Senior Compliance Officer

Role Overview: As a Compliance Officer, you will play a crucial role in supporting and enhancing the regulatory compliance and governance framework of the organization's financial services and marketplace business lines. Your expertise in financial regulations, hands-on experience in compliance operations, and ability to collaborate with cross-functional teams in a dynamic, tech-driven environment will be essential. Preferably, you should have exposure to regulatory regimes in South-East Asia. Key Responsibilities: - Provide governance & secretarial support by conducting and managing Board Meetings, Audit Committee Meetings, and Nomination & Remuneration Committee (NRC) Meetings. This includes agenda setting, preparation of minutes, circulation of materials, and tracking action items. - Ensure compliance with the Companies Act and corporate governance standards for all relevant entities. - Support Singapore holding company reporting by handling statutory filings, corporate disclosures, and group governance requirements. - Design and execute compliance monitoring plans, risk assessments, and thematic reviews. - Oversee Financial Services regulatory reporting to ensure accuracy, completeness, and timely submission across all jurisdictions. - Identify control weaknesses, track remediation, and ensure closure of audit and regulatory findings. - Support the development and implementation of ESG and sustainability policies aligned with local and international standards. - Coordinate ESG data collection, reporting, and disclosures for internal stakeholders and group-level reporting. - Assist in annual sustainability statements, governance reporting, and integration of ESG metrics into business processes. - Coordinate periodic reporting to investors, shareholders, and the group holding company. - Prepare compliance and governance inputs for investor decks, board packs, and due-diligence requests. Qualifications Required: - Law Degree (LL.B.) from a recognized university is mandatory. - Qualified Company Secretary (CS) is mandatory. - 7-10 years of hands-on compliance experience in Financial Services, including banking, NBFCs, insurance, securities, lending, or regulated financial entities. - Strong experience and understanding of regulatory frameworks such as RBI, SEBI, IRDAI, MCA. - Exposure to South-East Asia regulations, specifically OJK (Indonesia), and BSP/SEC (Philippines). - Proven experience in Board governance, compliance monitoring, and regulatory reporting. - Experience with ESG frameworks, sustainability reporting, and governance metrics is preferred. - Excellent drafting, analytical, and communication skills. - Ability to work independently with strong ethical judgment and stakeholder management capabilities.,