2738 Regulatory Reporting Jobs - Page 42

About this role: Wells Fargo is seeking a Lead Data Management Analyst In this role, you will: Organize and lead complex companywide initiatives to ensure that data quality is maintained so that data can effectively support business processes Oversee analysis and reporting in support of regulatory requirements Identify and recommend analysis of data quality or integrity issues Evaluate data quality metrics and data quality audits to benchmark the state of data quality Make decisions in complex and multi-faceted situations requiring solid understanding of data governance standards and procedures Identify new data sources and develop recommendations for assessing the quality of new data Lead p...

Are you ready to make a meaningful impact in the world of regulatory compliance and labor law As a Licensing and Regulatory Management Associate, you'll play a pivotal role in ensuring our organization's adherence to Indian regulatory requirements, driving excellence in compliance, and leading innovative technology initiatives. This is your opportunity to collaborate with senior stakeholders, manage complex regulatory challenges, and shape the future of compliance through digitization and process transformation. Job Summary As the Licensing and Regulatory Management Associate within our team, you will be responsible for overseeing and managing regulatory reporting obligations, ensuring timel...

As a Staff at EY, you'll have the opportunity to define new procedures and controls to enhance the operational risk process. Your role will involve driving high-quality work products within expected timeframes and budget, executing detailed procedures related to fund controllership, investment books and records, and financial reporting processes. You will also be responsible for performing critical accounting activities such as capital calls, valuations, and transaction processing. Additionally, you will identify, evaluate, and suggest new technology opportunities for platform enablement in WAM/BCM space, facilitating necessary conversations between Business and Technology. Your responsibili...

As a Regulatory Reporting professional at our company, your role involves preparing, reviewing, and submitting timely and accurate regulatory reports to regulators. You will be responsible for collaborating with internal teams such as Finance, Risk, and Compliance to gather data and ensure accuracy in reports. Additionally, you will be required to maintain strong documentation and audit trails for all submissions and assist in the implementation of new regulatory reporting requirements and upgrades to reporting systems. Key Responsibilities: - Prepare and submit regulatory reports in accordance with jurisdictional guidelines - Review, validate, and reconcile data sources for regulatory repor...

The role of Analyst, Global Complaint Management (Customer Response) within the Quality team as an Associate based in Chennai, India involves managing device or pharmaceutical complaints and adverse events on a global scale. Your responsibilities include: - Initial triage of complaint files - Assessing reportability - Escalating customer advocacy events - Submitting regulatory reports as per applicable regulations - Referring potential safety cases - Obtaining additional information for events - Providing updates to reports - Ensuring timely processing of complaint files for regulatory reporting purposes In this role, you will be required to: - Draft and send professional and clear responses...

Role Overview: As a Business Analyst in the Finance team at our company, you will play a crucial role in defining, refining, and delivering set goals for the firm. Specifically, you will be joining our Asia Pacific Regulatory Reporting Projects team as an Associate Business Analyst. In this role, you will be tasked with working on projects aimed at implementing regulatory reporting changes mandated by various Asia Pacific country regulators for local financial or BASEL reporting. Additionally, you will be involved in supporting new business initiatives, SAP general ledger optimization, technology platforms modernization, and global alignment in data sourcing and consumption. Key Responsibili...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the worlds most sophisticated clients using leading technology and exceptional service. Job Summary: Northern Trust is looking to recruit professionals for its Bangalore Centre. The ideal candidate will play a ke...

Job Title / Role: Trade Finance Operations (Front Office) Criteria / Experience: Min. Five years experience in Trade Finance operations Qualification: Graduate (Commerce), FEDAI certification in Foreign Exchange Operations Key Responsibilities / Job Description: Handling of Customer Transaction requests across various Trade Finance operation, ensuring related regulatory reporting requirements and compliances, document handling and audit compliances. Skills: Team worker, Scrutiny skills for document handling, multi-tasking, analytical skills to identify priorities.

You will be part of Co-lending team under Bharat Banking Vertical You will be required to work in a fast-paced environment, adapt to change quickly, dealing with multiple stakeholders, tackling unfamiliar tasks and requests with resourcefulness and minimal guidance Managing the portfolio originated under co-lending with multiple partners Portfolio management for various Asset quality ( eg -HL, LAP, PL, Auto, TW, ) originated through Co-lending channel of the bank Building and managing the robust process framework for the co-lending business and customizing at partnership level Collaborate with cross-functional teams in managing and monitoring the risk and performance matrices of the portfoli...

Job Summary: We are seeking a highly qualified and experienced Principal Officer for our broking entity in Gift city to lead and oversee compliance, regulatory, and operational functions at our Capital Market Intermediary. The Principal Officer will act as a key point of contact with regulatory authorities and ensure adherence to all applicable financial services regulations. The ideal candidate will possess strong financial services market experience and relevant professional qualifications. Role & responsibilities Act as the designated Principal Officer for broking entity based out of GIFT City IFSC for the capital market intermediary. Ensure compliance with all applicable regulations and ...

About The Role : Job TitleAssociate, Team Manager Operations Global Reporting & Performance Measurement LocationPune, India Role Description The Associate/Team Manager Operations is typically responsible for the calculation, analysis and reporting of monthly performance attributions, in coordination with portfolio management and other reporting recipients. Performing calculations of performance metrics, and if required, explaining the findings and underlying methodology to Relationship Managers and institutional clients. Responsible for defining procedures and operating processes in line with regulatory/ industry/functional specifications, striving to continuously improve these processes. Me...

About The Role : Job TitleSenior Business Functional Analyst, AVP LocationPune, India Role Description The Algorithmic Solutions (AlgoS) team is part of the Group Strategic Analytics (GSA) is seeking a highly motivated analyst to join our team. AlgoS is a small, dynamic team of specialists responsible for design and development of the financial algorithms on which regulatory risk measures such credit risk weighted assets, leverage ratio, expected credit losses and economic capital are based. The team has a deep understanding of existing and newly drafted regulations on capital requirement under both European and US rules with a particular focus on Credit Risk. AlgoS is an international team ...

About The Role : In Scope of Position based Promotions (INTERNAL only) Job TitleFINREG Analyst Corporate TitleAssociate LocationPune, India Role Description Finance It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. With our diverse teams in 47 countries, we offer a broad portfolio of capabilities. Our key functions range from Group Finance, Treasury, Planning and Perfo...

About The Role : Job TitleRegulatory Operations Analyst LocationPune, India Role Description As part of the COO function, the Global Reporting & Performance Measurement department is responsible for the provision of client-specific and regulatory reports for the entire DWS Active, Passive & Alternatives business area. As Operation Analyst in the Regulatory Reporting team, you are responsible for the timely and accurate preparation, publication, and distribution of all regulatory reports and internal evaluations. You will work closely with external stakeholders such as clients, auditors, and regulatory authorities and will be available to assist with any questions. Internally, you will ensure...

About The Role : Job Title Tax Processing Analyst, AS LocationJaipur, India Role Description The Tax Processing Analyst is responsible for the operational processing of specific tax-related processes, residing within the Tax Utility, including but not limited to: Tax reclaims. Tax reporting, Relief and Source processing. The Tax Processing Analyst has responsibility to complete all daily process activities in line with the Risk and Control framework present in the Tax Utility, escalate where issues are identified, or processes are not completed within existing key timelines. The Tax Processing Analyst has direct interaction with internal and external parties including trading desks, counterp...

Job Role: Business Analyst Experience: 10 to 19Years Work Mode : WFO Location : Mumbai/Bangalore Notice Period : Immediate to 60 Designation : Manager/Senior Manager Job Description Role: Sr. Business Analyst Work Location: Bangalore Technical skills and qualifications required for the role: Overall 10+ years experience with an understanding of new/existing regulatory requirements from stakeholders and specify them from an IT perspective to ensure Regulatory Compliance. Good Knowledge on Derivatives especially OTC Derivatives with Fixed Income & Equity underlying, F2B Trade Life Cycle, Clearing & Settlement. Very good understanding (conceptual) of OTC derivative products and Trade Life Cycle...

As a Regulatory Compliance professional, you will be responsible for handling Regulatory Compliance related to third-party products (insurance, mutual fund etc.) distribution business of the Bank. Your role will involve ensuring compliance with various regulations from SEBI, IRDA, AMFI, and other regulatory bodies. Key Responsibilities: - Strategically manage Regulatory Compliance for the Bank, covering regulations from SEBI, IRDA, AMFI, etc. - Handle Compliance with regulations related to Mutual Fund & Insurance Distribution Business of the Bank. - Circulate action points from regulatory circulars/notifications/communications and follow up proactively with stakeholders for timely implementa...

As a Regulatory Reporting Specialist at EY, you will work as a senior member on multiple workstreams or clients as a part of the Regulatory Reporting BAU/Production team. Your role will involve understanding the intricacies of the European Regulatory reporting framework and collaborating with onshore/offshore team members effectively. You will be responsible for ensuring all deliverables meet the highest quality standards and are completed within specified timelines. Additionally, you will work independently with minimum supervision in a deadline-oriented environment, identifying areas for improvement and implementing changes to streamline work processes. Key Responsibilities: - Understand t...

You are a strategic thinker passionate about driving solutions in Business Analysis. You have found the right team. As a Business Analysis Associate in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. Join our Asia Pacific Regulatory Reporting Projects team as an Associate Business Analyst, where you will be responsible for working on projects to implement regulatory reporting changes mandated by different Asia Pacific country regulators for local financial or BASEL reporting. In addition, you will support demands for new business initiatives, SAP general ledger optimization, technology platforms modernization, and global alignment in data ...

As a Financial Controller in the Finance team at our company, your role is critical in ensuring the financial integrity and robust controls across various JP Morgan legal entities and geographies. You will partner with different Controllers groups, Middle Offices, Operations, and Technology to validate the accuracy of the Profit & Loss and Balance Sheet. Your responsibilities include preparing and reviewing financial statements, performing reconciliations, and supporting business lines with performance reporting. Key Responsibilities: - Partner with Financial/Legal entity Controllers groups to prepare & review financial statements - Research, escalate, and clear exceptions to the general led...

You will be joining KPMG in India, a professional services firm affiliated with KPMG International Limited. Established in August 1993, our network of professionals across India, including Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, are well-versed in global practices and local regulations. As part of KPMG in India, you will have the opportunity to work with national and international clients across various sectors. Our focus is on delivering efficient, industry-specific, and technology-driven services that draw from our deep understanding of global and local markets, as well as our extensive e...

Role Overview: As a Finance Control Manager, your main responsibility will be to manage the preparation and presentation of accurate and timely financial statements and accounting records in compliance with relevant accounting standards, rules, and regulations. You will support in identifying, assessing, and mitigating financial risks, reporting on these risks to senior colleagues. Additionally, you will be responsible for developing and maintaining a robust system of internal controls to safeguard assets, prevent fraudulent misreporting, and ensure the accuracy of financial data. This includes implementing financial policies and procedures for consistent and effective financial practices ac...

Role Overview: As a data analyst at PwC, your main responsibility will be to employ advanced analytics techniques to extract insights from extensive datasets and facilitate data-centric decision-making processes for clients. Your role will involve utilizing expertise in data manipulation, visualization, and statistical modeling to assist clients in resolving complex business challenges. Key Responsibilities: - Proficiency in JavaScript, Angular, TypeScript, and their optimal practices. - Sound grasp of ES6+, CSS, SCSS, and HTML, including CSS preprocessors and the ability to write cross-browser compatible code. - Expertise in HTML5, CSS3, JavaScript, and familiarity with contemporary front-e...

As an Assistant Vice President in Liquidity Transformation at Barclays, your role will involve specific analysis, design, and oversight of initiatives within the Finance Transformation program. You will be hands-on in supporting transformation activities to ensure alignment with finance architecture strategy. At Barclays, you will actively create the future, not just anticipate it. **Key Responsibilities:** - Functional Design: Support options analysis and recommendations in collaboration with Line SMEs. - Data Analysis/Modelling/Governance: Design conceptual data model and governance requirements as per GDMS standards. - End-to-End Process & Controls: Develop target process, controls design...

As a consultant in business application at PwC, you specialize in providing consulting services for various business applications to help clients optimize operational efficiency. Your role involves analyzing client needs, implementing software solutions, and offering training and support for the seamless integration and utilization of business applications. By doing so, you enable clients to achieve their strategic objectives. **Key Responsibilities:** - Assess client needs and design Oracle-based solutions for budgeting, forecasting, financial consolidation, and reporting - Collaborate with clients to implement Oracle enterprise performance management tools for enhanced financial planning a...