Compliance Officer - GIFT City

As a Compliance Manager, your role will involve overseeing compliance with IFSCA regulations, SEBI rules, and all applicable laws governing financial/market activities in GIFT City. You will be responsible for drafting, updating, and implementing compliance policies, SOPs, and internal control frameworks. Conducting periodical compliance checks, internal audits, and regulatory reporting will also be part of your key responsibilities. You will need to liaise with regulators, auditors, exchanges, and legal teams for timely submissions and clarifications. Monitoring changes in laws/regulations and ensuring prompt policy updates will be crucial. Additionally, reviewing and approving new products, processes, and client onboarding from a compliance standpoint will be required. Ensuring timely filing of statutory returns, reporting, and documentation, as well as training employees on regulatory requirements, risk controls, and compliance best practices, will be essential. Investigating compliance breaches, preparing action reports, and implementing corrective measures, along with maintaining complete documentation of compliance records and inspection reports, will also be part of your duties. Key Responsibilities: - Oversee compliance with IFSCA regulations, SEBI rules, and all applicable laws governing financial/market activities in GIFT City - Draft, update, and implement compliance policies, SOPs, and internal control frameworks - Conduct periodical compliance checks, internal audits, and regulatory reporting - Liaise with regulators, auditors, exchanges, and legal teams for timely submissions and clarifications - Monitor changes in laws/regulations and ensure prompt policy updates - Review and approve new products, processes, and client onboarding from a compliance standpoint - Ensure timely filing of statutory returns, reporting, and documentation - Train employees on regulatory requirements, risk controls, and compliance best practices - Investigate compliance breaches, prepare action reports, and implement corrective measures - Maintain complete documentation of compliance records and inspection reports Qualifications Required: - Strong knowledge of IFSCA / SEBI / RBI / FEMA regulations - Experience in Broking, Investment, Capital Markets, NBFC, or FinTech compliance - Excellent understanding of regulatory reporting and audit processes - Strong documentation, policy-drafting, and analytical skills - Ability to work in a fast-paced, new-setup environment - High attention to detail and risk management mindset - Strong communication and coordination skills Please note that the company did not provide any additional details in the job description.,