3768 Regulatory Reporting Jobs - Page 16

As a Vice President, Regulatory Assurance at Barclays, you will have a pivotal role in managing and coordinating regulatory inputs for control reporting, briefings, and relevant governance fora. You will act as the point of coordination and syndication for regulatory updates and engagements to ensure consistency. Your responsibilities will include supporting Assurance delivery for identified process areas, leading Design Effectiveness Assessments and Operational Effectiveness testing, and identifying issues and developing associated remediation plans. You will collaborate with the 2nd Line of Defence (Compliance, Operational Risk) and 3rd Line of Defence (Barclays Internal Audit) colleagues ...

Join our Digital Data Reporting & Transformation team in Group Treasury at Macquarie and engage with senior stakeholders to offer guidance on capital and liquidity management, regulatory reporting, risk analytics, and platform risks. As part of the team, you will be responsible for: - Assisting in policy implementation - Monitoring the control framework - Performing deep dives and conducting risk assessments through process and control standards - Providing advice to manage capital and liquidity regulatory reporting risks as well as analytics and platforms risks Qualifications required for this role: - Tertiary degree in business/commerce and CA or CPA qualification - 6+ years of post-qualif...

Some Careers Shine Brighter Than Others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team i...

Some Careers Shine Brighter Than Others If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in...

About This Role Team Description The APAC COO team ensures that regional and country platforms are running commercially, smoothly and efficiently. We partner with the Head of Asia Pacific and the most senior business leaders to unlock opportunities to accelerate growth, disrupt our business and drive change. The team conducts in-depth analyses of our resources and financial position to translate into practical insights, proactively mitigates risks through a sharp focus on operations and drives our talent and culture agenda forward. We are expanding the APAC COO team to India to support business management, risk & governance, and external/regulatory reporting priorities. The India team will p...

As a Regulatory Reporting Manager within Services Operations specializing in (THE PRODUCT), you will have full leadership and supervisory responsibility. Your role will involve providing operational/service leadership and direction to your team(s), applying in-depth disciplinary knowledge, and contributing to the development of new techniques, models, and plans within your area of expertise. Strong communication and diplomacy skills are essential for this role. You will be responsible for the volume, quality, and timeliness of end results, with shared responsibility for planning and budgets. Your work will have an impact on an entire area, which will eventually affect the overall performance...

You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities, and each other. Here, you will learn and grow as we help you create a career journey that is unique and meaningful to you with benefits, programs, and flexibility that support you personally and professionally. At American Express, you will be recognized for your contributions, leadership, and impactevery colleague has the opportunity to share in the company's success. Together, we'll win as a team, striving t...

Position AML Transaction Monitoring Team Leader/ Team Member Approximate age bracket N.A. Reporting to Anti-Money Laundering Transaction Monitoring Vertical Head Objective The incumbent would be responsible for managing the team of analysts monitoring and analyzing the transactions to identify potential money laundering activities. Responsibilities Handling the team of AML Transaction Monitoring and Suspicious Transaction Reporting. Alerts review shall include review of customer profile, transaction pattern, financials, & ancillary information obtained through public and private sources to identify potential money laundering patterns. Drafting and/or review of Grounds of Suspicion and taking...

About BNP Paribas India Solutions Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union's leading bank with an international reach. With delivery centers located in Bengaluru, Chennai, and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions. About BNP Paribas Group BNP Paribas is the European Union's leading bank and key player in international ...

Responsibilities: Maintain registration and license in India Provide compliance support to all business units of the company in India Manage KYC and AML matters, to implement controls over KYC and AML in order to comply with relevant rules and regulations, ensure our company comply with the regulatory reporting obligations Implement and renew policies and procedures to ensure business comply with the rules and regulations To identify, resolve and escalate compliance risk on a timely manner As a representative of the company, responsible for the regulatory communications To enforce the best market practice within the crypto business activities Requirements Minimum of 5 years of experience in ...

Job Title : Oracle OSMC Relevant Experience (in Yrs): 8 to 16 Yrs 7+ years of experience in Oracle ERP implementations with at least 5+ years in Oracle Cloud Financial and Subscription Management applications. Experience of performing as lead Subscription Management cloud architect of minimum 2-3 large scale transformation engagements (>5+Mn$) in Oracle cloud technologies Certification in Oracle Subscription Management Cloud modules. Experience with multi-entity, global financial setups. Understanding of SOX compliance, data security, and regulatory reporting. Experience in driving Business discovery sessions, Conference Room Pilot sessions, Design Workshops with Business and IT stakeholders...

Step into the role of Vice President - Private Banking India Operations at Barclays, where you will play a pivotal role to manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators. You will take ownership of your work, ensuring it aligns with the relevant rules & regulations, and codes of conduct. You may be assessed on key critical skills relevant for success in role such as: Lead operations for Private Banking across India, including client onboarding, KYC/CDD, additionally, manage Trust Operations involving transaction processing and service delivery. Drive operational efficiency, automation, and scalability acros...

Role Overview: As a Wealth Management Loan Servicing Specialist at UBS, your primary responsibilities will include updating reports daily/ quarterly/ ad-hoc for various activities, managing resolutions of un-reconciled funds and discrepancies, reconciling interests, fees, billing, and invoicing, as well as interacting with Business, Finance, Credit Risk Management teams, and agent banks. You will also be responsible for documentation management, ERMS/SOX related controls tests downloading, User Acceptance Testing for new projects, and more. Additionally, you will need to ensure the correct reflection of Credit Documentation in systems, manage reporting and compliance requirements, and prepar...

Role Overview: As a Research & Development Consultant in Life Sciences at our company, you will be responsible for providing management consulting services to clients in the Life Sciences industry. Your role will involve leveraging your expertise in R&D, Pharmacovigilance, and regulatory reporting to deliver strategic solutions. Key Responsibilities: - Utilize your MBA from a Tier 1 institute or relevant industry experience to contribute to the growth and success of our clients. - Apply your 6+ years of progressive business and/or consulting experience, with at least 1 year in the Life Sciences industry, to address complex challenges. - Leverage your management consulting and general busines...

As the Regulatory Reporting Group Manager within Services Operations specializing in Issuer and Investor Services, you are responsible for managing complex/critical/large professional disciplinary areas. You will lead and direct a team of professionals, requiring a comprehensive understanding of multiple areas within a function and how they interact to achieve the function's objectives. Your in-depth understanding of the business impact of technical contributions and strong commercial awareness are essential. You will be accountable for delivering a full range of services to one or more businesses/geographic regions. Excellent communication skills are required to negotiate internally, often ...

As a controller professional in the Alternatives Fund Controllers team at J.P. Morgan Asset Management, you will collaborate with an established team to support a large Institutional High Yield Portfolio. Your expertise will play a crucial role in creating investment strategies that benefit clients and contribute to the success of the Asset Management business. **Key Responsibilities:** - Review quarter-end property financial statements, ensuring GAAP adjustments are applied, conducting variance analysis, and performing asset and debt appraisals. - Examine fund financial statements, NAV pricing, and understand the mechanisms of management and incentive fees. - Calculate investment-level NAVs...

As a Senior Manager at EY, you will have the opportunity to lead a team of highly skilled individuals to deliver high-quality, innovative solutions in the Asset Management sector. Your role will involve managing various functions related to Funds and Fund-of-Fund investment operations, financial statement reporting, and fund administration. Your responsibilities will include: - Understanding and managing intricate details of Funds and Fund-of-Fund investment operations, preferably in Private Equity funds into Fund of Funds, Private credits, Loans, Private equity, or Real Estate funds. - Preparation and review of Financial Statements, Audit and Management Memos, including pre-cycle preparatio...

Role Overview: At EY, you will have the opportunity to shape a career that aligns with your unique skills, supported by a global network, inclusive culture, and cutting-edge technology. Your distinctive voice and perspective will be valued in contributing to EY's continuous improvement. Join EY to create an exceptional professional journey for yourself while contributing to a more sustainable working world for all. Key Responsibilities: - Conducting gap assessments, impact analysis, and business readiness assessments for regulatory change management - Demonstrating strong technical expertise and industry knowledge in financial products - Leading components of both large-scale and smaller cli...

Role Overview: You will be part of the Alternative Operations team at VOYA INDIA, focusing on tasks that are unique and complex. Your role will involve analyzing tasks with strong problem-solving skills, troubleshoot issues, and provide recommendations for permanent solutions. You will work in a time-sensitive production cycle, requiring minimum supervision and the ability to keep pace with a rapidly changing business environment. Key Responsibilities: - Forecast cash daily using trade settlement reports, bank account balances, and counterparties" margin call statements. - Prepare instructions for the settlement of margin calls related to Futures and other derivatives, and validate wire tran...

As a highly skilled and experienced Senior Quality Assurance Tester at Citi, you will contribute to the testing efforts for critical regulatory reporting applications. Reporting to the Quality Assurance Testing Team Lead, your key responsibilities will include: - Test Planning and Execution: - Create detailed test cases based on regulatory requirements and reporting specifications. - Independently execute test cases, ensuring thorough coverage and accurate documentation. - Identify, document, and track defects with clear and concise information. - Analyze test results to identify potential discrepancies, collaborating with the team to understand and resolve them. - Contribute to developing a...

Job Description: You will be responsible for overseeing the global telecoms inventory and billing operations, driving cost efficiency across all telecom-related functions, managing regulatory reporting and compliance for telecom services worldwide, leading process design and governance for inventory and billing systems, supervising and mentoring a team of 10 skilled professionals, collaborating cross-functionally with finance, operations, and compliance teams, and acting as the point of contact for telecom regulatory bodies and changes. Qualifications Required: - Bachelor's degree in a relevant field such as Telecommunications, Finance, or Business Administration. - Proven experience in mana...

As an Assistant Manager - Impairment Reporting at Barclays, you will be responsible for embedding a control functionality by leading the development of the team's output. Your role will involve helping colleagues demonstrate analytical and technical skills, knowledge of retail credit risk management fundamentals, and sound judgement in collaboration with the wider team and management. **Key Responsibilities:** - Identify potential impairment triggers and analyze relevant financial and non-financial information to assess the potential for impairment of financial assets. - Apply quantitative and qualitative impairment tests to determine whether an asset is considered impaired. - Assess impairm...

Role Overview: You will be responsible for leading the financial operations of our Romania subsidiary as the Subsidiary Controller. Your main focus will be to ensure accurate financial management and reporting. Key Responsibilities: - Manage and coordinate monthly and quarterly closings to guarantee accurate and timely reports. - Perform detailed analytical reviews and submit comprehensive reporting packages to HQ. - Oversee intercompany (IC) reconciliation and maintain collaborative engagement with the HQ team. - Participate in preparing regulatory reports such as VAT, CIT, and ad hoc reports. Coordinate with our local compliance consultant for report submission. - Participate in annual loc...

As a Controller at Goldman Sachs, you will play a crucial role in ensuring that the firm meets all financial control and reporting obligations of a global, regulated, and public financial institution. Your responsibilities will include measuring the profitability and risks associated with various aspects of the firm's business and ensuring that all activities are conducted in compliance with regulations governing transactions in the financial markets. Key Responsibilities: - Develop an understanding of the firm's regulatory reporting requirements, including Capital Planning processes and controls supporting the reporting process and systems - Conduct independent reviews of various regulatory...

You are a SAP ATTP Functional Consultant with over 10 years of experience in SAP S/4 HANA PP/QM and have worked on at least 1 pharma serialization implementation project in ATTP. Your role involves configuring and optimizing ATTP functionalities such as serialization, aggregation, and reporting to ensure compliance with industry standards and regulations. You should demonstrate expertise in SAP ATTP, including integrations with S4/HANA, migration to S4/HANA, upgrades, rules framework, AIF configuration, and regulatory reporting for various markets like US, EU, RU, ROW, and Middle East. Your responsibilities include: - Configuring and optimizing ATTP functionalities like serialization, aggreg...