3768 Regulatory Reporting Jobs - Page 19

Dear Applicants, Greetings from Teamware Solutions! Position: Regulatory Reporting Location: Mumbai Notice Period: Immediate Joiners Experience : 2-4 Years Interested candidates can apply to the given Email ID: srividhya.g@twsol.com Job Description: Responsible for day-to-day tasks, resolution of issues, as well as longer term projects. Preparation of various Regulatory Reports accurately and ensuring all supporting documents are properly maintained. Maintain a clear focus on enhancing control and continuously improving and reducing operational risks. Interaction with stakeholders on a regular basis. Involvement in projects related to the job function and liaising with IT on automation proje...

Work youll do As a part of this team, you will be involved with and required to: Carry out assigned tasks to ensure compliance with the firm’s policies and regulations in the areas of independence, compliance and risk. Perform secondary research to ensure the data provided by firms is accurate. Run periodic reports to ensure data within various dashboards are up to date. Interact/coordinate frequently with firms to ensure compliance with the regulatory policies. Consistently apply one’s knowledge to identify and resolve exceptions to policies in a timely manner. Assist with reconciliation of data to maintain consistency and accuracy across multiple internal systems. Work on updating document...

In this role as a Control Manager within the Client Onboarding and Documentation team, your main responsibility will be managing the controls agenda in the APAC region while also supporting the global mandate. This includes identifying and monitoring significant risks, ensuring compliance with operational policies, control procedures, and legal/regulatory requirements. You will also be managing various engagements such as Regulatory Exams, Regulatory Reporting, Internal/External Audits, and Compliance Monitoring and Testing activities. Your role will involve partnering with critical stakeholders across Operations, Cross-Regional Control Managers, Compliance, Technology, and Audit to ensure a...

As an experienced independent consulting professional within the Health Insurance domain, you will be responsible for understanding and implementing solutions using industry standard methodologies and technology designs. You will operate independently to deliver high-quality work products to engagements, demonstrating expertise in Oracle products and technologies. Your role will involve performing varied and complex duties that require independent judgment to meet customer needs effectively. **Roles & Responsibilities:** - Lead teams or act as Lead Functional Consultant to design, configure, test, and debug OHI components - Translate functional requirements into an OHI configuration design -...

You are a strategic thinker passionate about driving solutions in regulatory reporting and analysis. As a Firmwide Regulatory Reporting & Analysis (FRRA) Associate within Corporate Finance, you will play a crucial role in defining, refining, and achieving set goals for the firm. You will collaborate across the organization to provide strategic analysis, oversight, and coordination of production processing and reporting activities, including strategic initiatives for US Regulatory Reports such as FR Y-9C, Call Report, and CCAR. The FRRA team is responsible for executing and delivering the Firm's regulatory reporting requirements to U.S. regulators, with end-to-end responsibility for U.S. regu...

As a Regulatory Compliance Lead for construction projects, your role involves the following key responsibilities: - Lead the regulatory compliance efforts for construction projects, ensuring adherence to all relevant laws, regulations, and standards. - Develop and implement strategies to mitigate regulatory risks and ensure compliance at all stages of the project lifecycle. - Collaborate with internal teams, external stakeholders, and regulatory bodies to address regulatory issues effectively. - Stay updated on industry regulations, trends, and best practices to inform decision-making and maintain compliance. - Prepare and submit regulatory reports, permits, and documentation as required by ...

As a Senior Manager at EY, you will have the opportunity to manage a team of highly skilled individuals to deliver innovative solutions in the Asset Management sector. Your role will involve various responsibilities including but not limited to: - Understanding the intricacies of Funds and Fund-of-Fund investment operations, particularly in Private Equity funds into Fund of Funds, Private credits, Loans, Private equity, or Real Estate funds. - Preparation and review of Financial Statements, Audit and Management Memos, fund accounting functions, and fund administration. - Performing Investment Accounting and core real estate fund accounting for Real Estate funds. - Managing various Middle and...

You are a strategic thinker passionate about driving data modernization and business transformation. You have found the right team. As a Banking Book Data Modernization Product Owner Associate in our Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering key goals for our firm. You will be responsible for partnering with stakeholders across various lines of business and subject matter experts to understand products, data flows, and business requirements related to Finance and Risk applications and infrastructure. Our FFBA team leads large-scale data, infrastructure, and business process change management initiatives, providing centraliz...

As an accounting specialist with 4-5 years of experience, you will play a valuable role in our team by utilizing your key qualities and skills. You excel in concise and specialist problem-solving, continuously striving for improvement and challenging the status quo. Your versatility, ingenuity, and innovative mindset make you stand out, along with your initiative, keen interest in learning and understanding processes, and strong teamwork skills. Your exceptional organizational skills and ability to prioritize workload effectively will be assets in this role. Your responsibilities as a member of our accounting and reporting team will involve: - Executing reinsurance accounting and reporting a...

As an Assistant Vice President (AVP) of Whistleblowing Investigations Support at Barclays, you will play a pivotal role in driving innovation and excellence within the digital landscape. Utilizing cutting-edge technology, you will enhance digital offerings to ensure unparalleled customer experiences. Key Responsibilities: - Conduct investigations into the bank's operations and individual conduct to identify instances of non-compliance, fraud, misconduct, or unethical behavior - Evaluate risks, lead investigations, provide training programs, document investigation processes, utilize advanced technology, and fulfill legal and regulatory reporting obligations Qualifications Required: - Experien...

You are a strategic thinker passionate about driving solutions in business analysis. Joining our Finance team as an Associate Business Analyst in the Asia Pacific Regulatory Reporting Projects team, you will be responsible for implementing regulatory reporting changes mandated by different Asia Pacific country regulators for local financial or BASEL reporting. Your role will involve supporting new business initiatives, SAP general ledger optimization, technology platforms modernization, and global alignment in data sourcing and consumption. Key Responsibilities: - Partner closely with Finance users, Technology, and external vendors to deliver strategic regulatory reporting solutions. - Write...

Role Overview: As a Liquidity Data Measurement Analyst at Deutsche Bank, your primary responsibility will be to ensure timely and accurate reporting of data within the Liquidity Data Measurement and Reporting (LDMR) team. You will play a crucial role in integrating data from multiple sources, managing, reconciling, and ensuring the accuracy of the data to meet regulatory reporting obligations. Your role will involve daily liquidity reporting activities, data validation, stakeholder management, and participation in UAT testing for new source feeds. Key Responsibilities: - Production and distribution of real-time liquidity data for regulatory reports - Engage positively with stakeholders and e...

Role Overview: As the Financial Operations Manager at our organization, your primary responsibility will be to oversee and manage all financial operations to ensure the accuracy, integrity, and reliability of financial reporting. You will be in charge of preparing and presenting accurate and timely financial statements in adherence to relevant accounting standards, rules, and regulations. Additionally, you will play a crucial role in identifying, assessing, and mitigating financial risks, and reporting these risks to senior colleagues. Key Responsibilities: - Develop and maintain a robust system of internal controls to safeguard assets, prevent fraudulent misreporting, and ensure the accurac...

You are a strategic thinker who is passionate about driving solutions in Regulatory reporting. You have found the right team. As a Regulatory reporting Associate in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. As a Firmwide Regulatory Reporting & Analysis (FRRA) Associate within Corporate Finance, you will play a crucial role in collaborating across the organization to provide strategic analysis, oversight, and coordination of production processing and reporting activities, including strategic initiatives for US Regulatory Reports such as FR Y-9C, Call Report, and CCAR. - Your mandate will involve determining the appropriate investment ...

As a Strategic Advisor in HR Analytics at Ameriprise India LLP, you will play a critical role as a consultant to senior HR and business leaders, leveraging data-driven insights to shape workforce planning, talent strategies, and overall organizational effectiveness. Your responsibilities will encompass leading data management efforts, ensuring data privacy and security compliance, and safeguarding sensitive information. Additionally, you will handle various requests, including research, business analysis, problem-solving, issue tracking, and resolution, while also driving HR initiatives to foster data-informed decision-making among HR and business stakeholders. Key Responsibilities: - Genera...

As an Asset Management professional at our firm, you will have the opportunity to work with traditional and alternative investments, catering to clients worldwide. With a focus on long-term performance, we offer investment and advisory services to leading pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors, and individuals. Our firm oversees assets worth more than $2 trillion, emphasizing integrity, transparency, and a diverse team dedicated to client success. - Coordinate with borrowers and guarantors to ensure compliance with reporting requirements. - Analyze property-level financials provided by borrowers to monitor portfolio performance...

Role Overview: As the Vice President of TTRO Transformation at Barclays, you will play a crucial role in providing top-notch support by conducting thorough due diligence, ensuring compliance with regulatory requirements, and safeguarding both clients and the organization with expertise and care. Key Responsibilities: - Prepare, validate, and submit reports in adherence to global regulations such as EMIR, MiFID, CFTC, HKMA, MAS. - Ensure compliance with region-specific regulatory standards, reporting timelines, and audit expectations. - Collaborate with Compliance, Legal, and Regulatory Change teams to interpret new/updated regulations and evaluate operational impacts. - Take ownership of the...

As a Customer Service Associate with 2-4 years of experience, your role will involve business development activities such as conducting market research, analyzing competitor activities, and identifying potential clients through various channels. You will collaborate with marketing teams to implement lead generation strategies and build strong relationships with clients by understanding their business needs. Additionally, you will work closely with the senior team to handover qualified leads and opportunities for further development. Representing the company professionally and providing regular reports on business development activities will also be part of your role. Your roles and responsib...

About this role: Wells Fargo is seeking a Institutional Investment Operations Representative. In this role, you will: Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systems Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve process specific goals Review time sensitive document Support audit requirements within the process Address compliance and corporate governance issues for the department Interact with internal and external customers as per prescribed process or procedure Collaborate and consult with peers, colleagues, and managers to resolve issues and a...

About this role: Wells Fargo is seeking a Lead Data Management Analyst within Corporate and Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. This role supports the execution and governance of CIB's Data Management Program, with a focus on partnering with Controllers, Risk, and related business unit...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...