. Excellent d ata analysis and data quality management skills. Job profile: Understanding of credit risk models (PD/EAD/LGD). Ensure compliance with Basel regulation understanding. Knowledge of Gap analysis for any Basel regulations. Conduct data quality checks and data validations (Data Accuracy, Data Calibration, Data stability, Data Completeness, etc.) and ensure data governance standards are met. Utilize SAS and Python for data analysis & reporting. Collaborate with cross-functional teams to support risk management initiatives. Kindly share your updated resumes at mitali.arora@protivitiglobal.in

Data analyst - Credit Risk/Market risk/Data cleaning/Data mapping/Data Lineage/SQL Years of Exp: 8 to 13 Years Location: Open Notice Period - Immediate Joiners Preferred Interested Candidates Please share your Resume and the below details to nancy.sylvia@capco.com Name: Contact Number: Current Company: Overall experience: Relevant experience: Current CTC: Expected CTC: Current Location: Preferred Location: Tentative DOJ (Capco): Notice period: If serving mention, the Last working Date(LWD) : Holding any offers: Yes / No (Highlight and mention if holding any offers)

What are we looking out for : Graduates/Post-Graduates with good hands-on experience in I RR (DQ, Data Governance, Reg Reporting, Regulatory knowledge of Basel, SAS & Python). Proven experience in Credit Risk Management, with a focus on wholesale and/or retail portfolios. Strong understanding of Basel guidelines and regulatory reporting requirements. Proficiency in SAS and Python, with experience using SAS Macros and creating functions in Python. Excellent d ata analysis and data quality management skills. Job profile: Understanding of credit risk models (PD/EAD/LGD). Ensure compliance with Basel regulation understanding. Knowledge of Gap analysis for any Basel regulations. Conduct data quality checks and data validations (Data Accuracy, Data Calibration, Data stability, Data Completeness, etc.) and ensure data governance standards are met. Utilize SAS and Python for data analysis & reporting. Collaborate with cross-functional teams to support risk management initiatives.

Looking for - Regulatory reporting (PRA , MAS MIFID OSFI , EBA,BASEL, credit risk reporting ) - 2-15 years of experience relevant ,& risk or control assurance ( operational risk , risk assessment) – assurance, Control testing

Role & responsibilities Responsibilities: Business Excellence Mission To measure the quantum of value, add to the topline of the SG Group & support the management in building s plans to move the needle by thinking beyond what is obvious. In addition to that, Prod Support contributes towards the vision of REG and brings material impact, promotes innovation within the value chains, ascertains/foresees potential risk involved in the REG businesses and focus on delivering excellence. Responsibilities Proactively & consistently contribute towards materializing the ambitions of the Global Regulatory (REG) unit in the areas of value creation, service offer ambition, partnership with various stakeholders. Operational Excellence responsible for regulatory reporting activities, to enable the process efficiency increase (Lean Six Sigma, automation, etc.), strengthen the communication towards the partners and development of center of expertise on regulatory reporting operation within SG Group Shared Services. Working along with the REG Operation Team and understanding the BAU to implement interactive Dashboards using Alteryx & Power Bi for Capacity Management, KPI & KRI, Knowledge Management, Permanent & Periodic Supervision, Project Portfolio Management. Experience in automation using Low Code No Code and VBA Permanent Supervision & Control support the team in develop/ review/ maintain the set of controls, monitor the Control Procedure updates, follow-up on managerial control execution & support the organization initiatives to strengthen the control framework. Supports the organization to better steer and manage efficiently the productions of regulatory teams: capacity planning & capacity analysis. Operational governance support & follow-up on action plan: return of results after production cycle, different committees on results communications to management and partners. Implement standards for the Production Supervision Stream: homogeneity in process steering and synthesis documents (Dashboards, Certification Pack, KPI, KRI, Controls). Responsible on Knowledge Management development, delivery, and maintenance for REG production (share point administration and architecture design, on-boarding pack, procedure development/ updates, process mapping, knowledge transfer and back-up REG internal training program based on skill matrix, etc.). Perform project management activities by supporting the projects regarding tools implementation & process/ organization improvements within Regulatory Reporting department. REG project portfolio management: updates on status & perform analysis to enhance prioritization, feasibility of delivery in link with operational capacity to support & budget status/ reallocation needs. Periodic update and refresh of Dashboards Capacity Management, Project Portfolio Management, KPI & KRI, Knowledge Management, etc. Follow up with stakeholders for updates of Controls, Audit Recommendations in the periodic intervals. Experience Bachelors/Masters degree in Business, Economics or Finance 3+ years of qualifying experience in consultancy, banking or financial services A strong track record in key stakeholder management and relationship management Knowledge in Low Code No Code and VBA and other reporting tools Experience in financial reporting/ finance/ process Awareness in Lean Six Sigma, Business Process Management, Project management Participation to organization/ change management/ projects implementation. Strong MS Office (Excel, Power Point, Word) knowledge Tools – Alteryx, Power Bi, Visio Good Organization and ability to multitask. Time Management and prioritization skills, ability to follow-up on delivery according to deadlines. We also value Excellent written and verbal communication skills (with business partners, external and internal clients) Ability to think logically and in a structured manner. Capacity to organize, set up and implement business processes. Ability to diagnose processes risk/gaps and identify solution according to needs Profile Required: Bachelor’s/Master’s degree in Business, Economics or Finance 3+ years of qualifying experience in consultancy, banking or financial services A strong track record in key stakeholder management and relationship management Knowledge in Low Code No Code and VBA and other reporting tools Experience in financial reporting/ finance/ process Awareness in Lean Six Sigma, Business Process Management, Project management Participation to organization/ change management/ projects implementation. Strong MS Office (Excel, Power Point, Word) knowledge Tools – Alteryx, Power Bi, Visio Good Organization and ability to multitask. * Time Management and prioritization skills, ability to follow-up on delivery according to deadlines. Specific Context 3-6 years of functional experience in Operational Excellence and project management Environment At Societe Generale, we are convinced that people are drivers of change, and that the world of tomorrow will be shaped by all their initiatives, from the smallest to the most ambitious. Whether you’re joining us for a period of months, years or your entire career, together we can have a positive impact on the future. Creating, daring, innovating and taking action are part of our DNA. If you too want to be directly involved, grow in a stimulating and caring environment, feel useful on a daily basis and develop or strengthen your expertise, you will feel right at home with us! Still hesitating? You should know that our employees can dedicate several days per year to solidarity actions during their working hours, including sponsoring people struggling with their orientation or professional integration, participating in the financial education of young apprentices, and sharing their skills with charities. There are many ways to get involved. Preferred candidate profile Perks and benefits

Work as key member in area of Regulatory Reporting Execution and production of specific capital reporting and analytics for the PRA regulatory requirement. Support the RWA adjustments or any additional post model adjustments requirement Required Candidate profile Pls share your CV at jatin@smrd.in

Designation/ Role Designation : AM Compliance Testing Grade: Level 1 - Assistant Manager Reporting to: Manager - Compliance Location: HO, Mumbai Function: Risk Job Purpose: This role requires a dynamic candidate who can contribute to Regulatory Compliance at an NBFC/HFC. Role - Testing Framework Assist in preparing annual compliance testing plan for senior management Prepare monthly & quarterly plans/scope and update senior compliance leadership on progress Provide detailed report to Compliance senior management on a regular basis of the review conducted in a month and critical gaps identified during the review along with status - Regulatory Compliance Prepare the testing checklists required for the review for each regulated business Review loan book, regulatory returns and other information submitted to RBI / NHB Develop solutions to address specific challenges faced by the business units in regulatory compliance matters including impact assessments - Business, Policies & Processes Develop a comprehensive understanding of Companys business, systems, Policies and processes. Acquire in-depth process understanding for planned audits, including processes, systems involved, data flow, and datasets. Formulate queries, lead process walkthroughs with key business stakeholders and document the outcome with thorough identification of risks and controls. Drives and understand root cause of the observations and ensure implantation of corrective actions. Co-ordinate/Collaborate with various verticals such as Compliance, Credit, CX, Ops, Product and tech teams for ensuring overall compliance framework - Systems/Journeys Assess the loan journeys, internal tech journeys and developments to ensure adherence to regulatory guidelines and internal policies/processes - Identification, Reporting and Mitigation of Compliance Risks Assist in Annual Compliance Risk assessment and mitigation actions Assist the Compliance leadership in providing updates to senior management on the critical compliance issues for immediate attention and escalations - Regulatory Inspections/Audits Provide constant support during regulatory inspections To act as a bridge between Internal Audit/Regulators and Business to follow up on IA recommended action closures by business units Qualification: Essential CA or MBA Finance or MCOM Preferred : CA with CS / LLB Experience Essential: Professional with past work experience of at least 3-5 years in Internal Audit/ Compliance / Regulatory Reporting / Compliance Testing of NBFC/HFC Bank candidates are not on horizon Preferred: Prior experience of regulatory inspections with analytical mind and ability to assess & solve the complexities of procedures and regulations.

The primary role of this department is to oversee fund accounting and fund administration for certain global registered commingled vehicles including mutual funds, UCITS, U. S. Collective Investment Trusts, Australia Unit Trusts, Taiwan SITE, and UK OEICs. Responsibilities: Review financial statements and financial highlights for semi and annual reports including all related footnotes and disclosures Review fund treasury items such as expense accruals, asset-based fees, distribution estimates/projections, and portfolio turnover rates Review or assist with certain regulatory reporting items such as Form N-PORT, FORM N-CEN, and CPO/PQR Prepare/review various types of reports for the mutual funds and UCITS independent board of trustees Handle various fund-related matters such as class action vendor oversight, closed-end fund leverage reporting, K-1 tracking for MLP investments, reviewing security lending compliance reports, monitoring daily cash reports for overdrafts, and year-end tax reporting reviews, such as QDI Processing and tracking fund expenses for payment The right candidate may also be able to increase their responsibilities to include security level valuation and fair value oversight Requirements: MBA (Finance), CA, CA Inter, Post graduation in commerce 0 to 2 years of relevant fund accountant / Financial Reporting experience Strong computer skills with proficiency in Excel Excellent written and oral communication skills Knowledge and understanding of fixed income and equity securities; derivative knowledge a plus The primary role of this department is to oversee fund accounting and fund administration for certain global registered commingled vehicles including mutual funds, UCITS, U. S. Collective Investment Trusts, Australia Unit Trusts, Taiwan SITE, and UK OEICs. Responsibilities: Review financial statements and financial highlights for semi and annual reports including all related footnotes and disclosures Review fund treasury items such as expense accruals, asset-based fees, distribution estimates/projections, and portfolio turnover rates Review or assist with certain regulatory reporting items such as Form N-PORT, FORM N-CEN, and CPO/PQR Prepare/review various types of reports for the mutual funds and UCITS independent board of trustees Handle various fund-related matters such as class action vendor oversight, closed-end fund leverage reporting, K-1 tracking for MLP investments, reviewing security lending compliance reports, monitoring daily cash reports for overdrafts, and year-end tax reporting reviews, such as QDI Processing and tracking fund expenses for payment The right candidate may also be able to increase their responsibilities to include security level valuation and fair value oversight Requirements: MBA (Finance), CA, CA Inter, Post graduation in commerce 0 to 2 years of relevant fund accountant / Financial Reporting experience Strong computer skills with proficiency in Excel Excellent written and oral communication skills Knowledge and understanding of fixed income and equity securities; derivative knowledge a plus

Job Description At Accenture, we believe your career is about what you want to be and who you want to be. It's about bringing your skills, your curiosity and your best true self to your work. Here, you'll match your ingenuity with the latest technology to do incredible things. Together, we can create positive, long-lasting change. We are: Strategy & Consulting Global Network at Accenture empowers our people to compete, win and grow. We develop everything they need to grow their client portfolios, optimize their deals and enable their sales talent, all driven by sales intelligence. Topic Advisory at Accenture. Our Topic Advisory team is a specialty sales advisory service within the Strategy & Consulting Global Network. We are specialists aligned to Accenture's priority business offerings with expertise in how to go-to-market and best position Accenture to win work. We are the sales lab that works with offering leadership, equipping them with relevant market insights, customized sales messages, and curated sales assets to originate, sell, and win. You are: An experienced Senior Manager who is comfortable working with senior Accenture stakeholders. You have deep sales and delivery expertise in Sustainability Particularly you have profound expertise in the following areas:Sustainability Strategy, ESG regulations / regulatory reporting, ESG governance & operating model designESG risk assessment / measurement, ESG data management and understanding of underlying platform technologies, traceability / multi-tier visibilitySupply Chain Scope 3 decarbonization, Sustainable Procurement practices, Circular Business Models Well versed with what it takes to win consulting work, allowing you to build trust and effectively partner with senior stakeholders to sell our sustainability services to clients The work: As a Topic Advisory Senior Manager, you will provide high touch sales support within our global Sustainability Services network. This will include but is not limited to the following: Support and drive go-to-market campaigns Lead sales / pipeline reviews with leaders Solution high priority sustainability deals Own relationships with key stakeholders in the market, client service groups, and industry Accountable for market level targets incl. deals supported, wins supported, win rate, as well as network collaboration Bring the latest knowledge and best of content to each opportunity (e.g., industry trends benchmarking, competitive insights, etc.) Shape winning proposals for our clients, in some cases from end to end, in collaboration with practitioners across Accenture, industry and functional subject matter experts, and other teams as needed Align content and messaging for conversation starters, proposals, oral presentations, and other materials Develop go-to-market assets Conduct reviews with client teams to identify areas of improvement and harvest deliverables Stay relevant through training, research, client interaction and feedback sessions Qualifications Here is what you need: Bachelors degree in business or engineering 10+ years of experience in Sustainability A minimum of 8 years in sales or consulting at a top-tier consulting firm Structured thinking with a quantitative mindset Strong oral and written communication skills (clarity, consistency, conciseness) Proficient use of PowerPoint English language fluency (oral and written) Confidence working under time pressure and in fast-paced environments Must support working hours for the supported market Must be flexible with working hours to meet shifting business needs Must have good internet connectivity and distraction-free environment for working at home, in accordance with local guidelines

Global Investment Research (GIR) - Produces fundamental research and analysis of industries, companies, and economics, which drive much of both the day to day and the long term commercial business for the firm. The majority of the division is focused upon equity research, which is organized largely into industry sector teams. The sector teams work together on a global basis to analyze the companies and stock (A) The Data Management team is responsible for managing the publishing workflow of our coverage and analyst setups for various disciplines within GIR, and the contact and interest details of our clients. General Responsibilities: Work with other members of the Data Management Team in Bangalore and New York to perform data collection, data quality assurance and reporting functions to senior management for the following key divisional projects: Coverage Management work with sector analyst teams and the Research Publishing Group to enter and manage relevant company data in the GIR database. Client Data Management – responsible for data collection of relevant client relationship information Analyst Scorecard – tracks a variety of metrics related to analyst performance including results from broker review, stock picking performance and model quality etc. Skills: Strong analytical skills, with high attention to detail and data accuracy Solid understanding of databases and reporting tools Strong communication skills (oral and written) Good business judgment and the ability to work under pressure and meet tight deadlines: Ability to problem solve and troubleshoot through complex issues and data sets Advanced Excel skills; VBA/Macro writing experience a plus Ability to multi-task and work with numerous teams Education: Graduate/Post Graduate

Principal Accountabilities and Responsibilities Responsible for requirements gathering, documentation of solution design, documenting and executing test scenarios and performing a variety of change and implementation management activities. May work across multiple projects and programmes simultaneously May be required to support change management activities spanning from early change planning and audience analysis; through to designing and delivering change interventions (e.g., communications, training, support, organisation alignment); and tracking. Taking actions on change readiness, adoption, and feedback. They are also ultimately responsible for Implementation Management, including planning, controlling, and reporting on implementation of the change product, focusing on accelerating benefits and minimising risk during deployment. Implementation activities will also include managing implementation readiness and managing the early stages of implementation (e.g. pilot). Business Analysts will often play a people / team management role within the projects / programmes they work on. As members of the Global Transformation management team, they will also have line or assignment management responsibility for a group of more junior resources within their resource pool (as related to their job family). Internal clients to facilitate effective data analysis/migration and process change and ensure expectations are effectively manage. A good understanding of the control requirement surrounding data handling will be advantageous in this role Assess the operational risks as part of the analysis and implementation planning and execution in conjunction with delivery managers Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, policies and practices; report concerns or observations in terms of control weaknesses, compliance breaches and operational risk impact. Ensure all due diligence is performed to prevent adverse impact to customers and business operations Support documentation of risks, issues and dependencies in the RAID log for allocated projects, and ensure that these are fed into the programme/PMO effectively. Functional Knowledge Strong Business Analyst with Financial Services experience Knowledge of one or more of the following domains (including market data vendors): Party/Client Trade Settlements Payments Instrument and pricing Market and/or Credit Risk" Endorse team engagement initiatives, fostering an environment which encourages learning and collaboration to build a sense of community. Create environments where only the best will do and high standards are expected, regularly achieved and appropriately rewarded; encourages and supports continual improvements within the team based on ongoing feedback. Develop a network of professional relationships across the department and our stakeholders to improve collaborative working and encourage openness - sharing ideas, information and collateral. Encourage individuals to network and collaborate with colleagues beyond their own business areas and/or the Group to shape change and benefit the business and its customers. Must demonstrate strong business knowledge and sound business sense, and stay abreast of the industry, business-wise and technology-wise Stakeholder complexity – Business Analysts will often need gather requirements and agree designs across stakeholders, dealing with different interests and resolving disagreements and conflicts, and sometimes needing to challenge poor requirements and design decisions Solid working experience in data & analytics field Demonstration of understanding in technology trends, methodologies, and tools for data & analytics Experienced in technical product development and delivery using various technologies and can explain how they achieved this and the technologies used Understand and able to apply project management principles and portfolio management Communicate effectively with all levels of stakeholders, team management and conflict management skills Experienced in presenting to senior stakeholder in both business and technology Experienced on agile projects and understand the application of agile Understanding of how DevOps works and how to utilize in the agile process. Good in SQL , and SQL programming knowledge as a Data Business Analyst. Knowledge of ETL Process, GCP, Hadoop is must. Knowledge of on Python, Jupyter Notebook/Spyder/Pandas/Numpy/PySpark/ Scala is preferred . Domain: Credit & Lending Python or Pyspark, SQL Knowledge of Credit Risk Frameworks such as Basel II, III, IFRS 9 and Stress Testing and understanding their drivers - advantageous Retail Credit / Traded Credit knowledge - applications will be considered

Key Responsibilities: • Lead business analysis efforts for Pillar 3 disclosures, Large Exposure Reporting, and stress testing initiatives. • Map out and document business processes, identifying areas for improvement and defining business and automated control requirements. • Analyze and interpret regulatory requirements, particularly PRA CRR and related frameworks, and translate them into actionable business solutions. • Perform data analysis on enterprise-sized databases using SQL and/or Python to ensure data integrity and support reporting requirements. • Collaborate with stakeholders to define and implement counterparty credit risk and capital requirements solutions. • Ensure effective implementation of credit risk mitigation techniques, including collateral haircuts and indirect exposure management. • Support Agile project delivery through backlog refinement, user story creation, and stakeholder engagement. • Drive the adoption of best practices in regulatory reporting, ensuring compliance with standards such as SA-CCR and stress testing methodologies. Required Skills and Experience: • Proven experience in COREP reporting, including Large Exposure Reporting and Pillar 3 disclosures. • Hands-on experience with stress testing frameworks and processes (STDF) • Strong knowledge of PRA CRR regulations and capital requirements. • Expertise in data analysis using tools such as SQL and Python. • Wholesale banking exposure, with a focus on counterparty credit risk. • Familiarity with counterparty data structures, entity resolution, and data aggregation techniques. • Knowledge of credit risk mitigation methods, including collateral haircuts and indirect exposures. • Experience with the Standardised Approach for Counterparty Credit Risk (SA-CCR). • Agile project delivery experience, including working within cross-functional teams.

About The Role : Job Title:Regulatory Reporting - NCT Location:Bangalore India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as Markets in Financial Directive MiFID II. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes:Rates, Credit, Commodities, Equities and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. What we'll offer you As part of our flexible scheme, here are just some of the benefits that youll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions Ensure accurate, timely and completeness of reporting Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process as possible Liaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regulatory requirements and drive improved STP processing of our reporting across all asset classes Perform root cause analysis or exceptions with investigation & appropriate escalation of any significant issues found through testing, rejection remediation or any other stream to senior management to ensure transparency exists in our controls Ability to build and maintain effective operational process and prioritise activities based on risk. Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner. Documentation of BI deliverables. Support the design of data models, reports and visualizations to meet business needs. Develop end-user reports and visualizations. Your skills and experience 2- 7 years work experience within an Ops role within financial services. Graduate in Science/Technology/Engg./Mathematics. Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England etc.) is preferred Preferable experience in Middle Office/Back Office, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes Equities, Credits, Rates, Foreign Exchange, Commodities) Ability to work independently, as well as in a team environment Clear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner. Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environment Experience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA. Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView etc. Advanced SQL Experience is preferred. How we'll support you Training and development to help you excel in your career Flexible working to assist you balance your personal priorities Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs About us and our teams Please visit our company website for further information: https://www.db.com/company/company.htm We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

About The Role : Job Title:Regulatory reporting team, NCTLocation:Jaipur, IndiaRole DescriptionThe role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MII. This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes:Rates, Credit, Commodities, Equities and Fresponsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supportterms of building out reports, macros etc.What we'll offer youBest in class leave policyGender neutral parental leaves100% reimbursement under child care assistance benefit (gender neutral)Flexible working arrangementsSponsorship for Industry relevant certifications and educationEmployee Assistance Program for you and your family membersComprehensive Hospitalization Insurance for you and your dependentsAccident and Term life InsuranceComplementary Health screening for 35 yrs. and aboveYour key responsibilitiesPerforming and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictionsEnsure accurate, timely and completeness of reportingWorking closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process aLiaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regulimproved STP processing of our reporting across all asset classesPerform root cause analysis or exceptions with investigation & appropriate escalation of any significant issues found through testing, rejectionstream to senior management to ensure transparency exists in our controlsAbility to build and maintain effective operational process and prioritise activities based on risk.Clear communication and escalation. Ability to recognize high risk situations and deal with them in a prompt manner.Documentation of BI deliverables.Support the design of data models, reports and visualizations to meet business needs.Develop end-user reports and visualizations.Your skills and experience2- 7 years work experience within an Ops role within financial services.Graduate in Science/Technology/Engg./Mathematics.Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England etc.) is preferredPreferable experience in Middle Office/Back Office, Reference Data and excellent in Trade Life Cycle (At least 2 asset Classes Equities, CreditCommodities)Ability to work independently, as well as in a team environmentClear and concise communication and escalation. Ability to recognise high risk situations and deal with them in a prompt manner.Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environmentExperience in data analysis with intermediate/advanced Microsoft Office Suite skills including VBA.Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView etc.Advanced SQL Experience is preferred.How we'll support youTraining and development to help you excel in your careerFlexible working to assist you balance your personal prioritiesCoaching and support from experts in your teamA culture of continuous learning to aid progressionA range of flexible benefits that you can tailor to suit your needsAbout us and our teamsPlease visit our company website for further information:https://www.db.com/company/company.htm We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

Role & responsibilities Preparation of ALCO note & RMC note, presenting it to seniors Review of working of LCR and NSFR on a regular basis Calculation of Structured liquidity statement and interest rate sensitivity as per regulatory requirement Review and monitoring of counter party limit Review and monitoring of mid-office report Preparation of all required data for Risk Based supervision Review of MCLR and other related reports Review and monitoring of liquidity matrix, Calculation of VaR and MTM Calculation of ICAAP and stress testing Coordinate with Treasury and finance for various work Preferred candidate profile Good understanding of various market risk related jargons like LCR, NSRF, SLS, IRS and FTP. Good understanding of various regulatory reports of market liquidity risks Good understanding of macro-economic scenario, interest rate curve, market liquidity and its impact Good command of Excel and PowerPoint Advanced analytical skills as well as a thorough understanding of banking laws, regulation, and policies and the ability to apply and explain complex regulatory, financial, and analytical concepts Interested candidate may share their resume on adarsh.pandey@utkarsh.bank

Please Note: ========== One of our Gulf client is looking for Credit Risk Analyst in their financial department. Spectrum Consulting is acting as Recruitment Services company for this position. You can email your CV directly to: spectrumconsulting1977@gmail.com ========== Job Title: Credit Risk Analyst Onsite Job Location: Dubai - UAE Doha - Qatar Riyadh - Saudi Arabia Onsite Monthly Salary: 15k to 20k AED [ Depending on Experience ] , Full Tax free Salary Gulf Work permit & visa will be sponsored by the company Offshore Job Location: Mumbai Bangalore Hyderabad Offshore India Annual CTC: INR. 15 LPA to 40 LPA (Depending on Experience) No. of positions: 03 Project Duration: 24 Months Experience Needed: 8 - 20 Years Job Description: We are looking for an experienced Credit Risk Analyst with BASEL / IFRS9 / CCAR Skills Job Responsibilities As a credit risk analyst, you should be: Expert in 1 or more of the following: - Credit Risk Modelling with: - BASEL - IFRS9 - CCAR - Structural Models - Strong knowledge of credit risk measures, PFE, xVA, compliance rules, and collateral management. - Experience with Basel 2, Basel 2.5, Basel 3, SA-CCR, SIMM, FRTB-xVA. - Able to do credit evaluations of counter parties for financial/non-financial institutions - Carry out financial qualification of service providers for new assignments and new projects - Conduct in-depth analysis of financial statements and employ the company internal credit model to derive credit ratings. - Ensure new business transactions and related risks are appropriately defined, captured, and managed, by the Company's risk methodologies and systems. - Maintain approved credit limits and ratings in credit database. - Actively monitor counterparty credit ratings and latest market developments to keep management informed on potential risks. - Perform stress testing on various portfolios in order to identify and mitigate unwanted exposure. - Review policies, procedures, and align risk policies across the Group - Assist in the consolidation and preparation of reports for top management Nice to have: - Experience with Murex (MLC), Markit, Calypso, Finastra is added advantage but not mandatory Experience Level: 5 - 20 Years Business Verticals: Banking and Financial Services -- Insurance / Banking Insurance Stock Market / Investment Banking Retail Telecom Healthcare Oil and Gas Travel and Hospitality Supply Chain / Logistics Capital Markets / Stock Markets / Forex Trading Job REF Code: CREDITRISK_0325 You can EMAIL your CV to: spectrumconsulting1977@gmail.com If you are interested, please email your CV as ATTACHMENT & - write about your CREDIT RISK experience as covering note and - explaining your CREDIT RISK experience with job ref. code [ CREDITRISK_0325 ] as subject

Job Description: We are hiring experienced Business Analysts / Data Analysts with a strong background in Wholesale Loans, Lending Business, Capital Markets, Finance, or Risk Reporting . If you have expertise in SQL, Data Lineage, and Functional Design , wed love to connect with you! Key Responsibilities: Analyze data requirements and identify disparate data sources for consolidation and distribution Document functional specifications and collaborate with technology teams for implementation Review logical and conceptual data models to align with business requirements Gather business requirements, produce business specifications , and create process flow diagrams Perform data tracing, lineage efforts , and validate solution implementations Provide production deployment support and investigate data quality issues Work with stakeholders to ensure completeness and accuracy of data models Key Skills & Requirements: Subject matter expertise in Wholesale Loans / Lending / Capital Markets / Finance / Risk Reporting Proficiency in SQL, Data Analysis, and Database Management Strong documentation, analytical, and business modeling skills Hands-on experience with MS Office (Excel, Visio, PowerPoint, Word) Experience in Data Tracing, Lineage, and Functional Design Knowledge of logical and physical data models Notice Period: Preferred 0 to 30 days joiners

The primary role of this department is to oversee fund accounting and fund administration for certain global registered commingled vehicles including mutual funds, UCITS, U.S. Collective Investment Trusts, Australia Unit Trusts, Taiwan SITE, and UK OEICs. Responsibilities: Review financial statements and financial highlights for semi and annual reports including all related footnotes and disclosures Review fund treasury items such as expense accruals, asset-based fees, distribution estimates/projections, and portfolio turnover rates Review or assist with certain regulatory reporting items such as Form N-PORT, FORM N-CEN, and CPO/PQR Prepare/review various types of reports for the mutual funds and UCITS’ independent board of trustees Handle various fund-related matters such as class action vendor oversight, closed-end fund leverage reporting, K-1 tracking for MLP investments, reviewing security lending compliance reports, monitoring daily cash reports for overdrafts, and year-end tax reporting reviews, such as QDI Processing and tracking fund expenses for payment The right candidate may also be able to increase their responsibilities to include security level valuation and fair value oversight Requirements: MBA (Finance), CA, CA Inter, Post graduation in commerce 0 to 2 years of relevant fund accountant / Financial Reporting experience Strong computer skills with proficiency in Excel Excellent written and oral communication skills Knowledge and understanding of fixed income and equity securities; derivative knowledge a plus Roles and Responsibilities The primary role of this department is to oversee fund accounting and fund administration for certain global registered commingled vehicles including mutual funds, UCITS, U.S. Collective Investment Trusts, Australia Unit Trusts, Taiwan SITE, and UK OEICs. Responsibilities: Review financial statements and financial highlights for semi and annual reports including all related footnotes and disclosures Review fund treasury items such as expense accruals, asset-based fees, distribution estimates/projections, and portfolio turnover rates Review or assist with certain regulatory reporting items such as Form N-PORT, FORM N-CEN, and CPO/PQR Prepare/review various types of reports for the mutual funds and UCITS’ independent board of trustees Handle various fund-related matters such as class action vendor oversight, closed-end fund leverage reporting, K-1 tracking for MLP investments, reviewing security lending compliance reports, monitoring daily cash reports for overdrafts, and year-end tax reporting reviews, such as QDI Processing and tracking fund expenses for payment The right candidate may also be able to increase their responsibilities to include security level valuation and fair value oversight Requirements: MBA (Finance), CA, CA Inter, Post graduation in commerce 0 to 2 years of relevant fund accountant / Financial Reporting experience Strong computer skills with proficiency in Excel Excellent written and oral communication skills Knowledge and understanding of fixed income and equity securities; derivative knowledge a plus

Skill required: Regulatory Services - Life Sciences Regulatory Operations Designation: LifeScience Regulatory Svs Analyst Qualifications: Bachelor of Pharmacy Years of Experience: 3 to 5 years What would you do? You will be aligned with our Life Sciences R&D vertical. Our services span across the entire life sciences enterprise, from research laboratories, clinical trials support, and regulatory services, to pharmacovigilance and patient services solutions. Employees under this span will be a part of one of the sub-offerings - Clinical, Pharmacovigilance & Regulatory, helping the world's leading biopharma companies bring their vision to life - enabling them to improve outcomes by converging around the patient, connecting scientific expertise with unique insights into the patient experience.The incumbent will perform the regulatory operations tasks of bookmarking and hyper linking for granular components (documents) of submission in accordance with ICH guidelines and other Health Authorities, review and transform Source Documents. Perform Quality Control (Document QC) checks for all submission components.You will be expected to coordinate the essential documentation and resources required for the filing of global applications. Understand, manage & process electronic submissions that include original application filings, Life Cycle Management submissions such as CMC, Ad-promos, amendments, annual reports, SPL submissions, etc. What are we looking for? Commitment to quality Agility for quick learning Adaptable and flexible Ability to work well in a team Ability to meet deadlines Roles and Responsibilities: In this role you are required to do analysis and solving of lower-complexity problems Your day to day interaction is with peers within Accenture before updating supervisors In this role you may have limited exposure with clients and/or Accenture management You will be given moderate level instruction on daily work tasks and detailed instructions on new assignments The decisions you make impact your own work and may impact the work of others You will be an individual contributor as a part of a team, with a focused scope of work Please note that this role may require you to work in rotational shifts Qualifications Bachelor of Pharmacy

About The Role : Role Purpose The purpose of the role is to provide effective technical support to the process and actively resolve client issues directly or through timely escalation to meet process SLAs. Prepare and present fund level monthly valuations of real estate investments and debtsecurities Responsible for the preparation and reviewing of Quarterly Reporting, Net Debt Analysis, FXand MTM Impact analysis as well as Board Meeting Material Reconciliation and Variance Analysis:Close coordination with onshore and offshore teams toidentify and reconcile the reporting data and provide regular variance analysis, withexplanations, to global stakeholders Prepare and review materials for funds' regulatory reporting Oversee co-ordination and submission of quarterly US Securities & Exchange Commission("SEC") Disclosures for all International entities Assist with finance operations including Limited Liability Partnership administration andexecution of centralised finance processes Continuously seek to create operational efficiencies and reporting enhancements Ad-hoc projects in support of the Firms businesses/new initiatives Masters degree- Major/Minor in Finance, Banking or Mathematics is a plus Proficient clarity on basics of Financial statements Previous background within a valuation or reporting role a plus CFA designation and knowledge on derivatives is a plus Highly proficient in Advance Excel & Powerpoint skills; experience with Anaplan or Tableau is a plus Strong analytical and quantitative skills with a detail orientation Highly organized and able to prioritise deliverables and meet demanding deadlines in a fast paced environment Excellent interpersonal and communication skills, both written and verbal Highly self motivated with ability to work independently and work effectively in a team Collaborative and able to build strong relationships with a broad range of stakeholders Strong initiative, energy and confidence completing assignments with limited supervision Build capability to ensure operational excellence and maintain superior customer service levels of the existing account/client Undertake product trainings to stay current with product features, changes and updates Enroll in product specific and any other trainings per client requirements/recommendations Partner with team leaders to brainstorm and identify training themes and learning issues to better serve the client Update job knowledge by participating in self learning opportunities and maintaining personal networks Deliver NoPerformance ParameterMeasure1ProcessNo. of cases resolved per day, compliance to process and quality standards, meeting process level SLAs, Pulse score, Customer feedback2Self- ManagementProductivity, efficiency, absenteeism, Training Hours, No of technical training completed

Position Overview: We are fresh graduates with a strong understanding of stock broking and an interest in financial regulations. The ideal candidate will have an eye for detail, strong analytical skills, and a passion for the stock market. As a Regulatory Reporting Analyst, you will play a key role in ensuring our organization remains compliant with all regulatory requirements in the stock broking industry. This position will be an integral part of the Regulatory Reporting Division. As an Regulatory Team, primary responsibility is to ensure the effective implementation and maintenance of internal control procedures for all the reporting. Role & responsibilities: Identify potential risks and control gaps through assessments and data analysis Design and implement controls to mitigate identified gap and prevent financial losses. Monitor the effectiveness of reporting mitigation measures and recommend improvements as necessary. Develop and maintain the system, including norms, ensure the accuracy of financial reporting, and comply with applicable laws and regulations Collaborate with stakeholders to implement control-related initiatives and accountability. Document findings, recommendations, and action plans arising from reviews Maintain accurate records and logs for audits and regulatory examinations. Stay up-to-date with relevant laws, regulations, and industry standards affecting the financial services sector. Ensure compliance with internal policies as well as external regulatory requirements. Monitor the effectiveness of the internal system and make recommendations for improvement. Collaborate with cross-functional teams to streamline processes and improve operational efficiency. Identify opportunities to automate or optimize control procedures and enhance the accuracy and reliability of the information. Prepare and present reports on the results of internal control assessments to management. Skills and Knowledge: Solid knowledge of stock broking frameworks in the financial services industry. Experience in conducting risk assessments, internal audits, or compliance reviews. Familiarity with financial systems, processes, and regulatory requirements specific to the financial services sector. Strong analytical and problem-solving skills, with the ability to identify control deficiencies and recommend appropriate solutions. Excellent communication and interpersonal skills to effectively collaborate with stakeholders at all levels. Attention to detail, high ethical standards, and the ability to handle sensitive and confidential information. Preferred Candidate Profile: 1) Excellent Interpersonal and Communication Skills. 2) Writing & Presentation skill: perfect e-mail generation and note making ability, content should reveal an intelligent, creative and well-read mind. 3) Good hands on MS Office & Advance excel. 4) Fresher Graduate/ Post Graduate in Finance or equivalent field

Rupeek: Redefining Gold Loans for a Digital India The Opportunity: India boasts a $2 trillion gold market, yet traditional gold loans are often cumbersome and lack transparency. Rupeek, established in 2015 and headquartered in Bangalore, is changing this landscape. We are India's leading asset-backed digital lending fintech platform, committed to making credit accessible and convenient. Our Approach: Rupeek leverages cutting-edge technology and an automated asset-light model to transform gold loan disbursal. Our secure, low-touch processes offer a friction-free experience for over 5 lakh satisfied customers across India. With strategic partnerships with leading banks and financial institutions, Rupeek unlocks the value of gold assets for our borrowers . Why Rupeek? Shape the Future of Finance: Join us in revolutionizing the way India accesses credit through innovation, technology, and a commitment to building a more inclusive financial ecosystem Profitable Scale is Our Focus: We are now prepared and committed to achieving a profitable scale while remaining dedicated to financial inclusion. Backed by Industry Leaders: Marquee investors like Accel Partners, Bertelsmann, Elevation Capital, GGV Capital, Peak XV and many more fuel our growth, demonstrating confidence in our innovative approach. Are you a Senior leader who thrives in a dynamic, fast-paced environment? If you share our passion for making a difference, Rupeek offers the perfect platform to leverage your expertise and shape the future of gold-backed lending in India. This is your chance to build a company at the forefront of financial innovation and market leadership. Compliance Officer Job Summary: Rupeek Fintech is seeking a highly experienced and dynamic Compliance Officer to join our leadership team. The CO will play a critical role in ensuring the organization's adherence to regulatory requirements and internal policies, fostering a robust compliance culture, and serving as a liaison with regulatory bodies. The ideal candidate would have extensive experience in the BFSI sector, particularly with NBFCs, and a proven track record in managing compliance functions and interacting directly with regulators. Job Title: Compliance Officer Education: CA/CS or equivalent professional qualification. Experience : Minimum of 10+ years of work experience in the BFSI sector, with at least 5+ Years leadership level experience in compliance, particularly in Bank/NBFC. Location: Bangalore/Mumbai Key Responsibilities: Compliance Oversight: Assist the Board and Senior Management in implementing and overseeing the Compliance Policy, including policies and procedures, Compliance Manuals, internal codes of conduct, and more. Compliance risk Identification and Mitigation: Identify compliance risks within the organization, analyze risks associated with existing and new products/processes, and implement appropriate risk mitigants. Participate in 'new product' committees to ensure intensive monitoring of new products for the first six months. Monitoring and Testing: Conduct sufficient and representative compliance testing, report results to Senior Management, and circulate instances of compliance failures among staff along with preventive instructions. Examine staff accountability for major compliance failures. Regulatory Compliance: Ensure compliance with regulatory and supervisory directions from the RBI and other regulators in both letter and spirit, in a time-bound and sustainable manner. Ensure all Risk Mitigation Plan (RMP) and Monitorable Action Plan (MAP) points are compiled within prescribed timelines. Regulatory Liaison: Serve as the primary contact point between the company and regulators/supervisors, participate in structured or regular discussions with the RBI, and communicate compliance to RBI inspection reports through the Compliance Function. Stakeholder Support: Act as a reference point for internal stakeholders from operational departments for clarifications/interpretations of various regulatory and statutory guidelines. Skills & Experience: Minimum of 10+ years of work experience in the BFSI sector, with at least 5+ Years leadership level experience in compliance, particularly in Bank/NBFC. CA/CS/PGDM/MBA or equivalent professional qualification. Proven experience in dealing directly with RBI/NHB as a regulator and managing RBI/NHB audits for at least 5 years. Demonstrated experience in dealing with Senior Board Members and Independent Directors in previous roles. Ability to take ownership of and strengthen the compliance culture within the organization. Understanding of regulatory requirements and internal policies relevant to the NBFC sector. Ability to interpret and translate regulations into actionable compliance plans. Experience in developing and implementing a Compliance Policy and related materials. Knowledge of risk identification and mitigation strategies in a compliance context. Proven ability to conduct compliance testing and analyze results. Ability to clearly explain regulations and compliance procedures to internal and external stakeholders as well as to the Board. Ability to confidently represent the company as a liaison with relevant regulatory bodies . Strong leadership skills to foster a robust compliance culture within the organization. Experience working effectively with a Board of Directors, including independent directors. Ability to analyze complex regulations and identify potential compliance risks. Skills to assess risks associated with new products and processes. Attention to detail and accuracy in ensuring adherence to regulations. Project management skills to oversee and manage compliance initiatives. Staying up-to-date with regulatory changes within the BFSI sector. Role & responsibilities Preferred candidate profile Perks and benefits

MBA finance/PG in Finance Min.3 yrs of exp in Collateral management & wholesale lending process-review,report,trade &resolve Exp in Tools-Siebel,Customer System(Full serve),E-mail servicing,ZEUS Excellent Comm. Call@9220771924Noida