87 Compliance Operations Jobs

We are hiring for the Branch Manager , Personal Banker Teller Authorizer (PBTA/PBA)& Customer Care Executive position with HDFC Bank . The role involves managing customer transactions, ensuring high-quality service delivery, and maintaining compliance with bank policies. Profile & Location- Branch Manager- Raipur,Surajpur PBA- Bhilai PBTA- Raipur,Bhilai,Pamgarh,Pithora,Baramkela,Pusour. Customer Care Executive- Raipur,Champa,Nawagarh,Khairagarh,Kosa,Jashpur,Jamul,Gharghoda. Interested candidate can share there updated CV at rukhsar.rahman@hdfc.bank.in Or rahul.dubey9@hdfc.bank.in Note- Only shortlisted candidate will get a call from our end.

Role Overview: As a Compliance Operations Manager for global commodities derivatives trading at Olam Agri, your primary responsibility will be to develop and maintain compliance operations to ensure alignment with business activities and regulatory expectations. You will play a crucial role in managing daily compliance operations, overseeing controls, liaising with various stakeholders, and assisting in enhancing the compliance program. Key Responsibilities: - Manage daily compliance operations for commodities trading, including trade surveillance, regulatory reporting, position limit monitoring, and management reporting. - Ensure the efficiency and effectiveness of controls managed by the o...

We help the world run better At SAP, we keep it simple: you bring your best to us, and we'll bring out the best in you We're builders touching over 20 industries and 80% of global commerce, and we need your unique talents to help shape what's next The work is challenging but it matters You'll find a place where you can be yourself, prioritize your wellbeing, and truly belong What's in it for youConstant learning, skill growth, great benefits, and a team that wants you to grow and succeed, What You'll Build Perform Inherent Risk Assessments with the Line of Business Units for the services to be provided by third parties to identify the relevancy of the risk based on security, privacy and comp...

One of our clients is setting up a dedicated BPO process in India to support sales and customer engagement operations. To lead this initiative, client is seeking an experienced Division Head / Director. The candidate should be from TriCity (Chandigarh, Mohali, Panchkula) region and should hold experience of working in large BPOs like Concentrix, eClerx, TelePerformance, Airtel, etc. especially in UK-process. Role Overview: The Division Head / Director will be responsible for building, leading, and scaling their India-based BPO operations. This is a senior leadership role with end-to-end accountability across process setup, people management, service, compliance, and technology enablement. Th...

Ensure compliance with regulations through monitoring, data management, internal checks, and coordination. Skilled in analysis, communication, and problem-solving with strong integrity, attention to detail, and a collaborative work ethic. Required Candidate profile Candidates with prior experience in a stock broking & financial services firm will be preferred,Proficiency in Advanced Excel & MS Word is essential,Good communication and analytical skills are a must Perks and benefits Leave encashment

We are hiring for the Personal Banker Teller Authorizer (PBTA/PBA) position with HDFC Bank . The role involves managing customer transactions, ensuring high-quality service delivery, and maintaining compliance with bank policies. Key Responsibilities: Handle cash transactions accurately and efficiently. Authorize and verify teller activities as per banking norms. Maintain daily branch operations and audit compliance. Ensure superior customer service and relationship management. Assist in sales and cross-selling of banking products. Preferred candidate profile Qualification: Graduate (Any Stream) Experience: 03 years (Banking experience preferred) Skills: Good communication, customer handling...

We are hiring for the Personal Banker Teller Authorizer (PBTA/PBA) position with HDFC Bank . The role involves managing customer transactions, ensuring high-quality service delivery, and maintaining compliance with bank policies. Key Responsibilities: Handle cash transactions accurately and efficiently. Authorize and verify teller activities as per banking norms. Maintain daily branch operations and audit compliance. Ensure superior customer service and relationship management. Assist in sales and cross-selling of banking products. Preferred candidate profile Qualification: Graduate (Any Stream) Experience: 03 years (Banking experience preferred) Skills: Good communication, customer handling...

Responsibilities: Manage operations, oversee compliance & risk mitigation. Ensure timely processing of purchase, redemptions, switches. Ensure transaction accuracy, record keeping & client support. Coordinate with investors and fund houses. Food allowance Health insurance Annual bonus

1. Product Costing & Analysis Prepare and maintain product costing for all manufactured items (Resin, Laminates, and related products) 2. Estimation & Pricing 3. Budgeting & Forecasting 4. Compliance & Coordination 5. Cost optimization & Improvement

Job Description: The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews are performed in accordance with policies, procedures, applicable laws, and regulations and all edits or corrections are documented and preserved in a manner prescribed by the clients. Key Responsibilities. Key Responsibilities The team combines regulatory knowledge with operations skills to support client in a range high volume complianc...

Role Overview: As an Access Governance Specialist, your role will involve executing access certifications across all systems, ensuring alignment with governance and compliance requirements. You will be responsible for monitoring and tracking remediation actions for failed access reviews, as well as escalating violations of policies to relevant stakeholders. Maintaining accurate dashboards and compliance reports to support audit readiness and ongoing monitoring efforts will also be a key part of your responsibilities. Additionally, you will review and update governance policies in coordination with business units and compliance teams to reflect evolving standards. Your support in documenting ...

Overseeing payroll processing and managing employee benefits programs. Managing the administrative aspects of hiring, onboarding new employees, and processing offboarding. Generating HR reports, conducting audits, and handling employee queries

As a member of Team Amex at American Express, you will be part of a culture rooted in a rich history of innovation, shared values, and Leadership Behaviors. You will be backed by comprehensive support for your holistic well-being and provided with numerous opportunities to enhance your skills, develop as a leader, and advance your career. Your voice and ideas will be valued, your work will have a meaningful impact, and together, we will shape the future of American Express. In the role of CICO AML, your responsibilities will include: - Performing compliance operation activities to support the Market Compliance Officers for the International market, such as overseeing and executing AML work. ...

Hi, We are looking for a person to join your audit team as a Compliance Officer. Job Description of Compliance Officer:- A Compliance Management Officer is responsible for ensuring that a company or organization adheres to all relevant laws, regulations, and internal policies. They monitor compliance with legal and regulatory requirements and develop and implement policies and procedures to prevent violations. Compliance Officer Responsibilities include: Developing and implementing compliance policies and procedures: The Compliance Management Officer designs and implements policies, procedures, and standards to ensure compliance with relevant laws, regulations, and internal policies. Conduct...

About the Role We're hiring a detail-focused and process-oriented Document Submissions Associate to join our core operations team. In this role, you'll help ensure a seamless onboarding experience by reviewing and validating documents submitted by healthcare professionals who want to join our platform. As a key member of the Document Associate team, you'll review a variety of credentials and compliance documents. Your work directly influences the quality, speed, and safety of our onboarding processhelping professionals get to work quickly and allowing facilities to hire without delay. Key Responsibilities Review and validate essential onboarding documents submitted by professionals, ensuring...

TEOCO Corporation (www.teoco.com ), 30 years old Product based IT Organisation, specialisation in Telecom sector, head quarter at Virginia, USA has position for Senior Accountant at Kolkata. We have 20 offices all over the World and 3 offices in India. Position: Senior Accountant with MNC experience Location: Kolkata Full time permanent position Experience: 6 to 8+ years Qualification: CA/MBA in Finance/M.Com./B.Com. At least 2 to 3+ years MNC experience is MUST! JOB DESCRIPTION : Should have at least 6 to 8+ years work experience in handling Accounting and Compliance operation in MNC. Working experience in multi-currency accounting environment is preferable. Must have work experience in SAP...

We are currently looking for dynamic professionals for the following roles: 1) Preferred Relationship Manager (6+ Years Exp) 4) PBA (4+ Years Exp) 3)PB Classic (3+ Years Exp) Roles and Responsibilities Develop and maintain strong relationships with high-net-worth individuals (HNIs) through effective sales strategies. Identify new business opportunities and drive cross-selling initiatives to increase revenue growth. Ensure compliance with regulatory requirements and internal policies while delivering exceptional customer service. Collaborate with other teams to achieve branch targets for portfolio management, sales, and cross-selling. Walk In Drive details: Date Of Interview: 08th October 202...

Regulatory Affairs Associate Responsible for preparation, review & submission of regulatory documents (US FDA, EMA, ICH), ensuring compliance with guidelines, supporting product approvals, maintaining records & coordinating with authorities. Required Candidate profile BSC/MSC/B.Pharm or Life Sciences graduate with knowledge of regulatory guidelines, dossier prep, submission processes, documentation, compliance, MS Office, attention to detail & communication skills.

About the Role We are looking for a highly detail-oriented and process-driven Subject Matter Expert (SME) to join our core operational team at Clipboard Health. This role is critical in managing document escalations, preventing fraud, and guiding internal teams on credentialing standards for healthcare professionals using our platform. You will be part of a 40-member internal SME group responsible for handling edge-case documentation issues, internal consults, and trust-related escalations that ensure the quality, safety, and compliance of our marketplace. If you're someone who thrives on solving high-stakes operational challenges and wants to be a key player in maintaining trust at scale, t...

Why Clipboard Exists We exist to lift as many people up the socioeconomic ladder as possible. We dramatically improve lives by letting professionals turn extra time and ambition into career growth and financial opportunity. We achieve this with our app-based marketplace that connects workplaces and professionals, allowing professionals to book on-demand shifts and workplaces to access on-demand talent. About Clipboard Clipboard is a fast-growing Series C marketplace. We are a leader in our Long Term Care vertical and are expanding into several others (Dental Offices, Schools, etc). We are a YC Top Company with a global, remote team of 700+ people. We have been profitable since 2022, and fill...

This Position reports to: TMC- (Trade and Transportation) Manager What we believe in At ABB, we are dedicated to addressing global challenges. Our core values: care, courage, curiosity, and collaboration - combined with a focus on diversity, inclusion, and equal opportunities - are key drivers in our aim to empower everyone to create sustainable solutions. That's our story. Make it your story. Your role and responsibilities In this role, you will have the opportunity to manage Trade & Compliances processes, and look after the custom operation, Trade Advisory, Trade Compliance, Trade & Transport, follow with the Freight forwarders & shipping lines, ensure the material delivery. The work model...

INVES 21 seeks an Operations Executive (1-3 Years experience) in Hyderabad. Role: back-office ops, NSDL depository, demat/trading a/c, compliance & trade support. Graduate req., M.Com/MBA pref., strong comms & discipline a must. Free meal Food allowance

In this role, you will have the opportunity to establish and maintain operational methods, service compliance, and procedures. Each day, you will be responsible for planning, design, implementation and continuous improvement withingovernance, compliance, assurance, and/or risk. You will also showcase your expertise by guiding, advising, or supporting in all operational aspects, including document management and systems and procedures analysis. You will be mainly accountable for: Providing subject matter expertise in regulatory aspects (SOX/Data Privacy/Export Control/ ESG and others). Providing requirements regarding foundational needs for compliance assurance to services/processes/projects/...

About The Role : In Scope of Position based Promotions (INTERNAL only) Job Title Employee Compliance, NCT LocationBangalore, India Corporate TitleNCT Role Description The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Departments success. As a team member of Employee Compliance in Central Compliance, primary focus will be to review...

Role Overview: You will be a team member of the Employee Compliance Department in Central Compliance, focusing on reviewing, approving, and monitoring employee activities related to Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance, and Consequence Management for APAC, Americas, and EMEA regions. Your role is crucial in upholding ethical conduct, identifying regulatory solutions, and promoting a culture of Compliance within the Bank. Key Responsibilities: - Gain hands-on experience in various processes of Employee Compliance including Personal Account dealing Trading, Outside Business Interests, Private Investments, Employee Trade ...