2738 Regulatory Reporting Jobs - Page 26

As a Reporting Compliance - Business Analyst at HSBC, you will play a crucial role in managing a complete and consistent traceability data model framework for regulatory returns. Your responsibilities will include: - Ensuring data integrity across regulatory returns by managing the traceability data model framework, including system changes and enhancements. - Governing delivery through KPIs and design standards agreed upon in the framework using established or new governance forums. - Collaborating with business and stakeholders to embed traceability principles and control standards into BAU reporting processes and systems. - Selecting the best fit data traceability and reporting system/eng...

As a Product Administration professional in the Asset Management team at J.P. Morgan Asset Management (Europe) S. r.l. (JPMAME), you will play a crucial role in supporting the oversight and supervision of Alternative investment products. Your responsibilities will include: - Conducting and documenting risk-based oversight controls on Alternative funds NAVs calculated by external service providers. - Preparing, reviewing, and formalizing documentation of the JPMAME Valuation Committee. - Defining and owning the formalization of periodic reviews and updates to alternative funds valuation and NAV oversight policies and procedures. - Supporting new product launch or onboarding-related projects b...

As a KYC Operations Intmd Analyst at Citi, you will be responsible for overseeing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities in collaboration with the Compliance and Control team. Your primary objective will be to develop and manage an internal KYC (Know Your Client) program at Citi. Key Responsibilities: - Manage various aspects of risk and control, including Information Security, Continuation of Business, and Records Management - Analyze risk and associated controls to identify root causes, collaborate with peers and management, and propose solutions to mitigate risk/control issues - Support business managers and product staff - Partn...

As a member of KPMG in India, you will be part of a professional services firm affiliated with KPMG International Limited. Leveraging the global network of firms, you will work with local laws, regulations, markets, and competition to offer rapid, performance-based, industry-focused, and technology-enabled services to national and international clients across sectors. Your role will involve a strong understanding of capital market products, derivatives, CCR domain areas, Basel norms, Capital and RWA computations, and experience in project methodologies like agile and waterfall. - Strong understanding of capital market products and derivatives across asset classes - Good knowledge and experie...

As an experienced professional at EY, you will have the opportunity to shape a career tailored to your uniqueness, supported by a global network, inclusive environment, and cutting-edge technology to empower you to excel. Your distinct voice and perspective are valued to contribute to EY's continuous improvement. Join EY to craft an exceptional journey for yourself and drive towards creating a better working world for all. Key Responsibilities: - Finance Transformation: - Lead strategic initiatives to revolutionize the finance function within the banking sector. - Evaluate current financial processes, systems, and controls to pinpoint areas for enhancement and efficiency. - Develop and execu...

As a GL Accountant in our Finance department, your main responsibility will be preparing and reviewing financial records to ensure accuracy and compliance with relevant standards, regulations, and organizational policies. Key Responsibilities: - Manage and maintain the general ledger, ensuring accurate recording and categorization of all financial transactions. - Perform monthly, quarterly, and annual closing processes. - Reconcile general ledger accounts, including bank accounts, intercompany accounts, and other balance sheet accounts. - Investigate and resolve discrepancies in a timely manner. - Prepare financial statements like balance sheets, income statements, and cash flow statements. ...

As an Assistant Vice President - Product Control Securitized Products at Barclays, you will play a pivotal role in revolutionizing the digital landscape of the company. Your primary focus will be on utilizing cutting-edge technology to enhance digital offerings and ensure exceptional customer experiences. **Key Responsibilities:** - Develop and maintain valuation methodologies for various financial instruments, implementing suitable valuation models based on instrument characteristics and market conditions. - Manage the valuation process for the trading portfolio, conducting regular valuations of financial instruments and approving valuations by colleagues. - Analyze market data to evaluate ...

As a Fund Transfer Pricing & Treasury Risk Reporting professional at Citigroup, your role involves applying specialty area knowledge to monitor, assess, analyze, and evaluate processes and data. You will interpret data, make recommendations, research and interpret factual information, identify inconsistencies, define business issues, and formulate recommendations on policies, procedures, or practices. Your impact will be limited but direct on the business through the quality of tasks/services provided, primarily within your own team. **Responsibilities:** - Contribute to the governance of funding, investing, and analytics of the balance sheet. - Work closely with Risk Reporting/Risk Manageme...

Ensure product and process quality by developing and executing test plans, inspecting materials, identifying defects, documenting findings, and coordinating corrective actions while maintaining compliance with standards and supporting improvements.

LDMR - Liquidity Data Measurement- NCT Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: LDMR - Liquidity Data Measurement- NCT Location: Pune, India Business Description It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. Liquidity Data Measurement and Reporting (LDMR) is an integral part of the bank's liquidity reporting framework respo...

Good written, numerical and verbal communication skills Knowledge and experience of at least one of retail, commercial, wholesale and/or investment banking sectors At least four experience in financial services prudential requirements. Hands-on experience in relation to regulatory reporting/COREP either from an implementation standpoint or in a review capacity Strong relationship management skills as well as experience in managing teams. Experience of problem solving and being able to implement and deliver solutions tailored to a client’s needs The technical skills we are looking for are specific to Pillar 1 reporting requirements. We need individuals with skills in a combination of the foll...

Regulatory Manager is responsible to ensure the compliance across all the vehicle movement and warehouses & its storage under the applicable law of land. The position ensures strict compliance with all applicable laws governing the movement, storage, and safety of goods, and involves investigation, legal compliance management, resolution, and proactive prevention of violations. Manager needs to ensure timely release of the vehicles if they get detained by GST officials with any fine or paneities to the Delhivery along-with warehouse inspection by the authorities . Roles and Responsibilities • GST Compliance for movement- Ensure proactive compliance adherence for vehicle movement especially u...

Role Overview: You are a strategic thinker passionate about driving solutions using your Tech/Finance skills. As a Financial Control Analyst in the Finance team at our firm, you will spend each day defining, refining, and delivering set goals for the organization. Key Responsibilities: - Partner with Financial/Legal entity Controllers to prepare & review financial statements across different JP Morgan legal entities and geographies - Work with various teams to research, escalate, and clear exceptions to the general ledger and other interfacing systems in a timely manner to ensure the integrity of ledger/risk management systems - Perform monthly General Ledger Reconciliation & Substantiation ...

In this role with Citi, you will have the opportunity to shape your career in Citi Finance, responsible for the firm's financial management and related controls. As the Vice President, Finance Solutions Lead Analyst, you will lead the development and implementation of audit-style testing protocols to ensure transparency and appropriateness for data inputs, calculation logic & reporting outputs for in scope regulatory reports. Your responsibilities will include managing processes, reports, procedures, or products, resolving complex problems or transactions, and supporting the team in enhancing Citi's RWA production processes. - Leads development and implementation of audit-style testing proto...

Role Overview: As a KYC Operations Analyst 1 at Citi, you will play a crucial role in participating in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities. Your primary responsibility will be to support the development and management of an internal KYC (Know Your Client) program. Key Responsibilities: - Collaborate with Relationship Management and Compliance teams to assist in preparing, developing, conducting due diligence, and obtaining approval for the electronic Know Your Client (KYC) record and its supporting appendices. - Compile and maintain KYC records by collecting information from various sources, including internal databases, external...

In your role as the CFO (Chief Financial Officer) at our company in Pune, Maharashtra, you will be an integral part of the executive management team, directly reporting to the CEO. Your primary responsibilities will involve planning, implementing, managing, and controlling all financial activities while aligning with strategic planning, risk management, and compliance initiatives. Additionally, you will overlook finance, investor relations, treasury, commercial and legal matters, and drive initiatives for inorganic growth. Key Responsibilities: - Develop and execute the company's financial strategy in alignment with business objectives. - Provide strategic recommendations to the CEO and exec...

As the Regulatory Reporting Group Manager within Services Operations specializing in Issuer and Investor Services, you will be accountable for the management of complex/critical/large professional disciplinary areas. You will lead and direct a team of professionals, requiring a comprehensive understanding of multiple areas within a function and how they interact to achieve objectives. Your role will involve applying an in-depth understanding of the business impact of technical contributions and maintaining strong commercial awareness. You will be responsible for delivering a full range of services to one or more businesses/geographic regions. Excellent communication skills are essential for ...

Role Overview: As a Senior Consultant (Regulatory Reporting) at EY, you will oversee all financial reporting for US Regulators. Your responsibilities will include preparing & reviewing various schedules to support reporting activities, conducting financial analysis, assisting in financial reporting, and supporting management with US statutory reports, schedules, and working notes. This position offers a fantastic opportunity for individuals experienced in the banking domain who thrive in a dynamic workplace and enjoy collaborating closely with senior management. Key Responsibilities: - In-depth knowledge of reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, along with a...

As a Finance Associate with the India Finance team at ANZ, your role will be crucial in supporting the team to achieve key finance goals by providing accurate and timely financial information to external and internal stakeholders. You will also play a vital role in partnering with the business to support franchise growth and ensure adherence to robust control and governance standards. **Key Responsibilities:** - Support Group Financial Reporting, including month-end/quarter end/year end closure and compliance with all financial policies & procedures. - Assist in the preparation of local Financials, Notes to accounts, and local statutory audit closure. - Support local regulatory (RBI) reporti...

Role Overview: As a Senior Consultant (Regulatory Reporting) at EY, you will be responsible for overseeing all financial reporting for US regulators. Your role will involve preparing and reviewing various schedules to support reporting activities, conducting financial analysis, and assisting management with US statutory reports, schedules, and working notes. Your in-depth knowledge of reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, as well as your general understanding of regulatory reporting principles and regulator focus areas, will be crucial in this position. Key Responsibilities: - Possess foundational accounting and finance knowledge, experience with financial ...

Join us as an Market Risk Analyst, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we don't just anticipate the future - we're creating it. To be successful as an Market Risk Analyst you should have experience with: Internal Control Procedures. Regulatory Reporting. Regulatory Process. BASEL 1,BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corep Reporting, Regulatory control matrix, Large exposure, Leverage Ratio. Some Other Highly Valued Skills May Include Regulatory Compliance. Regulatory Techniques. Regulatory Sy...

Join Barclays as Control Assurance - Assistant Vice President where to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework. To Be Successful In This Role, You Should Have Effective written and oral communication skills, with the ability to present credibly to senior stakeholders. Working knowledge of operational risk & control processes and practices, including experience in their application across functions with ability to demonstrate a risk management mindset. Good understanding of SOx requirements and the COSO framework and its application to internal controls over financial rep...

As a candidate for this role, you will be responsible for handling regulatory reporting that needs to be submitted to the regulator(s). Your duties will include scrutinizing documentary evidence in light of the required regulations before processing transactions. You will also be expected to collaborate with Compliance, Legal, Sales, and Product teams regarding transaction handling and any necessary changes from a regulatory perspective. Additionally, you will work with the team to support the rollout of cash products initiatives, including system and technology implementations for clients. Key Responsibilities: - Handling regulatory reporting for submission to the regulator(s) - Scrutinizin...

As a member of the Operations Regulatory Control group at Citi, your role involves overseeing the implementation and oversight of regulatory reporting, specifically focusing on swap dealer reporting. Your responsibilities include: - Implementing new regulatory reporting initiatives and enhancements - Managing control and exception management on swap dealer reports - Advocating at an industry level across multiple trade associations - Collaborating with various teams across Markets to address and remediate regulatory issues Your key responsibilities will be: - Ensure the day-to-day delivery of complete, accurate, and timely reporting as per regulatory requirements and industry standards - Man...

Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: NCT - LDMR - Liquidity Data Measurement Location: Pune, India Business Description It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. Liquidity Data Measurement and Reporting (LDMR) is an integral part of the bank's liquidity reporting framework responsible for regulatory interpretation o...