3768 Regulatory Reporting Jobs - Page 20

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

About Business line/Function: - Ensure that financial reporting to the Head Office and Management is complete, accurate and compliant with Group accounting policies - Contribute to the pre-closing process - Perform and document accounting controls and analysis Contribute to the automation of certain accounting processes and the standardisation of booking schemes among entities. -Manage team and appraisals -Manage Projects and provide strategic solutions Position Purpose The position of Associate, Senior Associate is to Ensure the financial reporting to Head Office Accounting production and statutory accounts- understanding Contribute to the documentation and automation of the processes. Resp...

Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best together to support achi...

About Business line/Function: COCE (Client Operating Centre of Excellence) Operations is further divided into 4 departments i.e. Trade Processing & Support, Product Control, Client Management & Change Management. It provides services to global clients across Asia, Europe & US region coverage offering a wide range of services, which include custody operations, fund accounting, middle-office operations, static data management, client referential, KYC operations, client services, clearing and settlement operations, securities lending, corporate action, and other transversal services. Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfol...

Role & responsibilities Assist in planning, scheduling, and executing regulatory service councils and board meetings in alignment with the annual calendar and regulatory guidelines. Ensure documentation and minutes of meetings are accurately recorded and archived Support Head CX Regulatory Compliance in the below activities: Coordinate monthly Branch Level Customer Service Committee meetings across branches. Support execution of Steering, Standing, and Board-level Customer Service Committees. Track and close actionables from council meetings. Disseminate regulatory circulars and ensure branch-level compliance Regulatory Policy governance and Reporting : Ongoing updation, and governance of bo...

Position Purpose The Regulatory Reporting team is ramping up to about 20 members to address the ambitious project of standardizing the activity for APAC region. This long-term project involves the reporting of Balance Sheet, P&L, Capital and a more recent and intense focus on liquidity, especially Basel III LCR requirement. Our team captures reporting requirements from the users located all across APAC, comes up with efficient propositions, implements solution and follows up to guarantee user comfort on the long run. To operate efficiently, the team is constituted of complementing profiles: business analysts understand the logic from the users and develop the reports, data managers are the r...

Position Purpose The position of Associate, Senior Associate is to Ensure the financial reporting to Head Office Accounting production and statutory accounts- understanding Contribute to the documentation and automation of the processes. Responsibilities Preparation of the financial reporting sent monthly to the Head Office: P&L, balance sheet, off balance sheet, annexes, tax book, regulatory reporting schedules. Prepare ad hoc Financial Reporting for Head office upon request. Follow controls and analysis as defined by the BNP Paribas Standard Accounting Control Plan. Perform inter-company transactions reconciliation and solve Interco breaks. Ensure the good coordination with the Regional Fi...

Key skills and responsibilities: Candidate work as part of a team with extensive consulting and industry experience, helping our clients solve their complex business issues from strategy, implementation of regulatory change, regulatory gap analysis, remediation of compliance gaps, and responding to regulatory developments. Specific responsibilities include but are not limited to: Working as part of a project team day-to-day liaison with clients Identifying the impact of prudential regulatory change and supporting clients to adapt to the challenges a new regulatory landscape presents – Working on projects relating to various components of regulatory calculation and reporting under Pillar 1 (e...

The Stability function is part of the Amgen Product Quality organization, providing governance and management of lean, harmonized, and compliant Stability data packages for all of Amgens products. In this team-based role, the Senior Manager Stability will collaborate with Product Quality Teams (PQTs) and the supporting Specialists to ensure the design, management, maintenance, and data analysis of a products stability program support GMP compliance and meet the Market Authorization commitments. In this leadership and management role you will provide critical support to PQTs through management of activities and staff supporting stability programs for late-stage clinical and commercial product...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Minimum 6 years of working experience in FS Domain as QA with back office experience Hands on Front office / middle office trading applications - Equity, Options, Convertible Bonds Good understanding of Trade Life Cycle, FIX protocol Excellent written and verbal communication - Ability to present test plans / Issues / Demos to mixed audiences - Client, development & business stakeholders Able to write Functional, Integration and Regression test plans for complex requirements Test Automation: experience in developing and maintaining test frameworks using Java / Springboot Basic Linux commands Hands-on database querying skills; Experience with relational database (Sybase, SQL server etc.) Expo...

Role & responsibilities Regulatory Compliance: Assist and ensure timely implementation and ongoing compliance of various IRDAI regulations or guidelines. Support for obtaining IRDAI Approvals Branch opening, licenses, referrals, etc. Timely tracking and reporting of regulatory filings. Filing of advertisement material with IRDAI and maintenance of advertisement register. Vendor due diligence: On-boarding of vendors (outsourced and non-sourced) post completion of compliance related documents and requirements. Review and approve vendor due diligence cases and maintenance of tracker. Support to Business: Provide guidance and solutions to business on compliance / regulatory matters. Sign offs on...

Role Overview: You will be responsible for processing orders and transactions related to client securities and derivatives transactions in coordination with the Operations - Transaction Services team. Your main objective will be to facilitate the clearance, settlement, and investigation of these transactions. Key Responsibilities: - Experience in non-financial regulatory and tax reporting (SME) - Possess excellent understanding of OTC derivatives and investment products - Demonstrate proficiency in using data analytics and QA tools; experience with automated QA testing frameworks is a plus - Knowledge and experience in writing disclosures to the Regulators - Lead audit reviews, including doc...

As a Fraud Risk Management & Control specialist, your role involves focusing on processes to mitigate fraud risks, implementing internal controls, driving automation solutions, and providing timely reporting to stakeholders for all liability and digital products in the bank. **Key Responsibilities:** - **Strategy and Planning:** - Implement strategies for fraud prevention, early detection, investigation, transaction monitoring, responding to LEA notices, and regulatory reporting. - Create a clear road-map considering industry trends on business & frauds. - Ensure systems, people, and processes are adequately prepared to prevent and detect frauds effectively. - Ensure timely reporting of frau...

As an experienced Business Analyst in the Regulatory domain, your role will involve leading the techno-functional aspects within the organization. Your expertise in credit risk, market risk, regulatory reporting, and data lineage, along with a strong understanding of governance, risk, and compliance processes, will be vital for success in this position. Your main responsibilities will include: - Having a minimum of 5+ years of experience in regulatory reporting - Demonstrating the ability to comprehend applications and create information/data workflow diagrams - Working effectively in large project environments - Designing mock-ups of dashboards/charts for user review during requirements fin...

Role Overview: At EY, you will have the opportunity to shape a career tailored to your unique abilities, supported by a global network, inclusive environment, and cutting-edge technology to help you reach your full potential. Your individual voice and perspective will play a crucial role in enhancing EY's operations. By joining us, you will not only create a fulfilling professional journey for yourself but also contribute to building a more sustainable working world for all. Key Responsibilities: - Prepare and validate various Regulatory and Tax reports for Australian Funds including: - ABS Reporting (Australian Bureau of Statistics) - Business Activity Statements (BAS) on a monthly and quar...

Role Overview: Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them. Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself. Key Responsibilities: - Assist ...

Role Overview: At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of yourself. And EY is counting on your unique voice and perspective to help them become even better. Join EY and build an exceptional experience for yourself, and a better working world for all. Key Responsibilities: - Define new procedures and controls to enhance the overall operational risk process - Drive high-quality work products within expected timeframes and budget - Ability to execute detailed procedures based on knowledge of fund controllership, investment books and records, and/or financial reporting proce...

You are a strategic thinker passionate about driving solutions in Trading Services. You have found the right team. As a Trading Services Associate within the Trading Services Team, you will be responsible for understanding trading structures to accurately capture all transactions, complete reconciliation checks, and ensure controls are performed. You will work closely with Operations functions and infrastructure groups to support a one team approach and ensure all controls are diligently performed, completed, and signed off on a timely basis. This role provides an opportunity to build an in-depth understanding of all trading structures from both a financial and operational perspective, while...

Role Overview: As a Business Analyst in this role, you will collaborate with stakeholders to gather and analyze business requirements. Your responsibilities will include translating business needs into functional specifications, acting as a bridge between business and technology teams, supporting project planning, estimation, and documentation. Additionally, you will drive testing, user acceptance, and validation of implemented solutions while identifying and implementing process improvements. Key Responsibilities: - Collaborate with stakeholders to gather and analyze business requirements - Translate business needs into functional specifications - Act as a bridge between business and techno...

In this role, you will be responsible for ensuring regulatory compliance in the fintech and digital financial services sector. Your key responsibilities will include: - **Regulatory Governance:** Interpret, implement, and monitor compliance with all RBI guidelines, master directions, and circulars relevant to fintech and digital financial services. - **Policy & Framework Development:** Design and maintain compliance frameworks, internal policies, and SOPs aligned with regulatory expectations. - **Advisory & Monitoring:** Provide proactive compliance advisory to business, product, operations, and technology teams for new product launches, partnerships, and process changes. - **Regulatory Repo...

Deputy Manager Financial Reporting (Broking+Others) Location: Gurgaon Role Overview We Are Looking For a Qualified Chartered Accountant With Expertise In Accounting, Compliance, And Reporting To Manage Finance Operations For Three Regulated Entities Of The Indmoney Group Indian Stock Broking entity SEBI-regulated domestic equity broker. GIFT SEZ Broker-Dealer entity IFSCA-regulated cross-border US stock platform. Upcoming GIFT SEZ Payment Service Provider (PSP) entity IFSCA-regulated fintech payment services business. The role requires managing daily finance operations, reconciliations, compliance filings, audits/inspections, financial reporting, and system integrations across entities, whil...

Project Role : Business Analyst Project Role Description : Analyze an organization and design its processes and systems, assessing the business model and its integration with technology. Assess current state, identify customer requirements, and define the future state and/or business solution. Research, gather and synthesize information. Must have skills : Finastra Fusion Loan IQ Good to have skills : NAMinimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As a Business Analyst, you will analyze an organization and design its processes and systems, assessing the business model and its integration with technology. You will assess the c...

About The Role Project Role : Business Analyst Project Role Description : Analyze an organization and design its processes and systems, assessing the business model and its integration with technology. Assess current state, identify customer requirements, and define the future state and/or business solution. Research, gather and synthesize information. Must have skills : Finastra Fusion Loan IQ Good to have skills : NAMinimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As a Business Analyst, you will analyze an organization and design its processes and systems, assessing the business model and its integration with technology. You wi...

Job Description Stripe's mission is to increase the GDP of the internet. We build the most powerful and flexible tools for running an internet business. We handle billions of dollars each year and enable millions of users around the world to scale faster and more efficiently by building their businesses on Stripe. Our business also exists within a highly regulated industry. We are licensed in several countries worldwide and each of those licences impose certain operational requirements on Stripe, including reporting key information to our regulators. Stripe provides regulated payments and financial services products, and also has a number of regulated subsidiaries in APAC. The Global Regulat...