1682 Regulatory Reporting Jobs - Page 11

About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...

Job description Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Job Introduction Should have hands on experience in Mutual fund operations looking after Cash flow, Settlement operations & regulatory reporting's. Principal Responsibilities Experienced in executing settlements for equity, debt, GSEC, and repo trades, using STP, FIMMDA Reporting, and NDS systems, and communicate with custody. Prepare daily Cashfl...

Dear Candidate, Greetings!! Kindly find the Job Description for the Financial Surveillance. Role and Responsibilities: Analysis of Financial Statements like Balance Sheet, Profit & Loss Account, Cash Flow Statement including Ratio analysis, Trend analysis etc. to identify misrepresentation of financial statements, misappropriation / diversion of funds, probe complex transactions and other financial frauds / misconduct. Good understanding of Annual Reports and IND AS. Preparation of Examination Reports based on analysis. Development activity for process improvement. Assisting team with any adhoc activities. Interaction/Meeting with Regulatory Bodies. Knowledge of Companies Act, SEBI Regulatio...

Excellent Communication Skills - ability to clearly express ideas, ask clarifying detailed probing questions, and also take feedback from the audience in the room to be able to adjust communication as needed.Given we have very challenging clients, some of whom do not always ask questions when they are confused, and rather look perplexed, it's imperative that the person can answer a question and also ensure the client understands the answer. Business Analyst experience and skills - some skills include beingable to elicit requirements, write user stories, do current state analysis, produce process flows, write business requirements documents, converse with cross functional teams as needed, wor...

Validating the closure of prioritized Integrity of Regulatory Reports (IRR) Programme issues prior to declaration of closure to the Skilled Person Validating the accuracy and completeness of Process Maps and its documentation for regulatory returns Validate the completion of various IRR program milestones and underlying tasks

Regulatory Compliance: Ensure full compliance with all SEZ-related laws, regulations, and guidelines Stay updated on changes in SEZ policies and implement necessary adjustments Accompany with Cognizant full time employee to meet government authorities and SEZ officials for compliance-related matters Documentation and Reporting: Prepare and maintain all required documentation for SEZ operations Submit periodic reports to relevant authorities as mandated by SEZ regulations Ensure accurate record-keeping of all SEZ-related transactions and activities Customs and Import/Export Management: Oversee customs procedures for goods entering and leaving the SEZ Manage import and export documentation, in...

You will work with clients on projects related to risk management, regulatory reporting, and process optimization. You will lead and manage teams in the end-to-end production of regulatory reports, including assessing regulatory requirements, ensuring conformance, data aggregation, validation, trend analysis, and submission to supervisory bodies. You will be the first level of escalation for issues and concerns on large engagements led by a Manager/Senior Manager. Your responsibilities will include gathering and analyzing client business/functional requirements, understanding client requirements for proposed solutions, and conducting new regulation analysis assessments and impact analyses fo...

As the Financial Controller, your primary responsibility will be to oversee and manage the financial reporting, accounting, and compliance functions in alignment with regulatory requirements. You will play a crucial role in ensuring the integrity of financial statements and adherence to IFRS/IND-AS and other applicable accounting standards. Developing and implementing internal controls, risk management frameworks, and governance policies will be essential aspects of your role. Additionally, you will lead financial audits, working closely with external and internal auditors to ensure compliance. Your role will also involve optimizing working capital management, cash flow, and financial risk a...

As a member of our team at Capco, a Wipro company, you will be part of a global technology and management consulting firm that has been recognized with prestigious awards such as Consultancy of the Year in the British Bank Award. Capco has also been ranked in the Top 100 Best Companies for Women in India 2022 by Avtar & Seramount. Our firm operates across 32 cities worldwide, providing support to over 100 clients in the banking, financial, and energy sectors. We are esteemed for our expertise in deep transformation execution and delivery. When you join Capco, you will have the opportunity to make a significant impact through innovative thinking, delivery excellence, and thought leadership. W...

As part of Group Technology and Operations (T&O) at the bank, you will play a crucial role in maintaining an efficient and resilient infrastructure by focusing on productivity, quality & control, technology, people capability, and innovation. Your responsibilities will include monitoring daily reconciliation of accounts, ensuring timely and accurate regulatory reporting, and identifying risks related to local laws and regulations. You will be expected to conduct root cause analysis for any identified breaks, work towards automation of manual processes, and guide Operations units and branches in resolving queries. Additionally, you will collaborate with various units of the bank in an agile e...

As a Climate Risk professional at KPMG India, you will play a crucial role in Financial Risk Management by leveraging your expertise in Model Risk Management and Climate Risk models. With prior experience working with GSIBs or Indian Banks, you will be responsible for developing and validating models related to ESG and Climate Risk, including Climate Change simulation models, transition & financial models, nature hazard models, physical risk models, climate scenario models, and emission pathway models. You will utilize your knowledge of climate-related datasets such as Exiobase, S&P Trucost, and climate scenarios like NGFS, IEA, etc. to support central data and modelling teams in integrating...

Pershing Regulatory Reporting Manager - Vice President At BNY, our culture allows us to run our company better and enables employees growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this i...

You will be working as a Financial Reporting Specialist in a leading IT solutions provider. Your main responsibilities will include preparing monthly, quarterly, and annual financial statements, ensuring accuracy and compliance with accounting principles. You will also be responsible for submitting accurate financial reports to relevant authorities in a timely manner to meet regulatory requirements. Your role will involve analyzing financial data to identify trends, variances, and discrepancies, providing detailed explanations and recommendations for corrective actions. You will also support internal and external audits by providing necessary documentation and explanations. Additionally, you...

Senior Manager- Ethics and Compliance 1.Work and Support in developing and implementing an effective compliance program to meet the regulatory expectations of the Fintech and Payment business, including but not limited to areas such as Payments, Digital Lending, Insurance intermediary, Gift Cards, cobranded Credit Cards, BBPS, UPI-TPAP, NFT etc. 2. To cover and include regulatory compliance, including anti-money laundering, anti-fraud, customer protection, data privacy, data localization and complaints handling framework (including policies, procedures, identifying root cause, monitoring, training, awareness, and ongoing risk assessment) for Fintech and Payments Business. 3. To develop anti-...

Join our dynamic team in Legal function. This is a unique opportunity for you to be a ssist with corporate secretarial work for legal entities in India, Middle East & Africa (EMEA) regions Job Summary As a Corporate Secretarial Officer within the Office of the Secretary ("OTS") team in the Legal function, you will partner with management, directors, control groups, line of business, and corporate units to promote effective and consistent governance of the firm, its branches, subsidiaries, and affiliates (each, an Entity ). You will also help maintain the legal good standing status of these Entities in the required jurisdictions, with responsibility for various regulatory reporting in all loc...

You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right team As a Regulatory Reporting Business Associate within the Regulatory Reporting Team, you will support Mortgage Banking External/Regulatory Reporting by gathering and documenting business requirements in accordance with regulatory requirements. You will be responsible for regulatory and non-regulatory exam requirements, working under tight deadlines to ensure compliance and timely completion of projects. Job Responsibilities Interpret business needs of customers and translate them into application and operational requirements (BRD) in compliance with JPMC standards, utilizing st...

Nasdaq is looking for a passionate Sr. Implementation Specialist to join the Nasdaq AxiomSL Client Services team in India. If Innovation and effectiveness drive you forward this is the place for you! As as Senior Implementation Specialist, you will play a key role in the design and delivery delivery of complex regulatory reporting solutions of varying sizes to new and existing customers and will be part of the client services team within the FinTech industry. You will be part of a team that is responsible for implementation and delivery of Nasdaq AxiomSL solutions globally. Co-lead the customer project discovery workshops to understand the detailed client business requirements. Work on craft...

About The Role We are looking for Team Member- Financial Inclusion Location Mumbai Grade M2/M3 Experience- 4-6 years About The Role : He/ She will be responsible for: Manage end to end Aadhaar Seva Kendra"™s (ASK) or Aadhaar Enrolment Centres or Aadhaar on Wheels( AOW) through Branch channel and Vendors. Ensuring profitability of ASK/AOW by driving cross sell and enrolment transactions Liaise with various teams / stake holders to improvise process and technological solutions Conducting Vendor audit, ensuring proper governance, periodic vendor reviews and ensuring compliance. Proper maintenance of documents and records. Conducting VendorAgreement reviews and closures Responsible for managing ...

About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...

Clearing and Settlement Analyst, AS Position Overview Job Title: Clearing and Settlement Analyst Corporate Title: Associate Location: Pune, India Role Description The Job holder report to VP - Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by them in terms of strategic issues, compliance, etc. However, the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare ass...

As an experienced Internal Auditor with 3+ years of experience in NBFC/Banks, you will be responsible for independently managing Internal Audit assignments in Banks/NBFC. Only male candidates are preferred for this role and applications are accepted only from Ernakulam. Your key responsibilities will include performing and controlling the full audit cycle, ensuring risk management and control management over operations effectiveness, financial reliability, and compliance with all applicable directives and regulations. You will interact independently with stakeholders like heads of departments, CFO, Head of Internal Audit, etc. Additionally, you will handle various processes related to Operat...

You should have 7 to 15 years of experience as a Business Analyst with expertise in Regulatory Reporting, Control, Assurance, and Audit. Good communication skills are mandatory for this role. The ideal candidate should possess knowledge in accounting/financial reporting, capital requirements, and analytics within financial services. Specifically, candidates with a background in Finance, treasury, or risk, with experience in accounting/financial reporting, capital requirements, and market risk are preferred. Experience in banking and relevant market contexts such as Capital management, Capital reporting, regulatory experience, and PRA experience will be beneficial. You should have experience ...

The Reconciliation Production Analyst, NCT position based in Mumbai, India involves reporting to VP Deputy Head Securities & Custody Operations for guidance and authority. While being guided on strategic issues and compliance, the jobholder is expected to independently engage with Internal/External parties and stay informed about regulatory changes. Under our flexible scheme, you will enjoy benefits such as best in class leave policy, gender-neutral parental leaves, childcare assistance benefit, sponsorship for Industry relevant certifications, and education. Additionally, we offer Employee Assistance Program, Comprehensive Hospitalization Insurance, Accident and Term life Insurance, and Hea...

As a Legal & Compliance Specialist at our organization located in Whitefield, Bangalore, India, you will be responsible for ensuring compliance with India-specific corporate, labor, and regulatory requirements. Your expertise in legal matters, combined with hands-on experience in compliance management, regulatory reporting, and risk mitigation, will be crucial for this role. Preference will be given to candidates with a background in technology-driven compliance frameworks and tools, although experience in contract management will also be valued. Your key responsibilities will include overseeing and managing compliance management systems, ensuring alignment with regulations, monitoring data ...

As a methodical professional with a positive attitude and a passion for analyzing and collaborating with teams, you have found the right opportunity. Join our Asset Management team at J.P. Morgan Asset Management (Europe) S. r.l. (JPMAME) as a Product Administration professional. In this role, you will work alongside a dedicated team to support JPMAME, the designated Luxembourg Alternative Investment Fund Manager (AIFM) of J.P. Morgan Asset Management's alternative investment products. Your primary focus will be to provide supervision and oversight of fund activities, including those delegated to third parties, to support the fast-growing Alternative funds pipeline and the implementation of ...