2748 Regulatory Reporting Jobs - Page 49

5+ years of overall experience with min 2 years of experience in Regulatory Reporting with exposure to the Axiom. Implementation experience preferably in the Banking domain. Transformation of business requirements into technical needs and implementation procedures. Ability to work independently. Good communication skills. Experience in Software Design and Development. Primarily working in the Data Warehousing and Regulatory Reporting area in Banking and Finance domain Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have good experience on simple and complex sql query writing using all type of joins, analytical func...

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About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...

About The Role We are looking for Team Member- Financial Inclusion Location Mumbai Grade M2/M3 Experience- 4-6 years About The Role : He/ She will be responsible for: Manage end to end Aadhaar Seva Kendra"™s (ASK) or Aadhaar Enrolment Centres or Aadhaar on Wheels( AOW) through Branch channel and Vendors. Ensuring profitability of ASK/AOW by driving cross sell and enrolment transactions Liaise with various teams / stake holders to improvise process and technological solutions Conducting Vendor audit, ensuring proper governance, periodic vendor reviews and ensuring compliance. Proper maintenance of documents and records. Conducting VendorAgreement reviews and closures Responsible for managing ...

The Apex Group was established in Bermuda in 2003 and is now one of the world s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. That s why, at Apex Group, we will do more than simply empower you. We will work to supercharge your unique skills and experience. Take...

You will be responsible for managing the preparation and presentation of accurate and timely financial statements, and other accounting records in accordance with relevant accounting standards, rules, and regulations. You will support in identifying, assessing, and mitigating financial risks, and report on these financial risks to senior colleagues. Additionally, you will be tasked with developing and maintaining a robust system of internal controls to safeguard assets, ensure no fraudulent misreporting, and ensure the accuracy of financial data. This includes regular assessment of the effectiveness of internal controls and addressing any weaknesses or gaps. You will also play a key role in ...

As a Medical Reviewer at Sitero, you will play a crucial role in overseeing Pharmacovigilance (PV) and risk management activities related to drug safety services. Your responsibilities will include reviewing data for product-specific reports, providing medical oversight for draft reports, coordinating internal review processes, and finalizing reports from a medical perspective. You will collaborate with medical writers to address client comments and ensure the accuracy and compliance of all safety reports. Additionally, you will offer expert guidance in PV and aggregate reporting areas, manage post-marketing regulatory reporting and PV activities for assigned products, and prepare sections o...

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKRs insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKRs investments may include the activities of its sponsored funds and insura...

As a Financial Analyst in Mumbai within the Financial Markets sector, you will play a crucial role in working on back-office and middle-office processes for financial institutions. Your responsibilities will include handling various stages of the client/product life cycle, such as KYC, reference data management, legal docs, portfolio reconciliation, document capture, system reconciliation, settlements, and more. You will be expected to work on data capture, cataloging, processing, system updates, reconciliations, settlements, and fund transfers. Additionally, you will be responsible for preparing reports using MS Excel and engaging in external interactions with agents, counterparties, and cl...

At American Express, the culture is built on a 175-year history of innovation, shared values, Leadership Behaviors, and an unwavering commitment to supporting customers, communities, and colleagues. As a part of Team Amex, you will receive comprehensive support for your holistic well-being and numerous opportunities to learn new skills, develop as a leader, and advance your career. Your voice and ideas hold value here, and your work will have a significant impact as we work together to shape the future of American Express. When you join Team Amex, you become a part of a global and diverse community of colleagues dedicated to supporting customers, communities, and each other. The company valu...

You are a strategic thinker passionate about driving solutions in Legal Entity Controller.You have found the right team. As a Legal Entity Controller Analyst in our Finance team, you will spend each day defining, refining and delivering set goals for our firm You will be responsible for financial oversight of their legal entity, and is tasked with ensuring that a strong control environment exists as it relates to all businesses, products, and operational areas that impact the Legal Entity financials and regulatory reporting of the firm. Job Responsibilities Manage legal entity accounting and control activities, including the month-end close process, parent/child accounting, and equity pick-u...

Research and draft submissions, comments, reports, and other regulatory documents required by statutory authorities Coordinate with regulatory bodies, government agencies, and stakeholders Analyze and summarize complex regulatory documents Required Candidate profile Stay up-to-date with regulatory developments and trends by tracking circulars, notifications, & official updates from regulatory bodies including document management and records for regulatory affairs

You are a strategic thinker passionate about driving solutions in Legal Entity Controller. You have found the right team. As a Legal Entity Controller Analyst in our Finance team, you will spend each day defining, refining and delivering set goals for our firm You will be responsible for financial oversight of their legal entity, and is tasked with ensuring that a strong control environment exists as it relates to all businesses, products, and operational areas that impact the Legal Entity financials and regulatory reporting of the firm. Job Responsibilities Manage legal entity accounting and control activities, including the month-end close process, parent/child accounting, and equity pick-...

About this role: Wells Fargo is seeking a Data Management Manager. In this role, you will: Make decisions and resolve issues regarding operational execution for data governance, data quality or metadata Recommend strategies to prioritize and remediate data quality issues that align with business needs or regulatory compliance initiatives Identify and recommend opportunities for the development of audits and controls structured around business processes and data quality target state and metadata standards Manage and develop team of individual contributor roles with low to moderate complexity focused on defining data quality requirements and delivering on data integrity initiatives Manage oper...

AOA/RWA ATS Kocoon seeks a Financial Accountant with strong Excel. Duties: maintain accounts, Tally entries, data analysis/reporting, audit support, budgeting/forecasting, resident interaction, ad-hoc projects. Detail-oriented? Apply now.

Key Responsibilities: Financial Integration Planning & Execution Assist in the development of financial integration plans in collaboration with Corporate Development, Finance, and Operations. Help align acquired entity s financial systems, processes, and reporting with company standards. Track and report integration budgets, expenses, and financial milestones. Synergy Tracking & Realization Quantify, track, and report on expected cost savings and revenue synergies. Create and maintain dashboards and reports for integration KPIs. Work with business units to ensure realization of synergy targets post-acquisition in coordination with goals established by the organization. Forecasting & Reportin...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Position: Staff Responsibilities: Define new procedures and controls to enhance the overall operational risk process. Drive high-quality work products within expected timeframes and budget. Ability to execute detailed procedures based on knowledge of fund controllership, investment books and records, and/or financial reporting processes. Per...

You are a strategic thinker passionate about driving solutions in business architecture and data management. You have found the right team. As a Banking Book Product Owner Analyst in our Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering set goals for our firm. You will partner with stakeholders across various lines of business and subject matter experts to understand products, data, source system flows, and business requirements related to Finance and Risk applications and infrastructure. As a Product Owner on the Business Architecture team, you will work closely with Line of Business stakeholders, data Subject Matter Experts, Cons...

You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right team. As a Regulatory Reporting Business Associate within the Regulatory Reporting Team, you will support Mortgage Banking External/Regulatory Reporting by gathering and documenting business requirements in accordance with regulatory requirements. You will be responsible for regulatory and non-regulatory exam requirements, working under tight deadlines to ensure compliance and timely completion of projects. Interpret business needs of customers and translate them into application and operational requirements (BRD) in compliance with JPMC standards, utilizing strong analytical and ...

Join us as a Senior Business Analyst & Data Modeler (BA-DM) where you will play a critical role in bridging the gap between business requirements and technical implementation, ensuring that regulatory data solutions meet the Regulatory Reporting expectations. Also, ensuring that the data analytics solutions deliver unparalleled customer insights, in full compliance with Barclays Data, security, accuracy and efficiency standards. You may be assessed on the key critical skills relevant for success in role, such as strong experience in business analysis (involving Investment Bank) and data modelling in delivering regulatory data projects. As an ideal candidate you will have a strong background ...

The ideal candidate for the Financial Analyst position in Mumbai should possess strong communication skills, with the ability to listen, comprehend information, and effectively share it with key stakeholders. You will be responsible for highlighting opportunities for improvement and any concerns that may arise. Collaboration with teams to execute tasks within defined timeframes while upholding high-quality standards and superior service levels is crucial. Additionally, the willingness to take proactive actions and assume responsibilities beyond the assigned work area will be considered a plus. As a Financial Analyst, your roles and responsibilities will include working on back office and mid...

The role aims to identify, assess, and mitigate prudential regulatory reporting risks while ensuring compliance with all applicable laws, regulations, and internal control policies. This includes overseeing regulatory reporting activities and maintaining open communication with regulators to uphold the bank's operational integrity. Key responsibilities include: - Identifying and assessing prudential regulatory reporting risks related to the bank's activities and services. - Developing strategies to mitigate risks and conducting compliance reviews and audits. - Assessing internal control processes and governance frameworks to address weaknesses and enhance controls. - Preparing and submitting...

The senior associate in regulatory compliance will be responsible for preparing and delivering compliance and regulatory reports, such as market conduct exams, subpoenas, and data extracts. You will support internal and external audits, including Early Warning Reports and TEFRA-related documentation. Additionally, maintaining and updating compliance-related SOPs and documentation will be part of your role. You will conduct fraud investigations using tools like GIACT and monitor and report suspicious activities in alignment with AML/OFAC guidelines. Collaboration with subject matter experts for escalations and legal signoffs is essential. Tracking and reporting customer complaints and escalat...

As a Trade Execution Specialist at Jainam Broking Limited, your primary responsibility will be to execute trading transactions for clients in the Retail - B2C - JBL department. This includes buying and selling currencies, stocks, bonds, and other financial instruments while ensuring accurate trade confirmations. You will need to monitor market conditions closely and execute trades promptly to provide the best service to our clients. Risk management will be a crucial aspect of your role, where you will assess and manage trading risks, including market, credit, and operational risks. Implementing risk mitigation strategies, adhering to established risk limits, and continuously monitoring expos...

As a Chartered Accountant with 2 to 3 years of experience, you must have SAP exposure. Your responsibilities will include preparing Daily Management Information System (MIS), Monthly MIS, Monthly Financial Statements, and Reports as needed by the management. You will also be tasked with preparing Financial Statements and supporting the Annual Audit of both Indian and Foreign Companies. Additionally, you will handle Tax Audits, Income Tax Returns (ITR) filing, and ensure compliance with Transfer Pricing regulations for both Indian and Foreign Companies. Furthermore, you will be responsible for ensuring all necessary compliances in the respective jurisdictions are met, including handling Statu...