3768 Regulatory Reporting Jobs - Page 18

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

A genuinely senior developer who can engage in deep technical discussions, challenge design decisions, and independently delivery high quality solution. This role will closely work with onshore tech lead to architect, design and deliver the new components of the Fortress services for FY26 key initiatives. Responsibility Independent problem solving: Take ownership of complex features from design to development. Propose and implement quality solution proactively Technical collaboration: Engage in meaningful design discussions with concreate alternatives. Challenge proposed solutions with better approaches. Share knowledge through code reviews. Quality engineering: Write clean, maintainable cod...

Job Purpose Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence. Duties and Responsibilities Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence. Help the team to ensure Review of User access to systems & applications on periodic basis and help business heads to provide sign off on the same Review of technology controls in t...

Job Purpose The data analyst plays a crucial role in ensuring that organizations adhere to regulatory standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications. Duties and Responsibilities Finalization of data elements and scenarios for data analysis and review Alignment and Co-ordination with cross functional team to ensure end to end implementation of data analytics tool. Monitoring and review of various data elements financial and non financial on a periodic basis Ensure end to end support to regulatory reporting team & central c...

Job Purpose This position is open with Bajaj Finance ltd. Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and ECL framework involves implementation of regulatory guidelines. Credit Loss calculation is an integral part of the Risk- Expected Credit loss framework. The team looks at multi-variate dimensions from a risk perspective for calculating the expected credit loss, scenario analysis, forecasting etc. The Risk -ECL team assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose. Expected credit loss being an important part of...

About this role: Wells Fargo is seeking a Financial Reporting Analyst In this role, you will: Meet the companys regulatory, Security and Exchange Commission, and other external financial reporting requirements Lead planning and execution strategy of large, complex external financial reporting requirements Provide technical interpretation on various matters and is a key change agent in building and adopting best practices within the functional area Lead implementation of the most complex projects and initiatives impacting multiple lines of business across the enterprise Lead stakeholder development by maintaining ongoing interaction that increases their awareness, understanding, accountabilit...

Operation Analyst, NCT Position Overview Job Title: Operation Analyst, NCT Location: Jaipur, India Role Description The Process Executive will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate needs to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. You should ensure that all queries/first level escalations related to routine activities are responded to within the time frames pre-specified. Should take responsibility and act as backup for the Peers in their absence and share best practices with the team. What we'll offer you As part of our flexible schem...

About this role: Wells Fargo is seeking a Financial Reporting Analyst In this role, you will: Meet the companys regulatory, Security and Exchange Commission, and other external financial reporting requirements Lead planning and execution strategy of large, complex external financial reporting requirements Provide technical interpretation on various matters and is a key change agent in building and adopting best practices within the functional area Lead implementation of the most complex projects and initiatives impacting multiple lines of business across the enterprise Lead stakeholder development by maintaining ongoing interaction that increases their awareness, understanding, accountabilit...

DM – Finance& Accounting with strong experience in the General Insurance domain. The ideal candidate should have hands-on exposure to the end-to-end month-end close cycle, insurance accounting, regulatory reporting, and US GAAP / Tax reporting.

Role Overview: As a Technology - Senior Executive - Technology Regulatory Compliance at MCX, you will be responsible for ensuring compliance with various directives of SEBI through periodic reviews and audits. Your role will involve preparing and issuing circulars, collaborating with the Information Security team, and working closely with senior management to maintain technology-related compliance within the organization. Key Responsibilities: - Periodically review compliance with SEBI directives such as Act, Rules, Regulations, and Circulars. - Prepare and issue circulars in a timely manner to communicate relevant information to members. - Develop Terms of Reference (ToR) for System Audit R...

Role Overview: As a key member of the asset management team at Invesco, you will be responsible for handling the day-to-day activities related to reporting, reconciliations, and exception monitoring. Your role will involve analyzing reconciliation results, investigating trade and transaction reporting breaks, and ensuring the accuracy and completeness of reporting. You will also play a crucial part in developing and maintaining relationships with regional stakeholders and various business areas. Key Responsibilities: - Handle day-to-day activities related to reporting, reconciliations, and exception monitoring - Analyze reconciliation results and investigate trade and transaction reporting b...

As a Regulatory Reporting Associate within the Asia Banking Operations team, you will be responsible for delivering the agenda across the Asia Banking Ops regulatory landscape. You will document and deliver transactional regulatory compliance requirements for APAC, build out the control framework, and ensure sufficient internal controls and procedures are in place to minimize risk. You will work on change management practices for regulatory changes, manage evolving demands, and partner with local and regional key stakeholders to ensure accuracy, completeness, and timeliness of regulatory reports. Job Responsibilities Deliver the agenda across the Asia Banking Ops regulatory landscape. Docume...

As a Compliance Manager, your role will involve overseeing compliance with IFSCA regulations, SEBI rules, and all applicable laws governing financial/market activities in GIFT City. You will be responsible for drafting, updating, and implementing compliance policies, SOPs, and internal control frameworks. Conducting periodical compliance checks, internal audits, and regulatory reporting will also be part of your key responsibilities. You will need to liaise with regulators, auditors, exchanges, and legal teams for timely submissions and clarifications. Monitoring changes in laws/regulations and ensuring prompt policy updates will be crucial. Additionally, reviewing and approving new products...

Job Description Position Title Assistant Manager Lead Assistant Manager (Reinsurance) Function, Responsibility Level Reinsurance Operations, Assistant Manager Reinsurance Operations, Lead Assistant Manager Reports to Manager Reinsurance Operations Sr. Manager Reinsurance Operations Location Noida, India Span of Control 0 Position Type Permanent Primary Responsibility: Prepare financial and management reporting Perform Regulatory reporting such Schedule P, Schedule F etc Review ceded premium and loss results from the reinsurance system Manage review of reinsurance payments to the brokers/reinsurers Review claims billings Perform accounting transactions, manual journals Perform GL Reconciliati...

Process Activity: Consumer Credit Risk Risk Systems Strategy & Execution Role: Consumer Credit Risk -Risk Systems Strategy & Execution Description: Senior leader driving strategy, governance, and execution across credit risk data, compliance, operations, and technology. Key responsibilities: Lead teams and programs; strengthen governance/controls and mitigate operational risk; ensure regulatory adherence; oversee data integration/transformation (incl. third-party data); drive innovation/automation and process optimization; manage stakeholders/vendors and partner with legal/compliance/audit. Qualifications: 10+ years in credit risk/financial services/tech ops/project leadership; proven team l...

The Process Executive will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate needs to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. You should ensure that all queries/first level escalations related to routine activities are responded to within the time frames pre-specified. Should take responsibility and act as backup for the Peers in their absence and share best practices with the team. What we ll offer you As part of our flexible scheme, here are just some of the benefits that you ll enjoy, Best in class leave policy. Gender neutral parental leaves ...

Job Title: Kyriba Treasury System Implementation Consultant Job Summary: As a Kyriba Implementation Consultant, you will be responsible for leading and executing the end-to-end implementation of Kyribas Treasury Management System (TMS) for clients across industries. You will work closely with client stakeholders to design, configure, test, and deploy Kyriba modules that support treasury, risk, and liquidity operations. Key responsibilities Project Management & Client Engagement: Lead blueprint and design sessions with clients to define scope and requirements. Manage project timelines, deliverables, and client communications. Serve as the primary point of contact for Kyriba implementation pro...

Who we are About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies from the world s largest enterprises to the most ambitious startups use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount of work ahead. That means you have an unprecedented opportunity to put the global economy within everyone s reach while doing the most important work of your career. About the team The Regulatory And Compliance Engineering organization is composed of multiple teams that ensure Stripe has the best-in-class automated frameworks for meeting our ex...

About The Role Key Responsibilities We are seeking a strong QA Lead with proven experience in Trade Regulatory Reporting to manage testing delivery at a program level The ideal candidate will bring deep domain knowledge leadership capabilities and hands-on experience in regulatory reporting platforms Experience with the Broadridge Trade Regulatory Reporting platform is a significant advantage Lead and manage QA activities across multiple projects within the Trade Regulatory Reporting domain Define and implement test strategies plans and processes aligned with program goals Coordinate with cross functional teams including development business analysts and compliance to ensure comprehensive te...

Project description We are seeking an experienced Avaloq Developer with deep expertise in Treasury, Foreign Exchange (FX), and Money Market products. The successful candidate will play a key role in designing, developing, and maintaining Avaloq Core Banking solutions, ensuring seamless integration and functionality of treasury operations. This role requires strong Avaloq development experience, comprehensive knowledge of treasury products, and the ability to translate business requirements into scalable technical solutions. Responsibilities Avaloq Development & Customization Design, develop, and implement changes within the Avaloq Core Banking system (e.g., ACP customizations, scripting, par...

Responsibilities Partner with Front Office, Finance, Product Control, and Operations teams to gather requirements for new change initiatives and resolve day-to-day issues. Configure and maintain Murex Accounting setup, including sub-ledger and GL mappings. Deliver finance and product control reports for P&L, Balance Sheet, and reconciliation processes. Manage valuation, reconciliation, and end-of-day processing, ensuring consistency across Front Office, Finance, and Risk views. Support Finance and Product Control changes for regulatory reporting requirements (e.g., APRA, Basel 2.5). Facilitate workshops with end users, prepare and execute UAT, and provide post go-live support during hypercar...

Responsibilities Partner with Front Office, Finance, Product Control, and Operations teams to gather requirements for new change initiatives and resolve day-to-day issues. Configure and maintain Murex Accounting setup, including sub-ledger and GL mappings. Deliver finance and product control reports for P&L, Balance Sheet, and reconciliation processes. Manage valuation, reconciliation, and end-of-day processing, ensuring consistency across Front Office, Finance, and Risk views. Support Finance and Product Control changes for regulatory reporting requirements (e.g., APRA, Basel 2.5). Facilitate workshops with end users, prepare and execute UAT, and provide post go-live support during hypercar...

Location- Hyderabad/Chennai Hybrid mode of work Tentative date of interview : Virtual Skillset: Finance know, reg or liq or financial rep + assurance/audit + reconciliation + sox + orm + coso Roles - Transaction testing within assurance with reg and audit We are currently seeking an experienced professional to join our team in the role of Reg Reporting - Transaction Testing Manager Business: Global Finance Assurance Principal responsibilities Transaction Testing Specialist Reverse engineering report balances down into transactions Ensuring transactions are properly aligned to report line items\cells reporting instructions Using appropriate sampling techniques to ensure the testing population...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...