3745 Regulatory Reporting Jobs - Page 11

Internal employees - Level 5, 6, 7 can apply External employees - CA with relevant experience of 4+ years Key accountability Ensuring complete accuracy and controls in all financial and regulatory reporting. Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output. Close co-ordination with other cross functional teams and stakeholders of the organization. Management and support in financial forecasts and report variances. Competencies Proficient in MS Office, primarily in Excel & word An analytical mind and inclination for problem solving String verbal and written communication skills

Join us as a Regulatory Reporting Assurance - AVP at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to our digital offerings, ensuring unparalleled customer experiences. To be successful in this role, you should have: Keen to learn and enhance their technical capabilities on an ongoing basis. Good interpersonal skills including the ability to manage stakeholder expectations. Expertise in Alteryx, Python, and other automation & AI related knowledge Is a value addition. Audit Experience. Regulatory reporting experience. You may be assessed on key critical skills relevant for success in role, such ...

Sales Compliance Purpose / key objective of role The role requires the employee to execute the tasks allotted by the reporting manager(s), in relation to the following compliance areas Regulatory updates and implementation- Review regulatory updates and regular tracking and implementation of any regulatory requirements and any other compliance matters. Advisory role with respect to processes - Providing advisories to stakeholder on various regulatory aspects. Engage with partners and stakeholders to enable compliance related onboarding and servicing processes. Agreement review- Review intermediary and service partner agreements. Regulatory Monitoring and reporting- Ensuring monitoring and ri...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. **Responsibilities:** - Prepare and validate the following Regulatory and Tax reports for Australian Funds: - ABS Reporting (Australian Bureau of Statistics) - Business Activity Statements (BAS) - Monthly and quarterly - RG97 Performance Fee Reporting - ATO Reporting - DTA Monitoring - Tax Realignment - CVA/DVA assessment for financial repor...

About The Role Skill required: Retirement Solutions - Client Project Management Designation: Insurance Operations Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 coun...

About The Role Skill required: Retirement Solutions - Client Project Management Designation: Insurance Operations Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countr...

About The Role Skill required: Retirement Solutions - Client Project Management Designation: Insurance Operations Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120...

Job Title : Manager Regulatory Reporting (Finance Control & Governance RTR) Location : Noida Company : Leading MNC Note : Read the job post properly. Only relevant profiles will be considered. Immediate joiners preferred. Job Description: We are hiring a Management/Domain Trainee for Regulatory Reporting in the insurance finance domain. Key Responsibilities: Prepare and submit regulatory & statutory returns (Lloyd’s, PRA, NAIC, EMEA, Bermuda, Canada). Handle Solvency II reporting (QRTs, Pillar 3, SCR/MCR, balance sheet, own funds). Prepare Lloyd’s market returns (QMA, QMB, QSR, ASR). Support investment & asset reporting , reconciliations, and valuations. Ensure regulatory compliance, governa...

Job Title: Assistant Manager / Management Trainee / Domain Trainee Regulatory Reporting (Finance Control & Governance RTR) Location: Noida Company: Genpact Note: Read the job post properly. Only relevant profiles will be considered. Immediate joiners preferred. Job Description: We are hiring a Management/Domain Trainee for Regulatory Reporting in the insurance finance domain. Key Responsibilities: Prepare and submit regulatory & statutory returns (Lloyds, PRA, NAIC, EMEA, Bermuda, Canada). Handle Solvency II reporting (QRTs, Pillar 3, SCR/MCR, balance sheet, own funds). Prepare Lloyds market returns (QMA, QMB, QSR, ASR). Support investment & asset reporting , reconciliations, and valuations....

Role & responsibilities Mandatory Skills Description: • 8+ years of QA experience with strong exposure to Capital Markets. • Good understanding of at least one major regulatory framework such as EMIR, MiFID II, SFTR, or Dodd-Frank. • Good knowledge of trade reporting data flow and validation processes. • Ability to manage QA delivery across multiple workstreams. • Hands-on experience in test planning, execution, and defect management. • Good communication and stakeholder management skills. • Experience with the Broadridge Trade Regulatory Reporting platform is a plus. • Good understanding of dependency management across testing streams. • Ability to identify, assess, and mitigate risks withi...

Job Opening: Regulatory Reporting Finance & Accounts (CA Mandatory) Location: Mumbai / Pune Experience: 5 – 15 Years Salary: 25 LPA – 65 LPA (depending on experience & expertise) Qualification: CA (Mandatory) Industry: Banking / NBFC (Experience in Indian Banks / NBFCs is mandatory) About the Role: We are looking for an experienced Finance & Accounts professional with strong expertise in RBI & Regulatory Reporting , RBI Returns , RBI Inspection , and Regulatory Framework including Basel Norms & Implementation for banks and NBFCs. Key Responsibilities: End-to-end preparation, submission, and review of RBI regulatory returns and reports. Adzuna Ensure compliance with RBI regulations , regulato...

You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on potential insider trading and market manipulation. Your key responsibilities will include: - Investigating and closing out monitoring alerts thoroughly and in a timely manner - Ensuring that significant issues identified are fully investigated and promptly escalated when necessary - Driving continuous improvement of the surveillance framework through refinement and calibration - Contributing to the implementation of strategic department projects, including global and regional initiatives - Raising Suspicious Transaction reports (STR) to the local country complia...

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success. Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting. As a Compliance and Operations Risk Test Lead in the Tes...

Support the end-to-end migration of legacy databases to a new platform, ensuring data integrity, security, and optimal performance. Define and execute test cases, create test data, and test suites to validate functionality and regulatory compliance. Monitor regulatory changes and assess their impact on existing and future system functionalities. Analyze and refine requirements, design changes using pseudo-code, and provide guidance to developers. Continuously identify opportunities for improvement and propose enhancements to optimize compliance processes and system efficiency. Collaborate closely with Developers, Product Owner, and other teams to ensure requirements are clearly understood an...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Lead Commercial Banking Portfolio Coordinator-Financial Statements and Pre-underwriting About this role: Wells Fargo is seeking a Lead Commercial Banking Portfolio Coordinator. In this role, you will: Support performance and overall effectiveness of team, as well as cross-group administrative operations Provide feedback and present ideas for improving or implementing processes and tools within Commercial Banking Portfolio Management Review credit information of loans for companies and industries Respond to customer inquiries, generate status reports for management or bankers and contact available sources of information Perform or guide others on complex tasks or initiatives that require plan...

Hiring alert: Shivalik Small Finance Bank HO at Noida One position of Compliance Associate- Reporting Hands on experience in RBI reporting/returns filing in a commercial bank. Knowledge of returns filing, calculation, verification, validation as per guidelines and within time. Conversant with the relevant guidelines on reporting. Proficient in excel, data analytics, consistency check. Qualification: CA/MBA/Postgraduate PQE: 6-8 years, reporting 2 years. Immediate joiners with above criteria fulfilled will be given preference. One position of Compliance Associate- Testing Experience in working in IT, Infosec or IT audit of a bank with hands on knowledge of banking technology, information secu...

Responsible for statutory compliance, mining regulatory reporting, legal documentation, MIS preparation, license/permit renewals, government liaison, and audit coordination to ensure 100% adherence to mining and corporate compliance requirements.

About this role: Wells Fargo is seeking a Senior Lead Operational Risk Officer In this role, you will: Provide companywide oversight and governance of an integrated operational risk program or initiative Develop and drive innovative operational risk approaches and solutions companywide through an influence model Identify potential business operational risks Develop and drive innovative operational risk approaches and solutions companywide through an influence model Constructively and independently challenge existing risk management fundamentals or assumptions and develop alternative approaches and solutions Evaluate long term implications and consequences of strategic business decisions and ...

Operations Early Talent 2026 Position Overview Deutsche Bank- Operations Location - Bangalore / Jaipur / Pune Division Description - Operations Operations teams provides support for all Deutsche Bank's businesses to enable them to deliver transactions and manage clients. Our people work in established global financial centres to name a few London, New York, Frankfurt and Singapore, as well as specialist development and service centres in locations including Bucharest, Moscow, Pune, Dublin and Cary. We process payments in excess of a trillion euros across the bank's platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day. Wh...

About this role: Wells Fargo is seeking a Senior Commercial Banking Portfolio Coordinator... In this role, you will: Review complex credit information of loans for companies and industries Provide support to the Commercial Banking Portfolio Management team and more experienced individuals in the credit approval process Perform complex credit investigations on companies and industries Utilize knowledge and interpretation of procedures to direct less experienced individuals Interact with immediate team and Commercial Banking Portfolio Management functional area to review process of companies for providing credits Required Qualifications: Experience in financial analysis, or equivalent demonstr...

Role Overview: As a Compliance Officer, you will play a crucial role in supporting and enhancing the regulatory compliance and governance framework of the organization's financial services and marketplace business lines. Your expertise in financial regulations, hands-on experience in compliance operations, and ability to collaborate with cross-functional teams in a dynamic, tech-driven environment will be essential. Preferably, you should have exposure to regulatory regimes in South-East Asia. Key Responsibilities: - Provide governance & secretarial support by conducting and managing Board Meetings, Audit Committee Meetings, and Nomination & Remuneration Committee (NRC) Meetings. This includ...

As a Senior Officer - Business Analyst in the Data Governance Domain at Mizuho Global Services Pvt Ltd, you will have the opportunity to be part of a subsidiary company of Mizuho Bank, Ltd, one of the largest banks in Japan. Mizuho Global Services was established in 2020 as a global processing center for handling banking and IT operations for Mizuho Banks domestic and overseas offices and group companies worldwide. **Key Responsibilities:** - Visualize and analyze data source systems for internal and external reporting. - Ensure accurate and timely regulatory reporting compliance in line with local and cross-border requirements. - Implement and maintain data governance frameworks across corp...

As an experienced professional in Legal & Compliance technology, you will play a crucial role in providing product expertise and support for various initiatives related to product development, Legal & Compliance operational improvements, vendor management, and system releases. Your responsibilities will include: - Collaborating with the Legal & Compliance team members on technology roadmap and ongoing deliverables, while proactively managing demand and competing priorities. - Acting as a Subject Matter Expert (SME) in managing, designing, and implementing existing and new systems, capturing business requirements, designing technical solutions, and working with internal and external partners ...