2738 Regulatory Reporting Jobs - Page 22

As an Assistant Vice President (AVP) Statistical Reporting at Barclays, you will play a crucial role in shaping the future of the Finance Control team. Your responsibilities will include managing wide projects, especially focusing on Legal entity reporting. You will also be accountable for overseeing the Legal Entity Control function and related businesses by driving resolutions for key business issues. Qualifications required for this role: - Qualified Accountant with Post qualification experience. - Experience in a month-end or quarter-end focused reporting role. - Knowledge and understanding of key accounting principles under IFRS. - Strong excel skills. - Previous experience with SAP or ...

Role Overview: As a Manager in FAAS Accounting & Reporting at EY, you will lead engagements for banking and capital markets clients, focusing on solving complex financial reporting challenges under IFRS. Your role will involve coordinating multidisciplinary teams, shaping technical positions, and driving high-quality deliverables that meet client, regulatory, and internal quality expectations. You will operate in a regional model primarily supporting markets in MENA, bringing sector depth and delivery excellence to banking clients undergoing reporting change, regulatory scrutiny, and finance modernization. Key Responsibilities: - Lead IFRS 9 workstreams for banking clients, including classif...

As a Business Analyst at Nasdaq Financial Technology, you will be a key member of the Financial & Statistical Regulatory Reporting Solutions team in India. Your role will involve analyzing complex regulatory rules and delivering specifications that align with both regulatory requirements and the operational needs of external clients. You will contribute to driving the analysis of regulatory reporting requirements as part of the Nasdaq Regulatory Reporting FinTech team in Pune. If you are passionate about delivering top technology solutions to today's markets, this is the place for you. **Key Responsibilities:** - Define product features and functional requirements by interpreting local finan...

**ONLY APPLY IF YOU HAVE PRIOR EXPERIENCE WITH AVALOQ** CLIENT TIME ZONE: Thailand/Philippines EXPERIENCE: Minimum 3-5 years (As Business Analyst/Functional Consultant) CONTRACT DURATION: Minimum 6 months (with high likelihood of extension) JOB DESCRIPTION: About the Role Act as the bridge between business stakeholders and technical teams, ensuring requirements are clearly defined and understood. Gather, analyze, and document business and functional requirements for Avaloq implementation or enhancement projects. Support solution design and align functional specifications with system capabilities. Facilitate workshops, training sessions, and provide subject matter expertise to ensure successf...

Role Overview: You will be part of the GBSU/REG Team responsible for dealing with processes required to comply with various regional regulations in the OTC Derivatives space, such as DFA, EMIR, HKMA, MAS, MiFID, etc. Your main responsibilities will include carrying out periodic post reporting controls to identify regulatory reporting anomalies, rectifying issues in coordination with technology teams, and managing daily reporting activities for regulators. Key Responsibilities: - Provide guidance and closely follow-up on complex issues - Monitor the production parameters on a daily basis - Identify short-term production priorities and drive production efficiencies - Ensure compliance and regu...

In this role as a Financial Reporting Analyst at Wells Fargo, you will play a key role in meeting the company's regulatory, Security and Exchange Commission, and other external financial reporting requirements. Your responsibilities will include leading the planning and execution strategy of large, complex external financial reporting requirements, providing technical interpretation on various matters, and driving the adoption of best practices within the functional area. You will also be leading the implementation of complex projects impacting multiple lines of business across the enterprise and developing stakeholder relationships to increase their awareness and engagement in the reporting...

Role Overview: As a Regulatory Operations Manager at Standard Chartered in Mumbai, your role involves reviewing Regulatory Circulars and Policies pertaining to Client Management Framework (CMF), ensuring end-to-end implementation of RBI Circulars and Policies, handling RBI submissions, audits, and audit queries. You will also be responsible for handling EUCs and other regulatory reportings, reviewing processes of Account Opening, eCDD, Reg reporting, CRC related activities, and coordinating with all relevant stakeholders. Managing the country Enablement team for proper KCSA/CST processes, SLAs, ASTAR, operational risk management, audit & regulatory engagements, etc. will be a crucial part of...

ROLE OVERVIEW: As a Compliance professional at KIOPL Management Solutions India Private Limited, you will be responsible for providing compliance support and oversight for the Firm's leverage facilities, FX/Interest Rate hedging platform, and ensuring adherence to global and business-specific policies. Your role will involve managing regulatory and lender reporting, coordinating cross-functional processes, and ensuring data integrity across systems. The ideal candidate for this position should have a strong understanding of private markets and credit operations, excellent project management skills, and the ability to thrive in a fast-paced, collaborative environment. KEY RESPONSIBILITIES: - ...

As the Head of IT Governance and Program Management, you will play a crucial role in establishing and leading IT governance frameworks, managing IT risks, overseeing audits and regulatory compliance, and governing transformation programs to ensure alignment with business strategy and regulatory expectations. Your strong leadership in IT Governance, program management, IT policies oversight, vendor governance, budget management, and performance monitoring will be essential for the success of the organization. Key Responsibilities: - Establish and manage IT governance frameworks, policies, standards, and processes with continuous reviews and alignment with regulatory needs. - Develop and overs...

Role Overview: As an Executive Assistant supporting MDs and Ds, you will be responsible for providing high-level support in a fast-paced and demanding environment. Your role will involve managing financial operations to ensure accurate and reliable financial reporting. This position is based out of Chennai. Key Responsibilities: - Prepare and present accurate and timely financial statements and accounting records in compliance with relevant accounting standards. - Identify, assess, and mitigate financial risks, reporting them to senior colleagues. - Establish and maintain a strong system of internal controls to safeguard assets and ensure the accuracy of financial data. - Develop and impleme...

Join us as an Analyst - USCB Internal Reporting at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You may be assessed on the key critical skills relevant for success in role, such as experience with as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills. To be successful in this role, you should have below skills: Qualified accountant. Experienced with MS office toolkit. Excellent communication and presentation sk...

Who are we looking for We are looking for a result driven individual to manage the Regulatory Reporting team responsible for assessing regulatory reporting requirements, identifying SSGM change as a result of those requirements, and working closely with the front office and middle office to understand booking models and business transactions such that regulatory reporting submissions to regulators globally continues to be complete, accurate and timely. You will report to the India Head of Global Markets and work closely with the Global Markets business teams, Business Risk Management, Compliance and Technology. Your ability to take initiative, exercise independent thinking, juggle multiple t...

Position Overview Job Title: Clearing and Settlement Analyst Location: Mumbai, India Role Description The Jobholder report to VP Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by them in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevan...

Job Description Job title: VP - UK Capital Reporting Short description: Build your career in UK Capital Reporting while working in the world's most innovative bank which values creativity and excellence. You are a strategic thinker passionate about driving solutions in UK Capital Reporting You have found the right team. As a VP - within the EMEA Legal Entity Controllers Controls team, you will play a key role in preparing/reviewing Regulatory Returns to the PRA /ECB. Job Responsibilities Manage monthly, quarterly and biannual returns for the following solo regulated entities and their associated UK consolidation groups: JPMorgan Securities Plc (JPMS Plc), JP Morgan Europe Limited (JPMEL) and...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

As a candidate for the Night Shift Role at the company, your primary responsibilities will include: - Processing day-to-day transactions in accordance with local operating procedures related to Sanctions, AML, Anti-Boycott, Military Finance, and other local compliance guidelines. This involves a thorough understanding of Sanctions policies of respective countries, strong analytical skills to differentiate between true and false matches, good due diligence skills for research, knowledge of AML red identification, and adherence to US Anti-boycott regulations. - Ensuring delivery as per Service Level Agreement consistently while maintaining service quality. - Understanding customer requirements...

About Us At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About The Role Regulatory & Event Management Data Lead Role Location: Acacia, Manyata Tech Park, Bangalore Role Type: permanent, Group 3 Role purpose: The Regulatory & Event Management Data Lead plays a critical role in ensuring the integrity, timeliness, and compliance of regulatory data submissions and event investigations across the Retail division. This role oversees the delivery of Retail regulatory submissions, manages third-party data responses (e.g., Visa, Qantas, ATO), and leads the transformation of ...

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in India and as such all normal working days must be carried out in India. Job Description Join us as a Trade & Transaction Reporting Manager We'll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations You'll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation As a key member of our team, you'll enjoy exte...

We are M&G Global Services Private Limited (formerly known as 10FA India Private Limited, and prior to that Prudential Global Services Private Limited). We are a fully owned subsidiary of the M&G plc group of companies, operating as a Global Capability Centre providing a range of value adding services to the Group since 2003. At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes for our c...

Job Title: AI Reporting Architect/Lead. Role Overview We are seeking a visionary and hands-on AI Reporting Architect to lead the design and implementation of advanced reporting and analytics capabilities for our enterprise-grade Treasury platform. This role will drive the architectural strategy for AI-powered reporting solutions, collaborating closely with Product Owner, Backend Developers, Data Engineers, and Business Analyst to deliver scalable, intelligent insights. The ideal candidate combines deep technical expertise in data architecture, AI/ML integration, and reporting frameworks with an understanding of Treasury operations and financial analytics. Key Responsibilities Design scalable...

Job Summary As a Capital Reporting - Associate within the Capital Reporting Regulatory group, you will build your career in the regulatory space by preparing and analyzing daily and weekly capital adequacy monitoring information, reporting externally to regulators, and developing familiarity with key reporting tools and regulatory rules. You will also be involved in monthly/quarterly reconciliations, data cleansing, and investigating trends to provide management commentary. Additionally, you will understand the reporting model infrastructure and implement streamlined process solutions for a more efficient reporting model, while participating in non-BAU tasks such as projects and control init...

Manage legal entity accounting and control on a monthly basis, including overseeing the month-end close process, parent/child accounting, equity pick up, reviewing inter-entity breaks, and monitoring unnatural general ledger balances. Conduct month-end analytical reviews of legal entities to ensure completeness and accuracy of ficial statements, and prepare various reports, including contributions to the Monthly Controller s Book, legal entity and line of business ficial commentary, and regulatory reporting requirements. Investigate, analyze, and resolve issues, and respond promptly to ad-hoc queries. Assist in the Booking Model review and support ongoing Legal Entity Control Standard compli...

Hiring for Business Analyst Lead in one of our Prestigious banking client at Bangalore . Role: Business Analyst Exp: 12+ Years job location: Bangalore Work Mode: Hybrid Technical & Behavioral Competencies: Good Knowledge on Derivatives especially OTC Derivatives with Fixed Income & Equity underlying, F2B Trade Life Cycle, Clearing & Settlement. Business Analysis Good Communication Team Player Has experience in writing BRDs and FSDs Basic SQL knowledge required