2738 Regulatory Reporting Jobs - Page 37

Regulatory Manager is responsible to ensure the compliance across all the vehicle movement and warehouses & its storage under the applicable law of land. The position ensures strict compliance with all applicable laws governing the movement, storage, and safety of goods, and involves investigation, legal compliance management, resolution, and proactive prevention of violations. Manager needs to ensure timely release of the vehicles if they get detained by GST officials with any fine or paneities to the Delhivery along-with warehouse inspection by the authorities . Roles and Responsibilities• GST Compliance for movement- Ensure proactive compliance adherence for vehicle movement especially un...

J.P. Morgan Wealth Management is a global leader in investment and wealth management, serving institutions, high-net-worth individuals, and retail investors worldwide. As a Reference Data Specialist within our Corporate Investment Bank, you will provide operational support and subject matter expertise to clients. You will ensure the timely completion of transaction management, resolve client inquiries, and promote process improvement and automation. Job Responsibilities Ensure completion of all aspects of transaction management for clients and resolve exceptions and inquiries Demonstrate excellent client focus, customer care, and a strong sense of ownership Innovate on process improvement an...

We are looking for a skilled professional with 10-12 years of experience to join our team as an SAP FI Treasury Risk Cash Liquidity Mgmt specialist. The ideal candidate will have expertise in SAP FI Treasury Risk Cash Liquidity Mgmt and be able to work effectively in a fast-paced environment. This position is available in Bangalore, Kolkata, Pune, Hyderabad, Chennai, and Bhuvaneswar. Roles and Responsibility Manage and implement SAP FI Treasury Risk Cash Liquidity Mgmt solutions. Analyze and resolve complex financial issues related to treasury, risk, and cash management. Develop and maintain financial models and reports to support business decisions. Collaborate with cross-functional teams t...

Role Overview: As a Regulatory Reporting Analyst at our company, you will play a crucial role in managing critical financial metrics and supporting changes in the business related to new products, technology, and regulations. You will collaborate with internal stakeholders to ensure the accurate and timely delivery of high-quality financial reports, primarily focusing on regulatory metrics such as Capital and Liquidity of licensed entities. Key Responsibilities: - Collaborate with a dynamic team to deliver financial reports accurately and on time. - Work with key stakeholders in the APAC region to manage reporting obligations and information requirements with high levels of quality assurance...

As a senior level professional in the derivatives operations team at Citi, you will have a supervisory role overseeing maker level activities. Your role will involve various responsibilities including: - Clearing, Settlement, and Risk Management activities of clients" exchange traded derivatives transactions - Monitoring Margin, Position limits, and Trade confirmations, managing Cash and non-cash collateral - Reviewing and supervising operational activities for reconciliations and client reporting by makers - Supporting traders/execution desk with queries, reviewing contracting activities, calculating commissions, preparing MISs, and addressing ad-hoc queries - Reporting and reconciling trad...

Neo San | Clean tech Responsibilities: * Conduct regular compliance tests * Ensure regulatory compliance * Prepare compliance reports * Monitor regulatory risks * Report non-compliances * Regularly doing site visits

We are looking for a skilled Business Analyst with 7 to 15 years of experience to join our team in Pune or Hyderabad. The ideal candidate will have expertise in market risk, counterparty credit risk (CCR), and data mapping. Roles and Responsibility Analyze market risk and develop strategies to mitigate potential losses. Work closely with the trading desk to understand counterparty credit risk (CCR) and develop models to predict potential losses. Map data from upstream sources to data models and concepts. Collaborate with cross-functional teams to implement end-to-end trade life cycle processes. Develop and maintain SQL databases to support business analysis. Provide insights and recommendati...

Credit evaluation of counterparty banks Credit evaluation of counterparty banks, recommending limits and ongoing monitoring of exposures Obtain ratification from approval authorities for any excess Insights from peer Bank analysis and influencing decisions Analysing requests from businesses for re-allocation or increase in limits putting up the same for approval after a thorough credit evaluation Quarterly Analysis/Updates of Financial Results of Counterparty Banks to Senior Management On going surveillance of performance of banks and recommend actions Annual Counterparty Exposure Limit Review for Countries, Foreign Banks, Domestic Banks, Cooperative Banks, PDs, SDL, FIs Develop Counterparty...

Green Start is hiring for a Leading MNC KYC Operations Manager Job Overview The KYC Operations Manager is a mid-level leadership role responsible for leading and guiding a team to deliver comprehensive Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting. The key objective is to design, implement, and manage a robust internal Know Your Customer (KYC) program for a leading multinational organization. Key Responsibilities Lead and manage KYC operations in alignment with compliance frameworks, policies, and internal control standards. Oversee Business-As-Usual (BAU) and client refresh processes, while identifying opportunities for global process migration and ...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express . Function Description The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with Federal Reserve requirements for American E...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Function Description The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with Federal Reserve requirements for American Ex...

Department overview As a leading force in transaction reporting worldwide, the Cappitech team has been delivering Regulatory Technology solutions for over twenty years. Our cloud-based, cross-regulation Software as a Service (SaaS) platform empowers banks, brokers, hedge funds, asset managers, insurance companies, and corporates to meet global regulatory standards seamlessly. With a diverse workforce representing our global clientele, we embody S&P Global's values of inclusivity, collaboration, and integrity. Our management is committed to fostering a workplace that nurtures the growth and potential of our colleagues. As our support team expands, you will play a pivotal role in sustaining ou...

Required Skills & Experience: Minimum of 5 - 8 years Counterparty Credit Risk & Regulatory Reporting Lead analysis and reporting of Counterparty Credit Risk (CCR) metrics under Basel III, including RWA, CVA, and exposure at default (EAD). Ensure alignment with regulatory frameworks and internal capital adequacy policies. Advanced Data Analysis & Insights Perform deep-dive analysis on CCR data to identify trends, anomalies, and root causes of RWA movements. Present actionable insights to senior stakeholders across Risk, Finance, and Regulatory teams. Data Lineage & Documentation Own end-to-end data lineage mapping for CCR data flows from source systems to regulatory reporting. Maintain compre...

Axiom Developer: -Axiom developer, Taxonomy, Axiom V9/V10.Experience in Regulatory Reporting such as IFRS9, GAAP, CRDIV ,Liquidity. Creation of Data Sources, Data Models, Shorthands, Portfolios,Aggregations, Free Form and Tabular Report and workflows using AXIOM Controller View tool based on Regulatory Report Requirements. Understanding the Functional documents and work with BA/Users to develop the reports. AxiomSL Controller View Certified is a plus. Contribute on behalf of Technology Team to any need of Reconciliation cross work stream. Experience with PL SQL is required. Experience in Oracle10g/11g or SQL Server 2008/2012. Experience in Scripting such as Unix/Window/Power Shell is a plus ...

Unit Manager - IT / Senior Unit Manager - IT Job Purpose Support and act as a key team member of Business Compliance units for ensuring end-to-end monitoring, adherence, and oversight in designated technology compliance checkpoints and areas, to achieve regulatory, security, and governance adherence. Duties and Responsibilities Support and act as a key team member of Business Compliance units for ensuring end-to-end monitoring, adherence, and oversight in technology compliance checkpoints and areas for achieving regulatory, security, and governance adherence. Assist the team to ensure compliance across all relevant areas. Review user access to systems and applications on a periodic basis and...

Unit Manager - IT / Senior Unit Manager - IT Job Purpose Support and act as a key team member of the IT Process Owner team for ensuring end-to-end process setting, adherence, and monitoring in the given area across all verticals within IT to achieve regulatory, security, and governance adherence. Duties and Responsibilities Support and act as a key team member of the IT Process Owner team for ensuring end-to-end process setting, adherence, and monitoring in the given area across all IT verticals. Perform this activity to ensure regulatory adherence, security, governance, and compliance control implementations. Help the team to ensure policies and SOPs are in place and updated for the given p...

Position: IT Business Analyst Experience: 6 Years Domain: Regulatory & Financial Reporting Key Requirements: Business Analysis Experience: 8+ years in IT Business Analysis within Financial Services Strong exposure to Financial Reporting systems Experience in Regulatory Reporting (e.g., CCAR, FRY9C) preferred Technical Skills: Good understanding of PL-SQL Exposure to API-based development Familiarity with third-party reporting applications is a plus Methodologies & Tools: Experience working in Agile/Iterative programs Hands-on with JIRA Experience as Product Owner is an advantage Domain Expertise: Corporate Regulatory Reporting Management Reporting (Finance, Wholesale, Market Risk) End-to-end...

Role Overview: As a Manager in US Regulatory Reporting at a global bank in Bangalore, your main responsibility will be to ensure accurate loan reporting across various reports such as FFIEC031, FR Y-9C, FR Y-14M, FR Y-14Q, and more. You will need to communicate any issues with the appropriate data owners, monitor and track these issues to guarantee timely resolutions, and assess, develop, and maintain controls, documentation, and change management processes for all reporting areas associated with regulatory reporting. Key Responsibilities: - Ensure accurate loan reporting across various regulatory reports. - Communicate issues with data owners and monitor resolutions. - Develop and maintain ...

As a US Regulatory Reporting Associate, you will be responsible for preparing various monthly, quarterly, and annual regulatory reports for Federal Reserve (TIC B, SLT, SHCA, SHLA reports), Bureau of Economic Analysis (BE-125, BE-185, BE-577, BE-10/11 reports), and Census Bureau (AIES, Economic Survey reports). Additionally, you will perform analytical procedures over regulatory reports, research and resolve issues, document variances, and maintain relationships with business partners to collect data and research financial result variances. You will also need to stay updated on regulatory reporting requirements and assist with regulatory inquiries. Key Responsibilities: - Prepare monthly, qu...

**Operations Executive****About the Company:**Tradejini Financial Services is a Bangalore-based, technology-driven discount stock broker offering trading across equities, commodities, and currencies on NSE, BSE, and MCX. Known for transparent pricing and innovative digital platforms, Tradejini serves clients across India with a focus on seamless, low-cost investing. **Key Responsibilities:* Manage fund settlements: receipts, payouts, reconciliations, income bookings.Oversee margin allocation, fund flows, and regulatory reporting.Ensure compliance with audits, inspections, and SEBI regulations.Perform operational tasks using the back-office system.Handle filings: margin, FIU, cyber security, ...

We are seeking a skilled and experienced Functional Business Analyst (BA) with a strong background in Retail Banking Risk to join our dynamic team. The successful candidate will play a key role in bridging the gap between business requirements and technology solutions, focusing on retail risk management functions. This position is ideal for someone who is passionate about applying their knowledge of retail banking, risk management processes, and functional analysis to help design and deliver impactful solutions. Key Responsibilities: Business Requirement Gathering: Engage with business stakeholders to gather, analyze, and document detailed business requirements related to retail risk managem...

Join us as a Software Engineer, Axiom This is an opportunity for a driven Software Engineer to take on an exciting new career challenge Day-to-day, you'll be engineering and maintaining innovative, customer centric, high performance, secure and robust solutions Its a chance to hone your existing technical skills and advance your career while building a wide network of stakeholders We're offering this role at associate level What you'll do In your new role, youll be working within a feature team to engineer software, scripts and tools, as well as liaising with other engineers, architects and business analysts across the platform. Youll also be: Producing complex and critical software rapidly ...

About the Role As the Business Analys is Lead at NCG , you will be responsible for driving strategic initiatives and ensuring the delivery of high-impact business solutions that align with organizational objectives. You will lead a team of 8 professionals, working directly with the Head of Business Analysis, and play a crucial role in enhancing operational efficiency, ensuring compliance, and delivering value to stakeholders. Key Responsibilities Monitor and interpret transaction reporting changes for the Global Market to ensure compliance and accuracy. Facilitate and lead meetings to clarify business requirements and explore solution options. Create detailed Business Requirement Documents (...

Description We are seeking an experienced Auditor to join our team. The ideal candidate will have 10-15 years of experience in auditing and a strong background in financial analysis, compliance, and risk management. This role is crucial in ensuring the accuracy of financial records and the effectiveness of internal controls. Responsibilities Conduct financial audits to ensure compliance with regulations and standards. Analyze financial statements and reports to identify discrepancies or areas for improvement. Develop audit plans and strategies based on risk assessments. Prepare detailed audit reports outlining findings and recommendations. Collaborate with management to implement corrective ...

As a Regulatory Reporting Analyst within the Controllers Organization at Citi, your role will involve supporting the preparation, analysis, and submission of regulatory reports to various constituencies, including local regulators. You will work closely with other Finance and non-Finance functions across the organization to ensure accurate and timely reporting. **Key Responsibilities:** - Support the production, review, and timely submission of regulatory filings and reports to local regulators, including DSB, Financial Statements, and others. - Monitor and manage key metrics associated with reports to identify challenges and issues, and implement processes and controls to mitigate the risk ...