3768 Regulatory Reporting Jobs - Page 17

In your role as an LTRA Global Reporting in Pune, India, as part of the NCT team, you will play a crucial part in the bank's understanding of the profitability of each business activity and the management of financial resources. Your responsibilities include producing and distributing intraday reporting for cash and securities positions, ensuring compliance with regulatory standards, and supporting management in intraday liquidity risk modeling. Your Key Responsibilities: - Produce various liquidity reports, analyze variances, and provide commentary. - Prepare reconciliations at the product/feed level. - Run daily T+1 intraday liquidity reporting for various Financial Market Utilities (FMUs)...

Company Description Rohit Kamra Designs redefines The Maharaja class by infusing traditional elegance with modernity and innovation. The brand embraces its Made in Jaipur ethos, offering Bespoke Heritage Menswear that combines classic traditional silhouettes with contemporary tailoring. Complementing the clothing, handmade accessories crafted with precious and semi-precious stones add a touch of luxury and refinement. The brand's creations encapsulate refined style, inspired by the rich heritage of Jaipur, for the modern individual seeking elegance and authenticity. Role Description This is a full-time on-site Accountant role located in Jaipur. The Accountant will be responsible for managing...

Job Title: Business Analyst- Capital Market/IB Domain About Us Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount . With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery. WHY JOIN CAPCO You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform...

Description We are seeking a skilled AML Analyst to join our team in India. The successful candidate will be responsible for monitoring transactions, identifying suspicious activities, and ensuring compliance with AML regulations. Responsibilities Conduct thorough analysis of transactions to identify suspicious activities and potential money laundering risks. Monitor and review customer accounts for unusual patterns and behaviors. Prepare detailed reports and documentation for regulatory compliance and audits. Collaborate with compliance teams to ensure adherence to AML regulations and policies. Stay updated on the latest AML regulations and trends to effectively identify risks. Skills and Q...

Direct Responsibilities Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time) Each report will have a defined set of controls which could include : Variation compared to previous report Consistency check across the report (or compared to another report which include same or similar data) Reconciliation with another source of Data Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks. Once breaks are resolved or cleared , provide greenlight for submission Keep track of all breaks in order to report KPI of daily/weekly activities Any d...

Direct Responsibilities Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time) Each report will have a defined set of controls which could include : Variation compared to previous report Consistency check across the report (or compared to another report which include same or similar data) Reconciliation with another source of Data Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks. Once breaks are resolved or cleared , provide greenlight for submission Keep track of all breaks in order to report KPI of daily/weekly activities Any d...

Regulatory Reporting for APAC regions including Hongkong, Japan, Australia among other locations. Position Purpose Perform independent controls in order to strengthen the regulatory reporting control framework Perform day-to-day controls on the regulatory reports prior to submission or post submission. Perform reconciliation of Regulatory Reports vis a vis source data / other reports and analyze all resulting breaks. Knowledge of APAC Trade Repositories requirements; should know to prepare BRD documents Coordinate with testing team, BA team and project manager to implement the projects as per the agreed deadline Sponsor and Contribute to all data Quality initiatives working closely with Data...

Role & responsibilities 1. AntiMoney Laundering (AML) & Transaction Monitoring - Ensure effective prevention, detection, and reporting of suspicious activity in line with RBI and FIU-IND requirements. Oversee daily and periodic AML transaction monitoring and ensure timely closure of alerts. Ensure 100% timely filing of STRs with FIU-IND. Review and enhance AML rule sets, thresholds, and risk scoring in the monitoring system. Conduct periodic review of customer risk classification (Low / Medium / High). Ensure zero overdue AML alerts beyond SLA. Drive periodic training and awareness for all employees on AML/CFT requirements. 2. Regulatory Compliance (RBI, PPI Master Directions, KYC/AML, NPCI ...

Department: CCMO-TL-Custody Operations INTERNAL USAGE: No. of Vacancies: Reports to: CCMO-TL-Custody Operations Is a Team leader Both Team Size: Grade: SM/AVP Business: Corporate Banking Department: Wholesale Banking Products Sub - Department: Custody Operation Location: Mumbai and Hyderabad About CCMO Custody and Capital Market Operations (CCMO) provides core operations support to the Custody and Capital Market related businesses of the Bank such as Clearing Bank, Professional Clearing Member (PCM), Custody & Fund Accounting, Depository Participant, IPO / NFO, General Banking services including Onboarding / Account opening in addition to providing & implementing digital solutions and ensuri...

As a candidate for this role, you will be responsible for transaction processing and settlement of investments in Bonds, Commercial Paper, and Certificate of Deposits. Your duties will also include regulatory reporting, MIS preparation, and submissions for borrowing, lending, and investments. Additionally, you will verify and settle equity trades, track dividends, and handle accounting tasks. Processing and settling PTC and SR transactions will also be part of your responsibilities. Key Responsibilities: - Transaction processing and settlement of investments in Bonds, Commercial Paper, and Certificate of Deposits - Regulatory reporting and MIS preparation - Submission for borrowing, lending,...

You are a strategic thinker passionate about driving solutions in business architecture and data management. As a Banking Book Product Owner Analyst in the Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering set goals for the firm. You will partner with stakeholders across various lines of business and subject matter experts to understand products, data, source system flows, and business requirements related to Finance and Risk applications and infrastructure. Your primary responsibilities will include prioritizing the traditional credit product book of work, developing roadmaps, and delivering on multiple projects and programs durin...

As the VP - Regulatory Reporting at OakNorth Bank, your role will be crucial in driving the implementation of a new end-to-end regulatory reporting system starting from June 2023. You will be responsible for fulfilling key responsibilities within the regulatory reporting domain, including producing liquidity, credit, and banking exposure reports, managing capital and RWA returns, ensuring compliance with regulations and SOPs, and supporting the production of treasury ALCO packs. Additionally, you will play a vital role in maintaining reporting integrity and governance tasks such as maintaining finance team governance tracker, SOP updates, audit/regulatory action tracking, and responding to r...

You are a strategic thinker passionate about driving solutions in business architecture and data management. As a Banking Book Product Owner Analyst in our Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering set goals for our firm. You will partner with stakeholders across various lines of business and subject matter experts to understand products, data, source system flows, and business requirements related to Finance and Risk applications and infrastructure. - Prioritize the traditional credit product book of work, develop roadmaps, and deliver on multiple projects and programs during monthly releases. - Work closely with Line of B...

Role Overview: As a Senior Accountant at Enorme Lifesciences Pvt. Ltd., you will play a crucial role in managing all financial activities with a focus on ensuring compliance with GST, EPF, ESI, TDS, and other statutory requirements. Your responsibilities will include overseeing accounting operations, preparing financial statements, coordinating regulatory reporting, and maintaining party ledgers. You will also be responsible for bank reconciliations, balance sheets, financial reporting, and handling sales and purchase bills. Key Responsibilities: - Manage all accounting operations such as Billing, A/R, A/P, GL, Cost Accounting, Inventory Accounting, and Revenue Recognition. - Prepare timely ...

As a PySpark Data Reconciliation Engineer, you should have at least 7 years of relevant experience in technology and development. Your technical skillset should include proficiency in Java or Python, along with hands-on experience in BigData, Hadoop, Spark, and Kafka. Additionally, familiarity with APIs and microservices architecture is essential. If you have UI development and integration experience, it would be considered a strong advantage. Key Responsibilities: - Demonstrate expertise in Java or Python programming languages - Utilize BigData, Hadoop, Spark, and Kafka for data processing and analytics - Work with APIs and microservices architecture to integrate systems - Develop UI compon...

As a part of a leading asset management firm, you will play a vital role in assisting investors worldwide to achieve their financial goals. By leveraging unique investment management capabilities, you will offer a diverse range of investment strategies and vehicles to clients across the globe. - Oversee day-to-day activities related to reporting, reconciliations, and exception monitoring - Possess knowledge of various trading instruments and a comprehensive understanding of trade operations functions - Analyze reconciliation results and investigate highlighted issues concerning trade and transaction reporting breaks - Build and maintain relationships with regional stakeholders and various bu...

You are a strategic thinker passionate about driving solutions in financial control and have found the right team. As an HR Controllers Associate within the HR Controllers team at JPMorgan Chase's Firmwide Controllers, you will manage compensation-related financial and operational accounting activities. Your responsibilities will include ensuring general ledger accuracy, maintaining internal controls, overseeing financial reporting, and identifying and escalating control issues. The Corporate Sector Controllers (CSEC) function, part of the Firmwide Controllers organization, is responsible for financial and operational accounting activities, internal controls, and financial reporting for Corp...

As a Team Lead in the Treasury and Trade Solutions (TTS) department of Account Services Operations at Citi, you will be responsible for managing team members in India and other Asian countries under the Asia Account Opening team. Your primary focus will be on overseeing the end-to-end delivery of account services operations for clients, which involves collaborating with customers and internal stakeholders to compile and issue customer documentation packages for account opening and maintenance. - Lead and manage the team to ensure efficient customer interactions, documentation issuance, and review processes. - Manage the Asia Account Opening and Maintenance processing team, overseeing daily a...

Role Overview: You will be working as a Senior Chartered Accountant at Aconter Business Solutions Private Limited, a renowned partner in the financial and accounting services sector globally. Your primary location for this full-time role will be in Bengaluru. Your main responsibilities will involve overseeing financial operations, preparing financial statements, ensuring tax compliance, and providing accurate financial advice. Additionally, you will manage financial reviews, analyze financial data, lead a team of accountants, and support business strategy development. Mentoring junior accountants within the team will also be part of your duties. Key Responsibilities: - Oversee financial oper...

About this role: Wells Fargo is seeking an Axiom Tester/Financial Reporting Analyst. In this role, you will: Meet the company's regulatory, Security and Exchange Commission and other external financial reporting requirements Support external financial reporting activities with a thorough understanding of reporting requirements, end to end reporting processes, and data needed to deliver accurate and complete financial reporting Support implementation of moderate to complex projects and initiatives Provide accounting technical regulatory capital and regulatory reporting guidance Identify compliance and risk management requirements for supported area Collaborate and consult with peers, colleagu...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Job Purpose Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and analytical. Statistical models are required to look at multi-variate dimensions from a risk perspective including calculating the expected credit loss, scenario analysis, forecasting, Stress Testing etc. Statistical models are built and scorecards are prepared which assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose.This role gives an opportunity of going beyond the above and gives deeper insights on the Regulatory norms on Credit Risk. The role allows candi...

Job Purpose This position is open with Bajaj Finance Ltd. Duties and Responsibilities Analysis and review of system data points pertaining to lending portfolio, exception reports and identification of gaps and assistance in finalization of remedial measures for closure of the same in co-ordination of various stakeholders Review of specific business function process w.r.t regulatory compliance requirements Assist in preparation and implementation of policies as per RBI Regulations Publishing of periodic MIS to management w.r.t key compliance requirements and their status of compliance for specific business and functions Analysis of new directions issued by Regulator and its impact assessment ...