2743 Regulatory Reporting Jobs - Page 46

MIS Reporting: o Develop, prepare, and automate periodic MIS reports (daily, weekly, monthly, quarterly) using Excel and Power BI. o Create insightful dashboards and visualizations for senior management to track business performance, trends, and KPIs. o Support the BIU department in gathering, analysing, and presenting financial, operational, and risk data. o Maintain and update reporting templates to ensure consistent data quality and easy integration of new data sources. 2. Data Management & Automation: o Automate recurring reports and dashboards using Power BI and Excel to reduce manual effort and ensure timely delivery. o Maintain a centralized repository of all MIS and regulatory report...

About The Role Project Role : Business Analyst Project Role Description : Analyze an organization and design its processes and systems, assessing the business model and its integration with technology. Assess current state, identify customer requirements, and define the future state and/or business solution. Research, gather and synthesize information. Must have skills : Finastra Fusion Loan IQ Good to have skills : NAMinimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As a Business Analyst, you will analyze an organization and design its processes and systems, assessing the business model and its integration with technology. You wi...

Oversee financial strategy, investor relations, and revenue growth for a fast-growing digital health startup Manage fundraising, financial modeling, and regulatory compliance Must have startup experience and a deep understanding of financial analytics Key Responsibilities: Develop and execute the companys financial strategy to support business growth and operational excellence. Oversee budgeting, forecasting, and financial planning processes. Lead fundraising initiatives including investor presentations, term sheet negotiations, and due diligence. Manage investor relations and maintain transparent communication with stakeholders. Ensure compliance with all financial, tax, and regulatory repo...

About The Role Job TitlePySpark Data Reconciliation Engineer 7+ years of relevant experience in technology and development. Technical skillset required (1) LanguageJava or Python (2) Experience with BigData/Hadoop/Spark/Kafka (3) Experience with APIs and microservices architecture (4) UI Development and integration experience would be a plus. Domain required Experience in a capital market domain. Experience in Regulatory reporting or reconciliations (tech) would be a big plus. Proven track record of delivering large scale projects with globally distributed teams. Strong experience in applications development, design paradigms. Previous experience with data domain would be a plus. Experience ...

Corporate CAD -Processor Controls and Monitoring As Team Member for Corporate CAD, the incumbent is responsible for managing Key External Stakeholders like RBI, Statutory Auditor, Concurrent Auditor etc. and also Internal Stakeholders like Compliance, Credit, Operational Risk, Legal, Finance and Operations in terms of full or partial review the Unit. Key deliverables also includes partnering with the Stakeholders in terms of driving compliance culture in the Unit. Candidate has prior experience of working on regulatory & critical submissions / periodic reporting Candidate has prior experience of working on huge amount of organized/unorganized Candidate possess good data analytical skills & h...

Job Requirements Job Title : Senior Specialist-Business Continuity Management Place of work - Mumbai Business Unit : Business Continuity Management Function : Business Continuity Management Job Purpose Responsible for the development and maintenance of bank&aposs business continuity program During Crisis, coordinate, communicate, manage, and control activities associated with Crisis Management and the recovery of critical business functions Collaborate with business units and support functions to identify business criticality, establish plans, test them and help manage and minimize continuity risks. Roles & Responsibilities Conduct Business Impact Analysis (BIA) for the bank Drive develop an...

As a Vice President in the Regulatory and Analytics team at Citibank N.A., you will play a crucial role in ensuring the accuracy, reliability, and compliance of regulatory reports while leveraging data analytics to drive business insights. Your primary responsibilities will include: - Act as a business subject matter expert in the development and integration of AI use cases for wholesale lending products. Collaborate with business leaders, data scientists, and technology teams to define AI use cases, ensuring alignment with business objectives and regulatory requirements. Provide insights and guidance in the creation, testing, and integration of AI models and solutions. Evaluate the impact o...

At Upstox we are looking for a detail-oriented and proactive professional to join our Settlement Operations team. The role involves ensuring smooth and timely settlement of trades, handling corporate actions, regulatory reporting, reconciliations, and client servicing. The ideal candidate should have strong knowledge of capital market settlement processes and be eager to contribute to operational excellence. What you'll Own: Manage Retail Trade Settlement, including equity pay-in/pay-out of shares Oversee auction settlement and closeout processes Handle corporate actions by identifying eligible clients and ensuring timely distribution of entitlements (Dividend, Bonus, Split, Sub-Division, Me...

Step into the role of Vice President . At Barclays, we are more than a Bank, we are force of progress. As an Vice President, you will identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the banks activities and operations comply with all applicable laws, regulations, and internal control policies. To be successful in this role, you should have: Expertise in identification and assessment of prudential regulatory reporting risks arising from the banks activities, products, and services. Expertise in development and implementation of strategies to mitigate risks, ensu...

Responsibilities What Makes This Opportunity Unique As a Lead Analyst - Accounting at Principal Financial Group, you will be at the forefront of our financial operations, ensuring precision and outstanding excellence in every task Youll be part of a world-class team that values ambition and outstanding performance Key Responsibilities Review and process missing investment transactions Monitor and reconcile investment positions Track cash movements and settlements Process corporate actions Process dividend reinvestment transactions Reconcile portfolio holding positions Support month-end and quarter-end close procedures Support audit requirements Assist with regulatory reporting Requirements P...

Graduates with relevant experience can also be considered. M.Sc.IT, MBA, M.Tech, MCA, Any PG Your role as a leader Builds own understanding of our purpose and values; explores opportunities for impact Demonstrates strong commitment to personal learning and development; acts as a brand ambassador to help attract top talent Understands expectations and demonstrates personal accountability for keeping performance on track Actively focuses on developing effective communication and relationship-building skills Understands how their daily work contributes to the priorities of the team and the business

Looking for a professional who is an expert in Trade Transaction and Reporting (TTRO) Process. The role required deep understanding of Investment banking operations, derivative products, combined with business analyst capabiltiies to design solutions, remediate root causes and strengthen controls. The candidate will be a project / client manager and act as a key liaison between operations, technology and complaince to ensure accurate, timely and regulatory complaint reporting. Key Skills: SME in regulatory reporting across all regulations example, EMIR, MiFIR, SFTR, CFTC, MAS, HKMA, ASIC etc. Can handle all kind of exceptions arising out of data, process, system issues. Business Analyst mind...

An experienced consulting professional who has an understanding of solutions, industry best practices, multiple business processes or technology designs within a product/technology family. Operates independently to provide quality work products to an engagement. Performs varied and complex duties and tasks that need independent judgment, in order to implement Oracle products and technology to meet customer needs. Applies Oracle methodology, company procedures, and leading practices. Responsibilities Operates independently to provide quality work products to an engagement. Performs varied and complex duties and tasks that need independent judgment, in order to implement Oracle products and te...

10-12 Year Work ex. and already playing a BA role. Strong with Capital market (Trading ) and Trade Regulatory reporting and having a logical aptitude. Efficient with Requirement gathering and documentation. Open for Hybrid working mode (3 Day WFO) Stakeholder management and team player attitude and proactive. Strong comm & presentation skills. Mandatory Competencies BA - Business Analyst - Requirement Gathering BA - Business Knowledge BA - Client Interaction Soft Skills / Leadership skills - Soft Skills / Leadership skills - Stakeholder Management BA - Communication - Verbal, Written FS Domain - Capital Markets & Investment Banking - Trade Reconciliation Platforms

Oversee financial strategy, investor relations, and revenue growth for a fast-growing digital health startup Manage fundraising, financial modeling, and regulatory compliance Must have startup experience and a deep understanding of financial analytics Key Responsibilities: Develop and execute the companys financial strategy to support business growth and operational excellence. Oversee budgeting, forecasting, and financial planning processes. Lead fundraising initiatives including investor presentations, term sheet negotiations, and due diligence. Manage investor relations and maintain transparent communication with stakeholders. Ensure compliance with all financial, tax, and regulatory repo...

Regulatory Compliance Monitoring Assist in monitoring compliance with SEBI Mutual Fund Regulations, ensuring timely reporting by the Mutual Fund and AMC, including exception handling and escalation to SEBI, the Board of AMC, and Trustees. Reporting to Regulators and Stakeholders Ensure timely submission of periodical reports to SEBI, AMFI, Board of Trustees, and the AMC. Investor Grievance Redressal Address and resolve investor grievances promptly in coordination with relevant departments. Investor Communications Draft and prepare investor-facing materials including advertisements, factsheets, posters, and assist in front office transactions such as ISTs and FDs. Compliance Documentation and...

As a Senior Specialist-Business Continuity Management, your role involves developing and maintaining the bank's business continuity program. You will be responsible for coordinating, communicating, managing, and controlling activities during a crisis, ensuring the recovery of critical business functions. Additionally, you will collaborate with business units and support functions to identify business criticality, establish plans, test them, and help manage and minimize continuity risks. Key Responsibilities: - Conduct Business Impact Analysis (BIA) for the bank - Drive the development and review of BC plans and related documentation - Communicate the BCM plans effectively - Coordinate the BC...

Role Overview: At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Key Responsibilities: - Define new procedures and controls to enhance the overall operational risk process - Drive high-quality work products within expected timeframes and budget - Ability to execute detailed procedures based on knowledge of fund controllership, investment books and records, and/or financial reporting process...

As a Senior Consultant (Regulatory Reporting) at EY, you will oversee all financial reporting for US regulators in the banking domain. Your responsibilities will include preparing and reviewing various schedules, supporting reporting activities, conducting financial analysis, and assisting management with US statutory reports and working notes. You will need to have in-depth knowledge of reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, along with a general understanding of regulatory reporting principles and regulator focus areas. Key Responsibilities: - Foundational accounting and finance knowledge, experience with financial products, and understanding of the transac...

Job Description Who we are looking for We are looking for a Regulatory Reporting Auditor, Officer to join our Finance Audit Team. The Regulatory Reporting area is comprised of global teams responsible for the governance and preparation of reports on weekly, monthly, quarterly and annual basis with highest level of accuracy as per the external deadlines. In this role, you will operate as part of dynamic and cross functional teams responsible for the execution of individual audit engagements. Working under the direction of the audit project lead, you will carry out a variety of responsibilities, which include: interfacing with business partners, executing control design assessments and operati...

As an IT Business Intermediate Analyst in Wholesale Banking at Citigroup, your role involves acting as a liaison between business users and technologists to facilitate the exchange of information in a clear and concise manner. Your primary objective is to contribute to the continuous exploration of business performance and drive business planning. **Responsibilities:** - Formulate and define systems scope and project objectives through research activities, providing guidance to new or lower-level analysts - Analyze business client needs, document requirements, new technology, and derive test cases - Define and analyze enhancements, assist in redesigning business processes, and process automa...

As a Senior at EY, you will have the opportunity to leverage your 4-8 years of experience in the Asset management sector, focusing on providing hands-on advisory services in Fund Accounting, Investment Accounting, Financial Reporting, Regulatory and Statutory reporting, and more. Your previous consulting experience in Wealth and Asset Management or a transformation role within the industry will be valuable, with key qualifications and skills including: - Advanced proficiency in Fund accounting and financial reporting, Investment accounting, financial statement close process, regulatory and statutory reporting, management and financial reporting, consolidation reporting, advanced data readine...

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

support the implementation &enhancement of regulatory reporting platforms & ensure compliance with BCBS 239. leading technical solutioning,data integration& collaborating across IT, Risk, & Compliance teams to deliver high-quality reporting systems. Required Candidate profile Regulatory Reporting Support,Lead the technical design & maintenance of regulatory reporting frameworks.accurate delivery of reports to meet regulatory requirements BCBS 239,Basel III, Project Implem

Oracle PL/SQL Developer with 4to 8 years of exp. in the Capital Markets, Finance, or Regulatory Reporting domains. The ideal candidate will possess strong expertise in Oracle PL/SQL, with hands-on experience in both on-premise and cloud environments. Required Candidate profile Design, develop, and optimize complex Oracle PL/SQL stored procedures, functions, packages, triggers, views to support business requirements.Performance Tuning,Data Modeling & Design,Data Integration,