2738 Regulatory Reporting Jobs - Page 28

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do The Global Client Account Services (GCA...

About The Role Project Role : Tech Delivery Subject Matter Expert Project Role Description : Drive innovative practices into delivery, bring depth of expertise to a delivery engagement. Sought out as experts, enhance Accentures marketplace reputation. Bring emerging ideas to life by shaping Accenture and client strategy. Use deep technical expertise, business acumen and fluid communication skills, work directly with a client in a trusted advisor relationship to gather requirements to analyze, design and/or implement technology best practice business changes. Must have skills : SAP Document and Reporting Compliance Good to have skills : NA Minimum 12 year(s) of experience is required Educatio...

About The Role Skill required: Record to Report- Regulatory - Product Costing and Inventory Designation: Record to Report Ops Senior Analyst Qualifications: BCom/Master of Business Administration Years of Experience: 5 to 8 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Posting journal entries, preparing balance sheet reconciliations, reviewing entries and reconciliations, preparing cash forecasting statement, supporting month end closing, preparing reports and supports in audits.Design and implement proces...

As the Financial Oversight Manager for the legal entity, your role involves ensuring a robust control environment is maintained across all businesses, products, and operational areas affecting the financials and regulatory reporting of the firm's Legal Entity. **Key Responsibilities:** - Perform Legal Entity accounting & control activities monthly, including month-end close processes, parent/child accounting, equity pick up, review of inter-entity breaks, and monitoring of abnormal general ledger balances. - Conduct a thorough month-end analytical review of the legal entity to guarantee the accuracy and completeness of financial statements. Prepare various reports, contribute to the Monthly ...

As a Vice President in Barclays Product Control - Equities team, you will play a crucial role in managing the Line PC team to ensure the completeness and accuracy of the books and records, including P&L and Balance Sheet substantiation and reporting. Your responsibilities will include monitoring trading activity for compliance with policies, providing technical and operational analysis to management, and collaborating with various departments such as Front Office business, Financial Control, and Technology. To be successful in this role, you should have: - Minimum 5 years of product control experience in an Investment bank. - In-depth knowledge of Financial products and markets in the releva...

As a Regulatory Reporting Specialist, your role will involve handling regulatory reporting submissions to the relevant regulator(s). You will be responsible for scrutinizing documentary evidence in accordance with the required regulations before processing transactions. Additionally, you will collaborate with the Compliance, Legal, Sales, and Product teams to ensure transaction handling aligns with regulatory guidelines. Your contribution will be crucial in supporting the rollout of cash products initiatives, including system and technology implementations for clients. Key Responsibilities: - Handle regulatory reporting submissions to the relevant regulator(s) - Scrutinize documentary eviden...

Role Overview: As a member of the Group Legal, Compliance & Secretariat team, your role is crucial in protecting and enhancing the bank's reputation and capital. You will work towards maintaining positive relationships with regulators, customers, and business partners, upholding values of trust and integrity for all stakeholders. Key Responsibilities: - Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) as per internal policies. - Review and analyze alerts to ensure effective disposition. - Collaborate with stakeholders from operations, business, compliance, legal, audit, and other units on AML/KYC/Sanctions related matters. - Provide support for variou...

Role Overview: As a Regulatory Reporting Specialist at Standard Chartered, you will play a crucial role in ensuring the accurate and timely delivery of regulatory reports while adhering to SLAs, operating instructions, and quality requirements. Your responsibilities will also involve providing insightful analysis on variances, handling queries, and offering adhoc support as needed. Key Responsibilities: - Ensure accurate and timely submission of all required local regulatory returns - Provide day-to-day delivery management to the team - Monitor operational efficiency, accuracy, and completeness of reports with appropriate KPIs - Establish robust governance and controls for the reporting proc...

As an AVP - Finance - Internal Reporting FTC at Barclays, you will lead the evolution of the digital landscape, driving innovation and excellence to ensure unparalleled customer experiences. You will utilize cutting-edge technology to revolutionize digital offerings. Your key responsibilities will include: - Developing business capabilities for Finance through functional design, data, end-to-end process, controls, delivery, and functional testing. - Collaborating with Line SMEs to support options analysis and recommendations for functional design. - Designing conceptual data models and governance requirements for data analysis/modelling/governance. - Developing target processes, controls des...

Position Overview Job Title: Associate Regulatory reporting team Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. What We'll Offer Yo...

As a Financial Accountant at Linesight, you will be part of a highly experienced, culturally diverse, and passionate team that values lasting trusted relationships. You will have the opportunity to take ownership of various financial tasks, gain industry experience, support junior team members, and contribute to the budget and forecast process. Linesight empowers its employees to take real responsibility in their roles and offers a collaborative and friendly team environment. - Take ownership of preparing monthly management accounts, including profit and loss account, balance sheet, and cashflow report for assigned entities - Assist with external audits when required - Complete all assigned ...

As a Cross Border Controls professional at Barclays, you will play a pivotal role in driving innovation and excellence in the digital landscape. Your primary responsibility will be to leverage cutting-edge technology to transform digital offerings and ensure exceptional customer experiences. To excel in this role, you must possess a deep understanding of various Cross Asset products and demonstrate meticulous attention to detail in resolving complex queries. Your organizational skills, effective task prioritization, proactive ownership of requests, and ability to meet deadlines will be crucial for success. Key Responsibilities: - Manage Cross Border Regulatory reporting effectively - Follow ...

As a Securities & Derivative Analyst 1 at our company, your primary responsibility will be to process orders and transactions from trading desks and branch offices, working closely with the Operations - Transaction Services team. Your role will involve assisting in the clearance, settlement, and investigation of client securities and derivatives transactions. - Perform trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations based on ISDA templates - Complete settlement tasks and daily rate revaluations accurately and within deadlines - Coordinate transaction processing issues with relevant departments and collaborate on solutions - Conduct regulato...

Senior Manager- Ethics and Compliance Work and Support in developing and implementing an effective compliance program to meet the regulatory expectations of the Fintech and Payment business, including but not limited to areas such as Payments, Digital Lending, Insurance intermediary, Gift Cards, cobranded Credit Cards, BBPS, UPI-TPAP, NFT etc. To cover and include regulatory compliance, including anti-money laundering, anti-fraud, customer protection, data privacy, data localization and complaints handling framework (including policies, procedures, identifying root cause, monitoring, training, awareness, and ongoing risk assessment) for Fintech and Payments Business. To develop anti-money la...

As a Finance and Accounting professional at International Business Unit (IBU) in GIFT City, Gujarat, your role involves operating and enhancing the finance and accounting function. You will be responsible for maintaining books of accounts, reconciliations, daily control activities, head office/regulatory reporting, periodic financial statement preparation, and audit handling. Additionally, you will manage direct and indirect tax compliances and prepare prudential reports in line with IFSCA regulations. It is crucial to understand and prepare HO finance ratios and explain them to management when necessary. Your key responsibilities will include: - Financial Accounting, Taxation, Regulatory re...

Role Overview: As a Senior Consultant (Regulatory Reporting) at EY, you will play a crucial role in overseeing all financial reporting for US regulators in the banking domain. Your responsibilities will include preparing and reviewing various schedules to support reporting activities, conducting financial analysis, and assisting management with US statutory reports, schedules, and working notes. This is an excellent opportunity for a professional who excels in a dynamic work environment and is experienced in collaborating closely with senior management. Key Responsibilities: - In-depth knowledge of reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, as well as a general ...

As a Techno Functional Engineer, AVP at Deutsche Bank in Pune, India, your role involves designing, developing, and delivering end-to-end working products for business users. You are expected to apply techno-functional expertise drawn from both technical and functional experience to efficiently and reliably achieve business goals. Key Responsibilities: - Lead activities to detail complex requirements from business users into system-specific functional specifications. - Actively participate in designing solution components with a solution mindset. - Investigate re-use, ensure solutions are reliable, maintainable, and can be integrated successfully into the overall functional solution. - Advis...

Join our digital revolution in NatWest Digital X In everything we do, we work to one aim. To make digital experiences which are effortless and secure. So we organise ourselves around three principles: engineer, protect, and operate. We engineer simple solutions, we protect our customers, and we operate smarter. Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in India and as such all normal working days must be carried out in India. Job Description Join us as a Software Engineer, Axiom This is an opportunity for a driven Software Engineer to take on an exciting ne...

You will be joining LSEG (London Stock Exchange Group) as a Data Governance Specialist within the Data Management & Governance team at Tradeweb. Your role will be crucial in ensuring the accuracy, integrity, and compliance of financial data assets. You will report directly to the Data Governance Lead and focus on implementing and optimizing Collibra's data governance and data quality functionalities for financial and regulatory data management. Your responsibilities will include working on data analysis, cataloging, and creating data quality rules within Collibra to ensure comprehensive documentation and accessibility of financial data assets. Additionally, you will contribute to various dat...

Job Description Summary Manages complaint handling activities and supports key Quality & Regulatory areas to ensure safe and effective products in the MR install base across GE Healthcare. In-depth understanding of key business drivers; uses this understanding to accomplish own work. In-depth understanding of how work of own team integrates with other teams and contributes to the area. Job Description Roles and Responsibilities Uses skills in post market product surveillance to handle complaints for MR modality and support efforts for regulatory reporting and establishing appropriate corrective and preventive actions for the safe and effective use of GE HealthCare (GEHC) products. Developing...

Reporting production of high-quality regulatory returns, analytics and MI in a timely fashion, ensuring that the APAC / EMEA region meets reporting deadlines and quality expectations. Primary focus of role with be the monthly and quarterly branches returns. Preparation / Review of daily Central bank regulatory reports with high level of accuracy and performing monetary checks which gets submitted to Regulators Monthly and other quarter end Regulatory reporting. Further to manage the ad hoc requests and stakeholder queries independently. Oversight & Controls maintain a strong operational control environment with well-evidenced reviews, checklists and procedures. Where deficiencies are identif...

Product owner with experience in developing of a product for a Financial services client with experience in both front end and backend Should be able to understand the requirements from the client and help to develop the solution Should ne able to guide development team on the approach to build features Seasoned Manager level technical Architect Manage the solution build out based on the plan more from technical perspective Need Assertive, self-driven, creative and resource with good communication skills to manage the Front end(UI/UX), Back end , Data and AI team within the pod, Exposure of Devops and deployments Skillsets which can help Full Stack . Frontend Angular Databricks DevOps Pyspar...

Job Summary: The Business Analyst will play a key role in supporting finance and management information (MI) systems for an insurance company. The individual will bridge the gap between business operations, finance, and IT, ensuring the successful implementation and optimization of finance-related systems and management reporting tools. The role involves gathering business requirements, facilitating communication between stakeholders, and analyzing data to improve decision-making processes within the insurance domain. Key Responsibilities: Requirements Gathering : Collaborate with stakeholders (finance teams, insurance operations, and IT) to gather, document, and translate business requireme...