908 Regulatory Reporting Jobs - Page 21

Project description The Business Analyst will work with Moody's Credit Risk team of UK Based Investement Bank and work collaboratively with Country Finance, Treasury, Group Liquidity Regulatory reporting and BAU teams to understand requirements and articulate them within the Business and data requirements document Responsibilities To act as a business solution owner of the projects' target state and support analysis included in relevant concept and methodology papers required for preparation of BRDs To be accountable for ensuring that detailed requirements are documented in BRDs, and are duly signed off by relevant stakeholders To ensure that the new solutions comply with internal procedures / external regulatory guidelines and project deliverables are properly understood by business stakeholders, project team, and end-users. Analysis of new data sourcing to support ETL design and development Elicitation of data requirements and documentation of data mapping specifications for Funds Transfer Pricing (FTP) computation Analysis and fixing of data quality issues Validate all downstream data extracts To validate that the strategic system architecture proposed by Technology is fit for its business purpose and is in line with the agreed business target state To drive prioritization taking into consideration business benefits, delivery timelines, system performance etc. To centrally coordinate system interfaces/dependencies/change releases for the Treasury and Liquidity Reporting work streams and ensure alignment across all centres Test planning, coordinate testing, validate test results and obtain sign off from stakeholders To support the development of testing packs with predefined results sets To review test cases ensuring completeness of UAT coverage To monitor any gaps / defects identified, and work with Technology counterparts to track progress and ensure resolution SkillsMust have 6-12 years of functional experience in Credit Risk, Capital risk, regulatory reporting change Management roles Good understanding of financial & capital markets domain with sound knowledge of products like equities, fixed income, derivatives, forex etc. Knowledge of Basel Capital regulations and good understanding of financial risk Expertise in SQL and Oracle tools. Experience with both waterfall & agile methodologies Experience in analysing data to draw business-relevant conclusions and in data visualization techniques and tools Strong communication and stakeholder management skills Nice to have unctional experience with Moody's Fermat/Risk Authority risk calculation and reporting engine Locations-PUNE,BANGALORE,HYDERABAD,CHENNAI,NOIDA

Role & responsibilities Finalising Returns for RBI (~ 6 to 7 returns on a quarterly basis within first 15 days) and monthly returns (~3/4 returns within first 10 days of the month) for two NBFCs in the group Revise returns for RBI Follow up with stakeholders for data requirements and validation of data being submitted to RBI, also reconciling data with Financials Respond to ad-hoc regulatory submission requirements Respond to regulatory queries Indent preparation for RBI audits Working on automation of Finance Central and other regulatory reporting requirements Respond to ad-hoc requests for requirements within the organisation Preparation of approx. 50 RBI disclosures on an annual basis and 2/3 disclosures on a quarterly basis for two NBFCs in the group Creating SharePoint for repository of all regulatory filings done along with backup files

Some careers shine brighter than others. If you re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role of Cyber Security Analyst /Consultant Specialist . In this role, you will: Identify opportunities and deliver consistent and interconnected risk and control environment reporting and governance Protect the bank via proactive regulatory risk reduction actions. Drive consistent regulatory reporting across regions, businesses, and global functions. Collaborate closely with global functions, businesses, and regional stakeholders to integrate risk and control insights into strategic technology planning and decision-making processes. Assist teams to enhance technology control frameworks, ensuring they are inclusive and adaptable aligned with industry regulations and standards. Provide advice, guidance, and assessment of application of policies, control standards, and procedures. Advocate the desired behavioural changes across the community required to mature the understanding and management of technology risk controls. Requirements To be successful in this role, you should meet the following requirements: Excellent understanding of especially Cybersecurity Controls. Strong communication skills to be able influence and challenge stakeholder Analytical and problem-solving skills, with the ability to navigate technology landscapes. Excellent understanding of key reporting metrics. Power BI,Excel , Collaboration tooling (Confluence, Jira) Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Principal Responsibilities : Supporting Global lead WCR Regulatory Reporting Stewardship for ensuring of all the responsibilities for Risk stewardship under the HSBC Risk management framework are completed for a significant HSBC global change programme (Risk stewardship and assurance for Wholesale Credit risk). Supporting Global lead – WCR Regulatory Reporting Stewardship lead for executing the stewardship responsibilities in line with the RMF globally for Wholesale Credit Risk. Supporting Global lead – WCR Regulatory Reporting Stewardship ensure the appropriate risk and control management is in place and that management (1LOD and 2LOD) are exercising their accountability for those risks and controls. Supporting Global lead – WCR Regulatory Reporting Stewardship during the implementation phase and delivery of stewardship responsibilities. The expectation for role is to lead extensive interactions with Risk, 1LOD Business, Finance and IT (where applicable) to ensure steward business requirements are clearly articulated, stakeholder feedback is considered and appropriately incorporate and all requirements, risks and issues are clearly communicated. Supporting Global lead – WCR Regulatory Reporting Stewardship by management of various deliverables, such as building SME on reporting/MI development, that support stewardship activities while leading extensive analytical work to ensure key design principles are effective. Responsible for end to end process including Regulatory obligations management (covering Rapid2, REGMAP, RRIS, HELIOS, dashboards) owning and evidencing completeness of stewardship responsibilities completeness against Risk management framework, through to supporting the assurance work, (inclusive of the control environment and ensuring its embeddedness from a risk stewardship perspective). Communicate directly and clearly with senior stakeholders including WCR CRO, regional WCR CROs, 1LOD report owners team on status, requirements and ensure appropriate accountability measurement is in place. Provide specialist risk, reporting and control knowledge and insights, leading on deep dives into thematic reviews and project work as they arise across the risk and stewardship area on a range of topics that will help to shape the future and drive efficiencies. Qualifications - External 12+ years of previous experience in Risk Management within a global organisation, working across cultures is essential. Previous experience in reporting (Financial or non-Financial) reporting to a regulator Proven experience and expertise in stewardship, knowledge of regulatory rules and reporting, Basel 3 Reforms regulatory knowledge and executing and delivering complex solutions for the stakeholders Experience of working or delivery lead for Credit risk or Market Risk or Capital Management or BASEL II/III Regulatory changes Ability to present complex issues confidently and concisely, using simple language and accommodating globally distributed senior stakeholders is essential. Excellent Microsoft office skills (Excel, PowerPoint, word, Visio) Previous exposure to the Business Risk and Control Management/Chief Control Office would be beneficial but not essential. Previous experience within a Regulatory reporting, Operational Risk/Resilience or Audit capacity would be advantageous. Ideally you’ll have a good understanding of the business structure, products, values and people. Strong business analytical skills Role & responsibilities Preferred candidate profile

EXPERIENCE: 4 to 5 years of post qualification experience of Statutory audit of Bank/ NBFC/ Financial Institutions. Key Responsibilities: Finalising Returns for RBI (~ 6 to 7 returns on a quarterly basis within first 15 days) and monthly returns (~3/4 returns within first 10 days of the month) for two NBFCs in the group. Revise returns for RBI. Follow up with stakeholders for data requirements and validation of data being submitted to RBI, also reconciling data with Financials. Respond to ad-hoc regulatory submission requirements. Respond to regulatory queries. Indent preparation for RBI audits. Working on automation of Finance Central and other regulatory reporting requirements Respond to ad-hoc requests for requirements within the organisation. Preparation of approx. 50 RBI disclosures on an annual basis and 2/3 disclosures on a quarterly basis for two NBFCs in the group. Creating SharePoint for repository of all regulatory filings done along with backup files. QUALIFICATION: CA

Business Analyst - Treasury and Liquidity Reporting BA (Senior Consultant/Manager) Location - Chennai & Bangalore Description: Requires strong business analysis skills, an understanding of the SDLC, and specialized knowledge in the Liquidity risk and reporting domain. Primary Skills: • 4-10 Years of experience within the financial services industry (Banking, Liquidity, Treasury, ALM) Exposure to regulatory reporting, cashflow management, Basel liquidity regulations & Financial Risk Management Strong experience with databases, data querying languages and data management tools (for ex. Excel/ SQL/PLSQL/SPSS) At least 1 Risk/ Regulatory Reporting project experience Capable of performing detailed data analysis, interpreting trends, and identifying process improvement opportunities End-to-end technology implementation project related to Finance/Accounting data. • Strong stakeholder management, coordinating across multiple teams and country finance. • Experience in writing BRDs/FRDs, conducting UAT and Prod release. Experience with both waterfall & agile methodologies Secondary Skills: End to End understanding of at least one of the regulations/compliance requirements like LCR, NSFR and different regulators. Experience in analyzing data to draw business-relevant conclusions and in data visualization techniques and tools. Actively engages with regulatory frameworks and ensures the liquidity change team achieves outcomes aligned with the banks conduct principles. Understanding of Technology stack that supports banking operations. Understanding of Moody’s Fermat/Risk Authority is desirable. Experience in Test Case/Scenario creation for QA, UAT and Prod release testing. Strong commitment to regulatory and business conduct, ensuring compliance with legal and ethical standards, and embedding the highest standards of ethics across the organization. Excellent communication skills, written, verbal, and listening. Education Qualifications: B.E. & M.B.A. Location: Bangalore / Chennai

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, youll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? As part of Controllership organization, The U.S. Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with both U.S. Federal and State regulators for American Express Company and its underlying subsidiaries. This individual will be responsible for supporting the Regulatory Reporting Interpretive Office. The individual will help drive report accuracy and consistency, improving overall regulatory reporting processes inclusive of intake, analysis, and review of regulatory reporting interpretative items. The individual will also help review controls supporting the Regulatory Report production process and testing procedures to determine if they are appropriately designed and operating effectively. Responsibilities include, but are not limited to: Assist and support the execution of the Regulatory Reporting Interpretive Office framework. Accurate interpretation and documentation of reporting instructions to ensure reporting requirements and appropriate data elements are captured and adhered to. Work closely, coordinate, and collaborate with various Subject Matter Experts and Regulatory Reporting leaders to review and evaluate control environment, updating risk assessment of reports and risk control matrix. Assist in formulating responses to inquiries from the Federal Reserve and key internal stakeholders, while supporting our strong working relationships and communication with the various regulators. Contribute to driving continuous process improvements, increase the level of automation, strengthen controls, and enhance process documentation. Flexibility to work a hybrid schedule. Minimum Qualifications 2+ years of experience in Accounting / Reporting / Auditing. Experience working in financial services or other highly regulated environment. Strong understanding of U.S. Regulatory and U.S. GAAP requirements. Ability to manage multiple priorities, drive projects, and work well under tight deadlines. Strong written/oral communication, relationship building, presentation and collaboration skills. Proven ability to effectively interact with all levels and stakeholders of an organization including senior leadership/officers, as well as with external regulators and auditors. Preferred Qualifications Prior Regulatory/Federal Reserve/SEC/External Reporting and banking/financial services experience preferred. Prior experience assisting with preparation of Regulatory Reports required by FRB, including FR Y-9C, Call Report (FFIEC 031), FR2052a, and FR Y-14. Knowledge of risk management frameworks, methodologies and standard processes strongly preferred. ORMCM ORMCM

ECMS Req # 522287, 522295 Number of Openings 2 Duration of Hiring 12 months Relevant and Total years of experience 3-5 years relevant exp Detailed job description - Skill Set: Mandatory : working exp. in acuate - eReports product. biz is regulatory reporting. Hands on with writing and designing eReports. Should have experience with db and REST API connectivity Should have exp in packaging ( CI/CD ) Should be able to work on BAU / performance / diagnose + handle prod issue for existing functionality Exposure to GitLab Tools used for development : erdpro 2nd / good to have criteria : move eReports to Magellan ( another product from OpenText ) - if the candidate knows Magellan .. its even better If the candidate is not aware, then client will look at his learnability to pick up Magellan Mandatory Skills (ONLY 2 or 3) Proficiency in Actuate, SQL, and data integration techniques. Vendor Billing range in local currency (per day) 7000 INR 8000 INR/day Work Location Bangalore/Hyderabad only WFO/WFH/Hybrid WFO WFO all 5 days Client Name Client Joining time (Notice period) August Are there any working shifts from standard Daylight (to avoid confusions post onboarding) YES/ NO NA BGCHECK before or After onboarding Pre-onboarding If its before-onboarding, please confirm whether final BG report is required or interim report is fine to onboard candidate Final BGC report Any Specific vendor to initiate BG NA

Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? As part of Controllership organization, The U.S. Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with both U.S. Federal and State regulators for American Express Company and its underlying subsidiaries. W e are focusing on strengthening our risk management capabilities and controls. This individual will be responsible for supporting (i) Change Management function (ii) the roadmap of risk and controls related milestones and tasks as part of a multi-year effort. The individual will help drive report accuracy and consistency, improving overall regulatory reporting processes through enhanced governance to ensure accurate and timely reporting. Responsibilities include, but are not limited to: Assist, support, and manage the execution of Change Management Function which includes monitoring changes impacting U.S. Regulatory Reports, collaborate with Report owners to perform applicability & impact assessment and facilitate implementation & closure of change requests Develop a Data Dictionary for U.S. Regulatory Reports by interpreting and documenting reporting instructions, along with corresponding data elements, to establish clear lineage between reporting instructions, data elements, and applicability to AXP. Work closely, coordinate, and collaborate with various Subject Matter Experts and Regulatory Reporting leaders to review & finalize Data Dictionary. Ensure defined controls are operating as expected and identify any gaps in controls Flexibility to work a hybrid schedule Qualifications: 3+ years of experience in Accounting / Reporting / Auditing. Prior experience assisting with the preparation of Regulatory Reports required by Federal Reserve Board like FR Y-9C, Call Report (FFIEC 031), FR2052a, and FR Y-14 is strongly preferred. Knowledge of change management frameworks, methodologies and standard processes strongly preferred. Experience working in financial services or other highly regulated environment. Strong understanding of U.S. Regulatory and U.S. GAAP requirements. Ability to manage multiple priorities, drive projects, and work well under tight deadlines. Strong written/oral communication, relationship building, presentation and collaboration skills.

Role & responsibilities Handled exposure preparation for the bank. Handled regulatory returns such as CRILC, NeSL, RBS, EDR, PSL and SLBC reporting, SIBC Handling and closure of audit observations Handled Capital adequacy calculation Various Internal and Management reporting/MIS including Board note submissions Handle statutory/Internal/RBI and concurrent audit as well as closure of audit/LFAR observations Support to all automation activities including discussion with vendor on finalization of BRD requirement, handling UAT and subsequently managing production run Support and Back up to Early warning signal system wherever required (Preferably) Support to stakeholders as per requirement of the job

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team As an analyst in the UK Financial Reporting (FinRep) team based in Mumbai, you will be part of the group of individuals with knowledge and expertise in understanding, managing and delivering financial information to local regulators (BOE and PRA) of UK entities. The group is also dedicated to adding value and improving efficiency through transformation and focusing on improvement of quality and controls. Job responsibilities Assist team in preparation of the firm s reporting requirement to the Bank of England and PRA for the UK Bank regulated entities. Ensure timely and structured reconciliations are performed while displaying strong understanding of the control framework around reconciliations and break resolution/investigation. Assist in the identification and completion of manual workarounds, where necessary, to ensure completeness and accuracy of outputs in the operating and processing model. Review monthly and quarterly variances, investigate tends and work effectively with the London team to obtain and document business commentary for management. Partner with the local Regulatory Project team on new releases and assist the London team with review of trade flows for new business initiatives & support for Finance Technology user acceptance testing (UAT) and project execution Prepare and review of regulatory reports/submissions for JP Morgan entities as per US GAAP / UK GAAP requirements on monthly & Quarterly basis Support various lines of business & Legal entity controllers with performance reporting and other query resolution especially on regulatory reporting Required qualifications, capabilities, and skills Strong accounting knowledge with experience in Book closure and finalizing accounts. Investment banking product knowledge including derivatives, equities, and debt securities. Good team player and quick learner with strong control mindset & analytical skills. Strong technical skills including MS Excel, MS Word, MS PowerPoint and Outlook. Good communication and organizational skills including partnering skills and pro-activeness. Ability to multi-task under considerable time pressure, whilst maintaining a high degree of accuracy and quality. Preferred qualifications, capabilities, and skills Strong written and verbal communication skills, including an ability to prepare executive level presentations. Chartered Accountant or MBA with 2+ years experience preferably with financial services industry Familiarity with modern technologies like Alteryx & Python Flexibility in work style and have the ability to collaborate with high-performing teams and individuals throughout the firm to accomplish common goals. You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team As an analyst in the UK Financial Reporting (FinRep) team based in Mumbai, you will be part of the group of individuals with knowledge and expertise in understanding, managing and delivering financial information to local regulators (BOE and PRA) of UK entities. The group is also dedicated to adding value and improving efficiency through transformation and focusing on improvement of quality and controls. Job responsibilities Assist team in preparation of the firm s reporting requirement to the Bank of England and PRA for the UK Bank regulated entities. Ensure timely and structured reconciliations are performed while displaying strong understanding of the control framework around reconciliations and break resolution/investigation. Assist in the identification and completion of manual workarounds, where necessary, to ensure completeness and accuracy of outputs in the operating and processing model. Review monthly and quarterly variances, investigate tends and work effectively with the London team to obtain and document business commentary for management. Partner with the local Regulatory Project team on new releases and assist the London team with review of trade flows for new business initiatives & support for Finance Technology user acceptance testing (UAT) and project execution Prepare and review of regulatory reports/submissions for JP Morgan entities as per US GAAP / UK GAAP requirements on monthly & Quarterly basis Support various lines of business & Legal entity controllers with performance reporting and other query resolution especially on regulatory reporting Required qualifications, capabilities, and skills Strong accounting knowledge with experience in Book closure and finalizing accounts. Investment banking product knowledge including derivatives, equities, and debt securities. Good team player and quick learner with strong control mindset & analytical skills. Strong technical skills including MS Excel, MS Word, MS PowerPoint and Outlook. Good communication and organizational skills including partnering skills and pro-activeness. Ability to multi-task under considerable time pressure, whilst maintaining a high degree of accuracy and quality. Preferred qualifications, capabilities, and skills Strong written and verbal communication skills, including an ability to prepare executive level presentations. Chartered Accountant or MBA with 2+ years experience preferably with financial services industry Familiarity with modern technologies like Alteryx & Python Flexibility in work style and have the ability to collaborate with high-performing teams and individuals throughout the firm to accomplish common goals.

You are a strategic thinker passionate about driving solutions in legal entity reorganization and capital actions. You have found the right team. As a Legal Entity Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. You will be responsible for partnering across the firm to provide support and strategic analysis for legal entity reorganization and capital actions. Our Legal Entity Management teams are responsible for a wide range of activities including reviewing legal entity reorganization, supporting execution of Reg W covered transactions, related reporting, managing the Reg W system, and contributing to internal IAG projects. You will work closely with IAG senior staff and all lines of business (LOBs) to ensure successful execution and compliance. Job Responsibilities Review transactions related to Re-organization Capital Action (RCA), Affiliate Support Document (ASD), New Business Initiative (NBIA), and Change Managements (CM). Understand IAG owned policies like RCA, ASD, Reg K, and Reg W, and help manage the end-to-end Central Reg W program, including leading weekly/quarterly analytics of Covered Transactions and managing weekly, monthly, and quarterly reporting. Assist with Reg W Governance by managing Reg W Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings. Serve as Subject Matter Expert in Reg W Systems used for transaction approvals and reporting. Support the production of the FR Y-8 Reporting and LOB Attestation Process, and understand Reg W Reference Data and its impact on regulatory reporting. Contribute to Reg W Affiliate Analytics and Reporting, and develop and maintain cross-LOB relationships with key stakeholders, acting as the LOB point of contact for Reg W System questions and future enhancement requests. Own documentation of all Reg W processes, procedures, and policy. Utilize Alteryx and Tableau applications to improve existing processes and identify scope for improvement. Adhere to and enhance existing controls as applicable, ensuring the process is audit-ready at all times. Manage multiple mailboxes and ensure all emails are addressed diligently and timely, assisting with all IAG projects and ad hoc requests. Review and support analysts within the team to contribute to overall team objectives, and lead strategic initiatives for a better process and control environment. Required qualifications, capabilities, and skills Minimum 1 year Financial or regulatory reporting or policy experience Post graduate or Masters degree in Finance or related field of study Regulatory Reporting, Audit or Compliance background with strong analytical skills Strong interpersonal and communication skills Proficiency with MS Excel and PowerPoint Ability to identify and communicate issues in a timely manner Preferred qualifications, capabilities, and skills Good Understanding of financial product and global markets will be added advantage Optional to have business intelligent solution knowledge Ability to work independently and contribute to the team objectives You are a strategic thinker passionate about driving solutions in legal entity reorganization and capital actions. You have found the right team. As a Legal Entity Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. You will be responsible for partnering across the firm to provide support and strategic analysis for legal entity reorganization and capital actions. Our Legal Entity Management teams are responsible for a wide range of activities including reviewing legal entity reorganization, supporting execution of Reg W covered transactions, related reporting, managing the Reg W system, and contributing to internal IAG projects. You will work closely with IAG senior staff and all lines of business (LOBs) to ensure successful execution and compliance. Job Responsibilities Review transactions related to Re-organization Capital Action (RCA), Affiliate Support Document (ASD), New Business Initiative (NBIA), and Change Managements (CM). Understand IAG owned policies like RCA, ASD, Reg K, and Reg W, and help manage the end-to-end Central Reg W program, including leading weekly/quarterly analytics of Covered Transactions and managing weekly, monthly, and quarterly reporting. Assist with Reg W Governance by managing Reg W Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings. Serve as Subject Matter Expert in Reg W Systems used for transaction approvals and reporting. Support the production of the FR Y-8 Reporting and LOB Attestation Process, and understand Reg W Reference Data and its impact on regulatory reporting. Contribute to Reg W Affiliate Analytics and Reporting, and develop and maintain cross-LOB relationships with key stakeholders, acting as the LOB point of contact for Reg W System questions and future enhancement requests. Own documentation of all Reg W processes, procedures, and policy. Utilize Alteryx and Tableau applications to improve existing processes and identify scope for improvement. Adhere to and enhance existing controls as applicable, ensuring the process is audit-ready at all times. Manage multiple mailboxes and ensure all emails are addressed diligently and timely, assisting with all IAG projects and ad hoc requests. Review and support analysts within the team to contribute to overall team objectives, and lead strategic initiatives for a better process and control environment. Required qualifications, capabilities, and skills Minimum 1 year Financial or regulatory reporting or policy experience Post graduate or Masters degree in Finance or related field of study Regulatory Reporting, Audit or Compliance background with strong analytical skills Strong interpersonal and communication skills Proficiency with MS Excel and PowerPoint Ability to identify and communicate issues in a timely manner Preferred qualifications, capabilities, and skills Good Understanding of financial product and global markets will be added advantage Optional to have business intelligent solution knowledge Ability to work independently and contribute to the team objectives

Business Analyst - Treasury and Liquidity Reporting BA (Senior Consultant/Manager) Location - Chennai & Bangalore Description: Requires strong business analysis skills, an understanding of the SDLC, and specialized knowledge in the Liquidity risk and reporting domain. Primary Skills: • 4-10 Years of experience within the financial services industry (Banking, Liquidity, Treasury, ALM) Exposure to regulatory reporting, cashflow management, Basel liquidity regulations & Financial Risk Management Strong experience with databases, data querying languages and data management tools (for ex. Excel/ SQL/PLSQL/SPSS) At least 1 Risk/ Regulatory Reporting project experience Capable of performing detailed data analysis, interpreting trends, and identifying process improvement opportunities End-to-end technology implementation project related to Finance/Accounting data. • Strong stakeholder management, coordinating across multiple teams and country finance. • Experience in writing BRDs/FRDs, conducting UAT and Prod release. Experience with both waterfall & agile methodologies Secondary Skills: End to End understanding of at least one of the regulations/compliance requirements like LCR, NSFR and different regulators. Experience in analyzing data to draw business-relevant conclusions and in data visualization techniques and tools. Actively engages with regulatory frameworks and ensures the liquidity change team achieves outcomes aligned with the banks conduct principles. Understanding of Technology stack that supports banking operations. Understanding of Moody’s Fermat/Risk Authority is desirable. Experience in Test Case/Scenario creation for QA, UAT and Prod release testing. Strong commitment to regulatory and business conduct, ensuring compliance with legal and ethical standards, and embedding the highest standards of ethics across the organization. Excellent communication skills, written, verbal, and listening. Education Qualifications: B.E. & M.B.A. Location: Bangalore / Chennai

Role Business Analyst Location Mumbai Contract 12 months f2f interview Summary: The Business Analyst is a member of the IT Regulatory team whose focus is supporting project-based reporting solutions for internal customers and external regulators. Primary Responsibilities : Partner with key stakeholders to translate business needs into technology requirements Elicit and document the client's business requirements, processes and workflows Develop both written and visual depictions of requirements and process flows Analyze data, identify best data sources for requirements, perform gap analysis Recommend appropriate solutions and write functional specifications, map data, and write ad hoc queries Perform QA testing of developed deliverables and assist business with User Acceptance Testing Prioritize, log, and track tasks, user issues, defects, enhancements and work requests Collaborate with other teams within Investment Technology to deliver innovative technology solutions Adhere to policies Job Requirements: Strong understanding of Investment Data and Asset Management industry 5+ years of experience in the financial services industry, preferably buy-side 5+ years of experience as a business analyst working in collaboration with software development Experience with OTC Derivatives, ETD, Equity, and Fixed Income instruments Experience with compliance systems or regulatory reporting systems is a plus Experience with EMIR, MAS, ASIC, MiFID or CFTC reporting is a plus Ability to work in a team environment Capable of managing multiple tasks with tight time deadlines Strong problem solving and practical decision-making skills Ability to communicate appropriately and effectively with stakeholders, colleagues, and vendors in both formal and informal contexts in a fashion tailored for the audience Strong SQL skills Strong Excel skills Strong analytical skills and attention to detail Tools used: Microsoft Office, Microsoft Visio, SQL

Description We are seeking a detail-oriented KYC/AML Analyst to join our team in India. The successful candidate will be responsible for conducting KYC checks, performing AML investigations, and executing Enhanced Due Diligence (EDD) for high-risk clients. This role is vital for ensuring compliance with regulatory requirements and safeguarding our organization against financial crimes. Responsibilities Conduct thorough Know Your Customer (KYC) checks to verify customer identities. Perform Anti-Money Laundering (AML) investigations and report suspicious activities. Execute Enhanced Due Diligence (EDD) for high-risk customers and transactions. Maintain compliance with relevant regulations and internal policies. Collaborate with various teams to gather and analyze customer information effectively. Keep abreast of changes in KYC, AML, and regulatory requirements. Prepare and present detailed reports on findings and recommendations to management. Skills and Qualifications 1-6 years of experience in KYC, AML, EDD, or CDD roles. Strong understanding of KYC and AML regulations in India. Proficient in conducting risk assessments and due diligence processes. Excellent analytical and problem-solving skills. Detail-oriented with strong organizational abilities. Ability to work under pressure and meet deadlines. Strong communication skills, both written and verbal. Familiarity with KYC/AML software and tools is a plus. Bachelor's degree in Finance, Business, Law, or a related field is preferred.

Role & responsibilities Strong functional content across Basel framework (Basel II, III and IV); Capital metrics computation and methodologies, with key drivers Good understanding on Banking Products and able to co-relate to Risk Weighted Assets / Regulatory Reporting Candidate must be familiar with the use of SQL to interrogate and extract the data for analysis. Understanding of Moody's reporting platforms is an advantage. SAS and/or Python knowledge is an added benefit. Candidate must be familiar with regulatory requirements for data management - BCBS 239 and PRA requirements. Location - Bangalore/Chennai Preferred candidate profile MBA (Fin) or Masters in finance / Accountancy / Economics or affiliated subjects; Undergraduate degree in Science / Engineering / Commerce. Chartered Accountant: Risk Management or related Professional Certification will be an added advantage. Minimum of 14 years of Capital Regulatory Reporting. Strong knowledge of Capital regulations and metrics; Proficient in analytics to drive deep understanding of Capital; Collaboration mindset; able to deliver solutions to improve BAU.

Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Function Description The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with Federal Reserve requirements for American Express Company and its subsidiaries. We perform independent processes to prepare, review and analyze financial information with a key focus on control and compliance and addressing new Federal Reserve requirements, including new reports. We work extensively with our own market financial controllers, subject matter experts, General Counsel s Office, technology partners, and external regulators. The team is committed to talent development, work / life balance, and timely recognition of team members. This role may be subject to additional background verification checks. Responsibilities- This position will be a part of the Financial Reporting Cluster. It will primarily support the External Reporting function and will be part of Regulatory Reporting team. The job would entail the following activities: Preparing the regulatory filing and supporting documentation/schedules. Ensuring report compliance with Federal Reserve and other regulatory reporting requirements, the Company s internal review procedures and all other applicable policies and procedures. Supporting projects to transform the preparation of regulatory reports, including automation and simplificatons. Supporting the Managers and Director in responding to inquiries of (i) Federal Reserve; (ii) GCO; and (iii)other regulatory related inquiries. Supporting the Managers and Director in implementation of analytical and reporting processes, procedures and systems using the Company s control framework. Coordinating with various Subject Matter Experts and Global Reporting leaders. Displaying thought leadership and supporting work/life balance initiatives. Purpose of the Role These quarterly/monthly filings report certain financial and non-financial information in accordance with the applicable Federal Reserve and other authoritative guidance at both the Consolidated American Express Co. and at the subsidiary legal entity levels. Visit http: / / www.federalreserve.gov / reportforms / default.com for more information on these filings. Critical Factors to Success Should have problem solving, planning and analytical skills to facilitate and focus on continuous improvement and innovation. Project management skills and experience will be distinct advantage. Should have strong results orientation, project management, collaboration and co-ordination abilities. Should be self-driven, self-motivated and have eye for detail. Put enterprise thinking first, connect the role s agenda to enterprise priorities and balance the needs of customers, partners, colleagues & shareholders. Lead with an external perspective, challenge status quo and bring continuous innovation to our existing offerings Demonstrate learning agility, make decisions quickly and with the highest level of integrity Lead with a digital mindset and deliver the world s best customer experiences every day Past Experience US GAAP knowledge & experience Regulatory/ external reporting experience is preferable Academic Background At least 2+ years experience in Accounting/Reporting Chartered Accountant/CPA preferred Prior experience with U.S. regulatory/SEC reporting or public accounting a plus. Functional Skills/Capabilities: Must have good communication and interpersonal skills and be able to interact independently with senior business partners / customers etc. Reporting and analysis experience will be an advantage. Familiarity with US GAAP and financial accounting experience is preferred. Self-driven, team player, have analytical skills and inclination for process improvement.

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, youll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? As part of Controllership organization, The U.S. Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance with both U.S. Federal and State regulators for American Express Company and its underlying subsidiaries. As American Express transitions to a higher bank category (Cat 3/2), we are focusing on strengthening our risk management capabilities and controls. This individual will be responsible for supporting the roadmap of risk and controls related milestones and tasks as part of a multi-year effort. The individual will help drive report accuracy and consistency, improving overall regulatory reporting processes through enhanced governance to ensure accurate and timely reporting. Responsibilities include, but are not limited to: Assist, support, and manage the execution of the Regulatory Reporting Interpretive Office framework. Accurate interpretation and documentation of reporting instructions to ensure reporting requirements and appropriate data elements are captured and adhered to. Work closely, coordinate, and collaborate with various Subject Matter Experts and Regulatory Reporting leaders to review and evaluate control environment, updating risk assessment of reports and risk control matrix. Tracking, monitoring, and actioning regulatory reporting items requiring interpretation and proper implementation as needed. Assist in formulating responses to inquiries from the Federal Reserve, other regulators, and key internal stakeholders, while supporting our strong working relationships and communication with the various regulators. \ Provide career development opportunities for Regulatory Reporting team members. Flexibility to work a hybrid schedule. Minimum Qualifications 5+ years of experience in Accounting / Reporting / Auditing. Experience working in financial services or other highly regulated environment. Strong understanding of U.S. Regulatory and U.S. GAAP requirements. Ability to manage multiple priorities, drive projects, and work well under tight deadlines. Strong written/oral communication, relationship building, presentation and collaboration skills. Proven ability to effectively interact with all levels and stakeholders of an organization including senior leadership/officers, as well as with external regulators and auditors. Preferred Qualifications Prior Regulatory and/or banking/financial services strongly preferred. Prior experience assisting with the preparation of Regulatory Reports required by FRB, including FR Y-9C, Call Report (FFIEC 031), FR2052a, and FR Y-14 strongly preferred. Knowledge of risk management frameworks, methodologies and standard processes strongly preferred. Graduate degree, CPA/Chartered Accountant, or similar qualification, preferred.

At Capgemini Invent, we believe difference drives change. As inventive transformation consultants, we blend our strategic, creative and scientific capabilities,collaborating closely with clients to deliver cutting-edge solutions. Join us to drive transformation tailored to our client's challenges of today and tomorrow.Informed and validated by science and data. Superpowered by creativity and design. All underpinned by technology created with purpose. Your Role Capgemini Invent is seeking an experienced Business Analyst with deep expertise in the insurance domain, specifically in IFRS 17 implementation and regulatory reporting frameworks to join our Data-driven FRC team. The role will require the following Your Profile Lead the analysis, design, and implementation of IFRS 17 compliance solutions for insurance clients Translate complex regulatory requirements into functional specifications and business processes Conduct gap analyses between current financial reporting systems and IFRS 17 requirements Develop and document detailed business requirements for system enhancements or replacements What you will love about working here We recognize the significance of flexible work arrangements to provide support. Be it remote work, or flexible work hours, you will get an environment to maintain healthy work life balance. At the heart of our mission is your career growth. Our array of career growth programs and diverse professions are crafted to support you in exploring a world of opportunities. Equip yourself with valuable certifications in the latest technologies such as Generative AI.

Some careers have more impact than others. We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Regulatory Reporting Principal responsibilities Service Delivery Manage and support the HBEU and Group Regulatory Reporting BAU deliverables within the CCR Regulatory Reporting team in a timely and effective manner. Perform and review monthly BAU CCR Reporting and production deliverables, capture review points and ensure sign off Prepare and review quarterly CCR Coreps for reporting and manage the front to back delivery of assigned Coreps Work closely with multiple stakeholders (Change Delivery, IT and other business stakeholders) to deliver high quality releases into production (including upcoming regulatory changes), that includes but not limited to documenting requirements, prioritization and subsequent end-to-end regression testing. Manage and support the control framework of the reporting process to ensure design and operational effectiveness on an on-going basis including but not limited to periodic reviews and appropriate documentation. Understand in-depth CCR Regulatory Reporting processes and relevant CRD IV / CRR Rules. Understand and support in documentation of global Regulatory data requirements for Reporting. Ensure ongoing Reporting and analysis support for seamless service delivery of global Regulatory Reporting to various stakeholders adhering to agreed service levels. Prepare and present templates for monthly and quarterly submissions to the PRA (and other regulators), and other internal customers specific to capital schedules. Timely submission of monthly and quarterly returns by sites to Regulatory Reporting. Timely submission of monthly and quarterly returns to the PRA. Timely preparation of other analysis requested by internal customers. Keeping up to date with regulatory consultations and assist the team with interpreting & implementing current and upcoming PRA regulatory requirements. Requirements Minimum 7 - 8 years of experience in Regulatory Reporting with strong understanding of CCR SA-CCR Regulation An accounting degree, bachelors degree, or other qualifications relevant to the industry. MBA, CA, CWA, CS, CPA, CFA a plus. Strong Knowledge of Regulatory Environment including CRD IV / CRR Rules, BASEL norms, GSIB Reporting, Stress Testing & IFRS standards. Be number savvy and have the appetite in handling and processing mass volume of data Strongly analytical and logical mind-set with proficiency in Microsoft Excel and other query tools (Microsoft Office Access, SQL). Independent and Confident, able to work under pressure and handle multiple tasks. Excellent time management and timely delivery of regulatory reporting information. Leadership skills, with ability to build rapport with internal & external customers / Business areas. Strong analytical and accounting skills IFRS 9/ Product knowledge (Derivatives, Repo, Reverse Repo), Credit Risk Mitigation / Collateral concepts, SACCR calculations HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.

Roles and Responsibilities : Collaborate with cross-functional teams to gather requirements for regulatory reports, including CCAR and CARD. Develop and maintain relationships with stakeholders to understand their needs and provide solutions that meet business objectives. Analyze data from various sources, such as JIRA, to identify trends and areas for improvement in financial reporting. Ensure compliance with regulatory guidelines by reviewing and testing reports against relevant regulations. Job Requirements : 6-12 years of experience in a similar role within the banking industry. Strong understanding of agile methodologies (e.g., Scrum) and ability to work collaboratively across functions. Proficiency in creating complex financial models using tools like Excel or specialized software (e.g., Alteryx). Experience working with large datasets, including extracting insights from structured/unstructured data.

Roles and Responsibilities : Prepare and review regulatory reports, including liquidity reports, to ensure compliance with regulatory requirements. Analyze financial data using SQL to identify trends, risks, and opportunities for improvement in liquidity management. Develop and maintain relationships with internal stakeholders to gather information necessary for report preparation. Review and validate journal entries, account reconciliations, and other financial transactions to ensure accuracy. Job Requirements : 5-12 years of experience in banking or a related industry. Strong understanding of regulatory reporting requirements (e.g., Basel III) and ability to analyze complex data sets. Proficiency in creating ad-hoc reports using SQL; knowledge of reporting tools such as Crystal Reports or Business Objects is an asset.

Description We are seeking a skilled Accounts Manager to oversee our financial operations and ensure the accuracy of our financial records. The ideal candidate will have extensive experience in accounting and will be responsible for managing a team, preparing financial reports, and ensuring compliance with all regulations. Responsibilities Manage the day-to-day accounting operations, including accounts payable and receivable. Prepare financial reports, budgets, and forecasts. Ensure compliance with accounting standards and regulations. Assist in the preparation of tax returns and audits. Supervise and train junior accounting staff. Analyze financial data and provide insights for decision-making. Maintain accurate and up-to-date financial records. Skills and Qualifications Bachelor's degree in Accounting, Finance, or related field. 5-8 years of relevant experience in accounting or finance roles. Proficiency in accounting software (e.g., Tally, QuickBooks) and Microsoft Excel. Strong analytical and problem-solving skills. Excellent attention to detail and accuracy. Ability to work under pressure and meet deadlines. Strong communication and interpersonal skills.

Mandatory skills: Liquidity reporting, SQL, Regulatory reporting Experience in Liquidity reporting – FR2052A and other reports Experience in Corporate Regulatory Reporting, Management Reporting Should have good SQL skills to analyze data.

Job Title: Regulatory Reporting Analyst / Manager Department: Finance Location: Noida Reports To: Head of Regulatory Reporting Lead --- Job Purpose: To ensure timely and accurate submission of regulatory reports to Compliance for onward submission to other authorities such as the Reserve Bank of India (RBI), and to maintain compliance with all applicable financial and operational regulations governing payments banks. --- Key Responsibilities: Regulatory Reporting: Prepare and submit periodic reports to RBI and other regulatory bodies (e.g., AFI, supervisory audits). Ensure accuracy, completeness, and timeliness of all regulatory filings. Monitor changes in regulatory requirements and assess their impact on reporting processes. Coordinate with internal departments and external auditors to resolve discrepancies. Compliance Monitoring: Track and implement changes in regulatory guidelines. Disseminate regulatory updates and actionable items to relevant departments. Assist in regulatory audits, inspections, and inquiries. Data Management & Reconciliation: Perform data validation and reconciliation to ensure integrity of financial and operational data. Maintain documentation of reporting processes and procedures. Stakeholder Engagement: Liaise with internal teams (Finance, Risk, Operations, Compliance) and external stakeholders (auditors, regulators). Provide advisory support to business units on compliance-related matters. Policy & Process Review: Review new products and changes in product features for regulatory alignment. Evaluate internal policies and procedures from a compliance perspective. --- Qualifications & Skills: CA (Preferable)/ MBA / Graduate in Finance, Accounting, or related field. 5-10 years of experience in regulatory reporting or compliance in banking or financial services. Strong understanding of RBI regulations and payments bank operations. Proficiency in Excel, data analysis tools, and regulatory reporting systems. Excellent communication, analytical, and problem-solving skills.