111 Compliance Operations Jobs

About this role: Wells Fargo is seeking a Due Diligence Associate In this role, you will: Engage with clients directly or indirectly through relationship managers to support meeting policies or regulatory requirements and focus on client satisfaction Conduct comprehensive research and background investigations on transactions, individuals, entities, organizations or locations to identify and mitigate risks through documenting findings Review basic issues, policies or procedures for which answers can be quickly obtained related to lower risk tasks and deliverables with narrower impact Run periodic due diligence reporting supporting processes reflective of the current business environment Gath...

Role Overview: As a Compliance Officer, you will play a crucial role in supporting and enhancing the regulatory compliance and governance framework of the organization's financial services and marketplace business lines. Your expertise in financial regulations, hands-on experience in compliance operations, and ability to collaborate with cross-functional teams in a dynamic, tech-driven environment will be essential. Preferably, you should have exposure to regulatory regimes in South-East Asia. Key Responsibilities: - Provide governance & secretarial support by conducting and managing Board Meetings, Audit Committee Meetings, and Nomination & Remuneration Committee (NRC) Meetings. This includ...

Role & responsibilities Supplier & Importer Onboarding Manage supplier/importer outreach via phone and email; collect, validate, and track documents (e.g., registrations, verifications, attestations) Monitor onboarding progress and proactively remove blockers Project Coordination Coordinate project communications, timelines, and stakeholder updates during the implementation phase Identify potential blockers and escalate risks as needed Regulatory & Process Alignment Collaborate with the FSVP team on document requirements, verification steps, and compliance workflows Utilize professional background to review and validate required documents Follow standard operating procedures (SOPs), SLAs, an...

As a Vice President - AML Investigations, you will leverage your 15+ years of experience to oversee compliance operations at outsourced delivery centres in Chennai/Pune. Your primary responsibility will be to supervise AML (Transaction Monitoring) and Sanctions (Customer Screening and Transaction Screening) alerts investigations for multiple countries/regions. - Supervise AML and Sanctions alerts investigations - Monitor and govern operations to ensure work product meets agreed KPIs - Support execution of globally consistent procedures and governance frameworks - Interact with Internal Audit and Testing teams, providing timely responses to RFIs and observations Day-to-day operational support...

Job Description: Global Sourcing Manager (China and Asia Operations) Location: Bangalore (On-site) Work Hours: 9 AM to 5 PM (Flexible) Experience Required: 10 plus years in global sourcing, supply chain, or procurement Industry Preference: Consumer products, promotional items, gifting, manufacturing, or trading companies Reporting: COO About the Role The Global Sourcing Manager will lead international sourcing operations across China, Vietnam, India, Thailand, and other Asian markets. This is a strategic, desk-based role focused on building strong supplier relationships, negotiating competitive pricing, ensuring timely deliveries, and supporting the sales and analyst teams with accurate, dat...

Role Overview: You will be a part of the Employee Compliance Department within Central Compliance at Deutsche Bank. Your primary responsibility will involve reviewing, approving, and monitoring employee activities related to Personal Account Dealing Trading, Outside Business Interests, Private Investments, Employee Trade Surveillance, and Consequence Management across APAC, Americas, and EMEA regions. Your role is crucial in ensuring ethical conduct, regulatory compliance, and maintaining the Bank's reputation. Key Responsibilities: - Hands-on experience in various processes of Employee Compliance including Personal Account Dealing Trading, Outside Business Interests, Private Investments, Em...

Key Responsibiltes 1) Hr Operations & Payroll 2) Recruitment & Staffing 3) Statutory & Compliances 4) Administrative Responsibilities 5) Invoice Data Collection and Handling 5) Strong MS excel & Communication 6) Assisting Various Department Health insurance Provident fund Annual bonus

Skill required: Next Generation Customer Operations - Service Desk Non-Voice Support Designation: Business Advisory Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the world's largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in mor...

As a Global Director of Compliance Operations at Azurity Pharmaceuticals, your role is crucial in leading and overseeing the operational execution of the global compliance program across all regions. Your responsibilities will include: - **Operational Leadership:** Leading the day-to-day operational activities of the global compliance function, including program management, resource allocation, and cross-regional coordination. - **Compliance Program Execution:** Overseeing the implementation of compliance policies, procedures, training, monitoring, and reporting frameworks in alignment with applicable laws such as FDA, UK Bribery Act, GDPR, and ABAC. - **Global Governance & Risk Management:*...

As a Compliance Operations Manager in the global commodities derivatives trading team at Olam Agri, your primary focus will be on the development and maintenance of compliance operations. You will ensure that the operations program aligns with business activities and regulatory expectations for soft commodities such as cotton, grains, edible oils, rubber, and related products. **Key Responsibilities:** - Manage daily compliance operations including trade surveillance, regulatory reporting, position limit monitoring, and management reporting for commodities trading. - Oversee the efficiency and effectiveness of controls managed by the operations team. - Collaborate with service providers, Ris...

Job Title: Platform Control & Support - PCVM Team Leader Shift: UK / APAC / US Overview of the Role We are seeking an experienced and proactive Team Leader to join the Platform Control & Violation Management (PCVM) team. This role involves leading a high-performing team responsible for Investment Restriction Compliance Management , including violation oversight, guideline onboarding, and query resolution. You will manage key relationships with Investment Desks, Product, and Client Executives across all asset classes, ensuring compliance with investment guidelines and maintaining a robust control environment. The successful candidate will bring strong leadership, technical expertise, and a ri...

Exp: Min 8+ years Location: Sahibabad, Ghaziabad Male candidates are preferred. Must have plant HR experience Job Responsibilities: Handle payroll for plant manpower. Compliance need to be handled on timely basis with accuracy. Must be assisting in ISO audit activities. Time attendance fetching & monitoring for plant. Monitoring & sending absenteeism details to Management. Daily basis monitoring of attendance for contractor & casual labours APL. Checking of all sales tour bills. Monitoring and arranging local manpower as per requirement and maintaining data bank. Daily Plant round-at least 3 times in a day to find out and rectification of the deficiencies. Prepare OT payment of Plant & Casua...

The COO will lead the end-to-end operational, people, and process backbone of Fabel Services (India), ensuring seamless delivery for Feel Good Contacts (UK). This includes strategic planning, process design, organisational capability building, leadership development, and operational excellence across all departments. This role requires a seasoned operator with deep international e-commerce experience, strong commercial acumen, people leadership, and the ability to build scalable operational systems. Key Responsibilities- 1. Strategic & Cross-Border Operational Leadership Develop and execute the India operating strategy aligned with UK leadership goals. Oversee daily operations across all dep...

Coordination with the management and external stakeholders to close the recruitment cycle from start to finish.Handling of HR documentation & proficiency of records, including Background verification. Onboarding & De-boarding formalities. Required Candidate profile Candidate should be well versed in MS Excel and be familiar with recruitment terms and calculations; Should have good communicational skills for recruitment calling & cordination for operational work.

As Vice President- BX Business Oversight Compliance Technology at Barclays, you will play a critical role in providing oversight coverage for Barclays technology functions globally. Your primary responsibility will involve overseeing Compliance risk within the diverse group of businesses comprising Barclays Execution (BX) services. You will provide expert compliance advisory, regulatory risk management, and governance oversight to support the BX business areas in alignment with the Compliance strategy. Your role is crucial in protecting customers, clients, and colleagues, promoting trust and integrity in the financial system, and contributing to the vision of a world-class influential Compli...

Role Overview: The role demands an energetic professional who thrives in a fast-paced startup environment, can take ownership of daily operations, and ensures the smooth functioning of the workplace with minimal supervision. Flexi working Work from home

Role Overview: As a member of the Risk and Compliance team at Airbnb Capability Center, your role will involve supporting the team in conducting complex investigations, overseeing resources to ensure effective processes, preparing detailed reporting to support decision-making, providing mentorship to team leads, and leading projects to simplify operational problems. You will be responsible for ensuring high performance for internal and partner teams while maintaining control effectiveness and communicating findings to management. Key Responsibilities: - Support the team conducting complex investigations in the Risk and Compliance function. - Ensure high performance for internal and partner t...

Senior Legal Associate - Business Integrity & Data Privacy (Ice Cream) As a Senior Legal Associate within the Ice Cream Legal Powerhouse, you will provide crucial, structured support to the team and the broader business. Your responsibilities will encompass: (i) assisting the Global Business Integrity Team in their business partnering, core compliance, and investigations to uphold business integrity; and (ii) serving as the initial point of contact for our brands and functions navigating Ice Cream's privacy processes. This role demands a strong ethical compass, exceptional communication skills, proficiency in working with data, and a passion for making a positive impact. Responsibilities: Bu...

Responsibilities: Conduct regular audits & inspections Collaborate with stakeholders on risk mitigation strategies Ensure regulatory adherence across all operations Develop & implement compliance policies & procedures

We are currently seeking a knowledgeable and committed individual to join our growing team. Communication: Candidates need to be comfortable with English and should be able to speak and write about their findings clearly, as well as understand assignments and instructions. Required Candidate profile The candidate should be enterprising and willing to take up work in varied areas. Accounting background is not Mandatory but will be preferred. Good knowledge of English and Computers (Microsoft Office, Email and Tally) Problem-solving skills, attention to detail, and flexibility are key characteristics we are looking for The knowledge of MS excel, wealth management operations will be prefered

ABOUT TROOVY At Troovy, we believe kids deserve fun food that's also good for them. We're on a mission to reinvent snacks so children never have to settle between tasty and healthy. We are one of the fastest growing healthy snacks companies and we're funded by the largest VCs in D2C industry like Fireside Ventures, Sharrp Ventures, Spring Marketing Capital & Veltis Capital. ROLE DESCRIPTION This is a full-time role for an Area Sales Manager covering NCR. The Area Sales Manager will be responsible for driving Primary and Secondary sales and scale new infra & team, expanding distribution, building strong channel relationships and ensuring flawless market execution in the assigned territory. Th...

Mandatory Req : Any bachelors degree with 1 - 2 years work experience. Proficiency in verbal & written English communication. Proficient with Microsoft Office (Excel, Word) and Outlook. All 5 days’ Work from Office - General shift (7 AM – 4 PM or 8 AM – 5 PM), fixed shifts Work location : Bangalore Top 3 responsibilities : Reviewing third-party packaging test reports and recording results. Communicating test findings to internal and external stakeholders. Supporting Frustration-Free Packaging Program by validating products that can be shipped without additional packaging. Here is a job summary for the position MSP C-OPS Compliance Associate Are you passionate about sustainability and reducin...

Responsible for leading the organization toward its strategic & financial goals while ensuring operational excellence, compliance & a strong organizational culture. The role requires strong financial leadership to drive financial planning, budgeting.

Role & responsibilities Regulatory Trade Data Analyst Key Skills: Trade lifecycle & order flow knowledge Experience with OMS/EMS systems (Bloomberg, Fidessa, etc.) Strong in SQL / Python / Excel for data analysis Exposure to compliance, trade surveillance, or reporting Understanding of MiFID II / Dodd-Frank / FCA regulations

We are hiring for the Branch Manager , Personal Banker Teller Authorizer (PBTA/PBA)& Customer Care Executive position with HDFC Bank . The role involves managing customer transactions, ensuring high-quality service delivery, and maintaining compliance with bank policies. Profile & Location- Branch Manager- Raipur,Surajpur PBA- Bhilai PBTA- Raipur,Bhilai,Pamgarh,Pithora,Baramkela,Pusour. Customer Care Executive- Raipur,Champa,Nawagarh,Khairagarh,Kosa,Jashpur,Jamul,Gharghoda. Interested candidate can share there updated CV at rukhsar.rahman@hdfc.bank.in Or rahul.dubey9@hdfc.bank.in Note- Only shortlisted candidate will get a call from our end.