3768 Regulatory Reporting Jobs - Page 28

Role Overview: As a Process Lead - RTM at ANZ, you will be responsible for the reconciliation of collateral, primary economic terms, and regulatory reporting reconciliations using various systems and applications to identify, report, and resolve exceptions effectively. You will play a key role in ensuring the smooth operation of these processes within the Institutional banking division. Key Responsibilities: - Report any significant exceptions promptly to relevant stakeholders and ensure timely resolution. - Take necessary actions on exceptions following the relevant escalation procedures. - Conduct regular UAT testing of new reconciliations and engage stakeholders to address any arising iss...

Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: FINREG Associate Corporate Title: Associate Location: Mumbai, India Job Context [i.e. business strategy/need & rationale for the role] Role mainly supports the GFCT (Global Financing and Credit Trading) business ensuring accurate and timely financial and risk reporting. Since the candidate supports this business being part of GFCT, the below responsibility fits well considering role enhancement. Role Description The role mainly supports the GFCT Central business ensuring accurate and timely financial and risk reporting. The role involves Business Revenue and Balance sheet Planning and Forecasting. Close intera...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Some Careers Have More Impact Than Others, If youre looking for a career where you can make a real impression, join HSBC and discover how valued youll be, HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions, We are currently seeking an experienced professional to join our team in the role of Assistant Vice president -HBEU Reporting operations Business: GLOBAL FINANCE Principal Responsibilities Ensuring consistency among various reporting deli...

Some Careers Have More Impact Than Others, If youre looking for a career where you can make a real impression, join HSBC and discover how valued youll be, HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions, We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Finance Operations Business: Global Finance Principal Responsibilities Manage delivery of the Groups PRA Stress testing monthly,...

In this role, you will: Manage a team supporting the largest and most complex functional areas related to financial accounting Work directly with management to establish companywide strategic plans and objectives, directing and controlling accounting, accounting policy, internal control and reporting functions or activities Identify and resolve abstract, systemic, infrastructural issues impacting the effectiveness of the company's efforts one or more of the financial accounting functional areas Set strategic direction on matters related to financial accounting and the company's internal controls policies and ongoing compliance Advise leadership and executive management on issues with critica...

About this role: Wells Fargo is seeking a Institutional Investment Operations Associate In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement services, asset servicing structured loan operations, general ledger reconciliation and work to resolve confirmation and ISDA related issues Assist in gathering data to support resolution of issues Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, ...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Role: Financial Management Work Mode : Hybrid Work timings : 2pm to 11pm Location : Chennai & Hyderabad Strong experience in Finance & Risk domain. Especially in Regulatory Reporting. Seeking professionals with capability to perform thorough analysis and articulation of risk or Finance Tech model data requirements, identification and understanding of specific data quality issues to ensure effective delivery data to the users using standard tools .He will provide analysis of internal and external regulations (credit risk) and preparation of functional documentation on this basis .He works with large amounts of data: facts, figures, and number crunching. Perform thorough analysis and articulat...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

We are looking for a skilled Assistant Manager to join our team in the Hospitality industry, specifically with Accor Hotels. The ideal candidate will have a strong background in accounting and finance, with expertise in accounts payable. Roles and Responsibility Manage and oversee the accounts payable process, ensuring timely and accurate payments. Develop and implement effective accounting procedures and policies. Analyze financial data and provide insights to support business decisions. Collaborate with cross-functional teams to achieve business objectives. Ensure compliance with regulatory requirements and industry standards. Lead and mentor a team of accountants and finance professionals...

Position Overview The Legal Manager is responsible for overseeing the organizations legal affairs, ensuring compliance with applicable laws and regulations, mitigating legal risks, and providing strategic legal advice to senior management. This role involves drafting, reviewing, and negotiating contracts, managing disputes, supervising external counsel, and supporting corporate governance. Key Responsibilities 1. Legal Advisory & Risk Management Provide legal guidance on business operations, regulatory requirements, and strategic decisions. Identify potential legal risks and recommend risk-mitigation strategies. Monitor changes in laws and regulations affecting the business. 2. Contract Draf...

You will be responsible for implementing and governing an enterprise Business Glossary as a definitive dictionary of business terms and relationships used across the enterprise. Your primary role will be under the supervision of the Data Management Lead and will involve creating definitions to ensure a common understanding of terms for stakeholders involved in data governance and Regulatory reporting teams. This role requires a strong financial products knowledge, high analytical skills, and attention to detail. **Key Responsibilities:** - Able to read and interpret BRDs, Technical specs for functional testing of data Lineage. - Summarize understanding of various US regulatory reports/forms ...

You are a strategic thinker passionate about driving solutions in Financial Reporting. You have found the right team. As an analyst in the UK Financial Reporting (BOE) team based in Mumbai, you will be part of the group of individuals with knowledge and expertise in understanding, managing, and delivering financial information to local regulators (BOE and PRA) of UK entities. The group is also dedicated to adding value and improving efficiency through transformation and focusing on the improvement of quality and controls. **Key Responsibilities:** - Assist team in preparation of the firm's reporting requirement to the Bank of England and PRA for the UK Bank regulated entities. - Ensure timel...

You have the opportunity to build a career at EY with global scale, support, inclusive culture, and technology to become the best version of yourself. Your unique voice and perspective are valued to help EY become even better. Join EY to build an exceptional experience for yourself and contribute to creating a better working world for all. **Responsibilities:** - Define new procedures and controls to enhance the overall operational risk process - Drive high-quality work products within expected timeframes and budget - Execute detailed procedures based on knowledge of fund controllership, investment books and records, and financial reporting processes - Perform critical accounting activities,...

As a Regulatory Reporting Analyst at Citi, you will play a crucial role in preparing and filing various Bank Regulatory Reports based on predefined metrics or KPIs. Your responsibilities will include ensuring the accuracy, timeliness, and completeness of these reports. Collaborating with stakeholders to implement process changes and optimize reporting efficiency will be essential. You will also be required to monitor changes in regulatory requirements, update process notes accordingly, and maintain proper documentation with necessary approvals. In this role, you will analyze data to identify factors contributing to variances and provide insights and recommendations for process improvement an...

As a Quality Assurance Tester for the SMBIC Data and Regulatory Operations Group, your role involves supporting the testing efforts for regulatory reporting applications. Reporting to the Quality Assurance Testing Team Lead, you will contribute to ensuring the quality and compliance of regulatory submissions through executing test cases and identifying defects. **Responsibilities:** - Participate in the execution of testing activities to verify the conformance of regulatory reports to applicable regulations, under the guidance of senior team members. This includes: - Execute test plans and accurately document results. - Identify and report defects with sufficient detail for investigation. - ...

As an Assistant Vice-President in the Finance department at HSBC, you will play a crucial role in producing and reviewing various reports such as IRR reports, EVE report, NII report, and NIM Actuals/Forecast reports independently. Your responsibilities will include liaising with other IRRBB teams, site ALCM, and support teams to ensure all relevant inputs are received for IRR reports. You will be expected to explain variances, interpret reports, provide meaningful analysis, and present Management Information (MI) packs to facilitate business decision-making. Additionally, you will assist in executing stress-tests exercises, identifying improvement opportunities, and driving changes. Key Resp...

Role Overview: As an Institutional Investment Operations Associate at Wells Fargo, you will be responsible for providing operational and customer support for lifecycle tasks related to institutional trades. Your role will involve assisting in gathering data to support issue resolution, receiving direction from your manager, and exercising judgment within defined parameters. Collaboration and consultation with peers, colleagues, and managers will be essential to resolve issues and achieve organizational goals. Key Responsibilities: - Acting as a control group for sales and trading desk - Coordinating day-to-day activities for access configuration and inventory/access management - Assigning co...

As a Senior Specialist in Business Continuity Management, your role will involve developing and maintaining the bank's business continuity program. You will be responsible for coordinating, communicating, managing, and controlling activities during a crisis, ensuring the recovery of critical business functions. Collaboration with business units and support functions to identify business criticality, establish plans, test them, and help manage continuity risks will be essential. Key Responsibilities: - Conduct Business Impact Analysis (BIA) for the bank - Drive the development and review of BC plans and related documentation - Communicate the BCM plans effectively - Coordinate the BCM lifecyc...

As a Manager / Sr. Manager - Business Operations at MCX, your role is crucial in developing and implementing operational strategies aligned with business objectives. You will be responsible for coordinating between Business and Technology to ensure technology supports business enhancement. Your analytical skills will be put to use in identifying opportunities for improvement and implementing solutions that contribute to the overall success of the business. Understanding various functions in the commodity derivatives segment will be essential for this role. Key Responsibilities: - Develop and implement operational strategies aligned with business objectives. - Coordinate between Business and ...

Role Overview: As a Senior Portfolio Analyst-Basel at our Mumbai office within the Risk department, your main responsibility will be to lead operational risk management activities at the enterprise level. You will be tasked with designing or redesigning strategies to ensure effective coverage of operational risk and maintain the asset portfolio at the desired risk level. Your role will also involve establishing teams, systems, processes, and a culture conducive to efficient and consistent delivery. Collaboration with Business/Product Heads and Heads of Credit, Risk, Operations, Legal, and Collections will be crucial to drive efficiency in enterprise risk management. Additionally, you will be...

Role Overview: Join our team of prudential and/or regulatory reporting assurance specialists as a Senior at KPMG. You will have the opportunity to work with various banks and investment firms, providing assurance and advice on complex UK and European-wide prudential and regulatory reporting requirements. KPMG has a strong track record in this area and is looking to expand its team due to the increasing regulatory scrutiny and changes in regulations. As a Senior, you will play a key role in business development, client engagements, and interactions with executive-level clients. Key Responsibilities: - Provide assurance and advisory services to clients on prudential and/or regulatory reporting...

You are a strategic thinker passionate about driving solutions in Legal Entity Control. You have found the right team. As an Associate within the Legal Entity Control team, you will be responsible for financial oversight of the legal entity, ensuring a strong control environment across all businesses, products, and operational areas impacting the Legal Entity financials and regulatory reporting. You will have the opportunity to interact with multiple lines of business and internal stakeholders, learning legal entity controllership end-to-end. - Manage legal entity accounting and control on a monthly basis, including overseeing the month-end close process, parent/child accounting, equity pick...