2738 Regulatory Reporting Jobs - Page 33

About this role: Wells Fargo is seeking a Financial Reporting Analyst In this role, you will: Meet the company's regulatory, Security and Exchange Commission, and other external financial reporting requirements Lead planning and execution strategy of large, complex external financial reporting requirements Provide technical interpretation on various matters and is a key change agent in building and adopting best practices within the functional area Lead implementation of the most complex projects and initiatives impacting multiple lines of business across the enterprise Lead stakeholder development by maintaining ongoing interaction that increases their awareness, understanding, accountabili...

Join J.P. Morgan Asset Management and advance your expertise in a dynamic environment. Collaborate with local and regional teams to drive strategic goals for the Transfer Agency COE. Make a meaningful impact by delivering operational excellence and innovative solutions. As an Associate in the APAC Transfer Agency Oversight team, you provide governance and oversight for key transfer agency vendors in Hong Kong. You collaborate with internal and external partners to ensure seamless operations and regulatory compliance. You drive process improvements and support business growth through hands-on engagement and technical expertise. Job Responsibilities Provide oversight on outsourced Transfer Age...

Job title: VP - UK Capital Reporting Short description:Build your career inUK Capital Reporting while working in the world's most innovative bank which values creativity and excellence. You are a strategic thinker passionate about driving solutions in UK Capital ReportingYou have found the right team. As a VP - within the EMEA Legal Entity Controllers Controls team, you will play a key role in preparing/reviewing Regulatory Returns to the PRA /ECB. Job Responsibilities: - Manage monthly, quarterly and biannual returns for the following solo regulated entities and their associated UK consolidation groups: JPMorgan Securities Plc (JPMS Plc), JP Morgan Europe Limited (JPMEL) and JPMorgan Market...

Position Overview Job Title: Clearing and Settlement Analyst, AVP Location: Mumbai, India Role Description This specialized role entails day to day trade processing/settlements/FX/Cash processing of DB Securities & Custody Operations team which supports local and offshore clients of the GTB Custody Services. What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization In...

About this role: Wells Fargo is seeking a Financial Reporting Analyst In this role, you will: Meet the company's regulatory, Security and Exchange Commission, and other external financial reporting requirements Lead planning and execution strategy of large, complex external financial reporting requirements Provide technical interpretation on various matters and is a key change agent in building and adopting best practices within the functional area Lead implementation of the most complex projects and initiatives impacting multiple lines of business across the enterprise Lead stakeholder development by maintaining ongoing interaction that increases their awareness, understanding, accountabili...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Key Responsibilities To effectively lead, manage and process Standard Chartered Bank digital asset custody transactions (safekeeping, transfer, reconciliations, billing) on daily basis and escalate any exceptions which requires immediate resolution. Define, document, implement, and maintain scalable and efficient digital asset operational frameworks. Drive continuous quality improvement and automation within digital asset and across conventional assets. Manage a growing offshore outsource team and ...

Job Title: Assistant Manager Compliance Location: Fort, Mumbai Reports To: Company Secretary Employment Type: Full-Time CTC : 6.5 to 7 Lakh PA Job Summary: We are seeking a proactive and detail-oriented person to support the Company Secretary in ensuring effective Corporate Governance, Regulatory Compliance and Legal Support.The ideal candidate will help manage statutory obligations, support board and committee processes, maintain accurate legal and corporate records and contributing to the smooth functioning of the legal and secretarial functions. Key Responsibilities: Assist the Company Secretary in preparing and filing statutory returns with regulatory authorities. Maintain and update sta...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Key Responsibilities: Work with stakeholders from compliance, operations, and IT to gather and translate requirements into functional specifications Analyze and design enhancements to existing compliance monitoring systems Provide support and maintenance for compliance platforms, with a focus on performance, scalability, and accuracy Collaborate with vendors, internal developers, and QA teams to implement solutions Support data mapping, interface design, and configuration of workflows and rules Participate in system upgrades, integration efforts, and user acceptance testing Ensure solutions meet regulatory compliance standards and internal audit requirements Requirements At least 6 years of ...

Join us as a Regulatory Reporting role, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we don't just anticipate the future - we're creating it. To be successful as a Regulatory Reporting, you should have below skills: Internal Control Procedures. Regulatory Reporting. Regulatory Process. Basel 1, BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corep Reporting, Regulatory control matrix, large exposure, Leverage Ratio. Some Other Highly Valued Skills May Include Below Regulatory Compliance. Regulatory Techniques. You...

Become part of Barclays Assistant Vice PresidentStress Testing . You will be part of the Investment Bank OBI team and will be responsible for coordination, Consolidation of data and analysis related to the Planning and Stress Testing. The data is used for both, internal reporting for senior management consumption and for external disclosures. To Be Successful In This Role, You Should Have Master's degree (preferably Accounting/Finance) or equivalent years of services. Experience in managing large set of critical stakeholders, regulatory engagements, communication, influencing for generating positive outcomes. Experience on regulatory reporting is an added advantage. Good level of PC skills (...

Responsibilities : Ability to work as Business Analyst in Global Risk domain-based client projects in financial services area. Good understanding of Global Risk domain in banking and financial services industry Experience working in at least one of the areas of Global Risk, including but not limited to GRC, Credit Risk, Market Risk, Operational Risk, Liquidity Risk, Regulatory Reporting, treasury etc. Good problem-solving, analytical, communication and documentation skills Exposure towards contributing to thought leadership initiate e.g. writing white papers or industry point of views. Knowledge of Microsoft Visio and Access is a plus. Exposure to working in agile methodology. Exposure in us...

Clearing and Settlement Analyst, AVP Position Overview Job Title: Clearing and Settlement Analyst, AVP Location: Mumbai, India Role Description This specialized role entails day to day trade processing/settlements/FX/Cash processing of DB Securities & Custody Operations team which supports local and offshore clients of the GTB -Custody Services. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family me...

Key Responsibilities: Preferred Qualifications At least 3 years of experience as Business Analyst This would translate to the fact that the candidate should be able to work both with the business partners and the technology teams very closely in a daily basis to assist in defining the capability and being involved throughout the build process Experience working in Financial Services industry preferably Risk Compliance AML Investment Banking Capital Markets Trade Surveillance Operational Risk Credit Risk space At least 4 years of experience in creating requirement specifications based on Architecture Design Detailing of Processes At least 4 years of experience in capturing requirements relate...

Role Overview: You will be a middle office professional in the India Broker Dealer Operations team, providing front to back operational support to international trading desks and external clients accessing the Indian equity markets. The team is part of the Operations division of Goldman Sachs and functions within the Indian securities entity, supporting trading desks and external clients. Your role will involve trade booking, confirmation of Indian equity trades, performing client service, handling day-to-day functions, driving projects, and maintaining regulatory compliance. Key Responsibilities: - Trade booking, allocation, and confirmation of Indian equity trades & listed derivatives - Pr...

You will play a crucial role as a Senior Business side at EY by contributing to the Regulatory Reporting BAU/Production team. Your responsibilities will include: - Working on multiple workstreams or clients, interacting with stakeholders, and facilitating conversations between Business and Technology. - Preparing and reviewing workpapers with 100% accuracy for filing forms/reports. - Providing technical guidance, project management involvement, and mentoring staff to meet project objectives. - Developing and imparting training on new initiatives, identifying process improvement areas, and promoting automation culture. As a Senior, you are required to have: - Clear communication skills, 4-8 y...

As a Trade Execution professional at Jainam Broking Limited, your role involves executing trading transactions on behalf of retail banking clients. This includes buying and selling currencies, stocks, bonds, and other financial instruments. Your responsibilities also include monitoring market conditions, executing trades in a timely manner, and ensuring accurate trade confirmations. Key Responsibilities: - Execute trading transactions for retail banking clients - Buy and sell currencies, stocks, bonds, and other financial instruments - Monitor market conditions and execute trades in a timely manner - Ensure accurate trade confirmations In Risk Management, you will be responsible for assessin...

As an Assistant Vice President in Stress Testing at Barclays, you will play a vital role in the Investment Bank OBI team. Your main responsibilities will include coordinating and consolidating data for Planning and Stress Testing. This data is crucial for internal reporting to senior management and external disclosures. **Key Responsibilities:** - Develop and implement stress testing methodologies to assess the bank's resilience under various economic scenarios. - Manage the bank's financial risks and communicate financial risks to relevant stakeholders. - Analyze the bank's capital position and develop strategies to optimize capital utilization. - Orchestrate process cycles for Planning and...

As a qualified Chartered Accountant (CA) with exposure to international operations, you will be responsible for managing end-to-end financial compliance, regulatory reporting, and financial operations. Your role will involve ensuring timely adherence to STPI, SEZ, and FEMA regulations, coordinating with auditors and regulatory bodies, and overseeing financial reporting in line with IND AS standards. **Key Responsibilities:** - Ensure timely compliance with STPI, SEZ, and FEMA regulations. - Liaise with auditors, STPI/SEZ authorities, and external consultants. - Maintain records and documentation for all compliance audits. - Prepare and review financial statements in accordance with IND AS. -...

As a Senior Manager in Financial Accounting & Advisory Services (FAAS) at EY, you will have the opportunity to be part of a global organization that supports CFOs, controllers, treasurers, and audit committees in navigating financial requirements, enhancing transparency, and enabling better decision-making through financial data analytics and innovation tools. **Key Responsibilities:** - Research and develop solutions for complex technical accounting and regulatory issues. - Stay updated on industry, regulatory, and accounting changes to provide proactive solutions to clients. - Collaborate with clients" financial and regulatory reporting teams to deliver insights and enhance reporting proce...

Finance is a crucial function that strives to uphold exceptional standards in reporting, financial planning, and finance processes. As a Finance professional in our team, you will be instrumental in providing valuable insights and analyses that assist the bank in making informed business decisions, be it in product development or customer profitability. Moreover, you will play a pivotal role in capital management, business planning, forecasting, and providing tax and accounting advisory services. **Key Responsibilities:** - Prepare local financials under Indian GAAP and as per RBI directives, while analyzing the key drivers of Balance Sheet and Profit and Loss movement. - Close the annual fi...

Endur Business Analyst At least 8+ years of hands-on experience of supporting and extending features in Openlink Endur. • Hands on and in-depth experience of Endurs main modules including: APM (e.g. new page creation, understanding of exposure) Trading Explorer (e.g. deal modelling/capture, templates, expo/PnL results) Market Explorer (e.g. curve and volatility setup, market data analysis) Admin & Reference Manager (static data, location and pipelines, valuation pools) Services Manager (e.g. task and workflow creation) • In depth experience working in at least one area of Front/Mid/Back office. Trade Life Cycle (OTC and Exchange) Trade Capture (OTC and Exchange) Risk Measures, PnL Physical D...

Role & responsibilities Responsible for assisting the CEO and have direct responsibility for Market & Liquidity risk, Credit risk, Operational Risk activities of the bank.. Key Functions involve, Credit Risk / Market Risk / Operation Risk / Legal / Compliance / Recovery / Finance. Preferred candidate profile Architected risk control frameworks, integrating Basel III, ICAAP and ALM, compliance strategies, Managed high-value lending portfolios, overseeing risk-weighted asset allocation, credit underwriting & risk-adjusted return strategies for corporate, SME, Directed end-to-end credit evaluation processes, ensuring robust due diligence, financial forecasting, and industry benchmarking. Orches...

Business Consulting - Vendor Solutions JD Position Axiom Developer Work as an individual contributor on multiple clients as a part of regulatory reporting implementation team. Facilitate and encourage the necessary conversations between the stakeholders (client and/or onshore team) to determine requirements Work independently with minimum supervision from the Onshore project team/client Provide technical guidance to the team as well as client as needed Proactively develop and impart training on new onboarded or upcoming initiatives for team members Work on identifying process improvement areas and bring in the culture of automation Actively participate in the selection of new regulatory tool...