Associate Regulatory Reporting

1 - 5 years

0 - 1 Lacs

bengaluru mumbai (all areas)

Posted:1 day ago| Platform: Naukri logo

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Work Mode

Work from Office

Job Type

Full Time

Job Description

Direct Responsibilities

  • Various ITO team in Asia will send regulatory reports to ISPL Team. Various controls will have to be performed on these reports (in a given timeline/cut-off time)
  • Each report will have a defined set of controls which could include :
    • Variation compared to previous report
    • Consistency check across the report (or compared to another report which include same or similar data)
    • Reconciliation with another source of Data
  • Depending on the breaks, communicate with the ITO team responsible for the data to investigate the breaks.
  • Once breaks are resolved or cleared , provide greenlight for submission
  • Keep track of all breaks in order to report KPI of daily/weekly activities

Any delay in the control process need to be reported to the concerned ITO team

Contributing Responsibilities

Technical & Behavioral Competencies

  • Strong Preference to have Bachelor or Master Degree on Economics, Mathematics or Finance.
  • Strong Equity derivatives, IRS, FX products & operations process knowledge.
  • Strong Preference to have MS skills (VBA, Excel, and Access) would be a significant plus.

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