2738 Regulatory Reporting Jobs - Page 34

This position will be a part of the Financial Reporting Cluster. It will primarily support the External Reporting function and will be part of Regulatory Reporting team. The job would entail the following activities: Preparing the regulatory filing and supporting documentation/schedules. Contribute on strengthening controls and complaince environment on process and SOX function. Ensuring report compliance with Federal Reserve and other regulatory reporting requirements, the Company s internal review procedures and all other applicable policies and procedures. Supporting projects to transform the preparation of regulatory reports, including automation and simplification. Supporting the Manage...

The Team: S&P is looking for a Senior Business analyst to work with clients and ensure that our software platforms for trade reporting and analytics, Cappitech, are fully delivered and address clients business requirements. This team supports onboarding of global clients who wish to meet their regulatory reporting requirements through Cappitech. The Impact: This role belongs to a client facing team which helps various financial and non-financial firms in meeting their regulatory reporting obligations. In this role, you will be understanding clients and regulatory requirements, translating those requirements into product feature and system requirements, and collaborating with the internal dev...

We are looking for a skilled Assistant Manager to join our team in the Hospitality industry, specifically with Accor Hotels. The ideal candidate will have a strong background in accounting and finance, with expertise in accounts payable. Roles and Responsibility Manage and oversee the accounts payable process, ensuring timely and accurate payments. Develop and implement effective accounting procedures and policies. Analyze financial data and provide insights to support business decisions. Collaborate with cross-functional teams to achieve business objectives. Ensure compliance with regulatory requirements and industry standards. Lead and mentor a team of accountants and finance professionals...

We are seeking a seasoned Business Analyst with deep expertise in the Property & Casualty (P&C) insurance domain, particularly in regulatory reporting and ISO circulars. The ideal candidate will play a critical role in analyzing ISO ERC content, gathering business requirements, and supporting the implementation of periodic ISO circular updates across commercial lines of business. Key Responsibilities: Analyze ISO circulars and ERC content to identify changes in coverage, rating, rules, and forms. Collaborate with business stakeholders to understand regulatory requirements and translate them into functional specifications. Lead requirements elicitation sessions and document business processes...

Key Responsibilities • Maintain/Run/Amend the existing SAS codes/queries being used in the process along with writing new codes based upon the Regulatory requirement/changes. • Production of regulatory outputs on an accurate and timely basis, including calculating and posting of all planned and ad hoc adjustments to the agreed timelines. • Ensure that regular reporting and ad-hoc analysis reporting requests are completed to a high standard, supporting internal monthly franchise and legal entity reporting • Providing assurance for regulatory compliance and monitoring. • Maintaining and enhancing interfaces and processes within regulatory reporting. • Contributing in production of Mortgage rep...

Overview We are looking to immediately hire a Junior Project Controller to assist in preparation of project financials that report the status of project performance and accounting.The Junior Project Controller will help ensure that the Finance function keeps pace with the growth of the business. We also expect the Junior Project Controller to assist in audit requirements and other adhoc tasks as required. Responsibilities Activate project conversions in the project management system. Prepare intercompany agreements based on project budget files. Prepares monthly project analysis to be reviewed and discussed with project management team. Support project management team regarding project perfo...

Job Title: Associate OTC Derivatives Regulatory Reporting Location: Chennai (Hybrid) Experience: 1 to 3 Years Job Description: We are looking for a motivated Associate to join our Derivatives Regulatory Reporting team. The role involves supporting daily operations related to OTC derivatives trade reporting, valuation, and collateral management to regulatory trade repositories such as DTCC . Key Responsibilities: Ensure accurate and timely reporting of OTC derivatives trades, valuation, and collateral to the trade repository. Investigate and resolve rejected transactions (Nacks) and resubmit reports. Reconcile trade data between internal systems and trade repository records. Escalate exceptio...

As a Subject Matter Expert (SME) in managing, designing, and implementing existing and new Legal systems, your role will involve capturing business requirements, designing technical solutions, and collaborating with internal and external partners to deliver stable solutions. Key Responsibilities: - Utilize your 8+ years of Legal & Compliance technology domain experience as a business analyst or product manager - Demonstrate working knowledge of investor, fund, and investment lifecycle, specifically related to regulatory and compliance oversight - Apply your experience in the Legal domain, focusing on workflows covering matter and spend, matter management, Legal entity management, Side letter...

You will be joining ACA, a company founded in 2002 by former SEC and state regulators to provide expert guidance on regulations to investment advisers. ACA has since expanded its services to include GIPS standards verification, cybersecurity, regulatory technology, and more. As an ACA Foreside Supervision Analyst, you will use your independent judgment to ensure that Registered Representatives comply with regulatory standards and ACA Foreside policies. Your responsibilities will include: - Reviewing electronic communications to confirm compliance with policies and procedures - Monitoring social media for compliance with FINRA & ACA Foreside policies - Collaborating with internal Supervision ...

You have an exciting opportunity to join a dynamic team at Macquarie and support key processes and controls within the Fixed Income and Currencies COO function. This role will allow you to apply your data analysis expertise to FX and interest rate derivative products, providing insights that drive business growth and mitigate operational risk. Role Overview: - Manage processes and controls to ensure operational efficiency, mitigate risks, and maintain compliance with regulatory requirements. - Analyze datasets, develop expertise in FX and interest rate derivative products, and ensure accurate transaction reporting while monitoring data integrity. - Engage with stakeholders by providing insig...

Job Description Position Title, Responsibility Level LAM Function Solvency II Reporting Reports to Manager- Operations Permanent/ Temporary Permanent Location Noida C59 Hands on production experience of all mandated QRT's templates as per the timetable released by PRA (for Quarterly and Annual templates) Partnering in setting the team's strategic direction and assisting in the overall running of the team's operations Understanding of bridging items between local/ US GAAPs and Solvency II requiring eg DAC, Receivables, and technical provisions Review of critical journal entries, GAAP supplemental before submission to onshore team Claims provisioning and reserves calculations for triangles cal...

Position Overview Job Title: Operations Lead, AVP Location: Mumbai, India Role Description This role requires day to day processing of corporate actions for Equity securities, Proxy processing and Creation and Maintenance of static data, regulatory and client reporting, processing of corporate actions for debt securities, debt security master creation, income collection, regulatory and client reporting. The role is in the Global Securities Operation team which supports the clients of Investor Services India (GTB) The Jobholder report to VP - Head Asset Servicing, Global Securities Operations, in terms of guidance and authority and is guided by their in terms of strategic issues, compliance, ...

Job Description: We are looking for a qualified accounting professional preferably in the insurance sector, to manage monthly, quarterly, and annual financial close cycles under GAAP principles. The ideal candidate will have expertise in expense accounting, reinsurance, investments, and tax, and will be responsible for preparing financial statements, regulatory reporting, audit support, and resolving accounting issues. Key Responsibilities: Manage statutory and GAAP accounting close cycles. Prepare draft financial statements, reporting schedules, disclosures, and regulatory returns. Investigate and resolve accounting and data flow issues. Collaborate effectively with internal teams and exter...

About BNP Paribas India Solutions Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union's leading bank with an international reach. With delivery centers located in Bengaluru, Chennai, and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions. About BNP Paribas Group BNP Paribas is the European Union's leading bank and key player in international ...

About BNP Paribas India Solutions Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union's leading bank with an international reach. With delivery centers located in Bengaluru, Chennai, and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions. About BNP Paribas Group BNP Paribas is the European Union's leading bank and key player in international ...

About BNP Paribas India Solutions Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union's leading bank with an international reach. With delivery centers located in Bengaluru, Chennai, and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions. About BNP Paribas Group BNP Paribas is the European Union's leading bank and key player in international ...

About the Role: 09 The Team: S&P is looking for a Senior Business analyst to work with clients and ensure that our software platforms for trade reporting and analytics, Cappitech, are fully delivered and address client's business requirements. This team supports onboarding of global clients who wish to meet their regulatory reporting requirements through Cappitech. The Impact: This role belongs to a client facing team which helps various financial and non-financial firms in meeting their regulatory reporting obligations. In this role, you will be understanding clients and regulatory requirements, translating those requirements into product feature and system requirements, and collaborating w...

Job description Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. GCOO Operations is a leader in the development of services and processes that are designed around the customer and enable the firm to demonstrate to regulators that its processes and ways of working will deliver consistently high standards of compliance. Every day, customers all over the world are paying bills, buying homes and setting up companie...

Regulatory Post Market Surveillance Supervisor, Bengaluru, KA, India Regulatory Post Market Surveillance Supervisor Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the potential of physicians to heal without constraints. As a pioneer and market leader in robotic-assisted surgery, we strive to foster an inclusive and diverse team, committed to making a difference. For more than 25 years, we have worked with hospitals and care teams around the world to help solve some of healthcares hardest challenges and advance what is possible. Intuitive has been built ...

Manager Risk NBFC Reporting to: CEO / Board Risk Committee Objective: To lead the risk management framework of the NBFC and ensure robust governance across credit, operational, and regulatory risk domains. Key Responsibilities: Develop and oversee the enterprise-wide risk management framework (ERM). Define risk appetite in line with strategic business objectives. Monitor portfolio performance and implement early warning systems. Ensure credit risk policies, underwriting guidelines, and scorecards are adhered to. Coordinate with compliance, audit, operations, and technology teams on risk mitigation. Present periodic risk reviews to the Board and Risk Committee. Ensure compliance with RBI NBFC...

Unlock Your Potential with AventaaGlobal India's role in the global tax and regulatory landscape is evolving rapidly, and at AventaaGlobal, we offer you the opportunity to be at the forefront of this change. As a specialized boutique firm in Transfer Pricing, International Tax, and FEMA, we provide a dynamic environment where you can grow, collaborate, and make a real impact. Why AventaaGlobal At AventaaGlobal, we believe in bringing your whole self to work every day. Our firm fosters a culture of learning, innovation, and excellence, ensuring that you work alongside industry experts while solving complex challenges for businesses across India and beyond. The Team We combine deep expertise w...

Daily review of the open complaints to ensure on-time complaint closure meeting KPIs Coordinating with country Quality team for updating Due Diligence information, updates of Complaint Management System (CMS) for sample tracking details, customer letters. If required, coordinate with Mfg. sites for timely investigation. Review of the complaints to ensure it meets procedural requirements. Log in complaints in Trackwise- Complaint Management System (CMS) when needed within defined timelines and processing till final closure. Coordination with Quality Engineers and Technical Service team for Service-related complaints. Evaluating complaints to determine regulatory reporting applicability. Provi...

Monitor and prepare daily capital adequacy and large exposures reports. Partner with and support other Finance teams in meeting diverse reporting requirements. Lead and direct various projects, including resolution of Axiom and Capri defects. Review and investigate trends for small entities, securing confirmation from business stakeholders. Interpret regulatory rules that underpin reporting processes. Develop familiarity with key reporting tools such as AXIOM, Capri, and CRD4 regulatory frameworks. Understand the reporting model infrastructure and implement streamlined process solutions to enhance reporting efficiency. Required qualifications, capabilities, and skills Good academics and stro...

Roles and Responsibilities : CA Qualified Candidate with Post Qualification Experience of Minimum 4+years. Prepare and review regulatory reports, including CA (Chartered Accountant) statements, in accordance with relevant regulations. Collation of Financial modelling which will feed into the ICARA. Managing the schedule of reporting requirements across the Pensions Business which feed up to the MD or Board. Assisting with writing Board Papers Collation of Financial and non-financial KPI information to produce quality MI to inform the Managing Director of progress against strategy. Obtaining sufficient MI to appropriately track risks around the Pensions business. This will be used to understa...

Position Purpose Replacement FTE Senior Associate role. Responsible for OTC Derivatives Regulatory Reporting (transactions, valuation, and collateral) to DTCC under multiple regulations. Liaise with offshore management, account managers, internal and external stakeholders. Work closely with global teams (Paris, local management, clients). Requires strong functional knowledge of OTC derivatives and regulatory reporting. Key Responsibilities Direct Responsibilities Report OTC trades, valuation, and collateral to DTCC. Resolve and resubmit rejected trades (Nacks/Rejections). Reconcile DTCC positions with client positions. Contributing Responsibilities Escalate exceptions to processing teams and...