2738 Regulatory Reporting Jobs - Page 35

Role Overview: Join our Digital Data Reporting & Transformation team in Group Treasury where you will engage with senior stakeholders to offer guidance on capital and liquidity management, regulatory reporting, risk analytics, and platform risks. At Macquarie, you will be part of a global financial services group operating in 34 markets with a focus on empowering diverse individuals to shape possibilities and drive outcomes in a supportive team environment. Key Responsibilities: - Assist in policy implementation and monitoring the control framework - Perform deep dives and conduct risk assessments through process and control standards - Provide advice on managing capital and liquidity regula...

Role Overview: You will be a Senior Quality Assurance Tester at Citi, responsible for contributing to the testing efforts for critical regulatory reporting applications. Reporting to the Quality Assurance Testing Team Lead, your role will involve ensuring the accuracy, integrity, and compliance of regulatory submissions through meticulous testing and analysis. To excel in this role, you should have a strong understanding of financial regulations, advanced testing skills, and the ability to work both independently and collaboratively in a dynamic environment. Responsibilities: - Test Planning and Execution: - Create detailed test cases based on regulatory requirements and reporting specificat...

Job Description: You are being hired for the role of Director Telecoms Expense Management and Regulatory at a UK-Based Global Provider of Financial Markets Data & Infrastructure in Bangalore, India. This is a Full-Time Contract Role for a duration of 6 months, which is extendable. Role Overview: As Director Telecoms Expense Management and Regulatory, your main responsibilities will include overseeing the global telecoms inventory and billing operations, driving cost efficiency across all telecom-related functions, managing regulatory reporting and compliance for telecom services worldwide, leading process design and governance for inventory and billing systems, supervising and mentoring a te...

Role Overview: You will be responsible for day-to-day trade processing, settlements, FX, and cash processing for DB Securities & Custody Operations team supporting local and offshore clients of the GTB Investor Services in Mumbai, India. Reporting to the VP Deputy Head Securities & Custody Operations, you will interact independently with internal and external parties and stay updated on regulatory changes. Key Responsibilities: - Co-ordinate team activities related to trade processing and regulatory reporting - Maintain quality and quantity of processing as per client SLA - Monitor volume inflow and ensure proper resource allocation - Act as a technical operational expert for client and team...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. **Responsibilities:** - Prepare and validate below mentioned Regulatory and Tax reports for Australian Funds: - ABS Reporting (Australian Bureau of Statistics) - Business Activity Statements (BAS) - Monthly and quarterly - RG97 Performance Fee Reporting - ATO Reporting - DTA Monitoring - Tax Realignment - CVA/DVA assessment for financial rep...

Role Overview: As a Vice President of Capital Reporting at our company, you will be responsible for leading the Capital Reporting team to ensure excellence in regulatory reporting and Risk Weighted Asset (RWA) management. You will have the opportunity to drive initiatives to improve data quality, efficiency, and process effectiveness while collaborating with stakeholders and regulators to provide actionable insights. Key Responsibilities: - Lead a team of 10-15 professionals, overseeing end-to-end RWA and capital reporting. - Ensure accurate calculations, insightful analysis, and timely regulatory submissions. - Collaborate with stakeholders and regulators, providing actionable insights. - D...

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and Responsibilities: Independently manage reporting requirements to SEBI, AMFI, AMC / Trustee Board. Also cater to the reporting needs of the management as may arise from time to time. Framework i.e. policies around PMLA, KYC, processes around client due diligence, analysis of alerts, tracking regulatory / industry developments, minutes, paperwork. Implementation of Policies around conflict o...

Job Title - S&C Global Network - AI - CFO & EV - Treasury & EPM Analytics - Manager Management Level: 7-Manager Location: Gurugram, DDC1A, NonSTPI Must-have skills: Treasury Analytics Good to have skills: Experience in financial modeling, valuation techniques, and deal structuring. Job Summary : This role involves driving strategic initiatives, managing business transformations, and leveraging industry expertise to create value-driven solutions. Roles & Responsibilities: Provide strategic advisory services, conduct market research, and develop data-driven recommendations to enhance business performance. Whats In It for You Accenture CFO & EV team under Data & AI team has comprehensive suite ...

About the team The AML team plays a vital role in safeguarding the integrity of our financial services. Comprising experienced professionals with diverse backgrounds, our team works collaboratively to detect, prevent and report suspicious activities related to money laundering and terrorist financing. We pride ourselves on our proactive approach using various monitoring tools to identify potential risks. Our team is also committed to continuous learning and adaptation, ensuring that we stay ahead of evolving regulatory landscapes and emerging threats. Our team collaborates closely with various departments to ensure compliance with regulatory requirements and to promote a culture of complianc...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? The Global Client Account Services (GCAS) is responsible for the oversight, production, quality, and timeliness of all scheduled client reporting & pitchbooks for clients and strategies across multiple product and business lines. They provide client related data and reports requested by clients, consultants and other client appointed third parties in all regions in which our client operates. Reporting includes proprietary branded reports (Investment Reports, Factsheets, Quarterly Review...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? The Global Client Account Services (GCAS) is responsible for the oversight, production, quality, and timeliness of all scheduled client reporting & pitchbooks for clients and strategies across multiple product and business lines. They provide client related data and reports requested by clients, consultants and other client appointed third parties in all regions in which our client operates. Reporting includes proprietary branded reports (Investment Reports, Factsheets, Quarterly Reviews,...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Delivery Operations Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years What would you do? The Global Client Account Services (GCAS) is responsible for the oversight, production, quality, and timeliness of all scheduled client reporting & pitchbooks for clients and strategies across multiple product and business lines. They provide client related data and reports requested by clients, consultants and other client appointed third parties in all regions in which our client operates. Reporting includes proprietary branded reports (Investment Reports, Factsheets, Quarterly Reviews, Pi...

Skill required: Employee Services - Employee Data Process Design Designation: HR Service Delivery Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years What would you do? Improve workforce performance and productivity, boosts business agility, increases revenue and reduces costs. The design of employee data processes to manage employment data, records and transactions using standard technologies and processes. Employee Services - More into query/case management.Good written and verbal skills. Strong English language communication skillsExcellent Customer Service skillsMS OfficeData base managementRegulatory & Non- Regulatory Reporting Regulatory Compliance (Process spe...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? Function Description The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and over...

5+ years of overall experience with min 2 years of experience in Regulatory Reporting with exposure to the Axiom. Implementation experience preferably in the Banking domain. Transformation of business requirements into technical needs and implementation procedures. Ability to work independently. Good communication skills. Experience in Software Design and Development. Primarily working in the Data Warehousing and Regulatory Reporting area in Banking and Finance domain Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have good experience on simple and complex sql query writing using all type of joins, analytical func...

We are seeking a dynamic and experienced Chief Financial Officer (CFO) to join our leadership team in Pune. The ideal candidate will have a strong financial background with hands-on experience in strategic financial planning, risk management, and team leadership. This role demands a high level of expertise in financial management and the ability to drive business growth through sound financial decision-making. Key Responsibilities: Develop and execute the companys financial strategy aligned with business objectives. Oversee financial planning, budgeting, forecasting, and reporting. Manage financial risks, treasury, cash flow, and investments to optimize the companys financial health. Lead fi...

- Manage monthly, quarterly and biannual returns for the following solo regulated entities and their associated UK consolidation groups JPMorgan Securities Plc (JPMS Plc), JP Morgan Europe Limited (JPMEL) and JPMorgan Markets Limited (JPMML). - Daily monitoring and preparation of capital adequacy and large exposures reports for the above entities. - Interpretation of the Regulatory rules which forms the basis of PRA/ECB reporting and providing regulatory guidance to the business. - Partner and supporting other Finance areas with other reporting requirements (e.g. recovery and resolution, ICAAP). Required qualifications, capabilities, and skills Review and sign off on Capital Returns to be su...

Technical skill requirements Hands-on experience in Axiom, Alteryx or equivalent reporting and automation tools Experience in regulatory reporting, especially in HKMA, is a strong advantage Experience working independently with business users in defining requirements, testing, and supporting UAT Experience in building finance BI reports is a plus Strong knowledge of SQL and ability to develop complex queries Job Qualification (education, years of experience and other soft skills) Information Technology-related Bachelor or Masters degree 5+ years experience in Banking and Financial Institution Good communication and interpersonal skills, ability to interact with users across APAC Strong analy...

Role Overview: You play a crucial role in producing and distributing intraday (real-time) reporting for cash and securities positions for legal entities within Deutsche Bank Consolidated U.S. Operations (CUSO). Your primary objective includes ensuring compliance with BCBS 248 and Regulation YY standards while also supporting the management and modeling of intraday liquidity risk. Your responsibilities involve analyzing liquidity reports, preparing reconciliations, running intraday liquidity reporting, engaging with stakeholders, performing intraday liquidity modeling, executing internal management reporting, identifying trends, running ad-hoc analyses, ensuring report accuracy, standardizing...

As a highly skilled and motivated Subsidiary Controller, your role will be to lead the financial operations of our Romania subsidiary, ensuring accurate financial management and reporting. Your responsibilities will include: - Managing and coordinating monthly and quarterly closings to ensure accurate and timely reports. - Performing detailed analytical reviews and submitting comprehensive reporting packages to HQ. - Overseeing intercompany (IC) reconciliation and maintaining collaborative engagement with the HQ team. - Participating in preparing regulatory reports such as VAT, CIT, and ad hoc reports, and coordinating with our local compliance consultant for report submissions. - Participat...

As a Trader at Jainam Broking Limited, your role will involve the following key responsibilities: - Trade Execution - Execute trading transactions for clients, including buying and selling of currencies, stocks, bonds, and other financial instruments. - Monitor market conditions and execute trades promptly while ensuring accurate trade confirmations. - Risk Management - Assess and manage trading risks, including market, credit, and operational risks. - Implement risk mitigation strategies, adhere to established risk limits, and continuously monitor exposures to safeguard assets. - Price Quoting and Market Information - Provide clients with competitive price quotes and relevant market informa...

Your role As a Wealth Management Loan Servicing Specialist at UBS, you will be responsible for the following key activities: - Updating reports daily/ quarterly/ ad-hoc for various activities. - Managing resolutions of un-reconciled funds and discrepancies. - Handling exceptions and escalations. - Interacting with Business, Finance, Credit Risk Management teams, and agent banks as required. - Analyzing Credit Documentation and ensuring correct reflection in systems. - Reconciliation of interests, fees, billing, and invoicing. - Managing reporting and compliance requirements, preparing and submitting timely control reports. Your expertise To excel in this role, you should possess the followin...

As a Regulatory Reporting senior analyst within the Controllers Organization at Citi, you will play a crucial role in preparing, analyzing, and submitting regulatory reports to various local regulators. Your position will provide you with high visibility within the organization, offering opportunities to collaborate with different functions such as Finance, Risk, Treasury, and Operations. **Responsibilities:** - Support the production, review, and timely submission of regulatory filings and reports to local regulators. - Monitor and manage key metrics to identify challenges and issues, implementing processes and controls to mitigate inaccuracies. - Collaborate with the team to drive process ...

As an Intern in the Compliance function, you will be responsible for: - Conducting Compliance Risk Assessment and Testing. - Supporting the team in leading compliance gap assessment projects and assisting in developing action plans to address identified gaps. - Overseeing regulatory reporting processes to ensure compliance with reporting requirements and timely submission of reports. - Supporting the implementation of compliance monitoring tools and technologies. - Assisting in audits and other administrative functions as required. - Preparing a gist of regulatory circulars. - Assisting in other compliance-related activities. Qualification Required: - Company Secretary/MBA (Note: No addition...

As an SAP ATTP Functional Consultant at one of the largest IT Software Indian MNCs, you will be responsible for the following: - Minimum 10 years of experience in SAP S/4 HANA PP/QM with at least 1 pharma serialization implementation project in ATTP. - Configure and optimize ATTP functionalities, such as serialization, aggregation, and reporting to ensure compliance with industry standards and regulations. - Showcase proficiency in SAP ATTP, including integrations with S4/HANA, migration to S4/HANA, upgrades, rules framework, AIF configuration, and regulatory reporting for various markets. - Conduct FUT, system integration testing (SIT), and user acceptance testing (UAT) to validate that the...