907 Regulatory Reporting Jobs - Page 17

As an experienced Business Analyst in the Regulatory domain, you will be responsible for leading the techno-functional role within our organization. Your expertise in credit risk, market risk, regulatory reporting, and data lineage, combined with a solid understanding of governance, risk, and compliance processes, will be crucial for success in this role. Your main responsibilities will include but not be limited to: - Having prior experience with regulatory reporting (Minimum 5+ years) - Demonstrating the ability to understand an application and draw information/data workflow diagrams - Working effectively in a large project environment - Creating mock-ups of dashboards/charts for user review during requirements finalization - Utilizing Agile/JIRA experience, being SCRUM Trained - Previous experience in GSIB is preferred - Participating in Scrum Calls for assigned EPIC - Formatting EPIC summary authoring - Creating EPIC Feature List/Product Design - Analyzing, writing, and grooming stories - Classifying/Maintaining stories - Conducting Data Analysis - Writing Application Services User Guides - Providing Prod Support upon code delivery - Supporting Test Analysis for SIT/UAT - Possessing excellent communication skills In this role, you will work closely with stakeholders across Business lines for transformation projects, understanding their business processes, and providing functional design inputs for proposed technology solutions. You will be responsible for creating high-quality documentation for Business and Functional Requirements and ensuring traceability of requirements from BRD to Test Plan/Results. Additionally, your role will involve analyzing large data sets, creating flow diagrams, preparing high-level summaries and workflows, and collaborating closely with development leads on enhancements and defects. You will engage successfully with software developers and testers to ensure quality delivery on time. Your responsibilities will also include planning, estimating, managing risks and issues, project reporting, managing stakeholders, and building strong relationships with the business. You will assist in project execution through JIRA, providing tracking to technical teams, and offering status updates to internal and business stakeholders.,

Join us as a Financial Controller - Analyst, where you will play a pivotal role in shaping the future of the Finance Control team by managing wide projects, including Legal entity reporting. At Barclays, we don't just adapt to the future - we create it. You will also be responsible for managing the Legal Entity Control function and related businesses by driving resolution for key business issues. To be successful in this role, you should be a Qualified Accountant with post-qualification experience. You should have experience in a month-end or quarter-end focused reporting role, knowledge and understanding of key accounting principles under IFRS and US GAAP, strong Excel skills, and previous experience with either SAP or Hyperion. Other highly valued skills include good stakeholder engagement skills, enthusiasm, motivation, self-starting ability, proactiveness, being a team player, strong interpersonal skills, excellent communication, an eye for detail, an exceptional track record in managing and resolving conflict situations, ability to work with minimal supervisory oversight, and perform duties with minimal or no guidance, assertiveness, tenacity, and control focus. You may be assessed on key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. This role will be based out of Noida. Purpose of the role To manage the financial operations of the organization, ensuring the accuracy, integrity, and reliability of financial reporting. Accountabilities - Management of the preparation and presentation of accurate and timely financial statements and other accounting records in accordance with relevant accounting standards, rules, and regulations. - Support in identification, assessment, and mitigation of financial risks, and report on these financial risks to senior colleagues. - Development and maintenance of a robust system of internal controls to safeguard assets, ensure no fraudulent misreporting, and ensure the accuracy of financial data, including regular assessment of the effectiveness of internal controls addressing any weaknesses or gaps. - Development and implementation of up-to-date financial policies and procedures to ensure consistent and effective financial practices across the organization. - Management of the selection, implementation, and maintenance of financial systems and software applications, including collaboration with IT colleagues to integrate financial systems with other enterprise systems. - Preparation and submission of statutory and regulatory reports to authorities, and provision of support to other departments in their preparation and review of regulatory reports. - Coordination with external auditors and regulatory authorities in support of audits and examinations. Analyst Expectations - Will have an impact on the work of related teams within the area. - Partner with other functions and business areas. - Takes responsibility for end results of a team's operational processing and activities. - Escalate breaches of policies/procedure appropriately. - Take responsibility for embedding new policies/procedures adopted due to risk mitigation. - Advise and influence decision-making within your area of expertise. - Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. - Demonstrate understanding of how own sub-function integrates with the function, alongside knowledge of the organization's products, services, and processes within the function. - Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents. - Guide and persuade team members and communicate complex/sensitive information. - Act as a contact point for stakeholders outside of the immediate function, while building a network of contacts outside the team and external to the organization. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship - our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset - to Empower, Challenge, and Drive - the operating manual for how we behave.,

As an Executive Assistant based in Chennai, you will play a crucial role in supporting MDs and Ds by utilizing your high level of skill in IT, particularly Microsoft Office applications (Outlook, Word, PowerPoint, Excel). Your proven experience in working within a fast-paced and demanding environment will be essential in this role. You will be expected to exhibit a high degree of professionalism and excellent communication skills, enabling you to effectively interact with a diverse range of people, including senior stakeholders. Your ability to adapt to different leadership styles of senior management, along with strong attention to detail and organizational skills, will be key to your success. In this role, you will need to respond promptly to changing priorities and urgent requests, showcasing your multitasking abilities in a busy and challenging environment with minimal supervision. Your proactive nature and strong foresight will be valuable in flagging key deliverables and deadlines. Additionally, your interpersonal skills, team-player attitude, and ability to maintain discretion while handling confidential matters will be highly beneficial. You will be responsible for managing the financial operations of the organization, ensuring the accuracy, integrity, and reliability of financial reporting. This includes preparing and presenting accurate and timely financial statements, identifying and mitigating financial risks, and developing robust internal controls to safeguard assets and ensure accurate financial data. Furthermore, you will collaborate with IT colleagues to integrate financial systems, develop and implement financial policies and procedures, and prepare statutory and regulatory reports. Your coordination with external auditors and regulatory authorities will be essential in supporting audits and examinations. As an Analyst, you will be expected to meet stakeholder needs through specialist advice and support, perform activities in a timely manner to a high standard, and potentially lead and supervise a team. Whether in a leadership role or as an individual contributor, you will manage workloads, ensure implementation of systems and processes, and provide specialist advice in your area of expertise. Demonstrating Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive, will guide your behavior and actions in this role. Your commitment to maintaining high standards, managing risk, and building relationships with stakeholders will be essential in contributing to the organization's objectives and overall success.,

At PwC, our consultants in business application specialize in providing consulting services for various business applications to help clients optimize operational efficiency. You will analyze client needs, implement software solutions, and offer training and support for the seamless integration and utilization of business applications. This will enable clients to achieve their strategic objectives. In Oracle enterprise performance management at PwC, your focus will be on delivering consulting services for enterprise performance management solutions using Oracle technologies. Collaborating with clients, you will assess their performance management needs, design and implement Oracle-based solutions for budgeting, forecasting, financial consolidation, and reporting. Additionally, you will provide training and support for the integration and utilization of Oracle enterprise performance management tools to enhance clients" financial planning and analysis processes. As part of the Finance Consulting services at PwC, you will have the opportunity to work with CEOs, CFOs, Controllers, and Treasurers to optimize the structure of their finance functions and enhance their contribution to the business. Our team supports clients in achieving control standards, efficient back-office operations, and insightful business support. By optimizing financial planning, consolidation, reporting, and analytics processes, we provide valuable business insights that drive better decisions and actions. Join our growing Enterprise Performance Management practice at PwC to be involved in the transformation journey for both clients and our team. You will collaborate with PwC and client team members across the implementation lifecycle, from planning and configuration to design, testing, training, change management, go-live, and post-production support. The role may require work from both offshore locations and client sites. Responsibilities of this role include demonstrating expertise and success in end-to-end implementation of OneStream CPM/EPM projects. You should have proficiency in understanding business requirements and translating them into OneStream solutions. With 2-4 years of experience in OneStream and at least 1-2 end-to-end project experiences, you will be responsible for developing best practices in financial close, consolidation, FP&A processes, and reporting. Your knowledge of Consolidation and FP&A will guide business users during the financial close process. Additionally, you should possess good communication and detailing skills, along with the ability to build prototype proof of concept applications within the OneStream platform, transform FP&A from excel-based to technology-supported integrated planning, and develop various reports and dashboards as needed. Your expertise in OneStream, regulatory reporting, financial close processes, and other related tools will be essential for this role.,

The role of Auditor in the Group Audit CB & IB Operations and Controls Team at Deutsche Bank involves working as a part of a professional, proactive, and risk-based global audit team. This team operates with transparency, integrity, and independence to identify key control weaknesses within the Bank's business and infrastructure areas. The function is focused on assessing potential risk exposure and providing insights into the adequacy and effectiveness of internal control systems. Group Audit operates globally from four hub locations and 30 other locations, and it is increasingly relied upon by banking regulators to provide independent assurance. As an Associate Auditor in the Corporate Bank & Investment Bank Operations and Control team, you will collaborate with management and staff within Group Audit based in India, Germany, and the United Kingdom. You will also be part of the broader global CB & IB Operations and Control team to conduct audits regionally and globally. Your role will involve providing Subject Matter Expert support on operational topics for other audit teams and participating in the front-to-back audit review process. The responsibilities of this role include evaluating the adequacy and effectiveness of internal controls related to GA CB & IB Operations and Controls managed audits as per the Group Audit methodology. You will document process flows, identify risks, assess controls, perform audit testing, and track closure of internal audit issues. Additionally, you will contribute to the continuous monitoring of the audit environment, update auditable area risk assessments, and participate in the annual audit planning process. Collaborating with team members locally and globally, you will develop and maintain professional relationships with colleagues, business units, and other support areas. To excel in this role, you should preferably have a degree with relevant work experience, including internal or external audit roles. Experience in banking or finance is preferred, but other industry sectors will also be considered. A minimum of 5 years of experience is required, along with a professional certification such as ACA, CPA, CIA, CFE, or ACAMS. Strong knowledge of banking products and operations lifecycle is beneficial, along with the ability to prioritize work, communicate effectively, and work under pressure while maintaining high ethical standards. Deutsche Bank offers comprehensive training, coaching, and a culture of continuous learning to support your career development. The organization promotes a positive, fair, and inclusive work environment where employees are encouraged to excel together. If you are looking for a challenging yet rewarding opportunity to contribute to a global audit team in a dynamic banking environment, this role might be the right fit for you.,

You are a strategic thinker passionate about driving solutions in regulatory reporting and analysis. You have found the right team. As a Firmwide Regulatory Reporting & Analysis (FRRA) Associate within Corporate Finance, you will play a crucial role in defining, refining, and achieving set goals for our firm. You will collaborate across the organization to provide strategic analysis, oversight, and coordination of production processing and reporting activities, including strategic initiatives for US Regulatory Reports such as FR Y-9C, Call Report, and CCAR. The FRRA team is responsible for executing and delivering the Firms regulatory reporting requirements to U.S. regulators, with end-to-end responsibility for U.S. regulatory reporting and capital stress testing. This includes the design, implementation, and oversight of execution, analysis, and control and governance frameworks. Your mandate will involve determining the appropriate investment in people, processes, and technology to enhance the accuracy, completeness, and consistency of the Firms U.S. regulatory reporting and capital stress testing submissions, as well as implementing new requirements and guidelines as they are published. Our Firmwide Regulatory Reporting & Analysis (FRRA) team resides within Corporate Finance and is responsible for executing and delivering the Firms regulatory reporting requirements to U.S. regulators. The team has end-to-end responsibility for U.S. regulatory reporting and capital stress testing, including the design, implementation, and oversight of execution, analysis, and control and governance frameworks. Our mandate includes determining the appropriate investment in people, processes, and technology to improve the accuracy, completeness, and consistency of the Firms U.S. regulatory reporting and capital stress testing submissions, as well as implementing new requirements and guidelines as they are published. Job Responsibilities: - Ensure BAU activities by sourcing data, validating completeness, processing adjustments, and performing reconciliations. - Execute overall operating model and procedures for functional areas in the reporting space. - Manage client relations, communications, and presentations effectively. - Support business users of the FRI application by addressing user queries and resolving issues. - Identify and execute process improvements to enhance the existing operating model, tools, and procedures. - Interact with Controllers, Report owners, and RFT (Risk & Finance Technology) partners. - Act as an interface with Control partners, ensuring compliance with risk and controls policies. - Escalate issues as needed to the appropriate team(s) and management. - Partner with projects team through the full project life cycles. - Lead programs and initiatives for reporting automation and operating model optimization. Required Qualifications, Skills, and Capabilities: - Bachelors degree in Accounting, Finance, or a related discipline - 8+ years of financial services or related experience - Strong oral and written communication with the ability to effectively partner with managers and stakeholders at all levels - Strong working knowledge of MS office applications (MS Excel, MS Word, MS PowerPoint), specifically with reconciliations, summarizing and formatting data - Experience using data management & visualization tools in a reporting setting: AWS Databricks, Alteryx, SQL, Tableau, Visio Preferred Qualifications, Skills, and Capabilities: - Familiarity with US Regulatory reporting (E.g. Y9C, Call, CCAR etc.), controllership functions, banking & brokerage products, and US GAAP accounting principles - Control mindset and exposure to establishing or enhancing existing controls - Strong verbal and written communication skill with the ability to present information at varying levels of detail depending on the audience - Strong process and project management skills - Enthusiastic, self-motivated, effective under pressure and strong work ethic and keen attention to detail and accuracy - Aptitude and desire to learn quickly, be flexible, and think strategically - Client & business focused; able to work collaboratively and build strong partnerships with clients and colleagues at all levels,

You are a strategic thinker passionate about driving solutions in business architecture and data management. You have found the right team. As a Banking Book Product Owner Analyst in our Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering set goals for our firm. You will partner with stakeholders across various lines of business and subject matter experts to understand products, data, source system flows, and business requirements related to Finance and Risk applications and infrastructure. As a Product Owner on the Business Architecture team, you will work closely with Line of Business stakeholders, data Subject Matter Experts, Consumers, and technology teams across Finance, Credit Risk & Treasury, and various Program Management teams. Your primary responsibilities will include prioritizing the traditional credit product book of work, developing roadmaps, and delivering on multiple projects and programs during monthly releases. Your expertise in data analysis and knowledge will be instrumental in identifying trends, optimizing processes, and driving business growth. As our organization grows, so does our reliance on insightful, data-driven decisions. You will dissect complex datasets to unearth actionable insights while possessing a strong understanding of data governance, data quality, and data management principles. Utilize Agile Framework to write business requirements in the form of user stories to enhance data, test execution, reporting automation, and digital analytics toolsets. Engage with development teams to translate business needs into technical specifications, ensuring acceptance criteria are met. Drive adherence to product and Release Management standards and operating models. Manage the release plan, including scope, milestones, sourcing requirements, test strategy, execution, and stakeholder activities. Collaborate with lines of business to understand products, data capture methods, and strategic data sourcing into a cloud-based big data architecture. Identify and implement solutions for business process improvements, creating supporting documentation and enhancing end-user experience. Collaborate with Implementation leads, Release managers, Project managers, and data SMEs to align data and system flows with Finance and Risk applications. Oversee the entire Software Development Life Cycle (SDLC) from requirements gathering to testing and deployment, ensuring seamless integration and execution. Required qualifications, capabilities, and skills: - Bachelors degree with 3+ years of experience in Project Management or Product Ownership, with a focus on process re-engineering. - Proven experience as a Product Owner with a strong understanding of agile principles and delivering complex programs. - Strong analytical and problem-solving abilities, with the capacity to quickly assimilate business and technical knowledge. - Experience in Finance, Risk, or Operations as a Product Lead. - Familiarity with Traditional Credit Products and Liquidity and Credit reporting data. - Highly responsible, detail-oriented, and able to work with tight deadlines. - Excellent written and verbal communication skills, with the ability to articulate complex concepts to diverse audiences. - Strong organizational abilities to manage multiple work streams concurrently, maintaining sound judgment and a risk mindset. - Solid understanding of financial and regulatory reporting processes. - Energetic, adaptable, self-motivated, and effective under pressure. - Basic knowledge of cloud technologies (e.g., AWS). Preferred qualifications, capabilities, and skills: - Knowledge of JIRA, SQL, Microsoft suite of applications, Databricks and data visualization/analytical tools (Tableau, Alteryx, Python) is a plus. - Knowledge and experience of Traditional Credit Products (Loans, Deposits, Cash etc.,) and Trading Products (Derivatives and Securities) a plus.,

As a PySpark Data Reconciliation Engineer, you should have at least 7 years of relevant experience in technology and development. Your technical skillset should include proficiency in Java or Python, along with hands-on experience in BigData, Hadoop, Spark, and Kafka. Additionally, familiarity with APIs and microservices architecture is essential. If you have UI development and integration experience, it would be considered a strong advantage. Your domain expertise should lie in the capital market domain, with a preference for experience in Regulatory reporting or reconciliations within a technological context. It is crucial to have a proven track record of successfully delivering large-scale projects with globally distributed teams. Your application development skills, design paradigms knowledge, and any previous experience in the data domain would be beneficial for this role. Stakeholder management and the ability to lead a global technology team are key requirements for this position. You should consistently demonstrate clear and concise written and verbal communication skills. If you meet these qualifications and are ready to take on challenging projects in a dynamic environment, we encourage you to apply for this opportunity.,

You are a strategic thinker passionate about driving solutions in external reporting. You have found the right team. As an External Reporting - Analyst within our External Reporting function, you will spend each day defining, refining, and delivering set goals for our firm. You will oversee the financial statements and management reporting, ensuring a sound control environment. You will apply accounting treatments and ensure compliance with appropriate corporate and regulatory requirements. Additionally, you will coordinate the preparation of quarterly regulatory requirements, validate balance sheet items, and understand balance sheet usage and reporting. Apply up-to-date product, industry, and market knowledge in specialty areas of reporting. Consolidate, review, and analyze quarterly financial data for accuracy and completeness; perform quarter-over-quarter variance analytics. Coordinate data collection and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams. Assist in the thorough assessment of issues and outcomes. Communicate financial information to the lines of business and flag potential issues. Participate in various aspects of the production, review, and filing of monthly, quarterly, semi-annual, and annual reports for various regulatory agencies used by regulators for compiling widely-used statistics on the levels of, and changes in, domestic and international portfolio positions. Adhere to proof and control procedures to ensure accurate reconciliation between regulatory filings, SEC filings, and other published financial reports (e.g., Form 10-Q, Annual Report/Form 10-K, Call Report & FR Y-9C, Pillar III, etc.). Adhere to various control procedures and edit checks to ensure the integrity of reported financial results. Ensure accurate and complete data submission to the Regulators. Interpret and define regulatory and/or SEC requirements and coordinate internal and external policies. Establish and manage relationships with the line of business as well as with external regulatory agency constituents through ongoing partnership and dialogue. Participate in continuous improvement efforts around data quality review and external reporting improvement projects. Required qualifications, capabilities, and skills: - 1 year in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting - Strong analytical skills - Extremely strong organizational and time management skills - Strong skills in time management, problem solving, written and oral communication - Team player, with ability to work effectively across diverse functions, locations and businesses - Excellent Excel and computer skills Preferred qualifications, capabilities, and skills: - Bachelor's degree in Accounting or Finance preferred - Experience in Product Control, Financial Control or knowledge of SEC reporting/Reg reporting a plus - Project management experience/skills helpful,

You will be a Business Analyst focusing on Non Financial Regulatory Reporting at KPMG in India. KPMG entities in India are professional services firms affiliated with KPMG International Limited, with offices located across the country. Established in August 1993, KPMG professionals in India leverage a global network of firms and possess knowledge of local laws, regulations, markets, and competition. As a Business Analyst, your role will involve offering services to national and international clients in India across various sectors. You will be expected to provide rapid, performance-based, industry-focused, and technology-enabled services that demonstrate a deep understanding of global and local industries, as well as experience in the Indian business environment. To qualify for this position, you should hold a degree or an MBA. This opportunity at KPMG in India offers equal employment opportunities to all qualified candidates.,

You will be working with Aconter Business Solutions Private Limited, a trusted partner in the financial and accounting services sector worldwide. Your role as a Senior Chartered Accountant will be based in Bengaluru on a full-time basis. Your responsibilities will include overseeing financial operations, preparing financial statements, ensuring tax compliance, and providing accurate financial advice. You will be tasked with managing financial reviews, analyzing financial data, leading a team of accountants, and supporting business strategy development. Additionally, you will be responsible for mentoring junior accountants within the team. To excel in this role, you should have experience in Accounting, Financial Statement Preparation, and Valuation. Proficiency in Taxation and Global Tax Compliance is essential, along with skills in Auditing, Financial Analysis, and Regulatory Reporting. Strong leadership and team management abilities are required, along with excellent analytical and problem-solving skills. The role demands the ability to work independently, take initiative, and hold a Bachelor's or Master's Degree in Accounting, Finance, or a related field. Professional qualification as a Chartered Accountant (CA) with experience in a Big Four firm is preferred.,

Role & responsibilities Conduct primary review of files (45%): Conduct initial compliance reviews of engagement files, adhering to established guidelines while exercising professional judgment to ensure efficiency and minimize rework Verify alignment with company policies and regulatory standards, using informed judgment to address both binary and nuanced evaluations. Document findings and observations systematically to support effective review processes and facilitate easy reference for follow-up actions 2. Collaborate with Onshore Teams (20%) Engage with senior associates and directors to discuss initial findings and refine the ECRs. Coordinate with the ECR Leader to ensure seamless communication and effective alignment of compliance review outcomes. Participate in review meetings and provide feedback to enhance the quality of compliance processes 3. Data Analysis (25%): Examine large datasets to identify compliance issues, employing analytical skills to draw insightful conclusions and make informed recommendations. Utilize data analysis tools to track compliance patterns and highlight areas needing attention or improvement. Use critical thinking and judgment to interpret data findings, considering both quantitative and qualitative insights to ensure regulatory adherence . 4. Training and Development (10%): Engage in professional development opportunities to remain informed on current compliance standards, regulatory changes, and best practices. Attend training sessions to enhance skills and competencies relevant to compliance reviews and ECR processes. Share learnings with team members to foster a culture of continuous improvement and excellence within the Acceleration Center. SHIFT:6.30PM-3.30AM

The Fund Accounting Manager position at NAM involves overseeing financial reporting within the Fund Services Function, specifically focusing on the preparation of financial statements for key clients. As an intermediate management level role, you will be responsible for reviewing and preparing financial statements and regulatory reports such as Balance sheet, P&L, SOI, and Notes to financial statements. It is essential to have a solid understanding of regulatory disclosures to SEC and other EMEA Regulatories, while ensuring compliance with US GAAPs, IFRS, Lux GAAPs, and IRISH GAAPs. You will act as a subject matter expert for the team, identifying opportunities for process improvements and recommending enhancements for system, service, and process efficiency. Collaboration with business and onshore teams is crucial to ensure alignment with key stakeholders in Business, Ops, and Technology. During Confluence migration, the focus should be on transparency, timely escalation, cross-site collaboration, and shared learnings. Successful implementation of key client onboarding initiatives on Confluence, developing a strong governance and control structure, supporting audits, interfacing with auditors, and closing process gaps are key responsibilities. Additionally, acting as a Confluence system SME when required, supporting the testing and rollout of applications across the FR, and actively participating in Productivity workgroups are vital for the role. The ideal candidate should possess 8-12 years of experience in Fund accounting/Financial Reporting for hedge funds or mutual funds, along with a post-graduation degree majoring in Accounting or Finance from a recognized business institute/university. Professional qualifications like CA, CFA, and CPA would be advantageous. Experience with Confluence Unity financial reporting platform/DFIN-Publishing and Workbook functionality is a plus, and having 3-5 years of people management experience is preferred. Demonstrating leadership and management skills, the ability to work in a team-oriented environment, and a sound understanding of Derivatives, Equities, and Fixed income securities are essential. Prior working experience in BPO/captive on capital markets back-office processes would be beneficial. The candidate should be willing to work in shifts and flexible hours as per process requirements and have advanced experience working with Microsoft Office applications, specifically Excel. This position falls under the Operations - Transaction Services job family group, specifically within the Fund Accounting job family. It is a full-time role that requires excellent communication, domain skills, interpersonal skills, and proficiency in people management. Being a good team player, having quick learning abilities, and contributing to project deliverables are essential aspects of the role.,

The role of VP - Regulatory Reporting at OakNorth Bank is an individual contributor role based in Gurugram ONGPL. As a new fast-growing bank in the UK, OakNorth Bank is a CRDV firm subject to a full suite of regulatory returns including COREP, FINREP, PRA/FSA, FCA returns, and BOE returns. The bank is in the process of implementing a new end-to-end regulatory reporting system, with the implementation expected to commence from June 2023. The ideal candidate for this role will be responsible for driving this project and fulfilling key responsibilities within the regulatory reporting domain. One of the key opportunities in this role is to learn all regulatory returns across capital, liquidity, and leverage. The Regulatory Reporting team is also accountable for daily liquidity reporting, ALCO reporting, and IRRBB reporting to support Treasury balance sheet management activities. With a diverse range of products and continuous new product launches, the candidate will be expected to research the regulatory impact and provide insights into new product development. Working in a small team, this role offers the opportunity to closely collaborate with individuals across all levels, teams, and locations, thereby contributing to team-building as the bank grows. The candidate will gain experience in various regulatory areas such as liquidity, credit, interest rate risk, treasury, and other balance sheet reporting. Furthermore, involvement in cross-functional projects and exposure to new product initiatives during the bank's growth phase are additional highlights of this role. Key responsibilities include producing liquidity, credit, and banking exposure reports, handling balance sheet driven returns, managing capital and RWA returns, ensuring compliance with regulations and SOPs, preparing management information, supporting the production of treasury ALCO packs, and maintaining reporting integrity. The candidate will also be responsible for governance tasks such as maintaining finance team governance tracker, SOP updates, audit/regulatory action tracking, and responding to regulatory queries. The ideal candidate should possess very strong Excel skills, data analytical skills, and problem-solving abilities. A minimum of 5+ years of post-qualification experience in Regulatory Reporting, particularly Basel Reporting - Liquidity, Capital, and RWA reporting, is required. Experience in the Financial Services industry, particularly in the UK Regulatory (PRA/BOE), Treasury, Risk management, or related fields is essential. Strong communication skills, adaptability to change, a control mind-set, and a keen learner attitude are also expected from the candidate. Academically, a degree qualification in Accounting/Finance and graduation/post-graduation from a top-rated college/CA/MBA Finance/CFA/FRM/PRM/ACT is preferred. About OakNorth Bank: OakNorth Bank empowers entrepreneurs to realize their ambitions, understand their markets, and apply data intelligence to scale successfully at pace. The bank's belief in barrier-free banking is inspired by its entrepreneurial spirit, unmet financial needs, and data-driven tools. OakNorth Bank strives to create an inclusive and diverse workplace where individuals can thrive professionally and personally. The bank's story is rooted in frustrations with traditional banking, leading to the establishment of a bank founded by entrepreneurs, for entrepreneurs, offering a better borrowing experience for businesses.,

Are you seeking an exciting opportunity to become a part of a dynamic and rapidly growing team operating in a fast-paced and challenging environment As the Lead Credit Risk - Vice President of Innovation Economy Credit Risk, your primary responsibility will be to oversee the credit risk management function for the innovation economy portfolio throughout the Asia Pacific region. Within the Risk Management and Compliance team at JPMorgan Chase, you play a crucial role in maintaining the strength and resilience of the organization. Your expertise will contribute to the responsible growth of the business by proactively identifying new and emerging risks and applying your expert judgement to address real-world challenges that affect the company, its customers, and the communities it serves. Our team values innovative thinking, challenges to conventional methods, and a commitment to excellence. As a member of the Risk Management and Compliance team, you are integral to the firm's efforts to grow sustainably by identifying and addressing emerging risks with integrity and expertise. If you are a collaborative team player, solution-focused, and eager to learn, you will thrive in our team environment. Your key responsibilities will include: - Leading the credit risk management function for the Innovation Economy portfolio across the Asia Pacific region. - Supervising and managing a portfolio of corporate clients spanning various industries. - Overseeing due diligence, structuring, and documentation for transactions. - Conducting forward-looking credit analysis and financial modeling to assess clients" industries and key business and financial risks. - Exercising substantial credit approval authority. - Collaborating with various stakeholders such as client coverage and product bankers, credit executives, and legal counsel in different countries in the Asia Pacific region. - Reviewing different credit and regulatory reporting requirements. - Mentoring and developing junior members of the CIB Credit Risk team. - Staying informed about market and industry developments and their implications for clients. - Recommending and monitoring internal credit ratings. - Supporting the team on ad-hoc initiatives and work streams. - Supervising the team on regulatory deliverables including local credit committee notes, reporting, and regulatory audits. Qualifications, skills, and capabilities required for this role: - A minimum of seven years of experience in a credit risk or credit analysis role within corporate, institutional, and/or investment banking. Experience in credit analysis of Innovation Economy clients is a plus. - Proficiency in qualitative and quantitative credit risk analysis. - Comprehensive understanding of debt markets, derivatives, and related documentation. - Ability to identify key issues and concerns related to clients, industries, and transaction structures actively. - Excellent written and verbal communication skills, as well as strong interpersonal abilities. - Strong time management skills and clarity in decision-making when managing multiple work streams in a fast-paced environment. - Ability to build relationships and engage confidently with origination teams and other internal stakeholders. - Proficiency in MS Excel for financial modeling, as well as other MS programs such as PowerPoint, Word, and Outlook. - Undergraduate degree or postgraduate qualifications in accounting, business, finance, or a related quantitative discipline.,

This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team. You will be responsible for regulatory reporting, refining and enriching data through analysis, research, and logical assessment. Interacting with the onshore team and handling exceptions in data will be part of your responsibilities. You will be providing Root Cause Analysis (RCA) and implementing corrective measures for data failures while maintaining the integrity and quality of data. Ensuring tasks are executed per guidelines and meeting required Service Level Agreements (SLAs) is crucial. Adherence to performance tracking mechanisms, policies, and procedures is essential. Your role will involve supporting the S&P staff globally, particularly those located in New York. You should have the ability to extract relevant information from unstructured data and input it into databases and case management systems. Conducting Due Diligence and Know Your Customer (KYC) research for clients as part of Anti-Money Laundering (AML) Compliance remediation, as well as screening, due diligence, and monitoring of suspicious transactions, will be part of your responsibilities. A strong working knowledge of Microsoft Office, AML Regulations/legislation, and KYC requirements is essential. You will be expected to take ownership of all deliverables to clients, ensuring timeliness and quality in all tasks and activities. Developing and maintaining relationships with client counterparts is crucial for a top-quality user experience. The ideal candidate should possess oral and written English proficiency, be self-motivated to work independently and remotely, proficient in MS Excel, Python, and Power BI. The ability to work on multiple projects, set priorities, hold a Bachelor's degree or equivalent education, and demonstrate strong analytical, problem-solving, collaboration, and coordination skills are desired for this role.,

WNS is hiring CAT Modeling professionals for a global reinsurance client across below mentioned skill-mix. Kindly refer to the job description mentioned against the desired skill-mix. 1. Portfolio Modeling (3+ years experience in end-to-end portfolio rollups) 2. Regulatory Reporting (4+ years experience in EDM/RDM/SCHEMA) 3. Model Validation (4+ years experience in Model Validation with tools like RMS/AIR) 4. Technical Solution (3+ years experience in SQL Query writing for CAT Modeling function) S: 1. Portfolio Modeling Good understanding Cat Modeling process and workflows Run vendor catastrophe modeling platforms (primarily RMS, AIR, Elements) for insureds and perform portfolio risk analyses. Working knowledge of RMS model scope across worldwide peril-regions regarding sub-perils, amplification, etc. along with basic understanding of cat-modelling four-box principle concerning exposure, hazard, vulnerability modules and translation of insurance and (re)insurance financial terms through coding in RMS and SQL. Assist clients in the understanding of catastrophe risk of individual insured through analytics based on catastrophe model results. Provide analytical support to catastrophe modeling team operations by sharing knowledge and information Develop processes and scripts for process improvements Provide timely and frequent feedback to team members. Preparing MIS reports Training and mentoring of team members inducted in the pricing process. Assisting in monthly post bind and portfolio rollup activities. Ensure all SLAs are met Communication with onshore SPOCs at regular intervals. 2. Regulatory Reporting Role and Responsibilities Good understanding Cat Modeling process and workflows. Run vendor catastrophe modeling platforms (primarily RMS, AIR, Elements) including accumulation analysis for reporting needs, whenever required Thorough knowledge of RMS EDM-RDM schema Ability to understand the requirements of regulatory submissions and further deliver them accordingly Understanding of RDS scenarios of Lloyds including Non-Modelled scenarios as well Working knowledge regulatory reports like LCM, RDS Scenarios, Terror Accumulations & reporting. Working knowledge of any other regulatory reports. Working knowledge of RMS model scope across worldwide peril-regions regarding sub-perils, amplification, etc. along with basic understanding of cat-modelling four-box principle concerning exposure, hazard, vulnerability modules and translation of insurance and (re)insurance financial terms. Provide analytical support to catastrophe modeling team operations by sharing knowledge and information Develop processes and scripts for process improvements Assisting in portfolio rollup activities. Ensure all SLAs are met Communication with onshore SPOCs at regular intervals. 3. Model Validation: : Perform model validation and provide recommendations on model use and/or required adjustments. Work with internal teams and external data providers on analysis, utilising available data including scientific information, claims and insured exposure Contribute to and lead Group projects as required, liaising with other teams globally. Produce customised reports on exposure and modelled results. Evaluate re/insurance pricing for individual accounts and product classes. Analyse catastrophe reinsurance structures and strategies to support reinsurance placements. Assist with the analysis of real time events and identify learnings from post-event reviews. Strong analytical and numerical ability, in order to interrogate large datasets Experience of working with re/insurance catastrophe data and/or catastrophe modelling software Excellent written and verbal communication skills, and the ability to explain technical concepts clearly Intermediate/Advanced Excel skills Pro-active attitude to identifying inefficient processes and developing improvementsDesirable Requirements Knowledge of commercial insurance and/or the catastrophe modelling industry Sound working knowledge of RMS/AIR and any other vendor modelling platforms Coding experience in a relevant language (e.g. SQL, VBA, R, C#) Experience in using mapping software (e.g. GIS) 4. Technical Solution (SQL query): Catastrophe Modelling Analyst in the Accumulation Management department, working with the Technical Solutions team The Technical Solutions team is focused on developing customized in-house tools and databases for the Accumulation Management team, to streamline processes and organize data in an efficient manner Technical role with large potential for growth in responsibilities Develop an understanding of existing Catastrophe Modelling processes, licensed software, and the various in-house tools used to automate processes Maintain existing Accumulation Management tools. Debug errors in the code when users experience issues Assist users with technical questions. Explain how tools work and deliver training sessions when required Test new functionality prior to launch to ensure that tools are working as intended Support team to design and develop new tools to automate processes. Update user guides when needed Work with colleagues around the globe on ad-hoc projects Qualifications Bachelors Degree in Mathematics/ Applied Mathematics/ Statistics/ Operations Research/ Actuarial Science Job Location

Role Description The Business Functional Analyst is responsible for analyzing the requirements and requests from the Documentary Trade business as well as identifying and assessing change needs. The Business Functional Analyst captures and documents requirements, analyses the impact of changes and supports the business throughout the implementation process. They are required to understand the business requirements and map the same to system functionalities. Your key responsibilities Work closely together with the Product Owner and other squad members, to ensure right granularity of requirements specification on an epic / story level Responsible for User Story Creation Translate business needs: Create models, diagrams, presentations and other documentations that support the target audience to understand the business requirements Facilitate communication at team level in order to create consensus on scope, design decisions, and implementation decisions Validate requirements, Testing & Training (if required): validate e2e requirements via reviews, walkthroughs, and demo Ensure the right granularity of user story's by applying slicing techniques in scope of estimation and completion in a single sprint Supports the design and conceptualization of new business solution options and articulates identified impacts and risks Together with the Scrum Master assures that a proper number of Items enter into Sprint Backlog Outline business value of each requirement together with Business Functional Analyst and Product Owners and continuously engages with Engineering, POs and Journey experts to ensure development is aligned to what is required Provides domain and functional expertise as required Understands vision of the product and ensures development activities reflect that vision into the product Works with engineers, to prioritize, trouble shoot and resolve reported bugs / issues / stories on applications Drives data discovery, sourcing, modelling and analytics to support the creation of data flows and models. This includes researching and profiling data sources in data categories of expertise Evaluating dependences, interfaces and specifying inputs and formatting outputs to meet the business' Responsible for defining Non-Functional Requirements. Contribute to Communities of Practices applicable for Functional Analyst / Product Owner Role.

About The Role Role Credit Appraisal Loan applications within defined guidelines and accordingly take decision or recommend for approval to higher authorities Under writing cases with desired level of quality and enabling achievement of Branch Business target by proper training Use performance history along with liquidity, debt/asset management and profitability ratios to assess creditworthiness in evaluationStock on HireIncrease in volume of business Ensure that SOH increases(pl confirm if this applies to CM role )NPA trend Analyze the NPA trend like area, industry, sector etc. Interact with Customers & understand the business and regularly monitor delinquencies infants.Infant loan which is less than 12 months NPA Ensure qualitative portfolio

DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee). The Impact you will have in this role: The Product Owner is responsible for translating the product vision into squad results to achieve the product strategy, aligned with maxim improvising to the client. This is done through managing scope and product backlog in collaboration with multiple squads clients (internal/external), and key stakeholders. The position necessitates robust business analysis and interpersonal skills within an agile environment to draft and present business requirements to both internal and external collaborators for approval and alignment. You demonstrate proficiency in conducting business impact assessments, comparing current-state and various future-state business models. This role involves leading multiple internal collaborator meetings collaborating the Global Trade Repository (GTR) in various industry-led forums on projects and new initiatives. Additionally, the role requires facilitatingand supporting external working groups composed of major industry participants to provide mentorship on requirements and design options. Your Primary Responsibilities: Documents requirements in a clear and consistent manner through JIRA and other tools in accordance with the RDS Platform Team best practices. Collaborates with product management peers globally to ensure best practice and core principals are understood, adopted and implemented in regional initiatives. Act as Product Owner for the TRA squad, handling sprint priorities in accordance with the roadmap and release plans. Takes part in squad and team agile ceremonies. Assists with handling the TRA squad's backlog including prioritization of functional and non-functional improvements to effectively plan and coordinate multiple demands and competing priorities. Partners with internal teams for the implementation of new features ensuring that all proposed changes are reviewed, feedback is incorporated, and any impact is fully communicated to internal collaborators. Accepts or rejects backlog items, according to acceptance criteria, during the sprint reviews. Seeks feedback from collaborators and clients and incorporates into future backlog items. Assists in external working groups and other relevant subject matter working groups. Assists in product training efforts for all touchpoints to both internal and external customers, including documentation, publications, E Training tools, FAQs. Act as an SME in the product and, where required, to attend meetings with clients to help with the product area of expertise and perform client demos. Identifies potential risks to achieving project objectives and elevates to appropriate management. Mitigates risk by following established procedures, spotting key errors and demonstrating strong ethical behavior. Partner with collaborators to understand applicable legislation and develop requirements that drive regulatory compliant solutions Qualifications: Minimum of 7+ years of related experience Bachelor's degree preferred or equivalent experience Talents Needed for Success: Proven experience as an Agile Product Owner, preferably in regulatory reporting or securities financing services Ability to translate complex regulatory requirements into clear product requirements for agile squad. Exhibits solid understanding of Agile Software Development (primarily Scrum and Kanban) principles and techniques. Understands and uses applicable work management tools (i.e. JIRA) for decision making and collaboration. Drives creative and solution-oriented activity with all participants and collaborators Knowledge of financial services operations; Post Trade Processing, Trade Reporting & associated regulation, trends and user demands. Complete the Product Vision and effectively translates into Product Roadmap and Backlog items to deliver the highest value. Collaborate with product management peers globally to ensure standard process and core principals are understood, adopted and implemented in regional initiatives. Ability to collect, analyze and visually present data via the use of charts, graphs or infographics. Excellent analytical, verbal and written communication skills

Job Summary: Responsible for managing daily branch operations, ensuring service excellence, compliance, and operational efficiency in line with bank policies. Key Responsibilities: Oversee account processing, FD renewals, and customer request handling. Drive service metrics, reduce wait times, and monitor staff productivity. Ensure compliance with audit, risk, and regulatory standards. Optimize branch profitability through cost control and cash management. Promote staff grooming, training, and capability building.

The company, WNS (Holdings) Limited, a leading Business Process Management (BPM) company, collaborates with clients across various industries to create digital-led transformational solutions. WNS empowers businesses in multiple sectors such as Travel, Insurance, Banking and Financial Services, Manufacturing, Retail, Shipping and Logistics, Healthcare, and Utilities to envision their digital future and enhance outcomes through operational excellence. With a workforce of over 44,000 employees, WNS provides a wide range of BPM services in finance and accounting, procurement, customer interaction services, and human resources, tailored to address the unique challenges of each client. WNS is currently seeking CAT Modeling professionals for a global reinsurance client with expertise in Portfolio Modeling, Regulatory Reporting, Model Validation, and Technical Solution. The ideal candidates should possess specific experience levels in each of these areas, as detailed below: 1. **Portfolio Modeling**: - Understand the Cat Modeling process and workflows - Utilize vendor catastrophe modeling platforms (RMS, AIR, Elements) for insureds and conduct portfolio risk analyses - Demonstrate knowledge of RMS model scope and cat-modelling principles - Assist clients in understanding catastrophe risk through analytics - Provide analytical support, develop processes, and improve team operations - Ensure SLAs are met and communicate with onshore SPOCs regularly 2. **Regulatory Reporting**: - Understand Cat Modeling process and workflows - Run catastrophe modeling platforms for accumulation analysis and regulatory requirements - Thorough knowledge of RMS EDM-RDM schema and regulatory reports - Provide analytical support, develop processes, and assist in portfolio rollup activities - Ensure SLAs are met and maintain communication with onshore SPOCs 3. **Model Validation**: - Perform model validation, provide recommendations, and work with internal/external teams - Contribute to Group projects, produce customized reports, and analyze reinsurance structures - Evaluate pricing, analyze real-time events, and demonstrate strong analytical abilities - Excellent written and verbal communication skills, and proficiency in Excel - Desirable: Knowledge of commercial insurance, catastrophe modeling industry, and coding experience 4. **Technical Solution (SQL query)**: - Work as a Catastrophe Modelling Analyst in the Accumulation Management department - Collaborate with the Technical Solutions team to develop customized tools and databases - Maintain existing tools, assist users, test new functionality, and support team projects - Bachelors Degree in Mathematics/ Applied Mathematics/ Statistics/ Operations Research/ Actuarial Science In summary, WNS is looking for CAT Modeling professionals with specific experience levels in Portfolio Modeling, Regulatory Reporting, Model Validation, and Technical Solution to join their global reinsurance client team. Successful candidates will contribute to various aspects of catastrophe risk analysis, regulatory reporting, model validation, and technical solutions, while ensuring operational excellence and effective communication with stakeholders.,

As a Manager - Traded Risk Assurance at HSBC, you will play a crucial role in defining and scoping the Market Risk Assurance function. Your main responsibility will be to ensure the promotion and implementation of synergies and efficiencies while maintaining an optimal control environment. You will actively challenge the first-line control and risk owners to ensure that risk management activities are effectively functioning, especially in the area of Market Risk. Your duties will include providing subject matter expertise, advice, guidance, and effective challenge to the Risk and Control Owners, monitoring compliance with minimum requirements related to Market Risk management, and reporting on the risk and control profile. You will collaborate with the business to understand the impact of emerging risks, recommend Risk and Control Assessment scoping, and work closely with Internal Audit to align on control environment outcomes. To be successful in this role, you should hold a CA/MBA in Finance or a relevant field, along with at least 2 years of work experience in a Big4/Financial services firm focusing on internal audit, assurance, or traded risk management. A good working knowledge of counterparty credit risk reporting requirements, regulations, and metrics is essential. You should also possess practical experience in counterparty credit risk management within a financial institution and be capable of providing independent review and challenge of key processes. Your ability to effectively challenge stakeholders at various levels, build relationships with a diverse range of stakeholders, and utilize assurance techniques acquired in a big 4 accounting firm or internal audit department will be crucial for success in this role. At HSBC, we are dedicated to creating a culture where all employees are respected, valued, and their opinions matter. We are committed to providing continuous professional development, flexible working arrangements, and opportunities for growth within an inclusive and diverse environment. Your personal data submitted during the employment application process will be handled in accordance with our Privacy Statement available on our website. Join HSBC, where you will have the opportunity to make a real impact and be valued for your contributions.,

Roles and Responsibilities Design, develop, test, and deploy AXIOM solutions for regulatory reporting requirements. Collaborate with stakeholders to understand business needs and translate them into technical specifications. Develop complex SQL queries to extract data from various sources for reporting purposes. Ensure timely delivery of high-quality reports by working closely with the team. Troubleshoot issues related to report generation and provide resolutions. Desired Candidate Profile 4-9 years of experience in AXIOM development or similar tools (e.g., Informatica). Strong understanding of Regulatory Reporting requirements and ability to design reports accordingly. Proficiency in writing complex SQL queries using various database management systems (DBMS). Experience working on large datasets and developing efficient query performance tuning strategies.

At PwC, we specialize in providing finance consulting services focused on financial management and strategy. Our team of experts thoroughly analyzes client needs, develops tailored financial solutions, and provides guidance and support to help clients enhance their financial performance, make informed decisions, and achieve their financial objectives. Within the enterprise performance management division at PwC, your role will revolve around assisting clients in enhancing their financial performance and decision-making processes. This will involve analyzing financial data, devising performance metrics and key performance indicators (KPIs), and creating and implementing performance management frameworks. Your responsibilities will also include offering advice on budgeting, forecasting, and financial planning processes to drive operational efficiency and attain strategic goals. As part of your job at PwC, you will collaborate with both PwC and client team members to design an effective Financial Close and FP&A process. Your responsibilities will encompass all aspects of OneStream implementation, from planning and configuration to design, testing, training, change management, go-live, and post go-live support. There may be occasions where you will be required to engage directly with clients both from an offshore location and on-site. Key Responsibilities: - Demonstrating a strong knowledge of OneStream, Regulatory Reporting, and Financial Close Process. - Implementing Multi GAAP and Multi-currency applications on OneStream. - Establishing best practices in planning, forecasting, and reporting processes, and implementing new performance reporting, planning, and forecasting procedures within OneStream. - Proficiency in intercompany elimination, consolidation adjustments, and ownership accounting. - Designing metadata, configuring security, and crafting business rules. - Familiarity with Smart View and Reporting functionalities. Job Requirements: - Demonstrated expertise and successful track record in end-to-end implementation of OneStream CPM/EPM Projects. - Ability to understand business requirements and translate them into OneStream solutions effectively. - Establishing best practices in financial close, consolidation, FP&A processes, and reporting. - 2-4 years of experience in OneStream with at least 1-2 end-to-end project involvements. - Sound understanding of Financial Close Process at both standalone and group levels. - Functional knowledge of Consolidation and FP&A to guide business users throughout the financial close process. - Developing various reports (OneStream Cube Views and Excel Add-in) and dashboards as necessary. - Capability to create prototype proof of concept applications within the OneStream platform. - Transitioning FP&A from excel-based to technology-supported (OneStream) integrated planning. Join us at PwC to make a meaningful impact in the world of finance consulting and enterprise performance management!,