3778 Regulatory Reporting Jobs - Page 42

Hiring for leadership roles with a Global Capability Center (GCC) of a leading Asset Management firm in Mumbai. Senior Manager Business Analysis: 7+ years Vice President Business Analysis: 15+ years Experience: Total Experience: 7+ years of total experience. Proven experience as a Business Analyst, with at least 3 years in a leadership role. Cross-Functional Teams: Experience working in cross-functional teams. Continuous Improvement: Experience contributing to, and achieving, continuous improvement goals. Excellent communication and interpersonal skills. Strong analytical and problem-solving skills. Ability to manage multiple projects and priorities simultaneously. Proficiency in business an...

Role : Head of Finance Location : Hyderabad, India Employment Type : Full-time Experience Required : 15+ years Due to the high volume of applications, we regret that only shortlisted candidates will be contacted. ABOUT BONDBLOX BondbloX is a multi-award-winning Singapore based fixed income-focused fintech that launched the world's first fractional bond exchange BondbloX Bond Exchange (BBX). Regulated by Monetary Authority of Singapore, BBX transforms the bond market globally by enabling investors to digitally trade fractional bonds (BondbloX) which are $1,000 fractions of traditional wholesale bonds. BondbloX provides investors instant access to bond markets and diversification opportunities...

Join Barclays as Control Assurance - AVP, where you'll provide first class support to our clients by managing and providing the full range of control services to the Finance Function to support risk management across the Controls environment. At Barclays, our vision is clear to redefine the future of banking. To be successful in this role, you should have below skills: Effective written and oral communication skills, with the ability to present credibly to senior stakeholders. Working knowledge of operational risk & control processes and practices, including experience in their application across functions with ability to demonstrate a risk management mindset. Good understanding of SOx requi...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? The Global Client Account Services (GCAS) is responsible for the oversight, production, quality, and timeliness of all scheduled client reporting & pitchbooks for clients and strategies across multiple product and business lines. They provide client related data and reports requested by clients, consultants and other client appointed third parties in all regions in which our client operates. Reporting includes proprietary branded reports (Investment Reports, Factsheets, Quarterly Review...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do The Global Client Account Services (GCA...

Uses skills in post market product surveillance to handle complaints and support efforts for regulatory reporting and establishing appropriate corrective and preventive actions for the safe and effective use of GE Healthcare (GEHC) products. Applies general knowledge of business developed through education or past experience. Understands how work of own team contributes to the area. Resolves issues using established procedures. Consults People Leader or more senior team members for issues outside of defined parameters. Collaborates with others to solve issues. For customer facing roles, develops strong customer relationships and serves as the interface between customer and GE. Exchanges tech...

. Minimum 4+ years of hands-on experience in Azure Databricks and PySpark for developing end-to-end ETL pipelines. . Proven experience in ETL testing, including Master Data Management (MDM), Data Completeness, Data Cataloging, Data Lineage, and Data Quality validation across various source data feeds. Secondary/ Good to have: . Prior experience in the Banking domain, particularly in Regulatory Reporting, will be an added advantage. Skills: Informatica Master Data Management Scala SQL

Join our dynamic team as a Transaction Processing Manager in Market Operations, where youll lead the charge in regulatory reporting implementation and drive ongoing remediation activities. Embrace the opportunity to work across a diverse range of products, ensuring compliance and excellence in every transaction. Be at the forefront of innovation and make a significant impact in the world of market operations As a Transaction Processing Manager in Market Operations, youll be responsible for regulatory reporting implementation and ongoing remediation activities, while covering various products. Job Responsibilities Be responsible for regulatory reporting implementation and ongoing remediation....

To manage day-to-day financial operations, accounting, and banking activities. The ideal candidate should have hands-on experience in capital market investment accounting, loan accounting using LOS/LMS platforms, and regulatory reporting. Required Candidate profile • Hands-on experience with LOS/LMS platforms and ERP or Tally systems. • Sound understanding of basic RBI, SEBI, and taxation compliances. Perks and benefits Competitive salary and growth opportunities.

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

Role & responsibilities Key Responsibilities: Worked on month-end close activities including journal entries, accruals, and adjustments. Reconciliation and scrutiny of General ledgers. Implement and improve financial reporting systems and processes. Work with AP and AR for process improvement, schedule preparation etc. Preparation and review of profit and loss account and balance sheet schedules and perform variance analysis. Support audits by providing data to auditors, with collaboration within the finance team. Maintain Fixed asset register, end to end from PO to capitalisation along with asset tagging and reconciliations. Monitor quarterly physical verification activities. Key Skills: Kn...

Mode of work: Hybrid Work Location: Bangalore Skillset required : 6- 8 years, Fund accounting or fund management, tax or regulatory counter parts, NAV/ BILLING COUNTER PARTS OR CALCULATION/ 3 rd party oversights, CA / FRM preffered Interested can share updated resume to gramashetty@allegisglobalsolutions.com We are currently seeking an experienced professional to join our team in the role of Regulatory Administrator Business: Intl Wealth & Premier Banking Principal responsibilities Administration, investigation and resolution of daily Transfer Agent, Administrator and Custodian queries as well as managing queries of the AMG Investment Management and Distribution offices. Work closely with TA...

About BNP Paribas India Solutions Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union's leading bank with an international reach. With delivery centers located in Bengaluru, Chennai, and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and Institutional Banking, Investment Solutions and Retail Banking for BNP Paribas across the Group. Driving innovation and growth, we are harnessing the potential of over 10000 employees, to provide support and develop best-in-class solutions. About BNP Paribas Group BNP Paribas is the European Union's leading bank and key player in international ...

Specific Skill Set Technical Understanding of the bank's products and services with specialisation in atleast one of FM, CIB, or Treasury products Financial Reporting skillsets & experience Fundamental understanding of Balance Sheet Management Regulatory reporting experience Conceptual knowhow of Balance Sheet Management metrics and its calculation methods Liquidity, IRRBB, Capital Robust understanding of the Regulatory Framework associated with FINREP, COREP, Liquidity and IRRBB reporting (e.g., Basel framework, country regulatory reporting taxonomy) Understanding of IFRS Accounting Soft Skills Very good written and verbal communication skills Ability to engage with senior stakeholders. Exc...

Job Description Join our global Regulatory Operations team to play a crucial role in ensuring compliance with complex regulatory requirements. Collaborate with cross-functional teams to support the strategic agenda and build strong relationships with key stakeholders. Be part of a dynamic team dedicated to maintaining a controlled and standardized regulatory environment. Job Summary: As a Regulatory Operations Analyst within the Global Regulatory Operations team, you will play a key role in supporting our Payments Business. You will review new and revised regulations, assess their impact, and ensure compliance in a controlled and standardized manner. Your contributions will drive strategic i...

Having experience in NBFC, SEBI or IRDA Compliances along with AML & KYC. Preparing, reviewing policies from RBI Compliance perspective. Providing updates / disclosures to Board. Drafting and addressing the queries received from RBI on day-day basis. Required Candidate profile Minimum 6+ years of experience managing RBI compliances for NBFC domain. SEBI and IRDA Compliance knowledge is an added advantage 5 days working (In Office, No Hybrid working)

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

Role Overview: As an AVP, Data Modeller within Deutsche Bank's Data Governance and Architecture team for Private Bank, you will be a key driver in shaping the bank's enterprise data landscape. You will apply your extensive expertise (12-15 years) in data modeling and architecture to enforce data governance standards, optimize data models for regulatory reporting (e.g., Risk, Finance, Treasury), and ensure alignment with the overall enterprise data strategy. Your role will involve close collaboration with senior stakeholders in both the business and technology domains, focusing on leveraging data for business benefits while ensuring stringent regulatory compliance. You will transition from a ...

Role Overview: You are a strategic thinker and passionate about driving change. As an Associate in the ESG Reporting and Controller Team at JPMorgan, you will be responsible for supporting the preparation, review, and assurance of both voluntary and regulatory ESG disclosures. Your work will involve collaborating with various teams across finance, risk, legal, and human resources to ensure accurate and timely reporting, making you an integral part of the firm's efforts to support the success of its businesses, clients, and employees. Key Responsibilities: - Perform press-ready audit, independent review, and tie-out of key metrics in JPMorgan's voluntary Sustainability Report. - Support the p...

As a Collateral, Margin and Counterparty Credit Risk Specialist at HSBC, you will play a crucial role in ensuring the review of new business initiatives related to collateral optimization in Collateral functions and the impact on Collateral Operations like FXPB, Repo, and Equity business. Your responsibilities will include aligning various businesses and building an effective team to cover Collateral Services tasks on a daily basis. You will need to have a good understanding of key counterparty credit risk metrics, with proven experience in counterparty credit risk implementation, regulatory reporting, or a control environment within Investment Banks or consulting firms. Possessing manageria...

Role Overview: As the Assistant Manager based in either STB New Delhi or STB Mumbai, you will be responsible for overseeing the Finance, Administration, and some Human Resource functions of the STB India office. Your role will also involve supporting ad-hoc projects to strengthen Singapore's positioning as a compelling destination for Indian leisure and MICE travelers. Key Responsibilities: - Managing the Finance, Administration, and Human Resource functions for the STB India team. - Leading and/or supporting procurement and tender processes, ensuring proper documentation and audit trails for all financial and administrative transactions. - Serving as one of the points of contact for the gen...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our COO team delivers strategic execution for Corporate and Institutional Banking (CIB) across the globe. Through transformative data and digital solutions, customer servicing, and non-financial risk expertise, this team is where problems are solved, and careers are made. CIB COO Focuses On These Key Priorities Protecting the bank, our customers and stakeholders ...

Company Description As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients most valued asset-management partner. Insurance Operations/Accounting Directing, reviewing and performing the GAAP/STAT accounting for Alternative Investment products, with a focus on Commercial Mortgage Loans, as well as Regulatory Reporting and full valuations of Insurance Client Assets. Researching new US G...

Join Barclays as WCR analyst regulatory reporting, where to gather, analyze, and present risk data in a clear and concise manner to stakeholders across the organization, facilitating informed decision-making, risk mitigation, and regulatory compliance. To Be Successful In This Role, You Should Have Internal Control Procedures. Regulatory Reporting. Regulatory Process. Basel 1, BASEL 2, BASEL 3 reporting/ Pillar I, Pillar II reporting. Corep Reporting, Regulatory control matrix, large exposure, Leverage Ratio. Some Other Highly Valued Skills May Include Below Regulatory Compliance. Regulatory Techniques. You may be assessed on the key critical skills relevant for success in role, such as risk...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our COO team delivers strategic execution for Corporate and Institutional Banking (CIB) across the globe. Through transformative data and digital solutions, customer servicing, and non-financial risk expertise, this team is where problems are solved, and careers are made. CIB COO Focuses On These Key Priorities Protecting the bank, our customers and stakeholders ...