3768 Regulatory Reporting Jobs - Page 25

Role Overview: You will be working in a regulatory reporting role in Mumbai, India. Your primary responsibility will be to prepare and check various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. in a timely manner. Additionally, you will be required to provide adhoc requirements sought by regulators promptly. This role will involve providing clarifications to regulatory queries related to inward and outward transactions details filed with the Central Bank. You will also interact with various departments of Deutsche Bank to gather necessary data for regulatory filings and provide data to concurrent auditors, finance, and statutory auditors. Knowledge and experi...

Job Description: Experience : 5-12 Years Location : Mumbai (Must) Notice Period : Immediate-45 days Corporate Regulatory Reporting Overview: We are a global financial services organization with a strong presence across major international markets. The Corporate Finance division manages trading and product control, group financial reporting, management information, planning, funding strategy, and regulatory compliance. The Regulatory Reporting team is a key function within Finance, responsible for ensuring accurate and timely submission of regulatory reports, monitoring internal capital and leverage ratios, and enhancing the firm's regulatory compliance framework. Role Summary: The role invol...

Act as Principal Officer for IFSCA/KRA Ensure KYC IFSCA compliance & data privacy Lead KRA ops: onboarding data check record review Liaise with IFSCA FIU-IND Manage filing audit MIS Coordinate with IT Legal Risk Audit & external stakeholders Required Candidate profile Min 10 yrs BFSI experience with 3–5 yrs in compliance or KYC leadership Mandatory KRA CKYC AML experience Strong knowledge of IFSCA SEBI FIU IND Skilled in audits & inspections & risk control Perks and benefits 40% additional Performance Bonus + Mediclaim

At EY, we're all in to shape your future with confidence. We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better working world. Job Title: Loan IQ Business Analyst / Platform Specialist Experience: 712+ years Location: Any Domain: Commercial Lending / Syndicated Loans System Expertise: Finastra LoanIQ Role Overview We are seeking a Loan IQ Business Analyst / Platform Specialist with proven experience delivering Loan IQ solutions in the Americas region and deep functional knowledge of syndicated loan servicing. The ideal candidate will have hands-on expertise in end-to-end Loan IQ implement...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Marsh McLennan India is seeking candidates for the following position based in the Pune office: This is a hybrid role that has a requirement of working at least three days a week in the office. Associate Director Regional HR (Grade F) What can you expect? The People Services function is responsible for the deployment of HR programs and initiatives at the enterprise, regional and local country levels. People Services provides advice and supports transactional and service delivery in the following areas: People Services works closely with the COEs to understand and lead the effective rollout of talent programs, ensuring that the local market perspective is considered while driving for enterpri...

What can you expect? Statutory Accounting and Reporting: Prepare and Reconcile GAAP Adjustments of individual countries Time bound submissions of annual statutory accounts per the regulatory timelines Tax Journal Preparation and Processing Support team in maintaining Templates in Workiva Support team in Maintaining and distributing dashboards Liaise and support CIS Audit Fee tracking Adherence to operation tracker and ensure completeness with accuracy Helping in filing of timely regulatory returns Preparation and maintaining the DPM.s (Process notes) Prepare Tax provision GAAP and Country Statutory Reconcile Stat to Tax Prepare return to Provision and Tax Payments Complete Transactional tran...

Job Description 1. Contract Duration 1 year 2. Location Mumbai 3. Shift Time 11:30am to 08:30pm IST ( 2 to 5 years only Regulatory Reporting background ). 4. Years of experience required 2 to 3 years 5. Must to have skills 1. Have worked in any of these Regulatory Reporting Regime: ASIC, MAS, EMIR, SEC, CFTC, Canada, MIFID, SFTR. 2. Can look from candidates from middle office or confirmation team. 3. Only from Investment Banking (not retail banking) 6. Good to have skills 7. WFO/Hybrid Hybrid (3 days WFO) 8. Laptop (Yes/No for WFH) Yes 9. Acceptable Notice Period Any 10. Mode of interview 1 st round on zoom | 2 nd round in person India Regulatory Reporting Team India Regulatory Reporting tea...

This role focuses on production support for regulatory reporting systems specifically leveraging Broadridge platforms for compliance with regulations such as MiFID II EMIR SFTR and other global mandates The candidate will ensure system stability timely reporting and adherence to regulatory requirements while working in a Run the Bank RTB capacity Key Responsibilities Monitor and maintain Broadridgebased regulatory reporting applications to ensure accurate and timely submissions Troubleshoot application issues perform root cause analysis and implement permanent fixes Support reporting for MiFID II EMIR SFTR and other applicable regulations Assist in deploying patches enhancements and configur...

We are seeking a skilled and experienced Functional Business Analyst (BA) with a strong background in Retail Banking Risk to join our dynamic team. The successful candidate will play a key role in bridging the gap between business requirements and technology solutions, focusing on retail risk management functions. This position is ideal for someone who is passionate about applying their knowledge of retail banking, risk management processes, and functional analysis to help design and deliver impactful solutions. Key Responsibilities: Business Requirement Gathering: Engage with business stakeholders to gather, analyze, and document detailed business requirements related to retail risk managem...

What can you expect? Statutory Accounting and Reporting : Preparation of templates for the standalone financials & consolidated financials and language templates Engaging with onsite team to confirm on GAAP adjustments and last-minute changes on templates. Monthly secondary ledger maintenance for the entities assigned. Escalating any issue on timely manner with managers / LECs. Updating all trackers correctly for managers to monitor the progress of production and audits. Support audit binder compliance, supporting manager & LEC to get the audits completed on time and with greatest quality. Timely filing of regulatory returns Preparation & maintenance of DPM.s (Process notes) Prepare Tax prov...

You are a strategic thinker passionate about driving solutions in Trading Services. You have found the right team. As a Trading Services Associate within the Trading Services Team, you will be responsible for understanding trading structures to accurately capture all transactions, complete reconciliation checks, and ensure controls are performed. You will work closely with Operations functions and infrastructure groups to support a one team approach and ensure all controls are diligently performed, completed, and signed off on a timely basis. This role provides an opportunity to build an in-depth understanding of all trading structures from both a financial and operational perspective, while...

As a member of the Pune Global Service Centre Luxembourg Finance Team at Apex Group, you will be part of a dynamic and growing team dedicated to providing top-notch financial services. You will have the opportunity to work in a flat organizational structure that encourages growth and success for all team members. Your role will involve understanding various processes end-to-end, driving data cleansing and standardised processing, and engaging with business, management, and stakeholders globally. Key Responsibilities: - Assist and support Business Heads with business-specific requirements - Conduct deep dive analysis in business verticals like Fund Admin and Financial Solutions - Perform acti...

As the External Reporting Controller Vice President within the JPMorgan Chase & Co Consumer & Community Banking (CCB) Finance organization, you will support SEC and Regulatory Reporting for the CCB line of business (LOB). You will oversee Regulatory Reporting to ensure a sound control environment and compliance with corporate and regulatory requirements. Additionally, you will be involved in planning and testing end-to-end automation solutions and new reporting capabilities in partnership with technology teams. **Key Responsibilities:** - Participate in the production, review, and filing of monthly, quarterly, semi-annual, and annual finance-related reports to various regulators such as SEC,...

As a PE Fund Accountant at Wipro Pune, your role involves various responsibilities related to fund accounting, investor reporting, group reporting, administrator oversight, systems, process management, and projects. Here is a detailed breakdown of your primary responsibilities: - Fund Accounting and Investor Reporting: - Support oversight of monthly/quarterly financial, investor, and regulatory reporting. - Assist in the annual financial statement review and manage the audit process. - Interact with Fund Administrators to ensure accuracy and timeliness of financial and investor reporting. - Support designated Fund cash and liquidity management, including bridge facilities, treasury positions...

Role Overview: You will be employed as a full-time Assistant General Manager (AGM) Accounts & Taxation at SS Global Group, based in Indore. Your primary responsibility will revolve around overseeing the day-to-day accounting operations, managing taxation processes, preparing financial statements, ensuring tax compliance, and upholding financial regulations. Additionally, you will lead financial audits, supervise team deliverables, and collaborate with various departments to meet business objectives. Key Responsibilities: - Manage day-to-day accounting operations and taxation processes - Prepare financial statements and ensure tax compliance - Oversee financial audits and ensure adherence to ...

As a Regulatory Risk and Compliance Consultant, you will work closely with our clients in the US to support them in various regulatory risk and compliance projects. Your responsibilities will include: - Conducting regulatory reporting tasks to ensure compliance with regulatory requirements - Developing tools and accelerators to streamline processes - Implementing process improvement initiatives - Designing Target Operating Models (TOM) for CCAR and BASEL reporting for major US Bank Holding Companies - Analyzing the current reporting processes, replicating them, and enhancing efficiency Your role will involve collaborating with clients to enhance their regulatory risk management and complianc...

As a Compliance Operations Manager in the global commodities derivatives trading team at Olam Agri, your primary focus will be on the development and maintenance of compliance operations. You will ensure that the operations program aligns with business activities and regulatory expectations for soft commodities such as cotton, grains, edible oils, rubber, and related products. **Key Responsibilities:** - Manage daily compliance operations including trade surveillance, regulatory reporting, position limit monitoring, and management reporting for commodities trading. - Oversee the efficiency and effectiveness of controls managed by the operations team. - Collaborate with service providers, Ris...

As a Vice President Regulatory Reporting at Barclays, your role involves the end-to-end delivery of internal and external BBI resolution reporting requirements. This includes overseeing internal governance processes, supporting other requirements such as implementing EBA reporting taxonomies, addressing ad hoc Regulatory data requests and queries. Your responsibilities include: - Identifying and assessing prudential regulatory reporting risks from the bank's activities, products, and services - Developing and implementing strategies to mitigate regulatory reporting risks - Ensuring compliance with all applicable laws, regulations, and internal control policies - Conducting regular compliance...

Ceded central operations team is part of Ceded Reinsurance team that works with all AXA XL functions. The Ceded central operations team's responsibility is to support global managers and management team. The process comprises of Regulatory, Operational & Departmental reporting, supporting technical accounting team. What You'll Be DOING What will your essential responsibilities include Setting up/amending reinsurer/broker's/Captive name in Genius Application for global use. Additions and amendments to bank details to Major participant (Broker/Reinsurer/Captive). Setting up LORS Code in Frame Application for Syndicate business. Update rate of exchange for Facultative business as per the reques...

Join us as an Infrastructure Analyst Hone your analytical skills as you provide support to ensure the operational health of the platform, covering all aspects of service, risk, cost and people Youll be supporting the platforms operational stability and technology performance, including maintaining any systems utilities and tools provided by the platform This is an opportunity to learn a variety of new skills in a constantly evolving environment, working closely with feature teams to continuously enhance your development We're offering this role at associate level What you'll do As an Infrastructure Analyst, youll be providing input to and supporting the teams activities to make sure that the...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

RO:C&S-Chest Operations Manager INTERNAL USAGE No of Vacancies Reports to Head- Currency Chest Is a Team leader NO Team Size NA Grade Manager/Senior Manager Business Retail Operation Department Clearing & Settlement Sub - Department Currency Chest Location Clearing & Settlement Monitoring of Currency Chest Operations as per the regulatory guidelines Monitoring CBL for the Currency Chests in the Region Mapping of the Branches to the respective Currency Chest as per the distance proximity, Monitoring the CRL of the mapped branches in co-ordination with Circle BBO team for onward submission to CO-CC Co-ordination with Circle BBO and mapped branches for conducting periodic teller training Fortni...

Big4 | TL & AM - Regulatory Reporting US | Bengaluru 3 - 9 Yrs exp in U.S Regulatory reporting+Axiom+FR Call report: Y-9C, FR Y-9LP, FFIEC 009 & FR Y-11 , FR 2314 Sal- 16 to 22 LPA WFO only Shift– 2 to 10.30 PM Share resume on shikha@imaginators.co