3778 Regulatory Reporting Jobs - Page 29

You have the opportunity to build a career at EY with global scale, support, inclusive culture, and technology to become the best version of yourself. Your unique voice and perspective are valued to help EY become even better. Join EY to build an exceptional experience for yourself and contribute to creating a better working world for all. **Responsibilities:** - Define new procedures and controls to enhance the overall operational risk process - Drive high-quality work products within expected timeframes and budget - Execute detailed procedures based on knowledge of fund controllership, investment books and records, and financial reporting processes - Perform critical accounting activities,...

As a Regulatory Reporting Analyst at Citi, you will play a crucial role in preparing and filing various Bank Regulatory Reports based on predefined metrics or KPIs. Your responsibilities will include ensuring the accuracy, timeliness, and completeness of these reports. Collaborating with stakeholders to implement process changes and optimize reporting efficiency will be essential. You will also be required to monitor changes in regulatory requirements, update process notes accordingly, and maintain proper documentation with necessary approvals. In this role, you will analyze data to identify factors contributing to variances and provide insights and recommendations for process improvement an...

As a Quality Assurance Tester for the SMBIC Data and Regulatory Operations Group, your role involves supporting the testing efforts for regulatory reporting applications. Reporting to the Quality Assurance Testing Team Lead, you will contribute to ensuring the quality and compliance of regulatory submissions through executing test cases and identifying defects. **Responsibilities:** - Participate in the execution of testing activities to verify the conformance of regulatory reports to applicable regulations, under the guidance of senior team members. This includes: - Execute test plans and accurately document results. - Identify and report defects with sufficient detail for investigation. - ...

As an Assistant Vice-President in the Finance department at HSBC, you will play a crucial role in producing and reviewing various reports such as IRR reports, EVE report, NII report, and NIM Actuals/Forecast reports independently. Your responsibilities will include liaising with other IRRBB teams, site ALCM, and support teams to ensure all relevant inputs are received for IRR reports. You will be expected to explain variances, interpret reports, provide meaningful analysis, and present Management Information (MI) packs to facilitate business decision-making. Additionally, you will assist in executing stress-tests exercises, identifying improvement opportunities, and driving changes. Key Resp...

Role Overview: As an Institutional Investment Operations Associate at Wells Fargo, you will be responsible for providing operational and customer support for lifecycle tasks related to institutional trades. Your role will involve assisting in gathering data to support issue resolution, receiving direction from your manager, and exercising judgment within defined parameters. Collaboration and consultation with peers, colleagues, and managers will be essential to resolve issues and achieve organizational goals. Key Responsibilities: - Acting as a control group for sales and trading desk - Coordinating day-to-day activities for access configuration and inventory/access management - Assigning co...

As a Senior Specialist in Business Continuity Management, your role will involve developing and maintaining the bank's business continuity program. You will be responsible for coordinating, communicating, managing, and controlling activities during a crisis, ensuring the recovery of critical business functions. Collaboration with business units and support functions to identify business criticality, establish plans, test them, and help manage continuity risks will be essential. Key Responsibilities: - Conduct Business Impact Analysis (BIA) for the bank - Drive the development and review of BC plans and related documentation - Communicate the BCM plans effectively - Coordinate the BCM lifecyc...

As a Manager / Sr. Manager - Business Operations at MCX, your role is crucial in developing and implementing operational strategies aligned with business objectives. You will be responsible for coordinating between Business and Technology to ensure technology supports business enhancement. Your analytical skills will be put to use in identifying opportunities for improvement and implementing solutions that contribute to the overall success of the business. Understanding various functions in the commodity derivatives segment will be essential for this role. Key Responsibilities: - Develop and implement operational strategies aligned with business objectives. - Coordinate between Business and ...

Role Overview: As a Senior Portfolio Analyst-Basel at our Mumbai office within the Risk department, your main responsibility will be to lead operational risk management activities at the enterprise level. You will be tasked with designing or redesigning strategies to ensure effective coverage of operational risk and maintain the asset portfolio at the desired risk level. Your role will also involve establishing teams, systems, processes, and a culture conducive to efficient and consistent delivery. Collaboration with Business/Product Heads and Heads of Credit, Risk, Operations, Legal, and Collections will be crucial to drive efficiency in enterprise risk management. Additionally, you will be...

Role Overview: Join our team of prudential and/or regulatory reporting assurance specialists as a Senior at KPMG. You will have the opportunity to work with various banks and investment firms, providing assurance and advice on complex UK and European-wide prudential and regulatory reporting requirements. KPMG has a strong track record in this area and is looking to expand its team due to the increasing regulatory scrutiny and changes in regulations. As a Senior, you will play a key role in business development, client engagements, and interactions with executive-level clients. Key Responsibilities: - Provide assurance and advisory services to clients on prudential and/or regulatory reporting...

You are a strategic thinker passionate about driving solutions in Legal Entity Control. You have found the right team. As an Associate within the Legal Entity Control team, you will be responsible for financial oversight of the legal entity, ensuring a strong control environment across all businesses, products, and operational areas impacting the Legal Entity financials and regulatory reporting. You will have the opportunity to interact with multiple lines of business and internal stakeholders, learning legal entity controllership end-to-end. - Manage legal entity accounting and control on a monthly basis, including overseeing the month-end close process, parent/child accounting, equity pick...

As a Senior Business Analyst & Data Modeler (BA-DM) at Barclays, your role will involve bridging the gap between business requirements and technical implementation to ensure that regulatory data solutions meet the Regulatory Reporting expectations. You will also be responsible for ensuring that data analytics solutions deliver unparalleled customer insights while complying with Barclays Data security, accuracy, and efficiency standards. Key Responsibilities: - Strong understanding of investment banking products and trade life cycle. - Familiarity with regulatory frameworks and data governance frameworks applicable to investment banks. - Experience in working on large-scale regulatory data pr...

As a Workplace Facilities Lead at JLL, your role will involve playing a critical part in managing an extensive portfolio comprising over 300 retail branches and major offices across various clusters in India. You will be responsible for operational execution, escalation management, compliance, and reporting functions, along with focusing on strategic initiatives and programs throughout the pan India portfolio. **Key Responsibilities:** - **Operational Management & Execution:** - Act as the primary point of contact for operational issues across the diverse facility portfolio - Implement and uphold standardized IFM processes across retail branches and office facilities - Monitor daily operatio...

As a Process Lead - RTM at ANZ, you will play a key role in reconciling collateral, primary economic terms, and regulatory reporting reconciliations using various systems and applications to identify, report, and resolve exceptions. Your responsibilities will include: - Reporting any significant exceptions to relevant stakeholders for prompt resolution. - Actioning exceptions following the relevant escalation procedures as required. - Conducting regular UAT testing of new reconciliations and engaging stakeholders to address any issues. - Assisting with regulatory compliance reporting related to the Dodd-Frank Act and other Jurisdiction OTC regulatory rules. - Ensuring periodic internal and e...

Role Overview: You will be responsible for preprocessing holdings data through RiskCore, enriching it with security master attributes, and ensuring sign-off on E-Risk results. Additionally, you will assist in completing regulatory filings such as AnnexIV, FormPF, CPO, and more for a portfolio of clients on a periodic basis. You will participate in regular service reviews with internal company entities leveraging the CoE for regulatory reporting activities. Working with the Associate Director or Manager, you will ensure that KPIs and MI packs are produced accurately and in a timely fashion for both internal company entities and senior management. Moreover, you will support client servicing th...

As a member of the Disclosure Of Interest (DOI) team at JPMorgan Chase & Co., your role involves monitoring and disclosing the firm's interests in relevant securities to issuers, regulators, and exchanges across various jurisdictions globally. Your primary responsibilities include: - Processing system or report driven monitoring alerts for aggregated global positions in compliance with jurisdictional reporting requirements. - Analyzing shareholder disclosure obligations, monitoring holdings across industry & foreign ownership limits, short sell reporting, beneficial ownership transparency disclosures, and providing trade approvals & advice to the business. - Working with large datasets of tr...

As a Regulatory Compliance Specialist at the Bank, you will be responsible for ensuring compliance with various regulations such as SEBI, IRDA, and AMFI for the third-party products distribution business. Your key responsibilities include: - Handling Regulatory Compliance for the Bank, including regulations from SEBI, IRDA, and AMFI. - Ensuring compliance with regulations related to Mutual Fund & Insurance Distribution Business. - Circulating action points from regulatory circulars/notifications and following up with stakeholders for timely implementation. - Reviewing processes, corresponding with regulators on compliance matters, and handling Onsite Regulatory Inspections. - Providing clari...

As a Medical Reviewer at Sitero, an emerging leader in Clinical services and software solutions for the life sciences industry, your role will involve overseeing overall Pharmacovigilance (PV) and risk management activities. You will be responsible for reviewing all appropriate data for product-specific reports and providing draft and review for medical assessments and benefit-risk assessments for safety reports. Your duties will also include providing medical oversight while creating draft reports based on approved SOP/WI processes, coordinating internal review processes, and finalizing draft reports from a medical point of view. Key Responsibilities: - Oversee overall Pharmacovigilance (PV...

As a Research & Development Consultant in the Life Sciences sector at Accenture, your role will involve utilizing your skills in R&D, Pharmacovigilance, and regulatory reporting. You will be based in locations such as Bangalore, Gurgaon, Hyderabad, or Mumbai. **Key Responsibilities:** - Possess an MBA from a Tier 1 institute or equivalent industry experience. - Have a minimum of 6 years of progressive business and/or consulting experience, with at least 1 year specifically in the Life Sciences industry. - Demonstrate expertise in management consulting and general business consulting. - Utilize assets and tools in business consulting related to R&D, including issue trees, implementation frame...

As an Information Security Manager at the Bank, your role involves managing various aspects of Information Security to enhance threat detection and mitigation capabilities within the organization. Here is a breakdown of your responsibilities: **Role Overview:** You will be responsible for managing Information Security Internal & External Vulnerability Assessment, Penetration Testing, Application Security Assessment, Source code review follow-up, Wireless PT, ATM/POS security Assessment, Secure Configuration Review, and Vulnerability management domains. **Key Responsibilities:** - Manage periodic internal and external VA scanning for the bank's production systems - Analyze and report/present ...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Responsibilities: Prepare and validate below mentioned Regulatory and Tax reports for Australian Funds: ABS Reporting (Australian Bureau of Statistics) Business Activity Statements (BAS) - Monthly and quarterly Pay as you Go (PAYG) - Monthly and quarterly RG97 Performance Fee Reporting ATO Reporting DTA Monitoring Tax Realignment CVA/DVA asse...

As a Business Analysis Associate in the Finance team at the most innovative bank in the world, you will play a crucial role in defining, refining, and delivering set goals for the firm. Specifically, as an Associate Business Analyst in the Asia Pacific Regulatory Reporting Projects team, your responsibilities will include: - Partnering closely with Finance users, Technology, and external vendors to deliver strategic regulatory reporting solutions, including process re-engineering for the Finance function - Writing JIRA for business requirements and functional specifications, performing Product Validation/Proof of Concept, System Integration testing, and developing testing approach, scope, an...

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact the company, customers, and communities. The culture in Risk Management and Compliance encourages thinking outside the box, challenging the status quo, and striving to be best-in-class. Key Responsibilities: - Manage and Perform Regulatory and Internal Risk Reporting for Firmwide, APAC, and EMEA CTC/Liquidity Risk Reporting, including CTC Market Risk, Liquidity Stress, Limits and Indicators Utilization & Breach ...

Join us as a Contingent Leverage Analyst, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we don't just anticipate the future - we're creating it. To be successful in this role, you should have below skills: Internal Control Procedures. Regulatory Reporting. Regulatory Process. Basel 1, BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corop Reporting, Regulatory control matrix, large exposure, Leverage Ratio. Some Other Highly Valued Skills May Include Below Regulatory Compliance. Regulatory Techniques. You may be ass...

Join Barclays as Basel IV Analyst - Counter party Credit Risk BASEL IV, where to gather, analyse, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we don't just anticipate the future - we're creating it. To Be Successful In This Role, You Should Have Understanding of Derivatives & Capital market products. Regulatory Reporting. Regulatory Process. Overview of Basel 1, BASEL 2, BASEL 3. Basics of Counterparty Credit Risk and other Risks faced by Banks. Data Management & Analytical Skills. Some Other Highly Valued Skills May Include Risk and controls mindse...

We are looking for a dynamic and meticulous Finance Controller with a Chartered Accountant qualification and 4-5 years of experience. This role will be central to overseeing the financial health of our company by ensuring timely closure of books, setting up and maintaining robust controls and processes, managing statutory compliance, overseeing treasury functions, and leading a team. The Finance Controller will work closely with senior management to support decision-making and help drive operational efficiency and financial performance. Key Responsibilities : Monthly and Annual Financial Closures Oversee the end-to-end closure of books on a monthly, quarterly, and annual basis, ensuring accu...