2747 Regulatory Reporting Jobs - Page 36

- Manage monthly, quarterly and biannual returns for the following solo regulated entities and their associated UK consolidation groups JPMorgan Securities Plc (JPMS Plc), JP Morgan Europe Limited (JPMEL) and JPMorgan Markets Limited (JPMML). - Daily monitoring and preparation of capital adequacy and large exposures reports for the above entities. - Interpretation of the Regulatory rules which forms the basis of PRA/ECB reporting and providing regulatory guidance to the business. - Partner and supporting other Finance areas with other reporting requirements (e.g. recovery and resolution, ICAAP). Required qualifications, capabilities, and skills Review and sign off on Capital Returns to be su...

Technical skill requirements Hands-on experience in Axiom, Alteryx or equivalent reporting and automation tools Experience in regulatory reporting, especially in HKMA, is a strong advantage Experience working independently with business users in defining requirements, testing, and supporting UAT Experience in building finance BI reports is a plus Strong knowledge of SQL and ability to develop complex queries Job Qualification (education, years of experience and other soft skills) Information Technology-related Bachelor or Masters degree 5+ years experience in Banking and Financial Institution Good communication and interpersonal skills, ability to interact with users across APAC Strong analy...

Role Overview: You play a crucial role in producing and distributing intraday (real-time) reporting for cash and securities positions for legal entities within Deutsche Bank Consolidated U.S. Operations (CUSO). Your primary objective includes ensuring compliance with BCBS 248 and Regulation YY standards while also supporting the management and modeling of intraday liquidity risk. Your responsibilities involve analyzing liquidity reports, preparing reconciliations, running intraday liquidity reporting, engaging with stakeholders, performing intraday liquidity modeling, executing internal management reporting, identifying trends, running ad-hoc analyses, ensuring report accuracy, standardizing...

As a highly skilled and motivated Subsidiary Controller, your role will be to lead the financial operations of our Romania subsidiary, ensuring accurate financial management and reporting. Your responsibilities will include: - Managing and coordinating monthly and quarterly closings to ensure accurate and timely reports. - Performing detailed analytical reviews and submitting comprehensive reporting packages to HQ. - Overseeing intercompany (IC) reconciliation and maintaining collaborative engagement with the HQ team. - Participating in preparing regulatory reports such as VAT, CIT, and ad hoc reports, and coordinating with our local compliance consultant for report submissions. - Participat...

As a Trader at Jainam Broking Limited, your role will involve the following key responsibilities: - Trade Execution - Execute trading transactions for clients, including buying and selling of currencies, stocks, bonds, and other financial instruments. - Monitor market conditions and execute trades promptly while ensuring accurate trade confirmations. - Risk Management - Assess and manage trading risks, including market, credit, and operational risks. - Implement risk mitigation strategies, adhere to established risk limits, and continuously monitor exposures to safeguard assets. - Price Quoting and Market Information - Provide clients with competitive price quotes and relevant market informa...

Your role As a Wealth Management Loan Servicing Specialist at UBS, you will be responsible for the following key activities: - Updating reports daily/ quarterly/ ad-hoc for various activities. - Managing resolutions of un-reconciled funds and discrepancies. - Handling exceptions and escalations. - Interacting with Business, Finance, Credit Risk Management teams, and agent banks as required. - Analyzing Credit Documentation and ensuring correct reflection in systems. - Reconciliation of interests, fees, billing, and invoicing. - Managing reporting and compliance requirements, preparing and submitting timely control reports. Your expertise To excel in this role, you should possess the followin...

As a Regulatory Reporting senior analyst within the Controllers Organization at Citi, you will play a crucial role in preparing, analyzing, and submitting regulatory reports to various local regulators. Your position will provide you with high visibility within the organization, offering opportunities to collaborate with different functions such as Finance, Risk, Treasury, and Operations. **Responsibilities:** - Support the production, review, and timely submission of regulatory filings and reports to local regulators. - Monitor and manage key metrics to identify challenges and issues, implementing processes and controls to mitigate inaccuracies. - Collaborate with the team to drive process ...

As an Intern in the Compliance function, you will be responsible for: - Conducting Compliance Risk Assessment and Testing. - Supporting the team in leading compliance gap assessment projects and assisting in developing action plans to address identified gaps. - Overseeing regulatory reporting processes to ensure compliance with reporting requirements and timely submission of reports. - Supporting the implementation of compliance monitoring tools and technologies. - Assisting in audits and other administrative functions as required. - Preparing a gist of regulatory circulars. - Assisting in other compliance-related activities. Qualification Required: - Company Secretary/MBA (Note: No addition...

As an SAP ATTP Functional Consultant at one of the largest IT Software Indian MNCs, you will be responsible for the following: - Minimum 10 years of experience in SAP S/4 HANA PP/QM with at least 1 pharma serialization implementation project in ATTP. - Configure and optimize ATTP functionalities, such as serialization, aggregation, and reporting to ensure compliance with industry standards and regulations. - Showcase proficiency in SAP ATTP, including integrations with S4/HANA, migration to S4/HANA, upgrades, rules framework, AIF configuration, and regulatory reporting for various markets. - Conduct FUT, system integration testing (SIT), and user acceptance testing (UAT) to validate that the...

As an ANALYST GMMO TDQ and R at HSBC, you will play a crucial role in the Global Banking & Markets business by implementing and monitoring controls to ensure exceptions, reconciliations, quality assurance, and pairing & matching are in place. Your responsibilities will include mitigating risks such as under-reporting, over-reporting, and mis-reporting by identifying issues, escalating them, and collaborating with stakeholders to implement strategic solutions. Additionally, you will create management information dashboards to highlight key performance and risk indicators, as well as respond to counterparty queries for accurate reporting. Qualifications required for this role include a degree ...

As a Staff at EY, you'll be part of a global team that aims to build a better working world while supporting your career growth and unique perspective. Your contributions will help drive innovation and excellence within the company. Join EY to create an exceptional experience for yourself and contribute to a positive impact on the working world. Responsibilities: - Define new procedures and controls to enhance operational risk processes. - Drive high-quality work products within set timeframes and budget. - Execute detailed procedures related to fund controllership, investment books and records, and financial reporting processes. - Perform critical accounting activities, including capital ca...

You are a strategic thinker passionate about driving solutions in Product Controller. You have found the right team. As a Product Controller- Analyst within the Product Control team, you will have the opportunity to work in a dynamic environment and partner with Finance, P&A, Risk, and other groups throughout the Firm. You will ensure the accuracy, integrity, and timeliness of the firm's books and records, focusing on general ledger, operating systems, and infrastructure controls across the entire lifecycle of the business. **Key Responsibilities:** - Ensure all the month end journals are posted on a timely basis. - Calculate and oversee accruals and reversals. - Support the periodic Recover...

As an Analyst - Internal Reporting at Barclays, you will play a crucial role in evolving the digital landscape and driving innovation to ensure unparalleled customer experiences. Your responsibilities will include: - Experience in Internal Reporting, Regulatory reporting, Control, Planning, and/or Analytics. - Proficiency in Barclays data and/or analytics is advantageous. - Ability to design MI dashboards, analytics, and insights. - Knowledge of Business Intelligence platforms such as SAP, Tableau, Alteryx, Python, and data management. - Strong project management and scrum master capabilities to prioritize effectively. - Expertise in designing MI dashboards and insights. In addition to the s...

As an experienced and strategic US Accounting Director, you will lead and manage the US accounting operations, ensuring compliance with US GAAP and driving process improvements for greater efficiency. Your responsibilities will include overseeing day-to-day accounting, month-end close, audits, and ensuring accuracy and timeliness in financial statements. - Lead month-end and year-end closing activities in compliance with US GAAP. - Review and analyze financial statements for accuracy and completeness. - Liaise with external auditors, tax consultants, and internal stakeholders. - Implement and monitor internal controls and accounting policies. - Drive process improvements and automation for g...

You will be joining the Operations Risk and Regulatory Control's Change The Bank team for Global Regulatory Reporting process at Morgan Stanley. Your key responsibility will be to work with global colleagues across Operations and Technology domains to deliver Trade and Transaction Reporting requirements. The main focus will be on ensuring smooth BAU functioning by aiding in solution formulation with timely execution to improve and maintain the firm's overall reporting accuracy. - Expertly navigate the Morgan Stanley organization to deliver timely and accurate issue resolution - Participate in ISDA and other Industry forums to understand and track discussions, and follow up with internal stak...

As an IT Business Analyst specializing in Liquidity Risk at RiskInsight, your role involves bridging business requirements with IT solutions specifically in Liquidity Coverage Ratio (LCR), Moody's RiskConfidence (RCO), and Interest Rate Risk in the Banking Book (IRRBB) domains. Your key responsibilities will include: - Gathering, documenting, and analyzing business requirements related to liquidity risk and regulatory reporting. - Collaborating with stakeholders to ensure alignment between business needs and technical solutions. - Translating regulatory requirements such as LCR, MCO, RCO, IRRBB into functional specifications. - Working closely with development and QA teams to ensure accurate...

About the Role: 10 The Team: As our Client Support team expands, you will play a pivotal role in sustaining our momentum. Join a team of innovators dedicated to problem-solving and delivering unparalleled customer experiences in a dynamic environment. Together, we serve our diverse global clientele with excellence. Our management is committed to fostering a workplace that nurtures the growth and potential of our colleagues. The Impact: As a leading force in transaction reporting worldwide, Cappitech has been delivering regulatory technology solutions for over twenty years. Our cloud-based, cross-regulation Software as a Service (SaaS) platform empowers banks, brokers, hedge funds, asset mana...

Job description Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are currently seeking an experienced professional to join the GCOO Payment Services team . Job Introduction Manage and control daily operations and administration of the regulatory reporting team (which includes timely processing of all capital account queries and transactions- ECB/ODI/FDI/BOLOPO etc , regulatory filings, RBI liaison, customer ...

Job description Description - External Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Senior Project Manager Principal responsibilities Strong at scope management, change control, detailed document...

You will be joining Mizuho Global Services Pvt Ltd (MGS), a subsidiary of Mizuho Bank, Ltd, established in 2020 to handle banking and IT operations globally. The company values ethical practices, diversity, and follows the key pillars of Mutual Respect, Discipline, and Transparency in all operations. **Key Responsibilities:** - Visualize and analyze data source systems for internal and external reporting. - Ensure regulatory reporting compliance with local and cross-border requirements. - Implement and maintain data governance frameworks across corporate banking platforms. - Gather and document business requirements for data sourcing and reporting aligned with APAC regulatory standards. - Co...

Role Overview: As a controller professional in the Alternatives Fund Controllers team of Campbell Global Team at J.P. Morgan Asset Management, you will play a crucial role in supporting a large Institutional High Yield Portfolio. Your expertise will contribute to the creation of investment strategies that benefit clients and drive the success of the Asset Management business. Key Responsibilities: - Review quarter-end property financial statements, ensuring GAAP adjustments, conducting variance analysis, and performing asset and debt appraisals. - Examine fund financial statements, NAV pricing, and understand management and incentive fees. - Calculate investment-level NAVs and IRRs, handle f...

Role Overview: Voya India, formerly known as VFI SLK, is a technology-driven business process transformation company focused on evolving the financial services customer experience through technology, innovation, and human creativity. As a subsidiary of Voya Financial Inc, the company is dedicated to delivering cutting-edge solutions to Voya's Health, Wealth, and Investment Management Business. Their focus lies in crafting inventive customer-centric solutions by digitizing, automating, and optimizing technology and business processes. Voya India is committed to fostering an environment that celebrates learning, growth, and inclusivity while developing and deploying innovative solutions for Vo...

As an Assistant Manager - Impairment Reporting at Barclays, you will play a crucial role in embedding control functionality by leading the development of the team's output. Your responsibilities will include: - Helping colleagues demonstrate analytical and technical skills, as well as knowledge of retail credit risk management fundamentals, especially in impairment management. - Exhibiting sound judgment through collaboration with the wider team and management. To be successful in this role, you should possess: - Understanding of key accounting principles under IFRS. - Strong stakeholder engagement skills to execute their requirements effectively. - Interpersonal and analytical skills. Some ...

As an experienced Lead Data Modeler with expertise in health plan data models and enterprise data warehousing, your role will involve the following key responsibilities: - Data Architecture & Modeling: - Design and implement comprehensive data models for various health plan operations such as member enrollment, claims processing, provider networks, and medical management. - Develop logical and physical data models to support analytical and regulatory reporting requirements (HEDIS, Stars, MLR, risk adjustment). - Create and maintain data lineage documentation and data dictionaries for healthcare datasets. - Establish data modeling standards and best practices across the organization. - Techni...

Role Overview: At EY, as a Senior in the Business Consulting Financial Services Risk Management (FSRM) Business Solutions team, you will have the opportunity to work within the Financial Services Office (FSO) to provide integrated consulting services to financial institutions and other capital markets participants. You will be part of a team that assists clients in identifying, measuring, managing, and monitoring various risks associated with their trading, asset-liability management, capital management, and other capital markets activities. Key Responsibilities: - Conduct gap assessments, impact analysis, and business readiness assessments for regulatory change management - Demonstrate deep...