3778 Regulatory Reporting Jobs - Page 39

Job Purpose The Debt Management Specialist will be responsible for managing and coordinating the recovery of overdue payments on loans or credit accounts.Duties and Responsibilities Achieve collections target by visiting customers/agency.Monitor performance against set parameters and provide regular updates.Ensure legal guidelines are complied with while repossessing products.Maintain accurate records of customer interactions and transactions.Provide regular reports on collection activities and performance.Handle escalations promptly and effectively to resolve issues.Daily DRR (Daily Risk Report) managementDevelop and implement strategies to improve collection rates.Case to Case trackingReso...

Qualifications & Experience: Masters degree in Accounting, Finance, or related field with minimum 7 years of experience. Prior experience in Handling Process Audit of Financial Sector is Must Must have experience in coordinating with regulators /Auditors Experience in NPS domain will be an added advantage. Strong understanding of audit methodologies, risk frameworks, and regulatory requirements. Ability to work independently and manage multiple priorities. Key Responsibilities: Manage various process audits conducted by auditors related to NPS Process Coordinate with IT for data requirements set by Auditor Assess the effectiveness of internal controls and recommend improvements. Ensure compl...

Ability to operate in both agile and waterfall style project methodologies and have an understanding of deliverables required for each methodology Sound understanding of trade lifecycle, global regulations and trading/investment banking processes Responsible for project stakeholder management Proven experience as Business Analyst with an Investment bank Work with project manager and business sponsors to scope and analyse the area of analysis Interface with business users on functional issues to analyse and define business and functional requirements Lead business requirement gathering session and document requirements to create business requirement specification document Excellent Communicat...

About The Role Skill required: Data Management - Microsoft Power Business Intelligence (BI) Designation: BI Engineering Senior Analyst Qualifications: BE/BTech Years of Experience: 5 to 8 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song"” all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 12...

Develop and Implement Compliance Programs, Policy and Procedure Management,Risk Assessment and Mitigation, Regulatory Compliance, Training and Education, Reporting and Documentation, Internal Investigation

Join Barclays as Market Risk Analyst role, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. At Barclays, we dont just anticipate the future - were creating it. To be successful in this role, you should have: Internal Control Procedures. Regulatory Reporting. Regulatory Process. Basel 1, BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corep Reporting, Regulatory control matrix, large exposure, Leverage Ratio. Some other highly valued skills may include below: Regulatory Compliance. Regulatory Techniques. You may be assessed on the ...

We are seeking a detail-oriented and proactive Financial Reconciliation and Reporting Specialist to join our team. The successful candidate will be responsible for ensuring the accuracy and integrity of our financial data, streamlining reporting processes, and supporting audit and regulatory compliance. What youll be doing What will your essential responsibilities include? Investigate long-standing balances on the balance sheet and facilitate necessary adjustments to ensure accurate financial statements. Perform reconciliation of system data with source data to identify discrepancies and ensure data integrity. Address and close audit points raised during internal and external audits efficien...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

1. Handle SEBI, NSE, BSE, MCX, and Depository-related compliance. 2. File periodic and event-based regulatory reports and returns. 3. Ensure adherence to SEBI regulations, circulars, and exchange guidelines. 4. Coordinate with exchanges, SEBI, and auditors for compliance queries. 5. Maintain compliance records, reports, and documentation.

Job Purpose To draft, review, negotiate and provide all required support for agreements, documentation and queries raised from time to time by business and other stakeholders across various verticals and to ensure legal and regulatory compliance in the documentation/agreements and framework of the verticals. Accountabilities 1. Draft, review, and negotiate various transactional and commercial agreements and other legal documents for the fintech and its NBFC arm such as lending service provider agreements, facility agreements, corporate/ personal guarantees, cash margin agreements, agreements with lenders, business correspondent agreements, co-lending agreements, escrow agreements, anchor/ al...

We are hiring for a Liquidity Business Analyst Role!!! Here is the detailed job description for the same: Experience as a Business Analyst for 4-6 years in a financial services industry, specializing in regulatory and liquidity reporting. Strong knowledge of Basel III regulations and liquidity risk metrics like LCR and NSFR and preferred in change management. Proficient in QRM, SQL, Alteryx and the Axiom platform is advantageous. Experience in preparing test cases, performing Production Validation Testing (PVT), and supporting User Acceptance Testing (UAT). Comprehensive understanding of bank balance sheets and financial products, including assets and liabilities. Thanks and Regards

As a Research & Development Consultant in Life Sciences at Accenture, you will be responsible for leveraging your expertise in R&D, Pharmacovigilance, and regulatory reporting to drive impactful solutions for clients. Your role will involve the following key responsibilities: - MBA from a Tier 1 institute or significant relevant industry experience - 6+ years of progressive business and/or consulting experience, with at least 1 year in the Life Sciences industry - Management consulting and general business consulting background is essential - Proficiency in utilizing assets and tools in business consulting (R&D), including issue trees, implementation frameworks, diagnosis tools, operating mo...

As a Vice President- Finance Change Delivery at HSBC, you will play a crucial role in leading the end-to-end implementation plan and managing the change management process. Your responsibilities will include: - Taking ownership of the implementation plan and ensuring effective change management. - Continually assessing priorities and progress in a fast-moving environment, adjusting the approach when necessary. - Being the accountable owner for delivering activities to enable effective implementation and mitigate risks and issues. - Reporting status, risks, and issues to the implementation manager. In terms of co-ordination, you will partner with various program workstreams, IT, external vend...

You will be joining Northern Trust's Cash & Corporate Technology Team in Pune, India as an Associate. In this role, your main responsibilities will include: - Providing support to the business and other IT teams to ensure the stability of production systems. - Ensuring priority incidents are addressed in a timely manner to avoid major incidents. - Resolving incidents/failures within SLAs, conducting root cause analysis, and providing solutions or workarounds. - Debugging issues, incidents, and providing solutions through hands-on development. - Ensuring the seamless running of batch processes/applications through proactive health checks. - Supporting scheduled weekend activities, disaster re...

Corporate - Managerial role Compliance Location : Mumbai Experience : 6 - 10 years (strong compliance management background) Desired Candidate Profile LLB/LLM preferred; Company Secretary qualification will be an added advantage. Corporate/plant/manufacturing/infrastructure/real estate. Strong knowledge of Indian laws relating to labour, safety, corporate governance, and regulatory requirements. Hands-on experience in building compliance systems, legal risk assessment, and regulatory reporting. Excellent communication, stakeholder management, and training skills. High ethical standards and ability to handle sensitive information with discretion. Role Objective To establish and implement a ro...

Job Title : Oracle OSMC Relevant Experience (in Yrs): 8 to 16 Yrs 7+ years of experience in Oracle ERP implementations with at least 5+ years in Oracle Cloud Financial and Subscription Management applications. Experience of performing as lead Subscription Management cloud architect of minimum 2-3 large scale transformation engagements (>5+Mn$) in Oracle cloud technologies Certification in Oracle Subscription Management Cloud modules. Experience with multi-entity, global financial setups. Understanding of SOX compliance, data security, and regulatory reporting. Experience in driving Business discovery sessions, Conference Room Pilot sessions, Design Workshops with Business and IT stakeholders...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Manager - Finance Operations Business: GLOBAL FINANCE Principal Responsibilities To produce and review Liquidity reports, which includes Liquidity Cov...

Some Careers Have More Impact Than Others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Collateral, Margin and Counterparty Credit Risk Specialist Qualifications Good understanding of key counterparty credit risk metrics, proven experienc...

Position Overview Job Title: Accounting and Financial and Regulatory Reporting Position, AVP Location: Pune, India Role Description The AVP candidate will support the Treasurer's Office on a wide variety of matters, which includes overseeing the production of financial statements and regulatory filings by the service providers, and oversight of accounting agents for the U.S. mutual funds, ETFs and collective investment trusts (the Funds). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Indust...

Step into the role of Vice President - Private Banking India Operations at Barclays, where you will play a pivotal role to manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators. You will take ownership of your work, ensuring it aligns with the relevant rules & regulations, and codes of conduct. You may be assessed on key critical skills relevant for success in role such as: Lead operations for Private Banking across India, including client onboarding, KYC/CDD, additionally, manage Trust Operations involving transaction processing and service delivery. Drive operational efficiency, automation, and scalability acros...

We are M&G Global Services Private Limited (formerly known as 10FA India Private Limited, and prior to that Prudential Global Services Private Limited). We are a fully owned subsidiary of the M&G group of companies, operating as a Global Capability Centre providing a range of value adding services to the Group since 2003. Our purpose is to give everyone real confidence to put their money to work. With a heritage dating back more than 175 years, we have a long history of innovation in savings and investments, combining asset management and insurance expertise to offer a wide range of solutions. Our two distinct operating segments, Asset Management and Life, work together to provide access to ...

AXA XL is seeking talented individuals to support our business across all product lines and geographies. This dynamic, global opportunity involves collaborating with Underwriting Assistants/Underwriters based in producing offices across multiple locations. As an analyst, the individual would be involved in processing policy bookings, Issuance of policy documents and endorsements. What youll be DOING What will your essential responsibilities include? Serve as the primary policy administrator to AXA XL underwriters and Middle Office, own the end-to-end policy lifecycle with precision and timeliness. Conduct name clearance and sanctions screening: screen insureds/counterparties, investigate mat...

What you'll do As a Trade & Transaction Reporting Manager, youll be operating a robust oversight model of trade and transaction submissions to support relevant reporting obligations. Youll demonstrate a strong sense of ownership by identifying, investigating and escalating any breaches in regulatory reporting within the required timeframes and through the appropriate governance forums. Working proactively with stakeholders, youll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements. Youll also be: Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions a...

The Chief Client Office (CCO) is focused on providing a consistent Client Experience across all business lines and geographies, enabling enhanced Client Satisfaction, Revenue Growth and Business Line Success. The CCO function includes Sales, Partners, Relationship Management, Integration, Marketing & Communications and Sales Analytics & Operations. The Impact you will have in this role: The DTCC Consulting Services Trade Reporting Specialist will be responsible for unparalleled client service, project management, and subject matter expertise in the regulatory reporting space Your Primary Responsibilities: Lead and manage high-impact consulting projectsfor financial services clients, ensuring...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...